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1 Thermopower measurements and Electron-Phonon coupling in molecular devices Thesis submitted for the degree of "Doctor of Philosophy" By Ilan Yutsis Submitted to the Senate of Tel-Aviv University July 2010

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Thermopower measurements and

Electron-Phonon coupling in

molecular devices

Thesis submitted for the degree of "Doctor of Philosophy"

By

Ilan Yutsis

Submitted to the Senate of Tel-Aviv University

July 2010

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This work was carried out under the supervision of

Doctor Yoram Selzer

School of Chemistry, Tel Aviv University

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Abstract

Measurements of thermoelectric transport yield important information

regarding fundamental properties of a system in addition to the information supplied

from electronic transport measurements. In this thesis we report our measurements of

Thermoelectricpower (TEP) in graphene flakes. Graphene is single atom layer of

carbon atoms arranged in honeycomb lattice, recently isolated and attracted enormous

attention in the scientific community due to its exceptionally high crystal and

electronic quality1. We modulated both the conductance and TEP in graphene by

electric field in wide temperature range, and obtain a relation between the two. We

experimentally show that around the Dirac point (interface point of valence and

conduction bands) the well known Mott formula does not describe accurately the

Seebeck coefficient of graphene. Disorder affects the thermopower properties of

graphene around room temperatures. Using a phenomenological treatment based on

the presence of disorder-induced electron and hole puddles we provide a description

of the behavior of the Seebeck coefficient around zero gate voltage.

To further investigate the relation between electrons and phonon we conducted

Raman spectroscopy measurements on graphene flakes under potential bias. Increase

in the population of excited optical phonons is observed and based on their Raman

Anti-Stokes/Stokes signals ratio we infer their effective mode temperature. We prove

that the conductivity of single-layer graphene under high bias (>0.2V) depends on

direct coupling between charge carriers and optical phonons of the flake and not due

to coupling with modes of the underlying SiO2 layer, as suggested by others. These

results therefore suggest that there should be an intrinsic limitation to the performance

of graphene-based electronic devices.

In addition, we present our measurements in a new model for highly stable

metallic quantum point contact (MQPC) invented by us for investigation of current

induced local heating effects in atomic junctions. Our devices show controllable and

stable conductance plateaus typical for few atoms junctions and posses healing

capability once broken. We estimate the temperature increase just prior to junction

formation by Electrormigration to be in the order of 150K, and once the metallic

atom bridges the gap the temperature induced by the applied voltage to be in the order

of 60K. This is surprising because the size of the contacts is much smaller than the

electron mean free path. It is argued that the high electric current density in our highly

stable junctions increase dramatically the probability for electronic induced heating in

the junction even if the scale is shorter than the mean free path.

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Contents

Contents ......................................................................................................................... 4

List of figures ................................................................................................................. 5

Acknowledgments.......................................................................................................... 8

1 Thermoelectric transport ............................................................................................. 9

1 Thermoelectric transport ............................................................................................. 9

1.1 Electronic properties of Graphene ....................................................................... 9

1.1.1 Graphene Band structure............................................................................... 9

1.1.2 Graphene Electric Field Effect dependence ................................................ 10

1.2 Thermoelectricity ............................................................................................... 11

1.2.1 The Seebeck effect ...................................................................................... 13

1.2.2 The Peltier effect ......................................................................................... 13

1.3 Motivation .......................................................................................................... 16

1.4 Methods and Materials ....................................................................................... 17

1.4.1 Identification and characterization of prospect flakes for measurement .... 17

1.4.2 The experimental structure and it‟s calibration .......................................... 18

1.5 Results and Discussion ...................................................................................... 21

1.6 Conclusions ........................................................................................................ 24

2 Electron-Phonon coupling ........................................................................................ 26

2.1 Raman Spectroscopy .......................................................................................... 26

2.2 Motivation .......................................................................................................... 28

2.3 Methods and Materials ....................................................................................... 30

2.3.1 Device Fabrication ...................................................................................... 30

2.3.2 Measurement Technique ............................................................................. 31

2.3.3 Evaluation of heat loss in joule heated graphene due to convection and

radiation ............................................................................................................... 32

2.4 Results and Discussion ...................................................................................... 33

2.5 Conclusions ........................................................................................................ 43

3 Energy dissipation in Quantum Point Contact .......................................................... 44

3.1 Electrical Transport theory in Quantum point contact ....................................... 44

3.2 Motivation .......................................................................................................... 46

3.3 Methods and Materials ....................................................................................... 49

3.3.1 Device Fabrication ...................................................................................... 49

3.3.2 Measurements Technique ........................................................................... 50

3.4 Results and Discussion ...................................................................................... 50

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3.5 Conclusions ........................................................................................................ 58

Appendix A- Preparation of Graphene flakes .............................................................. 59

List of figures

Figure 1: (a) Real space and (b) reciprocal space structure of graphene. ................... 10

Figure 2: Electronic Energy bands of graphene. ........................................................ 10

Figure 3: Schematic representation of a 4 probe conductance measurement. Measured

and calculated behavior of vs gate voltage (b). ....................................... 11

Figure 4: The Seebeck effect ...................................................................................... 13

Figure 5: The Peltier effect ......................................................................................... 13

Figure 6: Scheme of charge puddles in a small segment of graphene……………....17

Figure 7: Raman spectrum and AFM measurement of graphene flake……. ............. 18

Figure 8: Optical picture of the experimental setup. .................................................. 19

Figure 9: Comparison between simulated and measured temperature gradients

between two electrodes. .............................................................................. 20

Figure 10: Representative report of Numerical simulations results of the temperature

gradient on graphene flake .......................................................................... 20

Figure 11: Outside and inside view of our probe station. ........................................... 21

Figure 12: Seebeck versus gate voltage curves measured at three bath temperatures22

Figure 13: Fitting of the Mott formula to measured Seebeck coefficients as a function

of gate voltages. .......................................................................................... 23

Figure 14: Fitting of equations 1.5.1 and 1.5.2 to the results at T=290K. .................. 24

Figure 15: Illustration of Rayleigh and Raman scattering processes. ........................ 27

Figure 16: Scheme of a graphene device, I-V curve of a representative device,

conductivity of gate voltage VG and Raman spectrum of a device. ............ 31

Figure 17: Temperature distribution in a heated graphene flake in Vacuum (a) and

under Argon gas flow (b). ........................................................................... 33

Figure 18: Scheme diagram of the atomic displacements in the graphene plane for the

E2g mode at the point .............................................................................. 34

