SIMPLEX INFRASTRUCTURES LIMITED - Live Stock Market ... - 30cr... · AN ISO 9001 : 2008 certified company Put option Price Call Option Date Call Option Price Put Notification Time

AN ISO 9001 : 2008 certified company

SIMPLEX

INFRASTRUCTURES

LIMITED REGD. OFFICE :

'SIMPLEX HOUSE', 27, SHAKESPEARE SARAN I, KOLKATA- 700 01 7 (INDIA) PHONES : +91 33 2301-1600, FAX : +91 33 2283-5964 I 5965 I 5966

E-mail : [email protected], WEBSITE : www.simplexinfrastructures.com

ADDENDUM -II

To the Shelf Disclosure Document dated October 29l2013.

Security Name 11.25% Simplex Infrastructure Limited, March 11, 2021 Issuer Simplex Infrastructure Limited Type of Instrument Secured Redeemable Listed Non Convertible Debentures Nature of Instrument Secured Seniority Senior Mode of Issue Private placement basis to all eligible investors Eligible Investors Please refer to clause "Wlto catt apply" of this Shelf Disclosure

Document Listing The NCDs will be listed on WDM segment of BSE

The Company shall forward the listing application to the BSE within the 15 days from the deemed date of allotment.

In case of delay in listing of the debt securities beyond 20 days from the deemed date of allotment, the Company will pay penal interest of 1 % p.a. over the coupon rate from the expiry of 30 days from the deemed date of allotment till the listing of such debt securities to the investor.

Rating of the Instrument "CARE AA-" by CARE

In case of downgrade in extemal credit rating(s) for this debenture issue, the Coupon Rate for the balance period would increase by 0.25% p.a. with effect from the immediate next interest payment date after each such downgrade.

Objects of the Issue The proceeds of the issue will be utilized towards present and future business activities in the normal course by the Company and for augmenting medium to long term resources of the Company.

Details of the utilization of the The proceeds of the issue will be utilized towards present and future Proceeds business activities in the normal course by the Company and for

augmenting medium to long term resources of the Company. -

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ADM. OFFICE: 12/1, NELLIE SENGUPTA SARAN I, KOLKATA-700 087 a: : 2252-7596/8371 I 8373/8374/9372, FAX: (033) 2252-7595 BRANCHES: 502-A, POONAM CHAMBERS, SHIVSAGAR ESTATE, 'A' Wing, Dr. A. B. Road, "WORLI" MUMBAI-400 018 a: : 2491-8397/3537, 2492-9034/2756/2064

FAX: (022) 2491-2735 • "HEMKUNTH" 4TH FLOOR, 89, NEHRU PLACE, NEW DELHI-110 019 a: : 4944-4200, FAX: (011) 2646-5869 • "SIMPLEX HOUSE" 48, CASA MAJOR ROAD, EGMORE, CHENNAI · 600 008 a: : 2819-5050 /55, FAX: (044) 2819-5056/5057


Issue/ tranche Size (Rs. in crores) ISIN Coupon Rate

Step Up/Step Down Coupon Rate Coupon Payment Frequency

Coupon payment dates

Coupon Type

Coupon Reset Process (including rates, spread, effective date, interest rate cap and floor etc). Day Count Basis

Interest on Application Money

Default Interest Rate

Tenor Redemption Date

Redemption Amount

Redemption Premium /Discount Issue Price

Discount at which security is issued and the effective yield as a result of such discount. Put option Date

SIMPLEX INFRASTRUCTURES


'SIMPLEX HOUSE', 27, SHAKESPEARE SAR ANI, KOLKATA - 700 017 (INDIA) PHONES : +91 33 2301-1600, FAX : +91 33 2283-5964 I 5965 I 5966


Rs.30 crs

INE059B07062 11.25% p.a.

Not Applicable

Annual

Payable Annually on March 11th every year & on Redemption

Fixed

Not Applicable

Actual/ Actual Basis.

At the respective Coupon rate (subject to deduction of tax at source, as applicable.) from the date of realization of cheque (s)/ demand draft(s)/ RTGS upto one day prior to the Deemed Date of Allotment

2% p.a. over the coupon rate will be payable by the Company for the defaulting period

7 years

March 11, 2021 At par

Nil

Rs.lO,OO,OOO/- per Debenture

N.A

N.A

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,"'Aflyif ADM. OFFICE : 1.2/1, NELLIE SENGUPTA SARAN I, KOLKATA-700 087 z : 2252-7596 /8371/8373/8374/9372, FAX: (033) 2252-7595

BRANCHES: 502-A, POONAM CHAMBERS, SHIVSAGAR ESTATE, 'A' Wing, Dr. A. B. Road, "WORLI' MUMBAI-400 018 z : 2491-8397/3537, 2492-9034/2756/2064

