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n engl j med 367;6 nejm.org august 9, 2012 495 The  new england journal  of   medicine established in 1812 august 9, 2012 vol. 367 no. 6 Placebo-Controlled Trial of Tofacitinib Monotherapy in Rheumatoid Arthritis Roy Fleischmann, M.D., Joel Kremer, M.D., John Cush, M.D., Hendrik Schulze-Koops, M.D., Ph.D., Carol A. Connell, Ph.D., John D. Bradley, M.D., David Gruben, Ph.D., Gene V. Wallenstein, Ph.D., Samuel H. Zwillich, M.D., and Keith S. Kanik, M.D., for the ORAL Solo Investigat ors* Abstract From the Metroplex Clinical Research Center (R.F.) and Baylor Research Insti- tute (J.C.) — both in Dallas; the Center for Rheumatology, Albany Medical College, Albany, NY (J.K.); the Division of Rheu- matology, Medizinische Klinik und Po- liklinik IV, University of Munich, Munich, Germany (H.S.-K.); and Pfizer, Groton, CT (C.A.C., J.D.B., D.G., G.V.W., S.H.Z., K.S.K.). Address reprint requests to Dr. Fleischmann at the Metroplex Clinical Research Center, 8144 Walnut Hill Lane, Dallas, TX 75231, or at rfleischmann@ arthdocs.com. * The ORA L Solo inves tigators are l isted in the Supplementary Appendix, avail- able at NEJM.org. N Engl J Me d 2012;367:495-507. DOI: 10.1056/NEJMoa1109071 Copyright © 2012 Massachusetts Medical Society. Background Tofacitinib (CP-690,550) is a novel oral Janus kinase inhibitor that is being investi- gated as a t argeted immunomodulator and disease-m odif ying therapy for rheuma- toid arthritis. Methods In this phase 3, double-blind, placebo-controlled, parallel-group, 6-month study, 611 patients were randomly assigned, in a 4:4:1:1 ratio, to 5 mg of tofacitinib twice daily, 10 mg of tofacitinib twice daily, placebo for 3 months followed by 5 mg of tofacitinib twice daily, or placebo for 3 months followed by 10 mg of tofacitinib twice d aily. The primary end points, assessed at mon th 3, were the percentage of patients with at least a 20% improvemen t in t he American College of Rheumatology scale (ACR 20), the change from baseline in Health Assessment Questionnaire– Disabil ity Index (HAQ-DI) scores (which range from 0 to 3, with higher scores indi- cating greater disabilit y), an d the percentage of patients with a Disease Activit y Score for 28-joint counts based on the erythrocyte sedimentation rate (DAS28-4[ESR]) of less than 2.6 (with scores ranging from 0 to 9.4 and higher scores indicating more disease activity). Results At month 3, a higher percentage of patients in the tofacitinib groups than in the placebo groups met the criteria f or an ACR 20 response (5 9.8% in the 5-mg tofacitinib group and 65.7% in the 10-mg tofacitin ib group vs. 26.7% in the combined placeb o groups, P< 0.001 for both comparisons). The reductions from baseli ne in HAQ-D I scores  were greater in the 5- mg an d 1 0-mg tofacitinib groups than in the place bo groups (0.50 and 0.57 point s, respect ively, vs. 0.19 point s; P<0 .001). The percentage of patients with a DAS28-4(ESR) of less than 2.6 was not significantly higher with tofacitinib than with placebo (5.6% and 8.7% in the 5-mg and 10-mg tofacitinib groups, respectively, and 4.4% with placebo; P = 0.62 and P = 0.10 for the two com- parisons). Serious infections developed in six patients who were receiving tofaci- tinib. Common adverse events were headache and upper respiratory tract infection. Tofacitinib treatment was associated with elevations in low-density lipoprotein cho- lesterol levels and reductions in neutrophil counts. Conclusions In patients with active rheumatoid arthritis, tofacitinib monotherapy was associat - ed with reductions in signs and symptoms of rheumatoid arthritis and improve- ment in physical f unction. (Funded by Pfizer; ORAL Solo ClinicalTria ls.gov num ber, NCT00814307.) The New England Journal of Medicine Downloaded from nejm.org on March 19, 2013. For personal use only. No other uses without permission. Copyright © 2012 Massachusetts Medical Society. All rights reserved.

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T h e  n e w e n g l a n d j o u r n a l o f  medicine

n engl j med 367;6 nejm.org august 9, 2012496

R heumatoid arthritis is a chronic 

autoimmune disease that is characterized

by inflammation and destruction of joints.

The disease has a major effect on health status

and quality of life and imposes a substantial eco-

nomic burden on patients and society.1

Tofacitinib (CP-690,550) is a novel oral Janus

kinase (JAK) inhibitor that is being investigated asa targeted immunomodulator and disease-modi-

fying therapy for rheumatoid arthritis. Tofacitinib

preferentially inhibits signaling through hetero-

dimeric receptors associated with JAK3, JAK1, or

both, with functional selectivity over JAK2-paired

receptors.2 Inhibition of JAK1 and JAK3 by to-

facitinib blocks signaling for several cytokines

(interleukins 2, 4, 7, 9, 15, and 21) that are inte-

gral to lymphocyte function and may thus modu-

late the immune response.2 In a 6-week, phase

2a, proof-of-concept study, tofacitinib monother-

apy at doses of 5 mg, 15 mg, and 30 mg twicedaily, as compared with placebo, showed effi-

cacy in patients with rheumatoid arthritis who

had had an inadequate response to disease-

modifying drugs.3 Phase 2b dose-ranging studies

of tofacitinib as monotherapy or with background

methotrexate therapy showed the efficacy and

safety of tofacitinib at doses of 5 mg and 10 mg

twice daily, as compared with placebo, over the

course of 24 weeks, thus supporting the dose

selection for the phase 3 studies.4,5 In this phase

3 study, we evaluated the efficacy and safety of 

tofacitinib monotherapy in adults with active

rheumatoid arthritis who had had an inadequate

response to disease-modifying drugs.

Methods

Patients

Patients were eligible if they were at least 18 years

of age; had rheumatoid arthritis that had been

diagnosed on the basis of the American College

of Rheumatology (ACR) 1987 revised criteria6;

had active disease, which was defined as thepresence of 6 or more tender or painful joints

(out of 68 specific joints examined) and 6 or

more swollen joints (out of 66 specific joints ex-

amined); and had either a Westergren erythrocyte

sedimentation rate of more than 28 mm per hour

or a C-reactive protein level of more than 7 mg

per liter. In addition, eligible patients had had an

inadequate response to at least one nonbiologic

or biologic disease-modifying drug, owing to a

lack of efficacy or the occurrence of toxic effects,

and had discontinued all disease-modifying drugs

except stable doses of antimalarial agents. The

use of nonsteroidal antiinflammatory drugs and

glucocorticoids (≤10 mg of a prednisone equiva-

lent per day) was permitted.

The key exclusion criteria were prior treatment 

 with lymphocyte-depleting therapies or alkylatingagents; a hemoglobin level of less than 9.0 g per

deciliter, a hematocrit of less than 30%, a white-

cell count of less than 3.0×109 per liter, an abso-

lute neutrophil count of less than 1.2×109 per liter,

or a platelet count of less than 100×109 per liter;

an estimated glomerular filtration rate of 40 ml

per minute or less (calculated by the method of 

Cockcroft and Gault); a total bilirubin, aspartate

aminotransferase, or alanine aminotransferase

level higher than 1.5 times the upper limit of 

the normal range; a history of another autoim-

mune rheumatic disease except Sjögren’s syn-drome; recent, current, or chronic infection, in-

cluding hepatitis B or hepatitis C infection or

human immunodeficiency virus infection; evi-

dence of active, latent, or inadequately treated

Mycobacterium tuberculosis  infection; a history of a

lymphoproliferative disorder; and a history of 

cancer, except adequately treated, nonmetastatic

basal-cell or squamous-cell cancer of the skin or

cervical carcinoma in situ.

Study Design and Oversight

The study was a phase 3, randomized, double-

blind, placebo-controlled, parallel-group trial of 

a 6-month course of treatment, with primary ef-

ficacy end points assessed at month 3. The trial

 was sponsored by Pfizer and was conducted in 94

centers worldwide from February 2009 through

 June 2010. Patients were randomly assigned, in a

4:4:1:1 ratio, to one of four regimens: tofacitinib

at a dose of 5 mg twice daily for 6 months; tofaci-

tinib at a dose of 10 mg twice daily for 6 months;

placebo for 3 months followed by 5 mg of tofaci-

tinib twice daily for 3 months; or placebo for3 months followed by 10 mg of tofacitinib twice

daily for 3 months. Comparisons with placebo

for the first 3 months were performed with com-

bined data from the two placebo groups. Ran-

domization was performed with the use of an

automated Web-based or telephone-based system

(Impala, Pfizer).

