Stephen R Reinhardt Financial Disclosure Report for 2009

8/3/2019 Stephen R Reinhardt Financial Disclosure Report for 2009

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,~ o to FINANCIAL DISCLOSURE REPORT R e p o r t R e q u i r e d h y t h e E l h w stn Govet~mem Act of 19781/2010 FOR CALENDAR YEAR 2009 (s ~s.c. app. ~ 101-11l)1. Person Reporting (l&~ t name, first, middle initial) 2. Co urt o r Org anization 3. Da te o f R ep ortP , .EINHARDT, STEP HEN R . US COURT OF AJIEALS - 9TH CIRCUI I" 06/10/2010

4. Title (Arlicle Ill judges indtcate acttve or senior status: fla. Report Type (check appropriate type) 6. Repor tit~,g Periodmagistrale judges indicate full- or part-time)[] Nomination, Date 01/01/2009

US CIRCUITJUDGE(ACTPrE) [] Initial [] Annual [] Final to12,31/20095b. [] Amended Re|;otI

7. Chambers or Office Address 8. On the basis of the information co ntained in this Repor t and a ny312 NORTH SPRING STREET with applicable laws and regulations.R O O M 1 7 4 7LOS ANGELES, CA 90012 Reviewing Off icer Date

I M P O R T A N T N O T E S : The instructions accompanying this forra must be followed Complete all parts,checking the NONIf box for each part where you have no reportable information. Sign on last poge.

1 . P O S I T I O N S . ~ , p o , , i ,g i . a ~ i ~ t n , l y ; , e e p p . 9 - U o / / u i . , i .......E~ NONE (No rwortable lmsitions.)

pOSITION NAME OF OR GANIZATION/ENTI~ "I. TRUSTEE TRUST ~1 - ITRUSr- EXEMPT C2. TRUSTEE TRUST #2. ]TRUST - NON-EXEMPT C

3. TRUSTEE TRUST #3 - ] LIVING TRUST DTD 4i21/95

1 I . A G R E E M E N T S . ~ R , ~ , , ,n . ~ individuat,,nty; setpp. 14-16 ,iling ins#ucti,,nsJ~ N O N E (No repurtable agreements.)DATE PARTIES AND TERMS

1.


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FINANCIAL DISCLOSURE REPORTPage 2 o f 12 RE1NIIARDT, STEPIIEN R. 06 /10 /201I lL N O N - IN V E S T M E N T I N C O M E . (nev,,.,i.g i.,li,,is,,~l ..a,~ .... : s e c t ,p . 1 7 - 2 4 o/f!ling in~.uction~.)A. F i le r s Non- lnves tmen l Inc om e

NONE (No reportable non-investment income.)DATE SOURCE AND ~PE INCQME(yours, not spouses)

3.4.

B . S p o u s e s No n-! m est mell I I IlCOllle - I f you ~.cre married du ring an) ,portion of the reportlng) ear , complete this sectior t( ] D o l l a r a m o u n t n o t r e q u i r e d e ~ c e t , t fo r h o n o r a r i a . )

~] NONE (No reportable non-investment income.}DATE SOl IRCE AND TYPE

I. 2009 A C E U FOUNDATION OF SO C A L I F O R N I A - WAGES2. 2 0 0 9 AMERICAN CIVIL LIBER TIES UNION INC OF SO CALIFORNIA - WAGES3. 1/I 6/2009 ESTATE OF ................... EXECUTRIX FEES4.