Figure 19: dI/dV vs. V4p of the I-V curve in Figure 16. Schematic presentation of the

carrier concentration at three different points a long the I-V curve ............ 34

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Figure 20: Anti-Stoks and Stoks signals of the Gmode phonon and 55mev SiO2

phonon at V4p voltages, effective temperature of the G mode phonon and

the conductance as a function of applied source-drain bias. ....................... 37

Figure 21: Effective temperature of the G mode and of the 55meV mode of SiO2 as a

function of source-drain bias. ..................................................................... 38

Figure 22: Effective G mode temperature as function of electric power,. ................. 39

Figure 23: Full width at half maximum of the G band as a function of bias.. ............ 40

Figure 24: Scheme for a ballistic two-terminal conductance problem ....................... 45

Figure 25: Conductance (in units of G0) as a function of time for a typical MQPC. . 49

Figure 26: An optical image, schematic presentation of the structure, and SEM

picture showing a typical gap ..................................................................... 49

Figure 27: Behavior of conductance as a result of applied voltage and as a function of

time. ............................................................................................................ 52

Figure 28: Field, and drift velocity distributions in close proximity to a protrusion

located 50Å from the other lead.................................................................. 53

Figure 29: Switching between quantized conductance values in two MQPCs. ......... 56

Figure 30: Conductance histograms of two MQPCs, based on break-and-make

cycles. ......................................................................................................... 58

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This work is dedicated to the people who waited

"so long" for this final result,

To my mother, Viki and my father, Michael, who taught

me the value of hard work, and provided me the

opportunity to acquire higher education.

To my loving, supporting family, Regina, Yechiel, Revital,

Moran, Eli, Yaffa, Ahuva, Sigal, Yariv, Oren, Tal, Guy, and

Nir.

To my true partner Dalit, and to my joy Yonatan.

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Acknowledgments

I would like to express my deepest gratitude and appreciation to my advisor Dr.

Yoram Selzer for providing me the opportunity to do my Ph.D. dissertation under his

supervision, for his constant help, support, encouragement and endless optimism.

Thank you for teaching me how to do science and for the patience until I understood.

I would like to thank my friends and colleagues at the laboratory: Eyal, Tamar, Dana,

Gilad, Dvora, Naomi, Matan and Ayelet for their pleasant company, helpful advice

and fruitful discussions.

I would like to thank Denis Glozmann for his help with the E-beam work.

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1 Thermoelectric transport

In this chapter we report Thermopower (TP) measurements of single layer

graphene flakes. Graphene is single atom layer of carbon atoms arranged in

honeycomb lattice, recently isolated, attracting enormous attention in the scientific

community due to its exceptionally high crystal and electronic quality2. We

modulated both the conductance and TP in graphene by electric field, (applied by a

gate electrode) over a wide temperature range, and obtain a relation between the two.

We experimentally show that disorder due to charged impurities and the co-

existence of electron-hole puddles in graphene lead, at high temperatures (where

charged impurities are unscreened), to failing of the well known Mott formula to

describe accurately the Seebeck coefficient of graphene as a function of Fermi level

position close to the Dirac point. Instead, using a very simple phenomenological

treatment to modify the Mott formula we prove the existence of electron-hole puddles

with characteristic length similar to the length of measured samples, suggesting mean

free path contained within puddles.

In this chapter we begin with introduction to electronic properties of graphene

(1.1), and to Thermoelectricity (1.2), followed by motivation to this research (1.3),

methods and materials (1.4), results and discussion (1.5), and conclusions (1.6).

1.1 Electronic properties of Graphene

1.1.1 Graphene Band structure

Graphene is a two-dimensional array of carbon atoms arranged in a hexagonal

structure. Figure 1 shows a diagram of graphene structure in real space (a) and

reciprocal space (b). The four valance electrons of the carbon atom hybridize in a sp2

configuration: three in-plane s bonds form the strong hexagonal lattice and one

covalent, out-of-plane bond ultimately determines the electric transport properties

of the system. The band structure is calculated within a tight binding model. Two

carbon atoms per unit cell allow us to compose Bloch functions out of the atomic

orbitals of the two carbon atoms. By only considering nearest-neighbor interactions it

is possible to derive the -* band structure.

Within the tight-binding scheme, solving the secular equation leads to the

following equation for the band dispersion relation, obtained as a function of the 2D

wave vectors, (kx, ky):

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Figure 1: (a) Real space and (b) reciprocal space structure of graphene (reproduced from3).

2cos4

2cos

2

3cos41),( 2

)1.1.1(akakak

tkkEyyx

yx

Here the nearest neighbor hopping integral is eVt 5.2 and the length of the lattice

vector is o

a 46.2 .

The electronic band structure of a single layer graphene is shown in Figure 2

depicting energy dispersion along the high symmetry points4. Because there are two

electrons per unit cell, these electrons exactly fill up the E<0 band. One can also

calculate the band structure for the d band of graphene, but these bands are located

further away from EF=0. Thus, the low energy transport properties are completely

determined by the bands.

The low energy band structure of graphene is in fact quite unique. The energy bands

are linear around the charge neutrality Dirac point. The bands cross at two equivalent

points K and K' as a result of the two atoms per unit cell. Thus, graphene can behave

as a metal or as a semiconductor.

Figure 2: Electronic Energy bands of graphene.

1.1.2 Graphene Electric Field Effect dependence

In single layer graphene flake, the typical dependence of its sheet resistivity

on gate voltage VG (Figure 3b) exhibits a sharp peak with a value of several kilohms

which decays to ~100 ohms at high VG (2D resistivity is given in units of ohms). This

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behavior can be explained quantitatively by a model of a 2D metal with a small

overlap between conductance and valence bands5. The gate voltage induces a

surface charge density teVng/

0 and, accordingly, shifts the position of the Fermi

energy F. (0 and are the permittivities of free space and SiO2, respectively; e is the

electron charge; and t is the thickness of the SiO2 layer (300 nm)). For a typical VG

=100V, the surface charge density is n ~7.2x1012

cm-2

.

If the Fermi level F lies between 0 and , there are both electrons and holes

present (a mixed state). In this case, the standard two-band model for a metal

containing both electrons and holes in concentrations ne and nh and with nobilities e

and h describes the conductance, by:

)(/1)2.1.1(hhee

nne

If F is shifted by electric-field doping below (above) the Dirac point, only holes

(electrons) are present and, instead of a semimetal, we get a completely hole

(electron) conductor. Then, the metal‟s conductance is described simply by:

heheen

,,/1)3.1.1(

To calculate the dependence of on VG for the whole range of gate voltages

(such that F varies from well below zero to well above ), we combine equations

(1.1.2-3) with the equation for induced (uncompensated) charge nh – ne = n =

0VG/te. The result of this calculation is shown in Figure 3.