The study was conducted in compliance with

the provisions of the Declaration of Helsinki,

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Tofacitinib Monotherapy in Rheumatoid Arthritis

n engl j med 367;6 nejm.org august 9, 2012 497

Good Clinical Practice guidelines of the Interna-

tional Conference on Harmonization, and rele-

 vant local country regulations. All patients pro-

 vided written informed consent. The final protocol,

amendments, and consent documentation were

reviewed and approved by the institutional re-

 view board and independent ethics committee at 

each participating center. The study protocol, in-cluding the statistical analysis plan, is available

 with the full text of this article at NEJM.org.

Under direction from all the authors, the first 

draft was written by an employee of Complete

Medical Communications, who was funded by 

Pfizer. All the authors revised the manuscript 

critically for intellectual content. Investigators at 

the study sites entered data into a Pfizer remote-

data-capture system, and the study database was

prepared by Pfizer data management. Pfizer pro-

grammers generated output specified by the

statistical analysis plan that was approved beforethe database release and under the direction of 

Pfizer statisticians. All the authors made the deci-

sion to submit the manuscript for publication

and vouch for the veracity and completeness of 

the data and analyses and for the fidelity of the

study to the protocol.

Measures of Efficacy

The three primary efficacy end points, for which

tofacitinib monotherapy (5 mg or 10 mg twice

daily) was compared with placebo at month 3,

 were the percentage of patients who met the cri-

teria for an ACR 20 response, which is defined as

at least a 20% reduction from baseline in the

number of both tender and swollen joints and at 

least a 20% improvement in three or more of the

five remaining ACR core set measures (patient’s

assessment of pain, level of disability, C-reactive

protein level, global assessment of disease by the

patient, and global assessment of disease by the

physician)7; the change from baseline in physical

function, as measured by the Health Assessment 

Questionnaire–Disability Index (HAQ-DI, in whichscores range from 0 to 3, with higher scores in-

dicating greater disability)8,9; and the percentage

of patients with a Disease Activity Score for

28-joint counts based on the erythrocyte sedi-

mentation rate (DAS28-4[ESR]) of less than 2.6

(with scores ranging from 0 to 9.4 and higher

scores indicating more disease activity). The

DAS28-4(ESR) is a composite index of four

 weighted variables: the number of tender joints

among 28 specific joints examined; the number

of swollen joints among the same 28 joints; the

erythrocyte sedimentation rate (range, 0 to 150 mm

per hour); and the patient’s global assessment of 

disease activity, assessed with the use of a visual-

analogue scale ranging from 0 to 100. The level

of disease activity is considered to be low if the

DAS28-4(ESR) is 3.2 or less, moderate if thescore is greater than 3.2 to 5.1, and high if 

the score is greater than 5.1. A score of less than

2.6 indicates that the patient is in remission ac-

cording to these criteria.10-12 The erythrocyte sedi-

mentation rate was measured at the local study 

sites, with the treatment assignments of the pa-

tients concealed from the study investigators and

the sponsor.

Secondary efficacy end points included the

percentage of patients who met the criteria for

ACR 20, ACR 50, and ACR 70 responses (indicat-

ing improvement from baseline of at least 20%,50%, and 70%, respectively, in the number of ten-

der and swollen joints as well as in at least three of 

the other f ive ACR components) at all visits; the

change from baseline at all visits in the HAQ-DI

score; the change from baseline at all visits in

the DAS28-4(ESR) and in the DAS28-3(CRP), in

 which the C-reactive protein level rather than the

erythrocyte sedimentation rate is used in the cal-

culation of the score and the variable of patient’s

global assessment of disease activity is not in-

cluded11; the percentages of patients with a

DAS28-4(ESR) and a DAS28-3(CRP) of less than

2.6 and of 3.2 or less at all visits up to month 6;

and scores at month 3 on the Functional Assess-

ment of Chronic Illness Therapy (FACIT)–fatigue

instrument, a 13-item questionnaire with scores

ranging from 0 to 52 and higher scores indicat-

ing less fatigue.13

Safety Assessments

An analysis of the safety of tofacitinib as com-

pared with placebo was also a primary objective.

The incidence and severity of all adverse events were recorded. Clinical laboratory tests, assess-

ments of vital signs, and physical examinations

 were performed at every visit, and electrocardio-

grams were obtained at the screening visit and at 

month 6.

Statistical Analysis

To preserve the type I error rate, the primary ef-

ficacy end points were assessed sequentially, in

The New England Journal of Medicine

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T h e  n e w e n g l a n d j o u r n a l o f  medicine

n engl j med 367;6 nejm.org august 9, 2012498

the following order: the percentage of patients

 with an ACR 20 response, the change from base-

line in the HAQ-DI score, and the percentage of 

patients with a DAS28-4(ESR) of less than 2.6 (see

Fig. 1S in the Supplementary Appendix, available

at NEJM.org). The type I error rate was protected

for these end points when statistical significance

 was determined. No preservation of type I errorrate was applied for the secondary end points;

P values of 0.05 or less were considered to indi-

cate statistical significance.

Efficacy and safety analyses included data

from all patients who underwent randomization

and who received at least one dose of study 

medication (modified intention-to-treat popula-

tion). The normal-approximation test for the dif-

ference in binomial proportions was used to de-

termine the superiority of each dose of tofacitinib

over placebo with respect to two of the primary 

end points: the percentage of patients with an

ACR 20 response and the percentage of patients

 with a DAS28-4(ESR) of less than 2.6. Imputation

of no response was used to account for missing

data (including data from patients who withdrew 

from the study) in calculating these two end

points. The changes in HAQ-DI scores were ex-

pressed as least-squares mean changes frombaseline, analyzed with the use of a mixed-effect 

longitudinal model that included effects of treat-

ment and visit. Variation due to changes over

time for patients is included in the model. Sec-

ondary end points with binary variables were

analyzed with the imputation of no response

for missing data; continuous end points were

analyzed in the same way as the changes in

HAQ-DI scores. Safety data were summarized

descriptively and as least-squares means for

selected variables.

Table 1. Baseline Characteristics of the Patients.*

CharacteristicPlacebo(N = 122)

Tofacitinib, 5 mg(N = 243)

Tofacitinib, 10 mg(N = 245)

Female sex — no. (%) 105 (86.1) 207 (85.2) 216 (88.2)

White race — no. (%)† 88 (72.1) 153 (63.0) 168 (68.6)

Age — yr 49.7±12.4 52.2±11.5 52.4±11.7

Duration of rheumatoid arthritis — yr

Mean 7.7 8.0 8.6

Range 0.2–28.0 0.2–42.3 0.2–49.0

Tender and swollen joints — mean no.‡

Tender 28.9 29.4 29.1

Swollen 17.3 16.3 17.0

Mean score on HAQ-DI§ 1.53 1.53 1.50

DAS28–4(ESR)¶

Mean score 6.65 6.71 6.70

Score of >5.1 — % 93.0 95.3 95.7

Mean score on DAS28–3(CRP)¶ 5.56 5.68 5.60

Erythrocyte sedimentation rate — mm/hr‖ 50.9 53.1 52.1

C-reactive protein — mg/liter** 17.8 22.9 19.1

Positive for rheumatoid factor, anti–cyclic citrullinatedpeptide antibodies, or both — %†† 68.0 76.8 74.6

Prior treatment — %

TNF inhibitor 19.7 14.0 16.7

Other biologic agent 8.2 4.9 7.8

Methotrexate 83.6 86.0 84.5

Nonbiologic disease-modifying drug other thanmethotrexate‡‡

60.7 54.3 57.6

Prior disease-modifying drugs resulting in inadequateresponse — mean no./patient

1.81 1.70 1.71

The New England Journal of Medicine

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Tofacitinib Monotherapy in Rheumatoid Arthritis

n engl j med 367;6 nejm.org august 9, 2012 499

Post hoc subgroup analyses were performed

to assess ACR 20 response rates in subgroups of 

interest, including those defined according to

age, sex, geographic location, seropositivity sta-

tus (presence or absence of rheumatoid factor or

anti–cyclic citrullinated peptide antibodies14), and

inadequate response to prior treatment with bio-

logic disease-modifying drugs. The normal-

approximation test was applied with no correc-

tion for multiple comparisons. The purpose of 

the post hoc analyses was to assess the general

consistency of the estimates of response ratesand to confirm that reported P values are de-

scriptive of the magnitude of effect.

Results

Patients

A total of 611 patients underwent randomiza-

tion, of whom 610 received at least one dose of 

study medication; 555 patients completed the

6-month study. The rate of discontinuation of 

study treatment was lowest in the group that re-

ceived the 5-mg dose of tofacitinib (Fig. 2S in the

Supplementary Appendix). The numbers of pa-

tients who underwent randomization are listed

according to country in Table 1S in the Supple-

mentary Appendix.

