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Ranking of Top Universities in Greater China
Juanwen Cai & Ying Cheng
Center for World-Class Universities, Graduate School of Education
Shanghai Jiao Tong University, China
Oct 10th, 2011
� Science
� Technology
� Talents
� Knowledge Creation
� Technology Innovation
� Talents’ Education
The Role of World-Class University
Initiatives to Build WCU in Greater China
� Mainland: 211 Project (1995) & 985 Project (1998)
� Taiwan: 5 Year 50 Billion Plan (2006)
� Hong Kong: Areas of Excellence Scheme (1999)
Cross-border Movement of Students in Greater China
� 1949-1997
� 1997: Hong Kong reverted to Chinese sovereignty
� 1999: Macau reverted to Chinese sovereignty
� 2010: Taiwan universities were allowed to take in
Mainland students
� 2011: Universities in four jurisdictions open doors to
each other
Purpose of the Ranking
Compare universities in four jurisdictions for
� Students
� University leaders
� Policy makers
Reflect the relative advantages so that inspire universities to improve their international competitiveness
Methodology - Candidate Universities
Selection Criteria� Aim for international reputation
� Able to recruit students within Greater China
Candidate Universities� Mainland: 85112 supported by 211 Project, 27 do not accept students from TW, HK, MC
� Taiwan: 2526 Doctorate-granting Universities, 1 does not accept students from CN
� Hong Kong: 8
� Macau: 2
Methodology - Indicator System
Category Indicator Weight
Education
1.1 Percentage of Graduate Students 5%
1.2 Percentage of Non-local Students 5%
1.3 Ratio of Academic Staff to Students 5%
1.4 Doctoral Degrees Awarded 5%1.5 Alumni of Nobel Laureates and Fields Medalists
5%
Research
2.1 Annual Research Income 5%
2.2 Nature & Science Papers 5%
2.3 SCIE & SSCI Papers 5%
2.4 International Patents 5%
Faculty
3.1 Percentage of Academic Staff with a Doctoral Degree
5%
3.2 Staff of Nobel Laureates and Fields Medalists
5%
3.3 Highly Cited Researchers 5%
Resources 4.1 Annual Budget 5%
Category Indicator Weight
Education
1.1 Percentage of Graduate Students 5%
1.2 Percentage of Non-local Students 5%
1.3 Ratio of Academic Staff to Students 5%
1.4 Doctoral Degrees Awarded 5%1.5 Alumni of Nobel Laureates and Fields Medalists
5%
Research
2.1 Annual Research Income 5%
2.2 Nature & Science Papers 5%
2.3 SCIE & SSCI Papers 5%
2.4 International Patents 5%
Faculty
3.1 Percentage of Academic Staff with a Doctoral Degree
5%
3.2 Staff of Nobel Laureates and Fields Medalists
5%
3.3 Highly Cited Researchers 5%
Resources 4.1 Annual Budget 5%
Category Indicator Weight
Education((((35%))))
1.1 Percentage of Graduate Students 5%
1.2 Percentage of Non-local Students 5%
1.3 Ratio of Academic Staff to Students 5%
1.4 Doctoral Degrees Awarded 10%1.5 Alumni of Nobel Laureates and Fields Medalists
10%
Research((((35%))))
2.1 Annual Research Income 5%
2.2 Nature & Science Papers 10%
2.3 SCIE & SSCI Papers 10%