Figure 3: Schematic representation of a 4 probe conductance measurement (a). Measured

(squares) and calculated (blue line) behavior of vs gate voltage in graphene using the setup in

(a). We assume e = h=7,000cm2V

-1s

-1

1 . The asymmetry is due to different electron and hole

masses (measured in ShdH experiments6) (b).

1.2 Thermoelectricity

The broad topic of thermoelectricity describes the direct relationship between

heat and electrical energy. From a fundamental point of view, the study of

thermoelectric effects can help elucidate the electronic structure and the basic

(a) (b)

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scattering processes in a system. Aside from its fundamental importance, the

phenomenon of thermoelectricity is also relevant to applications such as refrigeration.

This field is currently based on semiconducting materials which have sufficiently

large thermoelectric coefficients to be of practical interest. Measurement of

thermoelectric effects has significantly advanced our understanding of metals, due to

the unique dependence of these effects on the energy derivative of the mean free path,

as well as on the electrical and thermal conductivities. Scientists continuously search

for and work to develop efficient thermoelectric materials. Nanoscale materials, with

their reduced geometries, offer an enormous variety of new and interesting materials

to study.

In attempting to understand transport properties of a system, one normally

applies external force to the material and measures the systems response. In the linear

response regime by applying a potential gradient E

, one can measure the electrical

current, J

, that flows and calculate the conductance, , governing electron transport

in the system. By applying a temperature gradient, T, one can measure the heat

which flows and calculate the thermal conductance, , using the relation TQ

,

governing thermal transport in the system. We can combine these equations of

transport into a matrix equation relating generalized forces and their corresponding

currents.

T

V

LL

LL

Q

J

2221

1211)1.2.1(

here V is the electric potential and Lij are constants independent of V and T. We

immediately recognize L11 as the electrical conductance ,and L22 as the thermal

conductance . The non-zero off-diagonal components, on the other hand, serve to

mix heat and charge, and give rise to two interrelated thermoelectric phenomena: the

seebeck and Peltier effects.

In the following section we discuss these thermoelectric effects, Onsager's

relations and relationship between the off-diagonal components and the Mott formula.

The derivations presented here follow Barnard7.

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1.2.1 The Seebeck effect

Figure 4: The Seebeck effect

If we take a conductor and heat one end, electrons at the hot end will acquire

increased energy relative to the cold end and will diffuse to this end where their

energy may be lowered. This results in accumulation of negative charge at the cold

end, thus setting up an electrical field or a potential difference between the ends of the

material. This electric field will build up until a state of dynamic equilibrium is

established between electrons urged down the temperature gradient and electrostatic

repulsion due to the excess charge at the cold end. The ratio of the potential difference

V to the applied temperature difference T is called the thermoelectric power (TEP),

or equivalently, the Seebeck coefficient, S:

T

VS

)1.1.2.1(

The number of electrons passing through a cross section normal to the flow per

second in both directions will be equal, but the velocities of electrons proceeding from

the hot end will be higher than those velocities of electrons passing through the

section from the cold end. This difference ensures that there is a continuous transfer

of heat down the temperature gradient without actual charge transfer, i.e 0I

.

1.2.2 The Peltier effect

Figure 5: The Peltier effect

When an electric current flows across a junction of two dissimilar conductors,

heat is liberated or absorbed. Figure 5 shows the immediate environment of one such

junction at constant temperature. The electric current through the junction is

comprised of N conduction electrons per unit volume possessing a mean energy E per

particle and moving with a mean drift velocity v. The current in conductor A brings

up energy at the rate NAEAvA per unit area to the junction and the current takes away

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energy from the junction in B at the rate NBEBvB per unit area. There is thus a net rate

of release or absorption of heat energy at the junction given by,

BBBAAAUvENvENJ )1.2.2.1(

where JU is the total heat flux density. The currents densities in A and B at the

junction are identical and are given by

BBAAveNveNI )2.2.2.1(

where e is the electronic charge and I is the common current density. Thus,

)()3.2.2.1(BAU

EEe

IJ

and, if EA≠EB, an absorption or release of heat will take place at the junction via the

interaction of the electrons with the lattice and will be proportional to the current

flowing. This reversible heat absorption process is known as the Peltier effect and

arises from the fact that the two metals have different electronic properties and, in

particular, their conduction electrons have different heat capacities. The Peltier

coefficient is defined for two metals A and B as the rate of heat absorption or

evolution per unit current.

)(1

)4.2.2.1(BA

U

ABEE

eI

J

We again refer to equation 1.2.1 and relate the Pletier coefficient to the

quantity L21/L11.

1.2.3 Onsager relation and Mott formula

In a thermoelectric circuit the Seebeck and Thomson effects take place

simultaneously with Joule heating and thermal conduction processes. In deriving

relationships between S, and (conductivity) Onsager (1931) established a method

that relates the flow of heat and charge under the action of electric potential and

temperature gradients.

T

V

LL

LL

Q

J

2221

1211)1.3.2.1(

when implying thermodynamics principles the obtained onsager relations are:

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TeS

eSTL

eSTL

TTe

SL

L

22

21

12

11)2.3.2.1(

where is the chemical potential.

The Mott and Jones treatment of thermoelectricity is a quantum mechanics approach

to this phenomenon. The electric and heat currents are given respectively by:

vdNeJ

)3.3.2.1(

where N is the number of conduction electrons per unit volume. Calculation of the

density of states and application of the Fermi-Dirac distribution function yields the

following expression for the electric current:

dEfEv

meJ

2/3

22

2

2)4.3.2.1(

where v is the velocity of an electron and E is the energy of an electron. If we assume

that a relaxation time, , exists that:

)()5.3.2.1( 0

ff

t

f

then the influence of the electric field and the temperature gradient upon the Fermi-

Dirac function could be described by the equation:

x

fv

v

f

m

eff 00

0)6.3.2.1(

where, is the electric field and 0

f is the Fermi-Dirac distribution in equilibrium.