Baseline characteristics were similar among

the treatment groups (Table 1). The mean age of 

the patients ranged from 49.7 to 52.4 years; the

mean duration of rheumatoid arthritis ranged

from 7.7 to 8.6 years. A total of 67.0% of the

patients were white, and 86.6% were women.

Efficacy

Prespecified Analyses

At month 3, a total of 59.8% of the patients in the

5-mg tofacitinib group and 65.7% in the 10-mg

tofacitinib group, as compared with 26.7% in the

combined placebo groups, met the criteria for an

ACR 20 response (P<0.001 for both comparisons).

The corresponding percentages of patients who

met the criteria for an ACR 50 response at month 3

Table 1. (Continued.)

CharacteristicPlacebo(N = 122)

Tofacitinib, 5 mg(N = 243)

Tofacitinib, 10 mg(N = 245)

Concomitant treatment — %

Antimalarial agents 12.3 18.5 16.7

Glucocorticoids§§ 63.1 57.4 60.4

Lipid-lowering medication 6.6 11.5 14.7

Low-density lipoprotein cholesterol ≥130 mg/dl(3.4 mmol/liter) — %¶¶

28.1 33.2 33.8

* Plus–minus values are means ±SD. There were no significant differences among the groups at baseline, except withrespect to age (P = 0.05 for the comparison of the 10-mg tofacitinib group with the placebo group) and concomitantlipid-lowering medication (P = 0.01 for the comparison of the 10-mg tofacitinib group with the placebo group). TNFdenotes tumor necrosis factor.

† Race was self-reported.‡ A total of 68 specific joints were examined for tenderness or pain, and 66 specific joints were examined for swelling.

Higher values indicate greater levels of disease activity.§ Scores on the Health Assessment Questionnaire–Disability Index (HAQ-DI) range from 0 to 3, with higher scores in-

dicating greater disability.¶ The Disease Activity Score for 28-joint counts based on the erythrocyte sedimentation rate (DAS28-4[ESR]) and the

DAS28-3 based on the C-reactive protein level (DAS28-3[CRP]) range from 0 to 9.4, with higher scores indicating greaterlevels of disease activity. A score of more than 5.1 on the DAS28-4(ESR) indicates a high level of disease activity.‖ The erythrocyte sedimentation rate ranges from 0 to 150 mm per hour; the reference range for men is 0 to 15 mm per

hour, and the reference rate for women is 0 to 20 mm per hour. Higher values indicate greater inflammation.** C-reactive protein levels range from 0 to 180 mg per liter; the reference range is less than 10.0 mg per liter. Higher

values indicate greater inflammation.†† Data were available for 242 patients in the 5-mg tofacitinib group and for 244 in the 10-mg tofacitinib group. Positive

status for anti–cyclic citrullinated peptide antibodies was defined as a value of 20 units or more.‡‡ Data were available for 118 patients in the placebo group, 228 in the 5-mg tofacitinib group, and 235 in the 10-mg

tofacitinib group.§§ Data were available for 244 patients in the 5-mg tofacitinib group. One patient who underwent randomization but did

not receive any dose of study medication was included for the analysis of this variable only.¶¶ Data were available for 121 patients in the placebo group, 241 in the 5-mg tofacitinib group, and 240 in the 10-mg

tofacitinib group.

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T h e  n e w e n g l a n d j o u r n a l o f  medicine

n engl j med 367;6 nejm.org august 9, 2012500

 were 31.1% and 36.8% versus 12.5% (P<0.001 for

both comparisons), and the percentages of pa-

tients who met the criteria for an ACR 70 re-

sponse were 15.4% and 20.3% versus 5.8%

(P = 0.003 and P<0.001 for the comparison of the

5-mg dose and the 10-mg dose of tofacitinib, re-

spectively, with placebo). Significant increases in

the rate of ACR 20, ACR 50, and ACR 70 responses

 with the 10-mg dose of tofacitinib as compared

 with placebo were seen by week 2 (P<0.001,

P = 0.002, and P<0.001, respect ively) (Fig. 1, and

Fig. 3S in the Supplementary Appendix).

Significant improvements in physical func-

tion were observed by week 2. At month 3, the

least-squares mean changes from baseline in

HAQ-DI scores were −0.50 points with the 5-mg

dose of tofacitinib and −0.57 points with the 10-mg

dose of tofacitinib, as compared with −0.19 points

 with placebo (P<0.001 for both comparisons); in

addition, the least-squares mean changes were

significant with both doses as compared withplacebo at all visits up to month 3 (5-mg dose of 

tofacitinib: P = 0.004 at week 2, P<0.001 at all

other visits; 10 mg dose of tofacitinib: P<0.001 at 

all visits) and continued to improve to the end of 

the study (Fig. 1). Although the minimal clini-

cally important change for the HAQ-DI is 0.22

points,15 a more conservative measure of 0.30

points was chosen to indicate a significant change

in HAQ-DI. A total of 52.9% of the patients in

   A   C   R   2   0   R  e  s  p  o  n  s  e   R  a   t  e

   (   %   o

   f  p  a   t   i  e  n   t  s   )

100

80

60

40

20

00 1 2 3 4 5 6

B

A

Month

   H   A   Q  -   D   I

   (  c   h  a  n  g  e   f  r  o  m    b  a  s  e   l   i  n  e   )

0

−0.3

−0.6

−0.90 1 2 3 4 5 6

Month

C

   D   A   S   2   8  -   4   (   E   S   R   )  <   2 .   6

   (   %   o

   f  p  a   t   i  e  n   t  s   )

30

25

20

15

10

5

00 1 2 3 4 5 6

Month

Placebo

Tofacitinib, 5 mg Placebo → 5 mg

Placebo → 10 mgTofacitinib, 10 mg

Figure 1. Primary Efficacy Analyses.

The percentage of patients with at least a 20% improve-ment in the American College of Rheumatology scale(ACR 20) is shown in Panel A; the least-squares meanchange from baseline in the score on the Health Assess-ment Questionnaire–Disability Index (HAQ-DI) (in whichscores range from 0 to 3, with higher scores indicatinggreater disability) is shown in Panel B; and the percent-age of patients with a score of less than 2.6 on the Dis-ease Activity Score for 28-joint counts, based on theerythrocyte sedimentation rate (DAS28-4[ESR], in whichscores range from 0 to 9.4, with higher scores indicat-ing more disease activity), is shown in Panel C. Analy-ses were performed in the modified intention-to-treatpopulation (all patients who underwent randomizationand who received at least one dose of study medication).The dashed vertical line at the 3-month mark in all threepanels shows the time at which all the patients in theplacebo group were switched to tofacitinib (either 5-mgor 10-mg dose). The dashed horizontal line in Panel Brepresents the minimal clinically important differenceof −0.22 points for the HAQ-DI score. In Panel A,P<0.001 for the comparison of the 5-mg and 10-mgdoses of tofacitinib with placebo at 2 weeks and atmonths 1, 2, and 3; in Panel B, P<0.001 for the compar-isons of the two doses of tofacitinib with placebo at2 weeks and at months 1, 2, and 3, except P = 0.004 forthe comparison of the 5-mg dose of tofacitinib withplacebo at 2 weeks. I bars indicate standard errors.

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Tofacitinib Monotherapy in Rheumatoid Arthritis

n engl j med 367;6 nejm.org august 9, 2012 501

the 5-mg tofacitinib group and 55.7% in the 10-

mg tofacitinib group, as compared with 31.7%

in the two placebo groups combined, had reduc-

tions in the HAQ-DI score (indicating improve-

ment of physical function) of at least 0.30

points at month 3 (P<0.001 for both compari-

sons). Patients who switched from placebo to

tofacitinib at month 3 had ACR response ratesand HAQ-DI scores by month 6 that were similar

to the responses seen in patients who received

tofacitinib in the first 3 months.

We did not observe significant benefits of 

tofacitinib over placebo for the third primary 

outcome measure. At month 3, the percentage of 

patients with a DAS28-4(ESR) of less than 2.6 was

5.6% with the 5-mg dose of tofacitinib and 8.7%

 with the 10-mg dose of tofacitinib, as compared

 with 4.4% with placebo (P = 0.62 and P = 0.10,

respectively) (Fig. 1); at month 6, the percentages

in the 5-mg and 10-mg tofacitinib groups hadincreased to 9.8% and 14.2%, respectively. There

 were significant differences at month 3 between

each of the tofacitinib groups and the combined

placebo groups with respect to least-squares mean

changes from baseline in DAS28-4(ESR) (P<0.001

for both comparisons) (Fig. 3S in the Supple-

mentary Appendix). A total of 12.5% of the pa-

tients in the 5-mg tofacitinib group and 17.0% in

the 10-mg tofacitinib group, as compared with

5.3% in the combined placebo groups, had a

DAS28-4(ESR) of 3.2 or less by month 3 (P = 0.02

for the comparison of the 5-mg group with the

placebo group and P<0.001 for the comparison

of the 10-mg group with the placebo group). The

least-squares mean changes from baseline in the

C-reactive protein level, DAS28-3(CRP), erythro-

cyte sedimentation rate, and DAS28-4(ESR) and

the percentage of patients with DAS28-4(ESR)

and DAS28-3(CRP) of less than 2.6 and of 3.2

or less at months 3 and 6 are shown in Table

2S in the Supplementary Appendix.