2.4 International Patents 10%
Faculty((((25%))))
3.1 Percentage of Academic Staff with a Doctoral Degree
5%
3.2 Staff of Nobel Laureates and Fields Medalists
10%
3.3 Highly Cited Researchers 10%Resources((((5%))))
4.1 Annual Budget 5%
×2
Category Indicator Weight
Education((((35%))))
1.1 Percentage of Graduate Students 5%
1.2 Percentage of Non-local Students 5%
1.3 Ratio of Academic Staff to Students 5%
1.4 Doctoral Degrees Awarded 10%1.5 Alumni of Nobel Laureates and Fields Medalists
10%
Research((((35%))))
2.1 Annual Research Income 5%
2.2 Nature & Science Papers 10%
2.3 SCIE & SSCI Papers 10%
2.4 International Patents 10%
Faculty((((25%))))
3.1 Percentage of Academic Staff with a Doctoral Degree
5%
3.2 Staff of Nobel Laureates and Fields Medalists
10%
3.3 Highly Cited Researchers 10%Resources((((5%))))
4.1 Annual Budget 5%
Absolute value & Relative value
Methodology – Data Sources
� International academic database
� Authoritative agencies
� Global Research University Profile Survey
Top 10 Universities on Overall Performance
Summary of the Results
Rank Institution Jurisdiction Score
1 Tsinghua Univ CN 100
1 Natl Taiwan Univ TW 100
3 Univ Hong Kong HK 97.1
4 Natl Tsing Hua Univ TW 93.1
5 Hong Kong Univ S&T HK 89.3
6 Chinese Univ Hong Kong HK 87.5
7 Peking Univ CN 78.4
8 Natl Chiao Tung Univ TW 70.3
9 Univ Sci & Tech China CN 66.9
10 Zhejiang Univ CN 65.4
72 Univ Macau MC 24.8
Rapid Expansion of Postgraduate Education in Mainland & Taiwan
Top 10 on Percentage of Graduate Students
Note: CN-Mainland China; TW-TaiwanSource: Basic Statistics of Universities Subordinated to the Ministry of Education 2009, Ministry of Education of the People’s
Republic of China; Basic Statistics for Institutions of Higher Education 2009-2010, Department of Statistics, Taiwan’s Ministry of Education
Top 10 on the Number of Doctoral Degree Awarded
Rank InstitutionJurisdi
ctionStatistics
1 Natl Chiao Tung Univ TW 55%-60%
2 Peking Univ CN 55%-60%
3 Natl Yang Ming Univ TW 50%-55%
4 Univ S&T China CN 50%-55%
5 Beijing Normal Univ CN 50%-55%
6 Natl Tsing Hua Univ TW 50%-55%
7 Fudan Univ CN 50%-55%
8 Natl Sun Yat Sen Univ TW 45%-50%
9 Tsinghua Univ CN 45%-50%
10 Renmin Peoples Univ CN 45%-50%
Rank InstitutionJurisdi
ctionStatistics
1 Huazhong Univ S&T CN 1400-1600
2 Peking Univ CN 1400-1600
3 Jilin Univ CN 1400-1600
4 Wuhan Univ CN 1200-1400
5 Zhejiang Univ CN 1200-1400
6 Harbin Inst Tech CN 1000-1200
7 Tsinghua Univ CN 1000-1200
8 Shanghai Jiao Tong CN 800-1000
9 Zhongshan Univ CN 800-1000
10 Fudan Univ CN 800-1000
Rank InstitutionJurisdi
ctionStatistics
1 Natl Chiao Tung Univ TW 55%-60%
2 Peking Univ CN 55%-60%
3 Natl Yang Ming Univ TW 50%-55%
4 Univ S&T China CN 50%-55%
5 Beijing Normal Univ CN 50%-55%
6 Natl Tsing Hua Univ TW 50%-55%
7 Fudan Univ CN 50%-55%
8 Natl Sun Yat Sen Univ TW 45%-50%
9 Tsinghua Univ CN 45%-50%
10 Renmin Peoples Univ CN 45%-50%
Rank InstitutionJurisdi
ctionStatistics