~ (No reportable reimbursements.)ONE

5OllR(TE DATES I+OCATION P~POSE ITEMS PAID OR PR OV IDED]. DEPARTMEN] OF 3 1 1 5 / 0 9 - 3 / I 8 , t 1 9 W ASlllNGION D.C. SPEAKING A/RFARE. LODGING AND~SflCE ENGAGEMENT TRANSPORTATION2 AMERICAN 3/31/09 413.,09 IIARVAI~ ~IVERSITY SPEAKING A1RFA~, LODGING ANDCONSTITUTION SOClErY . CAMISR]DGE, ENGAGEMENT T~NSPORIAflONMASSACIIUSEqTS3 AMERICAN 6/18/09 - 6,2 I,09 W ASHINGTON I).C. SPEAKING AIRFARECONSTITUTION SOCIETY ENGAGEMENT4. SAN FRANCISCO TRIAl, 10/2/09- 10/3,~09 SAN [:RANCISCO SPEAKING A1RFA~, LODGING ANI)t .AWY ERS ASSOCIA$1ON ENGAGEMENT T~NSPORTATION5,


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FINANCIAL DISCLOSURE REPO RT Name of P .....Reporting[

DateofReporiPage 3 of 12 REINilARDT, STEPllEN R. 06/10/201

[] NONE (IVo reportable gifts.)SOURCE DESCRIPT]ON VALUE

1.

2.3.

4.

5.

1,~z1 . , , ~t r~~, ,,~~~ ~~ ml~lz~l~ll~llll~o (Include, those of.W . . . .. . d dep endent ch i ldren; see pp . 32-33 o] f i l ing ins t ruc t ions . )

N O N E ( ~ V o reportable liabilities.)CREDITOR DESCRIPTION VALUE CODE

1.

3.4.

5.


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FINANCIAL DISCLOSURE REPO RT r~ .... fP ..... R e p o r t i n g D a t e o f R e p o r tP a g e 4 o f 1 2 REINIIARDT, STEPI1 EN R. 0 6 / 1 0 , r 2 0 1 0

~ NONE (No reportable income, assets, or transactions.)[.... ~.--:~ ~ ~ ~7 ...... c: ...............................D e s c r i p t io n o f A s s e ts I n c o m e d u r i n g G r o s s v a lu e al en d T r a n s a c t io n s d u r i n g r e p o r t in g( i n c l u d in g I m s t a s s c ~ s ) r c~ing ~r iod of reporting ~ri~

~ (~ ) (2 ) (J) (2) 0) ..... ~ ........ (3 )P l a c e " { X ) " a f t e r e a c h a ~ e t [ A m o u n t : T~c (g., V a l u e Value " [ ) 3 ~ ( e . g . . [ Date Value O a n I d e n t i t ye x e m p t f r o m p f o r d i s c l o s u r e [ Code I . d i v . , r ~ n L C o d e 2 [ Mc~ b u y . s c l l , mndd~yy C~c 2 C o d e I b u y e r ! s e l l e r: ( A - I I ) o r i n t . ) ( J - P ) Code3 r e d e m p t i o n ) ( J - P ) ( A - t t ) ( i f p r i v a t e: ( Q - W ) [ t r a n s a c t i o n )I. BROKE~GE ACCOUNT #1 - CNB2. - CNI CI IARTER FDS - CALIF TAX Sold 2 0 0 9 J A See Note 8, part V IIIEXEMPT FD 1NSTL CL #242 13. - FEDERATED A/qERICAN LEADERS F A Dividend Merged [ 0 9 ! 1 8 / 0 9 LD CL C(FALCX) I (with line 4)q. - FEDERATED CLOVER V ALUE FD CL A Dividend L T 0 9 ; I 8 / 0 9 L See Note 1, part V IIIC (VFCCX) I5. - GOI.DMAN SACBS FINL SQR TSRY A Dividend J T l ~ . u y 2 0 0 9 J See Note 8. part VlllE D # 5 1 )6 16 CITY NATIONAE CtlECKING None M TACCOUNTS7. UNION BANK CHECKING None K T8. BROKERAGE ACCOUNT #2 - CNB 500 Closed 4/30/09 K9. - CNI CI1ARTER FDS - CALIF TAX Sold 2 0 0 9 K A See Note 8, part Vl l l

EXEMPT FD INSTL CL #242 21 0 . - GOLDMAN SACHS FINL SQR "rREAS A Dividend Bu y 2 ( 1 0 9 K See next line fnt saleFD #506,468 2I I . - GOLDMAN SACIIS F1NL SQ R T R E A S Sold ! ) 4 / 2 I/I)9 K AF D ~ 1 5 0 6 . 46 8 2