The expression for the electric current becomes:

x

TH

TH

T

E

T

EeHeJ FF

211

2 1)7.3.2.1(

where

dE

E

fE

h

mH n

n

02/1

3

2/1

3

216)8.3.2.1(

Equation (1.2.3.7) gives the current density j which results from an electric field and

a temperature gradient xT / applied to a free-electron metal obeying Fermi-Dirac

statistics. It can be compared with the Onsager relations to give the conductivity

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1

2)9.3.2.1( He

and the thermopower S is obtained from:

T

HH

T

E

T

EHe

Te

ES FFF 2

11)10.3.2.1(

to give

FnE

H

H

TeS

1

21

)11.3.2.1(

Numerical evaluation of the Hn integrals to the first order gives the following

expression for the Seebeck coefficient:

2/3

2

2

2/5

2

2

2/3

2/122 1

6)12.3.2.1(

FE

F

FE

FFFE

EdE

dE

dE

d

EEe

TmkS

FF

F

The above Mott expression (1.2.3.12) for the seebeck coefficient S depends on the

functional form of )(E , the relaxation time. If we assume that )(E =constant

(independent of E) then the expression for the Seebeck coefficient becomes:

FEe

TkS

2)13.3.2.1(

22

1.3 Motivation

The problem of understanding the electrical conductivity of graphene, has

generated a large experimental and theoretical effort, given its fundamental

importance and its technological relevance2. The transport properties of graphene

derive mainly from its linear zero-gap dispersion relation of fermion carriers

(electrons and holes) with a charge neutral singular point, named the Dirac point,

where the electron and hole bands touch with essentially zero density of states2. In the

limit of vanishing disorder the Fermi energy of graphene lies exactly at the Dirac

point, and conductivity should have a universal value of /4 2eD 8,9,10,11,12,13,14

.

Experimentally however, conductivity at the Dirac point is found to be bigger (by a

varying factor of 2-20) than σD15,16

. Disorder in the form of either ripples17,18,19

or

random charged impurities in the substrate20

is invoked to explain this discrepancy.

Disorder locally shifts the Dirac point moving the Fermi energy from the charge

neutrality point21,22,23

. As a result an inhomogeneous 2D charge density landscape is

developed with electron-hole puddles, which have recently been observed

experimentally24,25

. Figure 6 exemplifies the main qualitative properties of the carrier

distribution close to the Dirac point: (i) The distribution is characterized by electron-

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hole puddles, (ii) the typical size of the majority of puddles, defined as regions with

same-sign charges, is of the order of the sample size, as expected for a semimetal

close to the neutrality point.

This inhomogeneity is considered to dominate graphene physics at low (n 1012

cm-2

) carrier density with density fluctuations becoming larger than average density15

.

It is therefore clear that in order to be able to design future graphene-based

thermoelectric devices, it is essential to know the properties, origin, and effects of

extrinsic disorder in graphene.

The effect of puddles on electronic transport properties is a matter of active

debate24

. Specifically, one of the important questions is whether the p-n junctions

formed between puddles dominate the transport properties of samples or alternatively

is the mean free path of charge carriers smaller than the average size of puddles.

Here we wish to show that semi-quantitative insight regarding this issue can be

achieved by thermopower measurements of graphene devices in a field-effect

configuration. Though these measurements were published in the course of our work

by two other groups26,27

. They didn‟t address the influence of intrinsic disorder and

charge puddles distribution on the thermoelectric behavior at room temperature as the

source for deviation from Mott formula, but rather focused on measurements in the

presence of magnetic fields and at cryogenic temperatures, what is known as the

Nernest effect.

Figure 6: Schematic of charge puddles in a small segment of graphene: the charge carriers in the

grey and white puddles are electrons and holes, respectively. Two representative dispersion

curves are shown above the two types of puddles. The Fermi level in electron and hole puddles

reside in the dispersion curves above and below the Dirac point, respectively.

1.4 Methods and Materials

1.4.1 Identification and characterization of prospect flakes for

measurement

In order to obtain graphene flakes on Si/SiO2 we tried different methods and

directions and came to the conclusion that the method that gives the best quality

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pristine graphene flakes in the simplest way is by rubbing with tweezers a scotch tape

with graphite flakes on it onto Si/SiO2 (300nm) substrates and searching for flakes

under an optical microscope. The various methods explored and the one used

eventually are described in detail in appendix A.

The position of chosen flakes was assigned relative to prefabricated alignment

marks for E-beam writing of electrodes. The validation that these flakes are truly one

atomic layer thick was done by Raman spectroscopy28

and Atomic Force Microscope

measurements, Figure 7.

Figure 7: (a) Raman fingerprint of single atomic layer of a graphene flake28

. (b) Atomic force

microscope image of a graphene flake attached to multi layer graphene and it’s obtained height

of about 0.8nm in accordance with previous works5.

1.4.2 The experimental structure and it’s calibration

The measurement configuration, presented in Figure 8, is fabricated by electron

beam lithography, followed by evaporation of Cr(3nm)/Au(100nm) features and a lift-

off procedure in acetone. The Cr/Au leads on the flake are used for the measurement

of both the conductance σ, and the thermovoltage, VTH. The latter is induced by a

temperature gradient caused by a micro-heater adjacent to one end of the flake, but

not in contact with.

Joule heat generated at the heater propagates through the 300nm thick silicon

oxide layer, which has a relatively low thermal conductivity (~ 0.5 W/m K @ 300k),

creating a temperature gradient, ΔT, across the Graphene flake and the surface of the

substrate to which it is thermally anchored. Heat dissipates quickly once it reaches the

underlying silicon substrate, which has higher thermal conductivity (150W/mK @

300k). The configuration presented in Figure 8 enables to determine the temperature

gradient between the two thermovoltage probes. This is done by measuring the

7006005004003002001000

2.5

2

1.5

1

0.5

0

X[nm]

Z[n

m]

(a) (b)

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resistance change in the electrode adjacent to the heater line and of the one distant

from the heater as a function of heater power at different bath temperatures. The

electrode's temperature rise is obtained from the linear relation TRR )1(0

,

which holds for metals. Because the resistance change is very small, it was

determined by a Lock in amplifier (LIA) technique (Stanford SR830, V=50mV,

f=18Hz) in a 4 probe configuration. The LIA operates in constant current mode of

<1A by connecting a large resistor in series (1M). In this current range the

resistors don‟t self heat and the signal is prominent enough to be detected. Electrodes'

temperature coefficient was obtained by calibration of resistance versus bath

temperature in the range 4-300k which was done in advance and found to

be 13104.1 C .

Figure 8: Optical picture of the experimental setup.

The determined temperature gradients at various bath temperatures was

compared to simulated results based on FlexPDE (a commercial partial differential

equations solver), Figure 929

. Figure 10 shows that each resistor feels a uniform

temperature along its 4m length, proving that the measured temperature reflects the

temperature at the graphene flake ends.