1 Huazhong Univ S&T CN 1400-1600
2 Peking Univ CN 1400-1600
3 Jilin Univ CN 1400-1600
4 Wuhan Univ CN 1200-1400
5 Zhejiang Univ CN 1200-1400
6 Harbin Inst Tech CN 1000-1200
7 Tsinghua Univ CN 1000-1200
8 Shanghai Jiao Tong CN 800-1000
9 Zhongshan Univ CN 800-1000
10 Fudan Univ CN 800-1000
Top 10 Universities on the Percentage of Non-local Students
Note: CN-Mainland China; HK-Hong Kong; MC-MacauSource: Basic Statistics of Universities Subordinated to the Ministry of Education 2009, Ministry of Education of the People’s Republic of China;
Global Research University Profiles by Center for World-Class Universities, Shanghai Jiao Tong University; Data of Higher Education in Macau: Faculty and Students 2009/2010, Tertiary Education Services Office of the Government of the Macau SAR
Rank Institution Jurisdiction Statistics
1 Macau Univ S&T MC >35%
2 Hong Kong Univ S&T HK 30%-35%
3 Univ Hong Kong HK 25%-30%
4 Univ Macau MC 25%-30%
5 Hong Kong Polytechnic Univ HK 20%-25%
6 Chinese Univ Hong Kong HK 20%-25%
7 Hong Kong Baptist Univ HK 15%-20%
8 City Univ Hong Kong HK 15%-20%
9 Beijing Univ Chinese Med CN 10%-15%
10 Tianjin Med Univ CN 10%-15%
High Degree of Internationalization in Hong Kong and Macau Universities
Rank Institution Jurisdiction Statistics
1 Macau Univ S&T MC >35%
2 Hong Kong Univ S&T HK 30%-35%
3 Univ Hong Kong HK 25%-30%
4 Univ Macau MC 25%-30%
5 Hong Kong Polytechnic Univ HK 20%-25%
6 Chinese Univ Hong Kong HK 20%-25%
7 Hong Kong Baptist Univ HK 15%-20%
8 City Univ Hong Kong HK 15%-20%
9 Beijing Univ Chinese Med CN 10%-15%
10 Tianjin Med Univ CN 10%-15%
Distribution of Highly Cited Researchers
Note: CN-Mainland China; HK-Hong Kong; TW-TaiwanSource: Highly Cited Researchers: http://www.isihighlycited.com
Top 10 on the Percentage of Academic Staff with a Doctoral Degree
Note: TW-Taiwan; HK-Hong KongSource: Global Research University Profiles by Center for World-Class
Universities, Shanghai Jiao Tong University; Basic Statistics for Institutions of Higher Education 2009-2010, Department of Statistics, Taiwan’s Ministry of Education
Rank InstitutionJurisdi
ction
Stati
stics
1 Natl Taiwan Univ TW 5
1 Hong Kong Univ S&T HK 5
3 Univ Hong Kong HK 4
3 Chinese Univ Hong Kong HK 4
3 Hong Kong Polytechnic Univ HK 4
6 City Univ Hong Kong HK 3
7 Natl Cheng Kung Univ TW 2
8 Natl Chiao Tung Univ TW 1
8 Univ S&T China CN 1
8 Beihang Univ CN 1
8 Natl Taiwan Univ S&T TW 1
8 Chang Gung Univ TW 1
Rank InstitutionJurisd
ictionStatistics
1 Natl Chung Cheng Univ TW >95%
2 Natl Tsing Hua Univ TW >95%
3 Univ Hong Kong HK 90%-95%
4 Natl Taiwan Univ S&T TW 90%-95%
5 Natl Cent Univ TW 90%-95%
6 Natl Kaohsiung Normal TW 90%-95%
7 Chung Hsing Univ TW 90%-95%
8 Natl Sun Yat Sen Univ TW 90%-95%
9 Natl Chiao Tung Univ TW 90%-95%
10 Natl Taiwan Univ TW 90%-95%
Higher Quality of Academic Staff in Hong Kong and Taiwan
Rank Institution Jurisdiction Statistics
1 Zhejiang Univ CN 4500-5000