1 2 . - COLUMB IA LIFEGOAL B ALANCED A Dividend Bu y 0 3 / 3 I / D 9 J [ Sce Note 2, part VIIIG R O ~ .V T I I F D C " 2 (addl)1 3. - COLUMBIA LIFEGOAL BALANCED Merged 4 , / 1 7 / 0 9 See Note 2, part VIIIGRDWTH FD 2 with line 109)1 4 , BROKERAGE ACCOUN ] #3 - CNI3 4001 5 . - GOLDMAN SACttS EINL SQR TREAS A Dividend O TFD//506, 468 3

1 6. - CALIF ST GENL OBL 1G 3;I/09 A Interest Matured 3/1/09 J AI1 7. BERKELY CALIF LTNISCII I)IST G O B Interest Matured 8,1/09 L A3.000/g g/1109 I


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FINANCIAL DISCLOSURE REP ORT N . . . . IPage 5 of 12 REINIIARDT, STEPItEN R.

]06/10/2010

V I I . I N V E S T M E N T S a n d T R U S T S -- i ........ t~,, t ....... "6ons (Includet those of spouse and dep,ndtnt childrtnZ stepp. 34-60 of filing instructions.)NONE ~o reportable income, assets, or transactions.)

~fiption of Axsct~ I n c o m e d u r i n g G r o s s v a l u e a t e n d T~nsactions during reposing ~ri~( i n c l u d i n g t r u s t a s s e t s ) reportiag ~riod of r~o~ieg period~ [- (2;- ~ .... 1(2) (I) (2) (3) (4) (5 )P l a c e " ( X ) " a l ~ e r e a c h a s ~ t amount t T~ (e.g., V ~ l u e [ Value T~ {e.g., D o t e Value : Gain I d e m i t y o f. . . . pt fiompfiordiscl . . . . . C~el I{AH) di ....... 1 , : C~1c2 ~ M e th o d b u y , s e l l , ]m~d@~y~Ccde2 ]Codel b,,ycr/seller

" J o , r o t . ) + ( J P ) [ C o d e 3 { e d e m p t i o n )

18. - T I I ~ E B V A L L E Y S M ~ W T R D I S T C b I n t e r e s t M a t u r e d I I / I / 0 9 M AkLIF I I]1]09 ~

1 9 . - ~IVERSITY CALIF ~V 5 .000% C Interest L T2 0 . - GLENDALE CALIF ELEC WKS ~V D Interest M T5.750%2/1/12 . I

2 1 . - SAC~MENTO CALIF M[~ UTIL B Interest L T11115/12 I

2 2 . - GOLDEN ST TOB CALIF 5.500% 611/43 C Interest L T23. - ~]VERSITY A~ UNIV ~V 5.000% C Interest Matured 1211/09 L A12/1/09 ]

2 , 1 . - ARIZ SC11 FACS BRD ~FS PAR ~ C Interest L T5 0~/o 9/ / 2 t2 5 . - OPPE~tEIMER ~TL BOND FD CL A E Dividend N T B uy 1 2 1 3 1 1 0 9 JI (addl)26. - LOS ANGELES CNTY CA SAN~ DST B Interest I. T Bu y 4/1/09 L

5.00% 101111127. - PUERTO RICO COMWLTII G O 5.125% A Interest K T Buy 4/I/09 K7/I/30 I2 8 . - CAL1F ST ECONO 4.000% 711/09 A Interest Bu y 2/4/09 K See next line for saleI2 9 . - CAI.IF ST ECONO 4.000% 711/09 Matured 7 / 1 1 0 9 K A3 0 . A(?ACIA PARSERS, L.P. III I)istribution M tJ D i s t r i b u t e d ( p a n ) 2009 PI A Scc Note 9, part VIII

3 1 . POETIC IACENSE PARSERS, I.P None PI U B uy 7 / I 7 / 0 9 PI3 2 . BROKE~%GE ACCOUNT ~4 - CNB 2003 3 . - GOLDMAN SACHS FINL SQR TREAS A Dividend J TFD #506, 468 43 4 . - TUR I.OCK CALIF IRR DIST REV B Interest biatured 1/1/09 K A5.000~g 1tl/09 ..... ]


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FINANCIAL DISCLOSURE REPORTI REINIIARDT, STEPtIEN R.