FAX: (022) 2491-2735 • 'HEMKUNTH' 4TH FLOOR, 89, NEHRU PLACE, NEW DELHI-110 019 z : 4944-4200, FAX: (011) 2646-5869

• "SIMPLEX HOUSE" 48, CASA MAJOR ROAD, EGMORE, CHENNAI- 600 008 z : 2819-5050/55, FAX: (044) 2819-5056/5057


Put option Price

Call Option Date

Call Option Price

Put Notification Time

Call Notification Time

Face Value

Minimum Application and in multiples of Debt securities thereafter Issue Timing: 1. Issue Opening Date 2. Issue Closing Date 3. Pay-in Date 4. Deemed Date of Allotment

Issuance mode of the Instrument Trading mode of the Instrument Settlement mode of the Instrument

Depository

Business Day Convention

Record Date


LIMITED REGO. OFFICE :

'SIMPLEX HOUSE', 27, SHAKESPEARE SARANI, KOLKATA- 700 017 (INDIA) PHONES : +91 33 2301-1600, FAX : +91 33 2283-5964 I 5965 I 5966


N.A

N.A

N.A

N.A

N.A

Rs.10,00,000/- per Debenture

1 Debenture of Rs 10,00,000 each and multiple of 1 thereafter.

December 27, 2013 March 11, 2014 December 27, 2013 to March 11, 2014 March 11, 2014

Demat only

Demat only

Payment of interest and repayment of principal shall be made by way of cheque(s)/ demand draft(s)/ RTGS/ NEFT mechanism.

NSDL&CDSL If any interest payment date falls on a day which is not a Business Day ('Business Day' being a day on which Commercial Banks are open for) then payment of interest will be made on the next working day. If the maturity date of the debt securities, falls on a Sunday or a holiday, the redemption proceeds shall be paid on the previous working day.

15 days prior to each Coupon Payment I Redemption date (Both days exclusive)

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. Q�,, •j . .. -... "/ ADM. OFFICE: 12/1, NELLIE SENGUPTA SARAN I, KOLKATA-700 087 z : 2252-7596/8371 /8373/8374 /9372, FAX: (033) 2252-7595

BRANCHES: 502-A, POONAM CHAMBERS, SHIVSAGAR ESTATE, 'A' Wing, Dr. A B. Road, "WORLI" MUMBAI-400 018 z : 2491-8397/3537, 2492-9034/2756/2064 FAX: (022) 2491-2735 • "HEMKUNTH" 4TH FLOOR, 89, NEHRU PLACE, NEW DELHI-110 019 z : 4944-4200, FAX: (011) 2646-5869

• "SIMPLEX HOUSE" 48, CASA MAJOR ROAD, EGMORE, CHENNAI - 600 008 z : 2819-5050 /55, FAX: (044) 2819-5056/5057


Security

Transaction Documents

Conditions Precedent to Disbursement Condition Subsequent to Disbursement

Events of Default

Provisions related to Cross Default Clause

SIMPLEX

INFRASTRUCTURES

LIMITED REGO. OFFICE :

'SIMPLEX HOUSE', 27, SHAKESPEARE SARAN!, KOLKATA- 700 017 (INDIA) PHONES : +91 33 2301-1600, FAX : +91 33 2283-5964/ 5965/ 5966

E-mail : [email protected], WEBSITE : www.slmplexinfrastructures.com

First pari passu charge on specified immovable Fixed Assets & First charge on specified movable Fixed Asset of the Company with a minimum security cover of 1.25 times to be maintained during the entire tenure of the NCO.

1. the Security Documents; 2. the Debenture Trustee Deed/ Agreement; 3. the Shelf Disclosure Document; and 4. any other document that may be designated as a transaction

document by the Debenture Trustee

Not Applicable

The actions listed in this Section are time sensitive and must be consummated in entirety (to the satisfaction of the Debenture Trustee), failing which an Event of Default shall be deemed to have occurred. The Issuer shall do the following and provide documents including the following:

1. To deliver a copy of duly stamped and registered Debenture Trust Deed to the BSE within 5 Business Days of registration of this Deed.

2. To provide a certified true copy of e-fom1 10 along with altachments thereto filed with the concerned Registrar of Companies as per Companies (Central Government's) General Rules and Forms, 1956 to the Debenture Truslee.

To list the Debentures within 20 days from the Deemed Date of Allotment on the Wholesale Debt Segment Market of BSE.

Please refer clause "Event of Default'' of this Shelf Disclosure Document

Please refer clause "Event of Default'' of this Shelf Disclosure Document

ADM. OFFICE: 12/1, NELLIE SENGUPTA SARAN!, KOLKATA-700 087 z : 2252-7596/8371 I 8373/8374 /9372, FAX: (033) 2252-7595

BRANCHES: 502-A, POONAM CHAMBERS, SHIVSAGAR ESTATE, 'A' Wing, Dr. A. B. Road, "WORLI" MUMBAI-400 018 z : 2491-8397/3537, 2492-9034/2756/2064

FAX: (022) 2491-2735 • "HEMKUNTH" 4TH FLOOR, 89, NEHRU PLACE, NEW DELHI-110 019 z : 4944-4200, FAX: (011) 2646-5869

• "SIMPLEX HOUSE" 48. CASA MAJOR ROAD, EGMORE, CHENNAI · 600 008 z : 2819-5050/55, FAX: (044) 2819-5056/5057


Role and Responsibilities of Debenture Trustee

Governing Law and Jurisdiction

Illustrative Cash Flows:

Company

Face Value (per security)

Issue Date/Date of Allotment

Redemption

Coupon Rate

Frequency of the Interest Payment

with specified dates

Day Count Convention


LI-MITED REGD. OFFICE :

'SIMPLEX HOUSE', 27, SHAKESPEARE SARANI, KOlKATA- 700 017 (INDIA)

PHONES: +91 33 2301-1600, FAX: +91 33 2283-5964 I 5965 I 5966 E-mail : [email protected], WEBSIT E : www.simplexinfrostructures.com

Please refer clause "Name of Debetzture Trustee- Role and Respousibilities of Debe11ture Trustee " of this Shelf Disclosure Document

The Debentures offered are subject to provisions of the Companies Act, 1956, Securities Contract Regulation Act, 1956, terms of this Shelf Disclosure Document, Instructions contained in the Application Form and other terms and conditions as may be incorporated in the Trustee Agreement and the Trust Deed. Over and above such terms and conditions, the Debentures shall also be subject to the applicable provisions of the Depositories Act 1996 and the laws as applicable, guidelines, notifications and regulations relating to the allotment & issue of capital and listing of securities issued from time to time by the Government of India (Goi), Reserve Bank of India (RBI), Securities & Exchange Board of India (SEBI), concerned Stock Exchange or any other authorities and other documents that may be executed in respect of the Debentures. Any disputes arising out of this issue will be subject to the exclusive jurisdiction of the Court at Kolkata.

Simplex Infrastructure Limited

10,00,000.00

11-03-2014

11-03-2021

11.25% p.a.

Payable Annually on 11th March every

year & on Redemption. First interest

payment date is March 11, 2015.

Actual I Actual

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ADM. OFFICE: 12/1, NELLIE SENGUPTA SARAN I, KOLKATA-700 087 a: : 2252-7596 I 8371 /8373/8374 /9372, FAX: (033) 2252-7595

BRANCHES: 502-A, POONAM CHAMBERS, SHIVSAGAR ESTATE, 'A' Wing, Dr. A. B. Road, 'WORLI" MUMBAI-400 018 a: : 2491-8397 /3537, 2492-9034/2756/2064

FAX: (022) 2491-2735 • 'HEMKUNTH' 4TH FLOOR, 89, NEHRU PLACE, NEW DELHI-110 019 a: : 4944-4200, FAX: (011) 2646-5869

• "SIMPLEX HOUSE' 48, CASA MAJOR ROAD, EGMORE, CHENNAI- 600 008 a: : 2819-5050/55, FAX: (044) 2819-5056/5057

SIMPLEX

INFRASTRUCTURES



'SIMPLEX HOUSE', 27, SHAKESPEARE SARAN!, KOLKATA- 700 017 (INDIA) PHONES : +91 33 2301-1600, FAX : +91 33 2283-5964 I 5965 I 5966

E-mail: [email protected], WEBSITE: www.simplexinfrostructures.com

*Illustrative Cash Flows

Cash Flows

l•t Coupon

2nd Coupon

3rd Coupon

4th Coupon

5th Coupon

6th Coupon

7th Coupon

Principal

Date

Wednesday, March 11, 2015

Friday, March 11, 2016

Saturday, March 11, 2017

Monday, March 12, 2018

Monday, March 11, 2019

Wednesday, March 11, 2020

Thursday, March 11, 2021

Thursday, March 11, 2021

Total

No. of days in Amount (in Coupon Period Rupees)

365 1,12,500

366 1,12,500

365 1,12,500

366 1,12,808

365 1,12,192

366 1,12,500

365 1,12,500

10,00,000

17,87,500

*Note: The above mentioned cash flow for the payment of principal and interest amount is

calculated on the face value of one Debenture. The Interest payment date may change after taking into consideration the holiday convention, therefor If any interest payment date falls on a day which is not a Business Day ('Business Day' being a day on which Commercial Banks are open for) then payment of interest will be made on the next working day. If the maturity date of the debt securities, falls on a Sunday or a holiday, the redemption proceeds shall be paid on the previous working day.

B.L.Bajoria -1.

Company Secretary

March 19, 20i4

fl.��gUMITED'

&;�r� -- . .

Company Secretary

ADM. OFFICE: 12/1, NELLIE SENGUPTA SARAN I, KOLKATA-700 087 z : 2252-7596/8371 /8373/8374/9372, FAX: (033) 2252-7595 BRANCHES: 502-A, POONAM CHAMBERS, SHIVSAGAR ESTAIE, 'A' Wing, Dr. A. B. Road, "WORLI" MUMBAI-400 018 z : 2491-8397 f3537, 2492-9034/2756/2064

FAX: (022) 2491-2735 • "HEMKUNTH" 4TH FLOOR, 89, NEHRU PLACE, NEW DELHI-110 019 z : 4944-4200, FAX: (011) 2646-5869 • "SIMPLEX HOUSE" 48, CASA MAJOR ROAD, EGMORE, CHENNAI - 600 008 z : 2819-5050/55, FAX: (044) 2819-5056/5057