2 Natl Taiwan Univ TW 4000-4500
3 Peking Univ CN 4000-4500
4 Shanghai Jiao Tong Univ CN 4000-4500
5 Tsinghua Univ CN 4000-4500
6 Fudan Univ CN 2500-3000
7 Natl Cheng Kung Univ TW 2500-3000
8 Sichuan Univ CN 2500-3000
9 Nanjing Univ CN 2500-3000
10 Harbin Inst Tech CN 2000-2500
Rank Institution Jurisdiction Statistics
1 Natl Yang Ming Univ TW 2.80-3.00
2 Natl Tsing Hua Univ TW 2.40-2.60
3 Natl Chiao Tung Univ TW 2.40-2.60
4 Hong Kong Univ S&T HK 2.40-2.60
5 Natl Cheng Kung Univ TW 2.20-2.40
6 Natl Sun Yat Sen Univ TW 2.00-2.20
7 Natl Taiwan Univ TW 2.00-2.20
8 Univ Hong Kong HK 2.00-2.20
9 Univ Sci & Tech China CN 2.00-2.20
10 Chang Gung Univ TW 2.00-2.20
Rank Institution Jurisdiction Statistics
1 Peking Univ CN 8.00-10.00
2 Univ S&T China CN 6.00-8.00
3 Nanjing Univ CN 6.00-8.00
4 Tsinghua Univ CN 6.00-8.00
5 Natl Taiwan Univ TW 6.00-8.00
6 Univ Hong Kong HK 4.00-6.00
7 Fudan Univ CN 2.00-4.00
8 Natl Tsing Hua Univ TW 2.00-4.00
9 Nanjing Normal Univ CN 2.00-4.00
10 Zhejiang Univ CN 2.00-4.00
10 Natl Cent Univ TW 2.00-4.00
Rank Institution Jurisdiction Statistics
1 Natl Yang Ming Univ TW 0.006-0.008
2 Univ S&T China CN 0.006-0.008
3 Natl Tsing Hua Univ TW 0.004-0.006
4 Natl Cent Univ TW 0.004-0.006
5 Univ Hong Kong HK 0.004-0.006
6 Nanjing Univ CN 0.002-0.004
7 Natl Taiwan Univ TW 0.002-0.004
8 Hong Kong Univ S& T HK 0.002-0.004
9 Peking Univ CN 0.002-0.004
10 Natl Chiao Tung Univ TW 0.002-0.004
Top 10 on the Number of SCIE & SSCI Papers
(Per Staff)
Top 10 on the Number of Nature & Science Papers
(Per Staff)
(Total)(Total)
Top 10 on Annual Budget (Gross)
Note: CN-Mainland China; TW-Taiwan; HK-Hong KongSource: Basic Statistics of Universities Subordinated to the Ministry of
Education 2009, Ministry of Education of the People’s Republic of China; Global Research University Profiles 2011, Center for World-Class Universities of Shanghai Jiao Tong University; School’s Annual Reports
Top 10 on Annual Budget (Per Student)
Rank Institution Jurisdiction Statistics
1 Univ Hong Kong HK 5000-5500
2 Tsinghua Univ CN 5000-5500
3 Chinese Univ Hong Kong HK 5000-5500
4 Zhejiang Univ CN 3500-4000
5 Shanghai Jiao Tong Univ CN 3500-4000
6 Hong Kong Polytechnic Univ HK 3500-4000
7 Peking Univ CN 3000-3500
8 City Univ Hong Kong HK 3000-3500
9 Natl Taiwan Univ TW 3000-3500
10 Harbin Inst Tech CN 3000-3500
Rank Institution Jurisdiction Statistics
1 Univ Hong Kong HK 300-350
2 City Univ Hong Kong HK 250-300
3 Hong Kong Univ S&T HK 250-300
4 Chinese Univ Hong Kong HK 250-300
5 Hong Kong Baptist Univ HK 250-300
6 Hong Kong Polytechnic Univ HK 150-200
7 Tsinghua Univ CN 150-200
8 Lingnan Univ HK 150-200
9 Natl Yang Ming Univ TW 100-150
10 Beihang Univ CN 100-150
(Million RMB)
(Thousand RMB)
More Funds for Hong Kong Universities
Concluding Remarks
� First ranking of universities in Greater China
� Focus on top and research universities
� Based on objective data
� Suffer from common weakness of ranking exercises