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Figure 9: Comparison between simulated (red) and measured (black) temperature gradients

between two probes (5m apart) as function of bath temperature for constant heater power of

300W and SiO2 thickness of 1m. the heater is located 0.5m from one electrode.

Y(

m)

Z(

m)

X(m) X(m)

Y(

m)

Z(

m)

X(m) X(m)

Figure 10: Representative report of Numerical simulations results of the temperature gradient on

graphene flake on 300nm SiO2 on 450m Si substrate. The temperature gradient is established

by microfabricated metal line adjacent to but not touching the graphene flake. The Heater power

was set to 80W. In order to include graphene contribution into the simulation we upscale its

height from one atom thick to the height of the metallic electrodes and changed the thermal

conductivity constant in proportion. (Scaling tests validates this correction)

1.4.3 Measurement Technique

At each gate voltage, VG applied to the underlying Si substrate versus one of the

voltage-probing leads, conductance is determined by a standard lock-in procedure.

Subsequently, the measurement setup is switched (using a Keithley 707A switching

matrix) to measure ΔVTH (using Keithley 2002 multimeter). Care was taken to use low

heating powers in order to maintain a temperature gradient across the flake that is

much less than bath temperature, as only then the Seebeck coefficient described by S=

X(m)

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VTH / ΔT is thermodynamically well defined. All experiments were computer

controlled with labView 7 via GPIB communication protocol. In general, all programs

needed, setups and instruments used in the experiments, and fabrication procedures

presented in this thesis were prepared and assimilated from scratch by us.

Measurements were conducted over a temperature range of 77–300K using a

continuous flow cryogenic probe station with a base pressure of 10-6

torr (Desert

Cryogenics), Figure 11. Overall 6 different samples were measured with characteristic

mobility of ~3000 cm2/Vs.

Figure 11: Outside view of the probe station (Left), and inside view of the probe station (Right).

1.5 Results and Discussion

Figure 12 shows a set of Seebeck versus gate voltage curves (S-VG), determined

as described above at different bath temperatures. The maximum Seebeck at room

temperature is ~80μV/K. This value is typical to all measured samples. The sign of S,

which indicates the sign of the majority charge carrier, changes from positive to

negative as VG crosses the charge neutrality point (in this specific sample at VD =

16V). Some electron-hole asymmetry is observed probably due to charged impurities

in the substrate or formation of a p-n junction at the Au contacts30,31,32

. The inset of

Figure 12 shows a linear increase of S with the bath temperature T, extracted from the

peak values of the S-VG curves. The linearity suggests that the developed

Thermovoltage originates from a diffusive process. It also suggests that contribution

of phonon-drag is negligible33

, which is expected considering the weak electron-

phonon coupling in graphene34,35

. The measured thermopower contains contributions

from the seebeck coefficient of the gold electrodes (~0.7V/K). These effects are

negligible relative to the thermopower of the graphene flake.

Chamber

Probes

Microscope

Heated Platform

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Figure 12: Seebeck versus gate voltage curves measured at three bath temperatures. Inset: The

absolute value of S (measures at two different gate voltages) increases with T.

Considering the apparent diffusing behavior and within the Boltzmann

formalism, the Seebeck coefficient can be described by the semiclassical Mott

formula36

, which for graphene has the form37

:

F

B

Ee

TkS

3

222

)1.5.1(

where kB is the Boltzmann constant, e is the electron charge, and EF is the Fermi

energy. EF depends on the carrier density n according to nE FF where is

Planck‟s constant, and the Fermi velocity is smF /106 . The carrier density is

defined by e

VVCn DGG )( where the gate capacitance in our device geometry is

CG~100 aF/cm2. Thus S is expected to be proportional to DG VV /1 . Indeed, Figure

13 shows that far away from the Dirac point (VD), this proportionality prevails.

It also describes accurately the behavior around the Dirac point at 100K.

However it fails to do so at 290K. In the course of our work, similar observation was

recently published by two other groups26,27

. This is not necessarily surprising if one

considers that the Mott relation, which is based on the Sommerfeld expansion, is valid

only when the temperature is much lower than the Fermi temperature, where the

scattering time is essentially energy independent.

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Figure 13: Fitting of the Mott formula to measured Seebeck coefficients as a function of gate

voltages at two different bath temperatures. Far from the Dirac point the Mott relation is

accurate suggesting S n-1/2

. At room temperature the Mott relation diverges and does not

describe accurately the Seebeck coefficient around the Dirac point.

Around room temperature, in the absence of screening of charged impurities,

inhomogeneity near the Dirac point which affects transport properties22

need to be

considered as well in order to describe accurately the transport properties38

also the

effects thermopower.

A simple semi-quantitative treatment can be developed to modify the Mott

formula is the presence of electron-hole puddles. When electron-hole puddles exist

close to the neutrality point, the density of impurities, ni, is equal to the density of

excess electrons (ne) and holes (nh) according to: ni=ne+nh. We can assume that

initially ne=nh=ni/2. Upon application of gate voltage, n carriers are introduced into

the flake, or in other words, n/2 charges are added to one type of carrier, say the

electrons and n/2 are reduced from the other type, i.e., holes. As a result the following

balance is achieved: ne=ni/2+n/2 and nh=ni/2-n/2. These relations hold as long as

n<ni. Beyond this point the Mott relation is applicable.

The Fermi level of the puddles can be described by “electrons-Fermi

level”, eFeF nE , and the “holes-Fermi level”, hF

hF nE . If we assume

that the charge puddles extend across the devices, then all electronic transport

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properties should be a weighted average of electrons and holes contributions. Around

the Dirac point, the Seebeck coefficient, under mixed contribution of electrons and

holes is therefore defined as7:

(1.5.2)

eh

hheeSS

S

where σe,h the conductivity (with the subscripts e and h referring to electrons and

holes, respectively) is defined as23

:

(1.5.3) i

he

hen

n

h

e ,2

,

20

Combining equations 1.5.1-3, it can easily be shown that under the above conditions

the Seebeck coefficient is defined as:

(1.5.4)he

he

F

B

nn

nn

e

TkS

3

222

Figure 14 displays the behavior of equations 1.5.1 and 1.5.4 as a function of VG.

Indeed, equation 1.5.4 appears to describe well the results at 290K close to the Dirac

point, where the Mott formula (equation 1.5.1) fails. Fitting is based on one free

parameter ni=41010

cm-2

.