Changes of 3 to 4 points in the FACIT–fatigue

score are considered to be clinically meaning-ful.13 The least-squares mean changes from base-

line at month 3 in FACIT–fatigue scores were 6.7

points with the 5-mg of tofacitinib and 8.0 points

 with the 10-mg dose, as compared with 2.8 points

 with placebo (P<0.001).

Post Hoc Subgroup Analyses

Age, sex, and seropositivity status were not associ-

ated with meaningful differences in the ACR 20

results, with the 5-mg and 10-mg doses of tofaci-

tinib having similar efficacy (Fig. 4S in the Sup-

plementary Appendix). Among patients who had

previously had an inadequate response to tumor

necrosis factor (TNF) inhibitors or other biologic

agents, 42.9% in the 5-mg tofacitinib group and

62.5% in the 10-mg tofacitinib group, as compared

 with 17.7% in the combined placebo groups, met the criteria for ACR 20 at month 3 (P = 0.06 and

P<0.001 for the comparison of the two doses,

respectively, with placebo). Significant effects on

the rate of ACR 20 response with tofacitinib as

compared with placebo were seen in all geograph-

ic regions at month 3 (United States: P<0.001 for

the comparison of both doses with placebo; Lat-

in America: P = 0.002 and P<0.001 for the com-

parison of the 5-mg dose and the 10-mg dose,

respectively, with placebo; Europe: P = 0.002 and

P = 0.005 for the two comparisons; rest of world,

P = 0.01 and P = 0.003, for the two comparisons).The scores for the core components of the ACR 

assessment are presented in Table 3S in the Sup-

plementary Appendix.

Adverse Events

There was an increased rate of serious infections

 with tofacitinib as compared with placebo. There

 were seven events involving serious infections in

six patients (one case of cellulitis in the 5-mg

group; one case each of liver abscess, bronchitis,

tuberculous pleural effusion, and pyelonephritis

in the 10-mg group; and two cases of cellulitis in

one patient in the placebo group, one of which

occurred after the switch to 5 mg of tofacitinib at 

3 months). The tuberculous pleural effusion oc-

curred in a 47-year-old man from India (see the

Supplementary Appendix); a diagnosis of tuber-

culosis was not confirmed by culture of the pleu-

ral f luid (or biopsy).

In months 0 to 3, a total of 330 patients (54.1%)

had 701 adverse events, with similar frequencies

across the groups (Table 2). The most common

of these adverse events were upper respiratory tract infection, headache, and diarrhea (Table 4S

in the Supplementary Appendix). Twelve patients

(2.0%) discontinued the study drug owing to ad-

 verse events in months 0 to 3, with similar fre-

quencies across the groups (Table 2). In months 3

to 6, a total of 244 patients (40.0%) had 471

adverse events. The most common events were

upper respiratory tract infection and headache

(Table 4S in the Supplementary Appendix). Six

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T h e  n e w e n g l a n d j o u r n a l o f  medicine

n engl j med 367;6 nejm.org august 9, 2012502

   T  a   b   l  e   2 .

   S  a   f  e   t  y  a  n   d   L  a   b  o  r  a   t  o  r  y   D

  a   t  a .   *

   V  a  r   i  a   b   l  e

   M  o  n   t   h  s   0  –   3

   M  o  n   t   h  s   3  –   6

   P   l  a  c  e   b  o

   (   N  =   1   2   2   )

   T  o   f  a  c   i   t   i  n   i   b ,   5  m  g

   (   N

  =   2   4   3   )

   T  o   f  a  c   i   t   i  n   i   b ,   1   0  m  g

   (   N  =   2   4   5   )

   T  o   f  a  c   i   t   i  n

   i   b ,   5  m  g ,

   S  w   i   t  c   h  e   d   f  r  o  m

   P   l  a  c  e   b  o

   (   N  =   6   1   )

   T  o   f  a  c   i   t   i  n   i   b ,   1   0  m  g ,

   S  w   i   t  c   h  e   d   f  r  o  m

   P   l  a  c  e   b  o

   (   N  =   6   1   )

   T  o   f  a  c   i   t   i  n   i   b ,   5  m  g

   (   N  =   2   4   3

   )

   T  o   f  a  c   i   t   i  n   i   b ,   1   0  m  g

   (   N  =   2   4   5   )

   A   d  v  e  r  s  e  e  v  e  n   t  s  —   n

  o .

   1   2   7

   2   7   9

   2   9   5

   4

   0

   5   4

   1   7   0

   2   0   7

   P  a   t   i  e  n   t  s  w   i   t   h  a   d  v  e  r  s  e  e  v  e  n   t  s  —

   n  o .   (   %

   )

   6   7   (   5   4 .   9   )

   1   2   4

   (   5   1 .   0   )

   1   3   9   (   5   6 .   7   )

   2   2   (

   3   6 .   1   )

   2   4   (   3   9 .   3

   )

   9   7   (   3   9 .   9

   )

   1   0   1   (   4   1 .   2   )

   P  a   t   i  e  n   t  s  w   i   t   h  s  e  r   i  o  u  s  a   d  v  e  r  s  e  e  v  e  n   t  s  —   n

  o .   (   %

   )

   6   (   4 .   9   )

   1

   (   0 .   4   )

   5   (   2 .   0   )

   1   (

   1 .   6   )

   0

   5   (   2 .   1   )

   6   (   2 .   4

   )

   P  a   t   i  e  n   t  s  w   i   t   h  s  e  r   i  o  u  s   i  n   f  e  c   t   i  o  n  e  v  e  n   t  s  —   n

  o .   (   %

   )   †

   0

   0

   1   (   0 .   4   )

   1   (

   1 .   6   )

   0

   1   (   0 .   4   )

   3   (   1 .   2

   )

   D   i  s  c  o  n   t   i  n  u  a   t   i  o  n  o   f  s   t  u   d  y   d  r  u  g   d

  u  e   t  o  a   d  v  e  r  s  e

  e  v  e  n   t  —   n

  o .   (   %

   )   ‡

   5   (   4 .   1   )

   2

   (   0 .   8   )

   6   (   2 .   4   )

   0

   0

   1   (   0 .   4   )

   5   (   2 .   0

   )

   M  o  n   t   h   3 ,

   M  e  a  n

   C   h  a  n  g  e   f  r  o  m    B

  a  s  e   l   i  n  e

   M  o  n   t   h   6 ,

   M  e  a  n   C   h  a  n  g  e   f  r  o  m    B  a

  s  e   l   i  n  e

   P   l  a  c  e   b  o

   (   N  =   1   2   2   )

   T  o   f  a  c   i   t   i  n   i   b ,   5  m  g

   (   N

  =   2   4   3   )

   T  o   f  a  c   i   t   i  n   i   b ,   1   0  m  g

   (   N  =   2   4   5   )

   T  o   f  a  c   i   t   i  n

   i   b ,   5  m  g ,

   S  w   i   t  c   h  e   d   f  r  o  m

   P   l  a  c  e   b  o

   (   N  =   6   1   )

   T  o   f  a  c   i   t   i  n   i   b ,   1

   0  m  g ,

   S  w   i   t  c   h  e   d   f  r  o  m

   P   l  a  c  e   b  o

   (   N  =   6   1   )

   T  o   f  a  c   i   t   i  n   i   b ,   5  m  g

   (   N  =   2   4   3

   )

   T  o   f  a  c   i   t   i  n   i   b ,   1   0  m  g

   (   N  =   2   4   5   )