06/10/2010age 6 of 12VII. I N V E S T M E N T S an d TRU STS -- i . .. . . .. . . ,o,, ....... ~ , , , ~ (lncludex those of sp ......d dependent ch i ldren; s e e r p . 3 4 - 6 0 of fin,,x i n . . . . . . lions.)[ ] NONE (No reportable income, assets, or transactions.)...... a . i D . c --[- o .D e s c r i p t i o n o f A s . s e t s i I n c o m e d u r i n g G r o s s ~ . a l ue a t e n d ! T r a n s a c t i o n s d u ~ i n g t e p o r l in g p e r i o d( i n c l u d in g w a s ! a s s e t s ) l r e p o r t i e g p e r i o d o f r e p o r t i n g p e r i o d j ........../-ii> (2> (, ,~2> / ( l > (2> f(~! ~4) ~5)P l a c e " { X ) " a f t e r e a c h a s s e ~ ~ A m o u n t T y p e ( e . g . , Value , , a l n c ] T y p e ( c g ., D a l e Value G a i n ldenlity ofe x e m p l f r o m p r i o r d i s c l o s u re [ C o d e I d i e . , r e n t . C o d e 2 M eth o d : buy, sell. , m n ~ d c U y y [ C o d e 2 C o d e I buyer!seller[ (A-|I) o r i n t . ) O - P ) C o d e 3 [ r e d e m p l i o n ) . (J-P) ( ~ . - I I ) ( i f p r i v a t e( Q W ) , [ i t r a n s a c t i o n )

3 5 . - ORANGE CNTY CALIF TR~NS SALE B Interest K TTAX 2115!10 [3 6 . - SAN DIEGO COMM COLLEGE 8/t/10 A Interest K TI3 7 . - CALIF SI" PUB WK S BRD I I/I/24 B Interest Sold I I/1/09 K A3 ~ . BROKERAGE ACCOUNF #5- CNB 300

3 9 . - CNI CIIARTER FDS 5 Sold 2009 L A See Note 8, part Vllla0. - GOLDMAN SACHS FINL SQR TREAS A Dividend L T Bu y 2009 L See Note 8, pan V IIIFD #506, 468 541. JOllN I1ANCOCK L IFE INS CO. - D Distribution M WANNIJITY- 1 2 . SYMETRA 1,1rE INS CO - ANNUIT None K T43. BROKERAGE ACCOUNT #6 - MERRII.L

L~"NCH IRA - P4844. - M/LYNC! 1 RETIREMENT RSRV S CL 6 J T45. - BLACKROCK SMALL CAP 6 Sold 4/23/09 J A4 6 . - BLACKROCK LARGE CAP 6 Sold 4/23/09 J A47. - BLACKR.OCK LARGE CAP 6 J T B uy 4/23t09 J4 8 . - BLACKROCK FUNDAMENTAL 6 Sold 4/23/09 J A4 9 . - BLACKROCK I N T E R a X , / A T I O N A L 6 Sold 4/23/09 J A5 0 . - BLACKROCK B ASIC 6 Sold - ~ / 2 3 ! 0 9 J A

5 1 . - BL,,\CKIIO(.:K VALUE 6 Sold 4 1 2 3 / 0 9 J A


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FINANCIAL DISCLOSURE REPO RT [ N ....fP ..... Report ing DatePage 7 of 1 2 REINHARDT, STEPIIEN R. 06/10/2010

VII. INV ESTMENTS a n d T RUSTS - i ........ t~,,, ......a o ~ , (IncIud~ those of rp ...... d dependenl h i ldren; see p p , 3 4 - 6 0 of filing i . . . . . . . tlon$.)~ N O N E (No reportable income, assets, or transactions.)