Figure 14: Fitting of equations 1.5.1 (line+open circles) and 1.5.4 (red continuous line) to the

results (black squares) at T=290K.

1.6 Conclusions

In the first part of this thesis we have shown that the Mott formula diverges and

does not describe well the Thermopower properties of graphene at low carrier density.

Under these conditions, the role of inhomogeneity becomes dominant and the

presence of electron-hole puddles needs to be considered in order to describe

accurately the thermopower properties. We used a very simple model to account for

this effect, which appears to describe well the behavior of the Seebeck coefficient as a

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function of gate voltage near the Dirac (electroneutrality) point. This comes as

another proof for the unique ground state properties of graphene patterned on

dielectric materials.

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2 Electron-Phonon coupling

In this chapter we present our experiments in Raman spectroscopy in order to

prove that the conductivity of single-layer graphene under high bias (>0.2V) depends

on direct coupling between charge carriers and optical phonons of the flake and not

due to coupling with modes of the underlying SiO2 layer. These results therefore

suggest that there should be an intrinsic limitation to the performance of graphene-

based electronic devices.

In this chapter we begin with short introduction to Raman spectroscopy (2.1),

followed by the motivation to this research (2.2), methods and materials (2.3), results

and discussion (2.4), and conclusions (2.5).

2.1 Raman Spectroscopy

When a monochromatic light with wavelength i~ is scattered from an atom or a

molecule, most photons are elastically scattered (Rayleigh scattering). The scattered

photons have the same energy and therefore the same wavelength as the incident

photons. That is why Rayleigh scattering is also called elastic scattering. However, a

small fraction of scattered light (approximately 1 out of 1000 photons) is scattered

from exitations with wavelengths slightly different from that of the incident photons,

in the form of mi ~~'~ , when m~ corresponds to transitions between vibrational

energy levels of the molecules in the medium (Raman scattering). In the Raman

scattering process, energy passes between the photon and the molecule, making it an

inelastic scattering process.

The photon can give energy to the molecule, and then the scattered light would

be of lower energy mi ~~'~ , or receive it from the molecule, and the scattered light

would be of higher energy mi ~~'~ . The lines in the spectrum, corresponding to

the situation when the photon loses energy are called Stokes lines, and the lines

corresponding to the situation when the photon receives energy are called anti-Stokes

lines. The Rayleigh scattering can always be observed when the Raman scattering is,

making it easy to measure m~ instantly and of course the Raman spectrum is

symmetric relative to the Rayleigh band, but the downside is that it disturbs the ability

to observe Raman peaks of low frequencies.

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A Raman transition from one state to another, and therefore a Raman shift, can

occur only when the polarizability changes during the process under consideration, i.

e. during the vibration of the molecule (Raman selection rule). But the main problem

of Raman spectroscopy is the very weak signal, as a result of the small operation cross

section for Raman. Raman scattering is only 0.1% of all the scattered light. Thus, for

an efficient collection of a Raman spectrum, powerful light sources are needed,

sensitive detectors and a large number of scattering molecules.

Figure 15: Illustration of Rayleigh and Raman scattering processes. The incident light excites the

molecule to a virtual excited state, where the molecule spends very little time in, and goes back to

the electronic ground state. In most cases, the molecule will go back to it's previous state,

resulting in scattered photons with the same wavelength as the incident photons (Rayleigh

scattering). Another option is that the molecule will go to an excited vibrational state, and the

photon will scatter with less energy (Stokes lines). If the molecule was originally in an excited

vibrational state, it can go to an energetic state lower that the one it was in before, resulting in a

scattered photon with more energy than the incident photon (anti-Stokes).

Since a photon can receive energy from a molecule only if the molecule is in

an excited state (returning to ground state following the interaction), and since there is

only a small population of molecules in excited states at room temperature, the Stokes

spectrum is more intense than the anti-Stokes spectrum. In addition, since the

intensities of the Raman lines are dependent on the number of molecules occupying

the different vibration states, Bose-Einstein distribution teaches us that more

molecules occupy the lower energy levels at room temperature, and can assist us in

determining the effective temperature of the molecules in a junction, by the ratio of

the intensity of the Stokes and anti-Stokes lines:

))(/exp()(

)()1.1.2(

4

4

effBv

vL

vL

S

AS TkhI

I

where IAS(S) is the intensity of the anti-Stokes (Stokes) Raman mode, νL(ν) is the

frequency of the laser (Raman mode), σAS(S) is the anti-Stokes (Stokes) scattering

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cross section of the adsorbed molecules, and AAS(S) is the average local field

enhancement at the molecules at the anti-Stokes (Stokes) frequency.

2.2 Motivation

Graphene is a promising material for high-speed nanoscale electronic devices39

.

The realization of graphene-based devices depends on deep understanding of how

their conductivity, σ, is affected by the contribution of various scattering

mechanisms40,41,42,43

:

(2.2.1)σ-1

= σ-1

ci + σ-1

sr + σ-1

LA + σ-1

OP+ σ-1

corr

where the subscripts indicate contributions of charged impurities (ci), short range

scatterers (sr), longitudinal phonons (LA), optical phonons (OP), and surface

corrugations (corr).

Elucidating the role of underlying dielectrics, most commonly SiO2, on the

various scattering mechanisms is a subject of active research44,45,46,47

. Such an

understanding is important since SiO2 affects the performance of graphene devices

quite substantially, decreasing room temperature mobility from a typical value for

graphite of ~100m2V

-1s

-1 to a mobility in the range of 0.1-2 m

2V

-1s

-1 39

.

The effect of trapped charges in the oxide and of surface corrugations on the

values of σci, σsr, and σcorr is quite understood48

. The main current controversy is as to

the exact nature of scattering events that govern the magnitude of σOP. High energy

carriers could either couple to in-plane optical phonons of graphene49,50,51,52,53,54,55,56

or remotely to the field induced by surface polar modes of the underlying

SiO244,45,46,47

. In either case, the resulting inelastic scattering events are expected to

dominate device operations and limit their operational time scales. With characteristic

inelastic mean free path of several hundreds of nanometers, this limit is in the range of

~0.1psec based on a Fermi velocity of ~106 m/sec.

If scattering of high energy carriers is dominated by SiO2, then better

performance of devices could be achieved by using underlying materials with higher

dielectrics. However, if carriers are coupled more efficiently to the vibrational modes

of graphene itself, then the limit set by this interaction is intrinsic and cannot be

improved. Hence, elucidating the exact mechanism that limits σOP is critical for the

prospective future of graphene-based electronic technology.