   N  e  u   t  r  o  p   h   i   l  c  o  u  n   t  —    1   0    −

      3   /  m  m      3

  −   0 .   0   6  ±   0 .   1   7

  −   0 .   8

   3  ±   0 .   1   1   §

  −   1 .   3   5  ±   0 .   1   2   §

  −   0 .   9   0  ±   0 .   2   4

  −   1 .   1

   8  ±   0 .   2

   6

  −   0 .   7

   8  ±   0 .   1   2

  −   1 .   1   5  ±   0 .   1   2

   H  e  m  o  g   l  o   b   i  n  —   g   /   d

   l

  −   0 .   1   2  ±   0 .   7   6

   0 .   2

   8  ±   0 .   8   8

   0 .   0   3  ±   0 .   9   7

   0 .   2   1  ±   0 .   9   7

  −   0 .   2

   2  ±   1 .   0   5

   0 .   2

   5  ±   0 .   9   6

   0 .   1   5  ±   0 .   9   4

   C   h  o   l  e  s   t  e  r  o   l  —

    %

   L  o  w  -   d  e  n  s   i   t  y   l   i  p  o  p  r  o   t  e   i  n

   3 .   5  ±   2 .   2   8

   1   3 .   6  ±

   1 .   5   6   §

   1   9 .   1  ±   1 .   6   0   §

   1   6 .   9  ±   3 .   2   9

   1   6 .   8  ±   3 .   3

   6

   1   2 .   8  ±   1 .   6   0

   1   9 .   1  ±   1 .   6   5

   H   i  g   h  -   d  e  n  s   i   t  y   l   i  p  o  p  r  o   t  e   i  n

  −   0 .   7   6  ±   1 .   9   3

   1   2 .   2

   4  ±   1 .   3   1   §

   1   4 .   9   8  ±   1 .   3   4   §

   1   1 .   3   1  ±   2 .   8   1

   1   1 .   0

   2  ±   2 .   8

   9

   1   0 .   3

   9  ±   1 .   3   7

   1   6 .   5

   7  ±   1 .   4   1

   S  e  r  u  m  c  r  e  a   t   i  n   i  n  e  —   m

  g   /   d   l

   0  ±   0 .   0   2

   0 .   0

   4  ±   0 .   0   1

   0 .   0   5  ±   0 .   0   1

   0 .   0   6  ±   0 .   0   3

   0 .   0

   8  ±   0 .   0

   3

   0 .   0

   6  ±   0 .   0   1

   0 .   0

   8  ±   0 .   0   1

   M  o

  n   t   h   3   V   i  s   i   t

   M  o  n   t   h   6   V   i  s   i   t

   P   l  a  c  e   b  o

   (   N  =   1   2   2   )

   T  o   f  a  c   i   t   i  n   i   b ,   5  m  g

   (   N

  =   2   3   1   )

   T  o   f  a  c   i   t   i  n   i   b ,   1   0  m  g

   (   N  =   2   2   7   )

   T  o   f  a  c   i   t   i  n

   i   b ,   5  m  g ,

   S  w   i   t  c   h  e   d   f  r  o  m

   P   l  a  c  e   b  o

   (   N  =   5   7   )

   T  o   f  a  c   i   t   i  n   i   b ,   1   0  m  g ,

   S  w   i   t  c   h  e   d   f  r  o  m

   P   l  a  c  e   b  o

   (   N  =   5   5   )

   T  o   f  a  c   i   t   i  n   i   b ,   5  m  g

   (   N  =   2   3   1

   )

   T  o   f  a  c   i   t   i  n   i   b ,   1   0  m  g

   (   N  =   2   2   7   )

   N  e  u   t  r  o  p  e  n   i  a  —    %

   M   i   l   d ,   1   5   0   0  –   1   9   9   9  c  e   l   l  s   /  m  m      3

  <   1 .   0

   3 .   1

   3 .   7

   3

 .   8

   0

   2 .   2

   3 .   8

   M  o   d  e  r  a   t  e ,   1   0   0   0  –   1   4   9   9  c  e   l   l  s   /

  m  m      3

   0

   1 .   3

   0

   1

 .   9

   0

  <   1 .   0

  <   1 .   0

   S  e  v  e  r  e ,   5   0   0  –   9   9   9  c  e   l   l  s   /  m  m      3

   0

   0

  <   1 .   0

   0

   0

   0

  <   1 .   0

   P  o   t  e  n   t   i  a   l   l  y   l   i   f  e  -   t   h  r  e  a   t  e  n   i  n  g ,  <   5   0   0  c  e   l   l  s   /  m  m      3

   0

   0

   0

   0

   0

   0

   0

   D  e  c  r  e  a  s  e   d   h  e  m  o  g   l  o   b   i  n ,  −   1 .

   0   t  o

  −   3 .   0  g   /   d   l  —

    %

   1   4 .   6

   5 .   8

   1   4 .   4

   9

 .   4

   1   2 .   0

   8 .   0

   1   0 .   5

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Tofacitinib Monotherapy in Rheumatoid Arthritis

n engl j med 367;6 nejm.org august 9, 2012 503

   M  o  n   t   h  s   0  –   3

   M  o  n   t   h  s   3  –   6

   P   l  a  c  e   b  o

   (   N  =   1   2   2   )

   T  o   f  a  c   i   t   i  n   i   b ,   5  m  g

   (   N

  =   2   4   2   )

   T  o   f  a  c   i   t   i  n   i   b ,   1   0  m  g

   (   N  =   2   4   5   )

   T  o   f  a  c   i   t   i  n

   i   b ,   5  m  g ,

   S  w   i   t  c   h  e   d   f  r  o  m

   P   l  a  c  e   b  o

   (   N  =   5   7   )

   T  o   f  a  c   i   t   i  n   i   b ,   1   0  m  g ,

   S  w   i   t  c   h  e   d   f  r  o  m

   P   l  a  c  e   b  o

   (   N  =   5   2   )

   T  o   f  a  c   i   t   i  n   i   b ,   5  m  g

   (   N  =   2   3   9

   )

   T  o   f  a  c   i   t   i  n   i   b ,   1   0  m  g

   (   N  =   2   3   2   )

   A   S   T  >   3  ×   U   L   N  —    %

   ¶

  <   1 .   0

  <   1 .   0

   0

   1

 .   8

   0

  <   1 .   0

   0

   A   L   T  >   3  ×   U   L   N  —    %

   ¶

  <   1 .   0

  <   1 .   0

   0

   1

 .   8

   0

  <   1 .   0

  <   1 .   0

   M  o  n   t

   h  s   0  –   6

   P   l  a  c  e   b  o   f  o   l   l  o  w  e   d   b  y

   T  o   f  a  c   i   t   i  n   i   b ,   5  m

  g

   (   N  =   6   1   )

   P   l  a  c  e   b  o   f  o   l   l  o  w  e   d   b  y

   T  o   f  a  c   i   t   i  n   i   b ,   1   0  m  g

   (   N  =   6   1   )

   T  o   f  a  c   i   t   i  n   i   b ,   5  m  g

   (   N  =   2   4   3   )

   T  o   f  a  c   i   t   i  n   i   b ,   1   0  m  g

   (   N  =   2   4   5   )

   S  e  r  u  m  c  r  e  a   t   i  n   i  n  e  —    %

  ≥   3   3   %   i  n  c  r  e  a  s  e   f  r  o  m   b  a  s  e   l   i  n

  e    ‖

   4 .   9

   8 .   2

   3 .   3

   1   0 .   6

  >   5   0   %   i  n  c  r  e  a  s  e   f  r  o  m   b  a  s  e   l   i  n

  e   *   *

   0

   0

  <   1 .   0

  <   1 .   0

   *

   P   l  u  s  –  m   i  n  u  s  v  a   l  u  e  s  a  r  e   l  e  a  s   t  -  s

  q  u  a  r  e  s  m  e  a  n  s  ±   S   E ,  w   i   t   h   t   h  e  e  x  c  e  p   t   i  o  n  o   f   t   h  e  v  a   l  u  e  s   f  o  r   h  e  m  o  g   l  o   b   i  n ,  w   h   i  c   h  a  r  e  m  e  a  n  s  ±   S   D .

   T  o  c  o  n  v  e  r   t   t   h  e  v  a   l  u  e  s   f  o  r  c  r  e  a   t   i  n   i  n  e

   t  o  m   i  c  r  o  m  o   l  e  s  p  e  r   l   i   t  e  r ,

  m  u   l   t   i  p   l  y   b  y   8   8 .   4 .   A   L   T   d  e  n  o   t  e  s

  a   l  a  n   i  n  e  a  m   i  n  o   t  r  a  n  s   f  e  r  a  s  e ,   A   S   T  a  s  p  a  r   t  a   t  e  a  m   i  n  o   t  r  a  n  s   f  e  r  a  s  e ,  a  n   d   U   L   N  u  p  p  e  r   l   i  m   i   t  o   f   t   h  e  n  o  r  m  a   l  r  a  n  g  e .

   †

   T   h  e   i  n  c   i   d  e  n  c  e  r  a   t  e  s  p  e  r   1   0   0  p

  a   t   i  e  n   t  -  y  e  a  r  s   t  o  m  o  n   t   h   6  w  e  r  e   0   i  n   t   h  e  p   l  a  c  e

   b  o  g  r  o  u  p ,

   0 .   8   5   (   9   5   %  c  o  n   f   i   d  e  n  c  e   i  n   t  e  r  v  a   l   [   C

   I   ] ,   0 .   1   2   t  o   6 .   0   6   )   i  n   t   h  e   5  -  m  g   t  o   f  a  c   i   t   i  n   i   b  g  r  o

  u  p ,  a  n   d   3 .   5   2

   (   9   5   %   C   I ,

   1 .   3   2   t  o   9 .   3   7   )   i  n   t   h  e   1   0  -  m  g   t  o   f

  a  c   i   t   i  n   i   b  g  r  o  u  p .