A r B. C. : D.Descrip~on of A~sets ~ ]ncome during Gross value at ~ad : T~n~ctions during re~ing(including t~st asse~) ~ re~ing ~ri~l of ~eport~g periodP]ace(X)" aft .....h .... A .... T~ (e.g., Value[ Value [ T~e (e.g, [ Date VMue [ Gain Identity ofexempt from prior disc losure C~e div., r~t. C~e 2 , Metho~ [ buy, sell,[m~d&;~ Cede 2 [ C,~e I buyer/seller

2(AII)or int.) O-P)

]C~e3 redempt lon) [ [ (J-P) (A-H) (if privnte( Q - w , I ~ transaction)

52 . - BLAC~OUK SHORTTERM 6 Sold 4/23/09 J A

53 . - BLACKROCK IIIGtl INCOME 6 Sokl 4/23/09 J A

5 4 . - I~I,ACKROCK T()TAL RETUP, N 6 Sold 4/23/09 J A5 5 . - AMERICAN CENTURY FUND 6 J T Bu y 4 , r 2 3 / 0 9 J5 6 . - AlvlERICAN GI~.O\VTtt FUND 6 l T Bu y 4/23/I)9 J57 . - CALVERT SHORF DURATION FD 6 J "r B uy 4/23109 J5g. - DF.I,AWARE C()RP [3D 6 J T Bu y 10/6/09 J5 9 . - FPA NEW INCOME FD 6 J T Bu y 4/23/09 J

1 6 0 . - HARTFORD CAPITAl FD 6 J T Bu y 1 0 / 6 / 0 9 J1 6 1 . - JENN1SON VALUE FD 6 J T B uy 1 0 / 6 / 0 9 J

62. - METROPOI.ITAN WERS TTI.o FD 6 J T B uy 4/23/I)9 J6 3 . - T ROW E PRICE US TSY FD 6 J T B uy 1 1 2 3 1 0 9 J

6 , 1 . - -IT_w TOTAL RETURN FD 6 J 7 Buy 4/23/09 J65 . - ALLIANZ NFJ DIV FD 6 B uy 4/23/09 J See next line for sale6 6 . - ALLIANZ NFJ DIV FD 6 Sold 10/6/09 J [36 7 . - DWS CAPITAL GROWTH FD 6 Bu y , 1 / 2 3 / 0 9 J See next line for sale6 8 . - DWS CAPITAl, GROWTH FD 6 Sold 10/6/09 J A


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FINANCIAL DISCLOSURE REPO RT i Name o f P ..... R e p o r l i n g D ~ , t e o [ R e p o r lP a ge 8 o f 12 R E I N I lA R D T , S T E P I I E N I t . 0 6 / 1 0 1 2 0 1 0

VII. INVESTMENTS and TRUSTS - i, ....... t,,,., ...... , io , , ancludes those o/sp . . . . . . d ~ e p e n d e n t c h i M t e n : ~ e e p p . 3 4 - 6 0 o f fi l in g i n s t r u c t io n s . )NONE ~ro reportable income, assets, or transactions.)

A. B . C.- ............ D.Dcs~iptioa of A s s e ~ I n c o m e d u r i n g G r o s ~ v a lu e a l e n d ~ T~ctions dufng repoaing period( i n c l u d in g t m ~ t a ~ e t ~ ) re~rfing period o f ~ e t m r t m g p e f o d ~I d e n t i t y o fe x e m p t f r o m p r i o r d i s c l o s u r e

(A-H) ~ d ~ v . . t o n i ,ormt.) ( S - P ) ~C ode 3 r redemption) I (JP) ](A-H) ~ (ifpfivate

6 9 . - LOOMIS SAYLES BD FD 6 B uy 4/23/09 J See nex~ line for sale~ 0 . - LOOMIS SAYLES BD FD 6 Sold 10/6/09 J B7 1 . BROKEIL~,GE ACCOUNT #7 - MERRII.I. Merged 6/15/09 K See Nole 3, part VIIILYNCH IRA - A 6 8 (with line 43)7 2 . + RETIREMENT SERVICES CL 7 Merged 6/15/09 See N(tte 3, part Vlll(with line 43)7 3 . - MLTREND FOLLOWING 7 Sold 6/4/09 K A