Currently it is suggested that coupling of carriers to SiO2 modes is dominant as

determined by analyzing high bias saturation currents in graphene devices using

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simulations46,47

and analytical approximations in which the energy of coupled

phonons is a free parameter45

. Better fit is achieved using the 55meV mode of SiO2

instead of the 200meV mode, which is associated with the longitudinal optical phonon

at the Brillouin zone center of graphene, commonly referred to as the G mode28

. In

addition, temperature dependent resistivity measurements suggest that coupling of

charge carriers takes place with two optical modes of SiO2 59meV and 155meV,

with a ratio of coupling of 1:6.5 40

.

Here, because of the critical importance of the issue, we wish to reexamine the

question of dominant carrier-phonon coupling by combining I-V measurements with

Raman spectroscopy. We show that changes in the effective temperature of the optical

G mode of graphene correlate well with changes in the conductance of devices, while

at the same time the effective temperature of the 55meV SiO2 mode appears just to

follow temperature changes of the G mode. From these results we conclude that SiO2

modes do not interact directly with charge carriers in graphene and that its

conductivity is inherently limited.

Raman has proven to be a valuable tool to study graphene and carbon

nanotubes. It can be used to determine the number of layers in thin flakes28

, degree of

doping57

, and phonon dispersion58,59,60

. In relation to charge-carrier optical phonon

coupling, Raman measurements have shown that in graphene the adiabatic Born-

Oppenheimer approximation fails50

and that under high bias generation of hot

phonons, i.e., phonons that are not at equilibrium with their surroundings, can be

detected 45,54,61

.

Raman can be used to monitor mode-specific effective temperature, Teff(), of

phonons by two methods: by probing the softening of modes as a function of

temperature45,62

, or by measuring spectra both in the Stokes (S) and anti-Stokes (AS)

regimes, facilitating direct probing of changes in phonons population as a function of

temperature or source-drain bias54,63,64

.

The first approach was used to measure the thermal conductivity of suspended

graphene flakes65

. Its applicability to determine Teff(), under voltage bias, i.e., far

from equilibrium is currently questionable. The second approach was recently used to

probe the effective temperature of molecular junctions under bias64

and also of carbon

nanotubes and graphene61,63

. We therefore use in this study the AS/S ratios of both the

G mode of graphene and the 55meV mode of SiO2 to determine their Teff() as a

function of voltage bias. Though AS/S signals of the Gmode were reported in the

course of this work by Cahe et al54

, they didn‟t address the delicate role of the 55mev

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mode of the underlying SiO2, and didn‟t present a comprehensive discussion in

relation with the conductivity behavior.

2.3 Methods and Materials

2.3.1 Device Fabrication

Fabrication of typical devices began by placing graphene flakes on a p-type

degenerate Si wafer covered with 300nm of SiO2 by standard micromechanical

cleavage of graphite, as described before in section 1.4.1 and in detail in appendix A.

Single layer graphene flakes were identified by their characteristic color under an

optical microscope, and by their Raman spectroscopy fingerprint. Graphene flakes

with typical dimensions of ~5m1m were chosen to enable patterning of electrodes

for four-probe measurements by e-beam lithography. The potential difference

between the two inner electrodes, V4p, will be referred below, for simplicity, as either

the four-probe potential or as the source-drain bias. Following metal evaporation of Ti

(3nm)/Au (80nm) and liftoff (see Figure 16), the resulting devices were annealed at

400K under vacuum (10-5

torr) for few hours prior to their further characterization by

plotting their conductivity, σ, versus back gate voltage, VG,. Altogether, three devices

were measured, all showing comparable results, with detectable anti-stokes signal at

zero bias, with drift-less, non-fluorescent Raman spectrum and with no indication of

graphene being graphitized. We focus below on one of these devices (Figure 16) to

present the results and facilitate discussion. The conductivity curve (Figure 16c) is

largely symmetric around a particular gate voltage VG = VDirac and shows a minimum

at this value. The nonzero value of VDirac (+7V) indicates that there is unintentional

doping of the graphene sample whose origin may be caused by random charged

impurities, located in the graphene environment, that could also induce disorder10

.

This disorder is characterized by electron-hole puddles in quantitative agreement with

surface probe experiments, as well as recent thermopower measurements. The typical

size of an electron-hole puddle, defined as a region with same-sign charges, is of the

order of the sample size, L, as expected for a semimetal close to the neutrality point.

The open rectangular points in Figure 16c present a fit to the experimental

results based on a previously presented self-consistent Boltzmann transport theory

with charged impurity scattering66

. In this specific sample, the density of charged

impurities is ni ~ 7.51011

cm-2

at VG = 0, the hole carriers density is nh ~ 51011

cm-2

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and the Fermi energy is 83meV calculated by hFF nE , where the Fermi velocity

νF ~ 106 m/sec.

2.3.2 Measurement Technique

Raman measurements of devices were taken by a home-built scanning Raman

confocal microscope operating in a reflection mode, with through the objective

illumination from a fiber-coupled 532 nm solid-state laser with an effective power on

the samples of ~1mW and beam diameter of <0.5m. The reflected Raman scattered

light was collected with a 0.7 NA 100 objective and analyzed by a spectrometer

equipped with an electron multiplying CCD camera (Andor Newton EM, DU971N-

BV). In order to capture the Raman Stokes and Anti Stokes signals simultaneously,

the spectrometer resolution was set to 6±1cm-1

. All measurements were conducted at

room temperature under a blanket of Ar flow in order to maintain the stability of

devices under the laser beam over the period of time necessary for a full set of bias-

dependent Raman spectra measurements, using an integration time of 60-120s for

each bias value. Obtained spectra were baseline corrected by polynomial fit in the

regions of interests. The Raman signals were obtained from integration over 6 CCD

camera channels, the fluctuations are in the order of ~5% should result in apparent

Teff

(ν) variations of ~3K, which are presented in the figures as the error bars.

Figure 16: (A) Scheme of a graphene device with four probes Au contacts. (B) I-V curve of a

representative device. (C) Conductivity as a function of gate voltage VG. (D) Raman spectrum of

a device the 2D/G intensity ratio is typical for a single layer flake.

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2.3.3 Evaluation of heat loss in joule heated graphene due to

convection and radiation

In this section, we would like to address the issue of heat loss in the joule heated

graphene flake due to convection in the presence of Argon gas flow over the sample

and radiation heat losses.