   ‡

   F  o  r  m  o  n   t   h  s   3   t  o   6 ,   d  a   t  a  w  e  r  e

  a  v  a   i   l  a   b   l  e   f  o  r   5   6  p  a  r   t   i  c   i  p  a  n   t  s   i  n   t   h  e  g  r  o  u  p   t   h  a   t  s  w   i   t  c   h  e   d   f  r  o  m  p   l  a  c  e   b  o   t  o   5  m  g  o   f   t  o   f  a  c   i   t   i  n   i   b ,

   5   3   i  n   t   h  e  g  r  o  u  p   t   h  a   t  s  w   i   t  c   h  e   d   f  r  o  m  p   l  a  c  e   b  o   t  o   1   0  m  g  o   f   t  o  -

   f  a  c   i   t   i  n   i   b ,

   2   3   8   i  n   t   h  e  g  r  o  u  p   t   h  a

   t  r  e  c  e   i  v  e   d   5  m  g  o   f   t  o   f  a  c   i   t   i  n   i   b   f  o  r  a   l   l   6  m  o  n

   t   h  s ,  a  n   d   2   2   9   i  n   t   h  e  g  r  o  u  p   t   h  a   t  r  e  c  e   i  v  e   d   1   0

  m  g  o   f   t  o   f  a  c   i   t   i  n   i   b   f  o  r  a   l   l   6  m  o  n   t   h  s .

   §

   P  <   0 .   0   0   1   f  o  r   t   h  e  c  o  m  p  a  r   i  s  o  n  w

   i   t   h  p   l  a  c  e   b  o .

   ¶

   T   h  e   i  n  c   i   d  e  n  c  e   i  s  s   h  o  w  n   f  o  r  p  a  r   t   i  c   i  p  a  n   t  s  w   h  o   h  a   d  n  o  r  m  a   l  v  a   l  u  e  s  a   t   b  a  s  e   l   i  n  e .

    ‖

   T   h  e   i  n  c  r  e  a  s  e   f  r  o  m   b  a  s  e   l   i  n  e  w  a  s  c  a   l  c  u   l  a   t  e   d   f  r  o  m   t   h  e  s  e  r  u  m  c  r  e  a   t   i  n   i  n  e   l  e  v  e   l  o   b   t  a   i  n  e   d  a   t   t   h  e  e  n   d  o   f   t   h  e  s   t  u   d  y  o  r  a   t   t   h

  e   t   i  m  e  o   f   t   h  e  p  a   t   i  e  n   t   ’  s   d   i  s  c  o  n   t   i  n  u  a   t   i  o  n  v   i  s   i   t .

   *   *   I  n  c   l  u   d  e   d  a  r  e  p  a  r   t   i  c   i  p  a  n   t  s  w   h  o

   h  a   d   i  n  c  r  e  a  s  e  s   f  r  o  m    b  a  s  e   l   i  n  e  o   f  m  o  r  e   t   h  a  n

   5   0   %   a

   t   t  w  o  o  r  m  o  r  e  c  o  n  s  e  c  u   t   i  v  e  v   i  s   i   t  s .   I  n

   t   h  e   5  -  m  g   t  o   f  a  c   i   t   i  n   i   b  g  r  o  u  p ,   t  w  o  p  a  r   t   i  c   i  p  a  n   t  s  m  e   t   t   h   i  s  c  r   i   t  e  r   i  o  n  :  o  n  e

  w  a  s  a   7   3  -  y  e  a  r  -  o   l   d  m  a  n  w   i   t   h  a

   b  a  s  e   l   i  n  e  s  e  r  u  m   c  r  e  a   t   i  n   i  n  e   l  e  v  e   l  o   f   0 .   7  m  g  p  e  r   d  e  c   i   l   i   t  e  r  a  n   d  a   l  e  v  e   l  o   f   1 .   1  m  g  p  e  r   d  e  c   i   l   i   t  e  r  a   t   d  a  y  s   1   2   0  a  n   d   1   5   1 ,   t   h  e  o   t   h  e  r  w  a  s  a   6   2  -  y  e  a  r  -  o   l   d  w  o  m  a  n  w   i   t   h  a

   b  a  s  e   l   i  n  e   l  e  v  e   l  o   f   0 .   5  m  g  p  e  r   d

  e  c   i   l   i   t  e  r  a  n   d   l  e  v  e   l  s   t   h  a   t  r  a  n  g  e   d   f  r  o  m    0 .   4   t  o   0 .   8  m  g  p  e  r   d  e  c   i   l   i   t  e  r   t   h  r  o  u  g   h  o  u   t   t   h  e  s   t  u   d  y .   I

  n   t   h  e   1   0  -  m  g   t  o   f  a  c   i   t   i  n   i   b  g  r  o  u  p ,  o  n  e  p  a  r   t   i  c   i  p

  a  n   t  m  e   t   t   h   i  s  c  r   i   t  e  r   i  o  n  :  a

   4   7  -  y  e  a  r  -  o   l   d  w  o  m  a  n  w   i   t   h  a   b  a  s  e   l   i  n  e   l  e  v  e   l  o   f   0 .   4  m  g  p  e  r   d  e  c   i   l   i   t  e  r  a  n   d  a   l  e  v

  e   l  o   f   0 .   7  m  g  p  e  r   d  e  c   i   l   i   t  e  r  a   t   d  a  y  s   1   5   1  a  n   d   1

   7   9 .

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T h e  n e w e n g l a n d j o u r n a l o f  medicine

n engl j med 367;6 nejm.org august 9, 2012504

   T  a   b   l  e   3 .

   S  e  r   i  o  u  s   A   d  v  e  r  s  e   E  v  e  n   t  s

  o  v  e  r   t   h  e   C  o  u  r  s  e  o   f   6   M  o  n   t   h  s .   *

   M  e   d   D   R   A   S  y  s   t  e  m    O

  r  g  a  n   C   l  a  s  s

   P   l  a  c  e   b  o   f  o   l   l  o  w  e   d   b  y   T  o   f  a  c   i   t   i  n   i   b ,

   5  m  g   (   N  =   6   1   )   †

   P   l  a  c  e   b  o   f  o   l   l  o  w  e   d   b  y   T  o   f  a  c   i   t   i  n   i   b ,

   1   0  m  g   (   N  =   6   1   )   †

   T  o   f  a  c   i   t   i  n   i   b ,

   5  m  g   (   N  =   2   4   3   )

   T  o   f  a  c

   i   t   i  n   i   b ,

   1   0  m  g   (   N  =   2   4   5   )

   B   l  o  o   d  a  n   d   l  y  m  p   h  a   t   i  c  s  y  s   t  e  m   d   i  s  o  r   d  e  r  s

   T   h  r  o  m   b  o  c  y   t  o  p  e  n   i  a

   C  a  r   d   i  a  c   d   i  s  o  r   d  e  r  s

   A   t  r   i  a   l   f   i   b

  r   i   l   l  a   t   i  o  n ,  c  a  r   d

   i  a  c  a  r  r  e  s   t ,

  c  a  r   d

   i  a  c   f  a   i   l  u  r  e  c  o  n  g  e  s   t   i  v  e ,   ‡

  m  y  o

  c  a  r   d   i  a   l   i  n   f  a  r  c   t   i  o  n   §

   E  a  r  a  n   d   l  a   b  y  r   i  n   t   h   d   i  s  o  r   d  e  r  s

   V  e  r   t   i  g  o

   G  a  s   t  r  o   i  n   t  e  s   t   i  n  a   l   d   i  s  o  r   d  e  r  s

   V  o  m   i   t   i  n  g

   G  e  n  e  r  a   l   d   i  s  o  r   d  e  r  s  a  n   d  a   d  m   i  n   i  s   t  r  a   t   i  v  e  s   i   t  e  c  o  n   d   i   t   i  o  n  s

   A  s   t   h  e  n   i  a ,  m  u   l   t   i  o  r  g  a  n   f  a   i   l  u  r  e

   H  e  p  a   t  o   b   i   l   i  a  r  y   d   i  s  o  r   d  e  r  s

   C   h  o   l  e  c  y  s   t   i   t   i  s

   I  n   f  e  c   t   i  o  n  s  a  n   d   i  n   f  e  s   t  a   t   i  o  n  s

   C  e   l   l  u   l   i   t   i  s   §

   C  e   l   l  u   l   i   t   i  s

   B  r  o  n  c   h   i   t   i  s  ;   l   i  v  e  r  a   b  s  c  e  s  s  ;  p   l  e  u  r  a   l

  e   f   f  u  s   i  o  n  ;  p  y  e   l  o  n  e  p   h  r   i   t   i  s ,

  c   h  r  o

  n   i  c

   I  n   j   u  r  y ,  p  o   i  s  o  n   i  n  g ,  a  n   d  p  r  o  c  e   d  u  r  a   l  c  o  m  p   l   i  c  a   t   i  o  n  s