7 4 . BROKERAGE ACCOUNT #8 - M!LYNCH ISee Note 4, partACLU DFD (:()NIP IRREV TR -4C087 5 . - CMA MONEY FUND 8 K T7 6 . - BLACKROCK LARGE CAP 8 K T Bu y 4/24/09 J(addl)7 7 . - 13LACKROCK LAR GE CAP 8 Sold 10~8109 K A

(part)7 8 . - BLACKR OCK INFLATION 8 K T Bu y 10/28/09 K( add 07 9 . - BLACKR OCK INFLATION ,q Sold 4!24/09 J A(pma)

8 0 . - BLACKROCK GLOBAL SMAEL CAP 8 Bu y 4 1 2 4 / 0 9 J( ~ . d d l )8 1 . - BLArCKROCK GLOLIAL SMAI.L CAP 8 Sold 10/28/09 K C8 2 . - BLACKR OCK BD PORI+FOI.IO, L T Sold 4/24/09 J A i Name change - seeFORMERL Y INT BD II/NST 8 (part) column A8 3 . - BLACKROCK FUNDAMENTAl. 8 K T Bu y 4 1 2 4 1 0 9 K8 4 . - BLACKROCK FUNI)AMENTAL 8 Sold 1 0 1 2 8 i 0 9 K C(part)

8 5 . - BLACKROCK GLOBAL 8 Sold 4 1 2 4 / 0 9 K A


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FINANCIAL DISCLOSURE REPO RT ] N .... f ~ , . . . . R e p o . i ~ D a t e o r R ~ p o n I|Page 9 of 12 l ~ r~ r ~ n A R ~ ) a- , s r E P n ~ : N ~ . 0 ~ / ~ 0 / 2 0 1 0VII. INVESTMENTS an d TR USTS -. i,,,~,,,,,,, ,.~,,,. ~ ...... .,i,,,, a , a , a ~ , ~ o ~ o f ~

N O N E (No reportable income, assets, or transactions.)A . [ ~ . c . i ......... ~- .................D e s c r i p t io n o f A s s e l s ![ I n c o m e d u r in g G r o s s v a l u e a t e n d T r a n s a c t io n s d u r i n g r e p o r t in g p e r i o d( i n c l u d i n g t r u s t n s s e t s ) r e p ot a in g p er i o d o f r e p or t i n g p er i o d

(I) ( 2 . ) (I) T (2)P l a c e " ( X ) " a ft e r e a c h a s s e l A m o u n t T y p e ( e . g .. Value | Value Type (e.g., D a t e Value Gain Ident i ty o fe , ~ e r ~ p t f r o m p r i o r d i s c lo s u r e C o d e 1 d i v . , r e n t , Code 2 I Me f lsod b u y . s e l l. ! ~ m / d d , , y y Code 2 i Code I b , a ) e r [ s e l l e r! ( A - H ) o r i n l ) (J-P) | Co d e 3 redemplion) [ (J-P) (A-II) (ifpri;ate

8 6 . - BLAC K .RO C K E QUI TY DI V I DEND 8 L "1" B uy 4/24 /09 K(addl)8 7 . - B L A C IC R O C K G L O B A L A L L O C A T IO N L T Sold 10/28/00 K C8 (part)

[ 8 8 . - BI,ACKROCK GNMA [NST g K T Ba y 1 0 1 2 8 / 0 9 K8 9 . MERRILL LYNCll - ] M T See Note 5, parl VIIINATIONWIDE ACHIEVER ANNUITY