   L  o  w  e  r   l   i  m   b   f  r  a  c   t  u  r  e ,   h  u  m  e  r  u  s

   f  r  a  c   t  u  r  e ,  p  a   t  e   l   l  a   f  r  a  c   t  u  r  e

   M  e   t  a   b  o   l   i  c  a  n   d  n  u   t  r   i   t   i  o  n   d   i  s  o  r   d  e  r  s

   H  y  p  o  g   l  y  c  e  m   i  a

   D   i  a   b  e   t  e  s  m  e   l   l   i   t  u  s ,   h  y  p  o  n  a   t  r  e  m   i  a ,

   h  y  p  e

  r   k  a   l  e  m   i  a

   M  u  s  c  u   l  o  s   k  e   l  e   t  a   l  a  n   d  c  o  n  n  e  c   t   i  v  e

   t   i  s  s  u  e   d   i  s  o  r   d  e  r  s

   R   h  e  u  m  a   t  o   i   d  a  r   t   h  r   i   t   i  s   ¶

   N  e  o  p   l  a  s  m   b  e  n   i  g  n ,  m  a   l   i  g  n  a  n   t ,  a  n   d  u  n  s  p  e  c   i   f   i  e   d

   (   i  n  c   l  u   d   i  n  g  c  y  s   t  s  a  n   d  p  o   l  y  p  s   )

   U   t  e  r   i  n  e   l  e   i  o  m  y  o  m  a   §

   N  o  n  –  s  m  a   l   l  -  c  e   l   l   l  u  n  g  c  a  n  c  e  r

   N  e  r  v  o  u  s  s  y  s   t  e  m   d   i  s  o  r   d  e  r  s

   G  r  a  n   d  m  a   l  c  o  n  v  u   l  s   i  o  n ,   t  r  a  n  s   i  e  n   t

   i  s  c   h  e  m   i  c  a   t   t  a  c   k

   R  e  p  r  o   d  u  c   t   i  v  e  s  y  s   t  e  m  a  n   d   b  r  e  a  s   t

   d   i  s  o  r   d  e  r  s

   U   t  e  r   i  n  e  p  o   l  y  p   §

   R  e  s  p   i  r  a   t  o  r  y ,   t   h  o  r  a  c   i  c ,  a  n   d  m  e   d   i  a

  s   t   i  n  a   l   d   i  s  o  r   d  e  r  s

   P  u   l  m  o  n  a  r  y  e  m   b  o

   l   i  s  m

   S   l  e  e  p  a  p  n  e  a  s  y  n   d  r  o  m  e

   C   O   P   D

   C   O   P   D ,    ‖  p  u   l  m  o  n  a  r  y   f   i   b  r  o  s   i  s

   S  u  r  g   i  c  a   l  a  n   d  m  e   d   i  c  a   l  p  r  o  c  e   d  u  r  e  s

   A   b   d  o  m   i  n  o  p   l  a  s   t  y ,   b  r  e  a  s   t  p  r  o  s   t   h  e  -

  s   i  s  u

  s  e  r

   V  a  s  c  u   l  a  r   d   i  s  o  r   d  e  r  s

   D  e  e  p  -  v  e   i  n   t   h  r  o  m   b  o  s   i  s

   *   E  v  e  n   t  s  a  r  e   l   i  s   t  e   d  a  c  c  o  r   d   i  n  g   t  o   t   h

  e  s  y  s   t  e  m  o  r  g  a  n  c   l  a  s  s  e  s  a  n   d   “  p  r  e   f  e  r  r  e   d   t  e  r  m  s   ”   i  n   t   h  e   M  e   d   i  c  a   l   D   i  c   t   i  o  n  a  r  y   f  o  r   R  e  g  u   l  a   t  o  r  y

   A  c   t   i  v   i   t   i  e  s   (   M  e   d   D   R   A   ) ,  v  e  r  s   i  o  n   1   3 .   0 .

   C   O   P   D   d  e  n  o   t  e  s  c   h  r  o  n   i  c  o   b  s   t  r  u  c  -

   t   i  v  e  p  u   l  m  o  n  a  r  y   d   i  s  e  a  s  e .

   †   A   l   l   t   h  e  e  v  e  n   t  s   i  n   t   h  e  s  e  g  r  o  u  p  s  o  c  c  u  r  r  e   d   b  e   f  o  r  e   t   h  e  s  w   i   t  c   h   f  r  o  m  p   l  a  c  e   b  o   t  o   t  o   f  a  c   i   t   i  n   i   b   (   i .  e . ,

   d  u  r   i  n  g  m  o  n   t   h  s   0   t  o   3   ) ,  e  x  c  e  p   t   f  o  r  o  n  e   i  n  s   t  a  n  c  e  e  a  c   h  o   f  c  e   l   l  u   l   i   t   i  s ,  u   t  e  r   i  n  e   l  e   i  o  m  y  o  m  a ,  a  n   d  u   t  e  r  -

   i  n  e  p  o   l  y  p ,  w   h   i  c   h  o  c  c  u  r  r  e   d   d  u  r   i  n  g  m  o  n   t   h  s   3   t  o   6 .

   ‡   T   h  e  r  e  w  a  s  a   t  o   t  a   l  o   f   f  o  u  r  e  v  e  n   t  s

  o   f  c  a  r   d   i  a  c   f  a   i   l  u  r  e  c  o  n  g  e  s   t   i  v  e   i  n   t   h  r  e  e  p  a   t   i  e  n   t  s .

   ¶   T   h   i  s  e  v  e  n   t  r  e   f  e  r  s   t  o  w  o  r  s  e  n   i  n  g  r   h  e  u  m  a   t  o   i   d  a  r   t   h  r   i   t   i  s .

   §   I  n  e  a  c   h  c  a  s  e ,   t  w  o   i  n  s   t  a  n  c  e  s  o  c  c  u  r  r  e   d   i  n  o  n  e  p  a   t   i  e  n   t .

    ‖   T   h  e  r  e  w  a  s  a   t  o   t  a   l  o   f   t   h  r  e  e  e  v  e  n   t  s  o   f   C   O   P   D   i  n   t   h  r  e  e  p  a   t   i  e  n   t  s .

The New England Journal of Medicine

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Tofacitinib Monotherapy in Rheumatoid Arthritis

n engl j med 367;6 nejm.org august 9, 2012 505

patients (1.0%) discontinued the study drug ow-

ing to adverse events in months 3 to 6.

A total of 24 patients (3.9%) had 32 serious

adverse events (Table 3). Two patients in the 10-mg

tofacitinib group had congestive heart failure:

a 59-year-old woman had two episodes (on day 

140 and day 158) and recovered, and a 79-year-

old woman with a history of cardiovascular dis-ease and diabetes had diarrhea followed by renal

failure and congestive heart failure, hyperkalemia,

and, finally, asystole that resulted in her death

on day 107.

Changes in laboratory test results are shown

in Table 2 and Figure 2, and in Figure 5S in the

Supplementary Appendix. During months 0 to 3,

mean low-density lipoprotein (LDL) cholesterol

levels increased by 3.5% with placebo (an increase

of 1.8 mg per deciliter [0.05 mmol per liter]), as

compared with 13.6% with the 5-mg dose of 

tofacitinib (an increase of 11.4 mg per deciliter[0.29 mmol per liter]) and 19.1% with the 10-mg

dose (an increase of 17.2 mg per deciliter [0.44

mmol per liter]). Elevations of aspartate amino-

transferase or alanine aminotransferase levels

occurred infrequently. Neutrophil counts declined

in the tofacitinib groups, and neutropenia oc-

curred more frequently among patients receiving

tofacitinib than among those receiving placebo.

No serious infections were reported in patients

 with moderate-to-severe neutropenia. The mean

increases from baseline to month 6 in serum cre-

atinine levels were 0.08 mg per deciliter (7.1 μmol

per liter) or less in all groups. Two patients in

the 5-mg tofacitinib group and one in the 10-mg

group had a confirmed increase in serum creati-

nine levels of 50% or more from baseline; in all

three patients, the highest creatinine level was

 within the normal range.

Discussion

Although the outcome for patients with rheuma-

toid arthritis has improved in recent years, owingto earlier and more aggressive use of nonbiologic

disease-modifying drugs and the introduction of 

biologic therapies, unmet needs remain. Paren-

teral biologic therapies represent a considerable

contribution to our therapeutic armamentarium,

but only approximately half of patients who re-

ceive these therapies meet the criteria for low dis-

ease activity (≤3.2 on the DAS28-4[ESR]) or re-

mission (<2.6 on the DAS28-4[ESR]), and there

are unacceptable risks in certain patient popula-

tions.16 In addition, many biologic therapies are

routinely administered in combination with non-biologic disease-modifying drugs, especially 

methotrexate, which have their own side-effect 

profiles. There is an unmet need for an oral agent 

that can be used as monotherapy and that acts as

rapidly as a TNF inhibitor.

This phase 3 study showed that tofacitinib

monotherapy, as compared with placebo, had

efficacy in reducing signs and symptoms of 

rheumatoid arthritis and in improving physical

Tofacitinib, 5 mg

Tofacitinib, 10 mg

Placebo → 5 mg

Placebo → 10 mg

   N  e  u   t  r  o  p   h   i   l   C  o  u  n   t

   (   %   c

   h  a  n  g  e   f  r  o  m    b

  a  s  e   l   i  n  e   )

2.0

1.0

1.5

0.5

0.0

−1.0

−1.5

−0.5

−2.00 1 2 3 4 5 6

Month

B

A

   L   D   L   C   h  o   l  e  s   t  e  r  o   l

   (   %   c

   h  a  n  g  e   f  r  o  m    b

  a  s  e   l   i  n  e   )

25

20

15

10

0

5

−50 1 2 3 4 5 6

Month

Figure 2. Changes from Baseline in Laboratory Values.

The least-squares mean changes in neutrophil counts are shown in Panel A,and the least-squares mean percent changes in low-density lipoprotein (LDL)cholesterol levels are shown in Panel B. In Panel A, P<0.001 for the changesfrom baseline values in both tofacitinib groups at months 1, 2, and 3 and inall four groups at months 4, 5, and 6. In Panel B, P<0.001 for the changesfrom baseline values in both tofacitinib groups at months 1 and 3 and in allfour groups at month 6. I bars indicate standard errors.

The New England Journal of Medicine

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T h e  n e w e n g l a n d j o u r n a l o f  medicine

n engl j med 367;6 nejm.org august 9, 2012506

function in patients with active rheumatoid ar-

thritis who had had an inadequate response to

previous treatment with disease-modifying drugs.

However, the percentage of patients in the tofa-

citinib groups who met the criterion for disease

remission (a score of <2.6 on the DAS28-4[ESR])

 was not significantly greater than the percent-

age in the placebo groups. With regard to sec-ondary end points related to disease activity,

clinically meaningful and statistically signifi-

cant reductions from baseline in DAS28-4(ESR)

scores (indicating decreased disease activity) were

observed in both tofacitinib groups, as com-

pared with placebo, at month 3; in addition,

significantly greater percentages of patients met 

the criteria for low disease activity (≤3.2 on the

DAS28-4[ESR]) in both tofacitinib groups than

in the placebo groups at month 3. Patients re-

ceiving tofacitinib also had significant reduc-

tions in levels of fatigue and pain. Significant differences between the tofacitinib groups and

the placebo groups in both ACR and HAQ-DI

responses were seen by week 2. These results are

consistent with the findings in previous trials of 

tofacitinib in patients with rheumatoid arthri-

tis.4,5,17,18 Biomarkers were not assessed in this

study, and prior research has not identified any 

biomarkers, including serum cytokine concen-

trations, that robustly correlate with clinical ef-

ficacy.

Tofacitinib resulted in increases in LDL cho-

lesterol levels, elevations in liver aminotransfer-

ase levels, declines in neutrophil counts, and

small increases in serum creatinine levels. These

adverse events in patients receiving 5-mg or 10-mg

doses of tofacitinib twice daily were also observed

in phase 2 studies.3-5,18 The implications of the

increases in LDL cholesterol levels with respect 

to rates of cardiovascular adverse events and of 

the decreases in neutrophil counts with respect 

to rates of infectious adverse events will need to

be assessed in larger numbers of patients treated

for longer periods.There was an increased rate of serious infec-

tions with tofacitinib as compared with placebo.

One case of presumed tuberculous pleural effu-

sion and one case of nondisseminated herpes

zoster were reported. Larger trials of longer du-

ration are necessary to assess the risk of infec-

tions associated with tofacitinib and to compare

the safety of this drug with that of other avail-

able treatments for rheumatoid arthritis.

Serious adverse events that were observed in

patients from this study who continued taking

tofacitinib in a long-term extension trial were

reported to the Food and Drug Administration

and were summarized in the New Drug Applica-

tion that recently underwent comprehensive and

public review. The reported events were similar

in type and frequency to those reported for this

study. The most common serious adverse events were infection events. To date, neither lymphoma

nor other lymphoproliferative disorders have been

reported in any of the patients from this study 

 who enrolled in the long-term extension trial. As

of April 16, 2012, the rate of lymphomas or

other lymphoproliferative disorders in the tofa-

citinib rheumatoid arthritis clinical studies was

0.07 per 100 patient-years (95% confidence inter-

 val, 0.03 to 0.15). This rate is consistent with the

rates of lymphoma among all patients with

rheumatoid arthritis and among those treated

 with biologic disease-modifying drugs.19,20 Incompliance with regulatory requirements, the

long-term safety of tofacitinib continues to be

monitored closely.

Overall, the results of the current study tend

to confirm the findings in previous phase 2 stud-

ies of tofacitinib, as monotherapy or in combina-

tion with background methotrexate therapy, in

patients with rheumatoid arthritis who had had

an inadequate response to disease-modifying

drugs.4,5 The results of the ORAL Standard study 

in this issue of the  Journal21 suggest that the ef-

ficacy and safety of tofacitinib in patients with

rheumatoid arthritis who are receiving background

methotrexate are generally similar to those in

our study, although the populations in the two

studies are different. In this study, continued use

of background treatment with disease-modify-

ing drugs was not necessary to achieve improve-

ments in ACR responses and physical function

over the course of 3 months. These clinical bene-

fits will need to be weighed against the risk of 

serious infections and adverse effects on lipid,

aminotransferase, and serum creatinine levelsassociated with tofacitinib therapy.

In conclusion, this phase 3 study showed that 

tofacitinib monotherapy at a dose of 5 mg or 10 mg

twice daily was associated with reductions in

signs and symptoms of rheumatoid arthritis and

improvement in physical function in patients

 who had had an inadequate response to disease-

modifying drugs. The safety of tofacitinib must 

be evaluated in a larger number of patients who

have received treatment for longer periods.

The New England Journal of Medicine

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Tofacitinib Monotherapy in Rheumatoid Arthritis

n engl j med 367;6 nejm.org august 9, 2012 507

Supported by Pfizer.Dr Fleischmann reports receiving consulting fees from Amgen,

Abbott, Bristol-Myers Squibb, GlaxoSmithKline, Janssen Biotech,Lexicon, Lilly, Pfizer, Roche, Sanofi-Aventis, and UCB and grant 

support from Amgen, Abbott, Astellas, AstraZeneca, BiogenIdec, Bristol-Myers Squibb, Dynavax, GlaxoSmithKline, Janssen

Biotech, Lexicon, Lilly, Merck, Novartis, Pfizer, Roche, Sanofi-

Aventis, and UCB; Dr. Kremer, receiving consulting fees fromAbbott, Genentech, and Pfizer, lecture fees from Abbott, Genen-

tech, and Pfizer, and grant support from Abbott, Bristol-MyersSquibb, Genentech, Human Genome Sciences, Janssen Biotech,

and Pfizer; Dr. Cush, receiving consulting fees from Abbott,

Amgen, Bristol-Myers Squibb, Celgene, Genentech, Pfizer, andUCB, lecture fees from Abbott, and fees for part icipation in re-

 view activities (including data and safety monitoring boards andstatistical analysis and end point committees) from Janssen Bio-

tech and UCB; Dr. Schulze-Koops, receiving fees or honorariafor advisory-board membership from Abbott, Biotest, Bristol-Myers

Squibb, GlaxoSmithKline–Human Genome Sciences, Merck–Essex,

Mundipharma, Nycomed, Pfizer, and Roche, lecture fees from

Abbott, Actelion, Bristol-Myers Squibb, Gilead, GlaxoSmithKline–Human Genome Sciences, Merck–Essex, Mundipharma, Pfizer,

Roche–Chugai, and UCB, payment for development of educa-tional presentations from Biotest and Roche–Chugai, and grant 

support from CSL Behring, Bristol-Myers Squibb, Celgene, Novar-tis, Pfizer and UCB; Drs. Connell, Bradley, Gruben, and Wallen-

stein, being employees of and holding stock options in Pfizer; and

Drs. Kanik and Zwill ich, being employees of and holding stock options in Pfizer and, through employment, being named as

coinventors on one or more patents with Pfizer relating to theuse of tofacitinib. No other potential conf lict of interest relevant 

to this article was reported.

Disclosure forms provided by the authors are available withthe full text of this article at NEJM.org.

We thank the patients who were involved in this study; thestudy team, specifically Vivianne Dillon and Jill Lundberg (clini-

cal project managers), Allison Brailey (lead programmer), andKostia Franklin (data management leader); and Gary Dever,

Ph.D., of Complete Medical Communications, for editorial sup-

port funded by Pfizer.

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