9 0 . BROKERAGE ACCOt~qI" U9 - MERRILl.LYNCH 21909 1 . - AIG ANNUITY - SUN POLARIS See Note 5, part V IIIPROTECqOR 9 (Y)9 2 . - AMERICAN GROWTH FUND 9 K T Bu y 4/28/09 J9 3 . - AMERICAN GROWTH FUND 9 Sold 1 0 / 6 / ( ! 9 J A(pan)9 4 . - BLACKROCK L ARGE CAP 9 J T B uy 4 1 2 ~ 1 0 9 J

9 5 . - BLACKR OCK CALIFOILNIA 9 K T B uy 4/28/09 K9 6 . - EATON VANCE NTL LTD 9 K T Bu y 4/28/09 K9 7 . - EATON VANCE." AMT FREE 9 K T Bu y 4/28/09 K

9 8 , - EAION VANCE AI~T FREE 9 Sold 1 0 1 6 , 0 9 J A(part)9 9 . - FIDELITY ADV MUNI 9 K T Bu y 4 / 2 8 . z 0 9 KI ( l f ) . - FI,LA.NKLIN F E D INTER TERM 9 K T Buy 4/24/09 K

1 0 1 . - FRANKLIN FED INTER FERM 9 Sold 10!6/09 J A( p a r t )1 0 2 . - IIARTFORDCAPITAL 9 J T Bu y 10/6/09 J

/


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FINANCIAL DISCLOSURE REPO RT | I N .....fP .....Report ing ] Dnte o f Repor~P a g e 1 0 o f 1 2 ,, I

VII. INVESTMENTS and TRUSTS-~ ........ ~ , ~ . ,~ N O N E (No reportable income, assets, or transactions.)

................... ~: .................. ~ . c . fi~ .................D~npt ion of As s e t s Income du~ng Gross value ~ end T~nsactions dun~g re~ing ~riod(including t~sl ~ts) re~g ~riod o~rcpo~tiag ~riod- .....Plaee"(X)"aftereachassel An,ount~ Type(e.g., [ Value[Value Type(e.g., [ Da~ Value Gain ] ldemityof.... pl from prior discl ..... I C~c I ~ di ......, / Code 2 ! Mclhod buy, sell. ~mm,d~yy C~c ? C,~lc I J buyer/scller:: (A-H) or int.)

103. - JE~ISON V~U~ FD ~ J T B uy 10/~/09 J; 104. - J P MORGAN TAX AWA~ 9 K T B uy 4/2~109 K

I05. - ALLIANZ N[:] DIVIDEND 9 Buy 4128/09 J S~ ncx~ line for sale106. - ALLIANZ NFJ DIVIDEND 9 Sold 10,6109 K B1 0 7 . - DWS CAPITAl. GRWTH 9 Bu y 4 / 2 8 1 0 9 J See next line Ibr sale1 0 8 . - DWS CAPITAL GRWTH 9 Sold 1 0 , ~ 6 / 0 9 J109. - COI.UMBIA LIFEGOAL BALANCED Sold 4/22/09 M A See Note 2, part Vll!GROWTH FD 9110. IVlERRILL LYNCII CHECKING l, A Interes t J T I s e e Note 10, part VIIICMA I~,]ONE FUND ....

I I . [lANK OF THE WEST CHECKING I A lntercs t L T See Note I I, part VIII12. TRUSF tI1 ...... I E Distribution See Note 6, part VIII"IRU~;T - EXEMPT C13. IRUSI #2- I D Distribution ScNote7, partVlllTRUST - NON-EXEMPT C


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FINANCIAL DISCLOSURE REPO RT I N ~ , ~ e o r r . .. . . R e p o . i n ~ [ D ~ , e o f l ~ e p o ~Pag e l I o f 1 2 R E I N I I A R D T , S T E P I I E N R . 0 6 / 1 0 / 2 0 1 0

V III. ADDITIONAL INFORM ATION OR EX P LANATIONS. a.di~rep..,,f~~o,~

N O T E I : Part VII, l ine 4 - Federated Arnerican Leaders Fund becam e Federated Clover Value Fund as a result of a merger. Thus, no "buy" entry on line 4,column I, section D..NOTE 2: Part VII, lines 12, 13 and 109 - Columbia L ifegoal Fund was transf~w red to brokerage a ccount #9 prior to its 2009 sale. See line 109 for sale.NOTE 3: Part VII, lines 71 and 72 - l?*rokeragc account 1 7 was closed and the IRA funds w ere roed into brokerage account #6. Brokerage account #6 is rel~lectedon lines 43 (header line only), through line 70.NOTE 4: Part VII, lithe 74 - There is no ),ear end v alue reflected on this line. Ibis line is a header line only for brokerage acc ount #8, with respect to the assetslisted on lines 75 thorough 88. In the prior year 2008 , the year end value of this brokerage ac count was inadvertently reflected on both the heade r line and withineach asset detail that followed. Thus in 2008, the year end value of this brokerage account was in effect, doubled up. The line reference for where this occurred ispart VII, line 69 of the 2008 report.

N O T E 5: Part VII, lines 89 and 91 - The Nationwide annutiy on line 89 was acquir~ by way of an exchange that occurred in 2008. The AIG Sun Polaris annuityfrom line 91 was exc hanged for the Nationwide annuity on 1012~08 , but the 2008 reporl still reflected it as AIG Sun Polaris at year end 2008 (see part VII, line 79of the 2008 report). No cash income from the annuity was received in 2009.NOTE 6: Par~ VII, l ine I 12 - .. . . . ITmst Excmpl C con tains brokerage account #3, CNB 400 reflected on l ines 14 (header l ine only) through 29. Thetrust also holds the pa~.ne~ship mterest_s m Acacia Partners. LP and Poetic License Partners, LP, on lines 30 and 31.N OT E 7 : P ar t V II, li ne I 13 - I Tr us t N on -Ex em pt C co nt ai ns br ok er ag e ac co un t # 5 C NB 30 0 r ef le ct ed o n l in es 38 ( he ad er li ne on ly ) t hr ou gh 4 (| .NOTE g: Part VII, lines 2, 5, 9, 10.39 and 40, under Section I), colnm n 2 - For Goldman Sachs Financial Sqr funds 506 and 468, as .,ell as CNI Charier Funds,the date 2009 was reflected because there ,,,,as no specific date to disclose. These are money m arket sweep accounts where buys and sells occur Ihroughoul theyear.NOTE 9: Part VII, line 30, section D, colmnn 2 - For Acacia Partners, because distributions occurred throughout the year, there was no specific date to disclose.NOTE 10: Part VII, line 110 - This checking accmm t was iuadvertently omitted from the 2008 disclosure report.NOTE I I : Part VII, line 1 I I - This checking account was nadvertently ona ted from lhe 2008 disclosure report.


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FINANCIAL DISCLOSURE REPO RT N .... fPer~on Reporting [ Date o f Repor tP a g e 1 2 o f 1 2 REINIIARDT, STEPllEN R.

[0 6 f l 0 / 20 10

IX . CERTIFICATION.I certify that all informa tion given abov e (including inform ation pertaining to m y spou se and |ninor or dependent children, if any) isaccu rate, true, and com plete to the be st of my know ledge and belief, and that any information not reported was w ithheld becau se it met applicable statutoryprovisions permitting non-disclosure.! further certify that earned income from outside employm ent and honoraria and lbe acce ptance of gifts wh ich have been reported are incom pliance with the provisions of 5 U.S.C. app. 50 1 eL seq., 5 U.S.C. 735 3, and Ju dicial Conference regu lations.

Signature~ :

NOTE: ANY INDIVIDUAL W HO KNOW INGLY AND W iI.FUi,I.Y FA1.SIE1ES OR EAII.S TO FILE Til lS REPORT lVIAY B E SUBJECT TO CIVILAND CRIMINAL SANCTIONS (5 U.S.C. app. 104)

FILING INSTRUCTIONSMail signed original and 3 additional copies to:

Committee on Financial DisclosureAdministrative Office of the Uniled States CourtsSuite 2-301One Columbus Circle, N.E.Washington, D.C. 20544

Documents

Stephen R Reinhardt Financial Disclosure Report for 2009