When the temperature of a plate Ts and the temperature of the running gas flow TF are

different, the heat transfer process occurs between the plate and the gas. According to

Newton law:

)()1.3.3.2(FS

TThAq

where q is the quantity of heat transferred, h is the heat transfer coefficient and A is

the surface area.

The heat flux is proportional to the temperature difference Ts – TF. The

coefficient of heat transfer h depends on the hydraulic picture and regime of the

medium flow (laminar or turbulent), distance x from the front edge of the plate and

thermo-physical properties of the running gas.

Convective heat transfer coefficients at forced flow are commonly represented

by the following parameters (The values obtained below are for Argon and in MKS

units67

):

A non dimensional parameter that unifies the effects of flow, distance, and fluid

properties called Reynolds number Re:

6281007.2

1011013.1)2.3.3.2(

5

53

vLR

e

where is the gas density, v is gas velocity, L is sample length, and is viscosity.

Prandtl number Pr that is the ratio of kinematic viscosity to thermal diffusivity:

67.0101.3

1007.2)3.3.3.2(

5

5

r

P

and the non dimensional Nusselt number Nu:

Lk

hN

U)4.3.3.2(

where h is the heat transfer coefficient, k is the thermal conductivity, and L is sample

length. The average of the nusselt number Nu over the length of the plate for laminar

flow is given by68

:

14646.0)5.3.3.2(2131

erU

RPN

And the heat transfer coefficient is then obtained:

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KmWkL

Nh U 2

5/2800002.0

101

14)6.3.3.2(

Once we obtained the heat transfer coefficient of the running gas- h. we simulated the

experimental setup in FlexPDE numerical solver, in order to estimate the heat loss in

the sample due to convection. The simulation results are presented in Figure 17.

Figure 17: Temperature distribution in a heated graphene flake (L=10m) in Vacuum (a) and

under Argon gas flow (b). The Argon gas flow was introduced to the simulation through the

boundary condition of convection heat loss (2.3.3.1) with the proportionality factor h=28000, that

was calculated in equation (2.3.3.6), and the thermal conductivity coefficient k=0.02W/mK. We

upscale the graphene flake height from one atom thick to the height of 300nm and changed the

thermal conductivity constant in proportion. (Scaling tests validates this correction).

From the results presented in Figure 17 it is seen that the Argon flow cools the

graphene by roughly 50K in the experiment temperature range (300-600K).

We estimate the radiation heat loss of the graphene flake at a uniform temperature of

600K (the highest temperature reached in the experiment) using the Stefan-Bolzmann

law:

4)37.3.2( ATI

where =2.3% is the emissivity of graphene69

, is the Boltzmann constant and A

is the area of the graphene flake. The calculated radiation heat loss is only ~6nW,

which is minor relative to the dissipated power of ~1mW.

2.4 Results and Discussion

The two most intensive features in the Stokes regime (figure 16D) are the G

peak at 1580 cm−1

and the 2D band at ~2700 cm−1

, where the latter is a second order

of the D peak (at ~1350 cm-1

)28

, see Figure 16D. The G mode in graphene is due to

the -E2g phonon (1580cm-1

/0.196eV). The E2g is a mode consisting in an anti-phase

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movement of the two carbon atoms in the unit cell, Figure 18. The D peak is never

observed directly in all our samples providing excellent proof for their high structural

sp2 uniformity with no nanocrystalline structures or presence of amorphous sp

3

carbon. The G/2D peak ratio is indicative of a single layer flake.

Figure 18: Schematic diagram of the atomic displacements in the graphene plane for the E2g

mode at the point

Figure 20 plots the conductance (dI/dV) of the same device shown in Figure 16

as a function of V4p, measured at VG = 0. The conductance is stable until a bias of

~0.25V. It then gradually decreases until V4p ~ 1.1V. At this point, it starts to increase

reaching approximately its initial value at a bias of ~2.5V. Junctions were not

measured at bias voltages exceeding the latter value, since then based on their Raman

spectra, their structure starts to deteriorate.

Figure 19: dI/dV vs. V4p of the I-V curve in figure 16. Schematic presentation of the carrier

concentration at three different points a long the curve is shown. (a) channel charge is uniform,

(b) channel charge at the drain end begins to decrease as the minimal density point enters the

channel, (c) An electron channel forms at the drain.

The above behavior can be semi-quantitatively explained in the following way:

With VDirac = 7V (see Figure 16), when VG=0, the device is a hole conductor. At low

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bias, these holes can interact only with charged impurities and acoustic phonons55

.

The elastic scattering time, τel, can be estimated, to a first approximation, by

employing the Einstein relation: )/()/( 22/1Fel en , and the corresponding mean

free path can be obtained from Fl . For σ = 0.8mS, with τel = 8 10-14

sec, the

corresponding mean free path is l ~ 80nm.

Charged impurity scattering rate is described by55

:

E

nimpF

imp20

1 2

)1.4.2(

Calculating for E = EF ~90mV, τimp is 8.7 10-14

sec.

Acoustic phonon scattering rate can be calculated according to70

:

ETkD

EphmF

Bac

ac

22

2

3 4

1

)(

1)2.4.2(

where ρm= 7.610-7

Kg/m2 is the mass density, ph = 2 10

4 m/sec is the acoustic

phonon velocity in graphene, kB is the Boltzmann constant, T=300K, and Dac ~ 60 eV

is the acoustic phonon deformation potential. For E = EF, τac is 8.7 10-14

sec.

Thus with increasing bias, since τimp E and τac 1/E, and since the scattering

rate in both mechanisms is similar, the overall scattering rate is constant leading to

constant conductance as a function of bias, within agreement with the experimental

results.

Once a bias threshold of ~0.25V is crossed, the conductance appears to

decrease. This behavior is a direct result of the onset of inelastic scattering of charge

carriers with optical phonons55

. Following references71

and72

, in order for a charge

carrier to emit an optical phonon, , it must first accelerate over a length defined by

LeV )/( , where L is the sample‟s length, to attain sufficient energy for emission. If

once the carriers attaining the needed energy emit phonons instantaneously, any

further increase in their momentum as a function of increasing bias is prevented, and

the velocity of charges should saturate. The observed progressive decrease of

conductance supports a different scenario in which instead of immediate emission of

phonons there is an energy dependent finite scattering rate that is defined by55

:

)()(2)(

1)3.4.2(

2

2

ED

E Fm

OP

op

where DOP is the deformation potential in the order of 25eV/Å.

Based on the above equation, for the G mode phonon with energy = 0.2eV

at the observed threshold of ~0.25V, τop is smaller than τac ~8 10-14

sec, and

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emission of optical phonons becomes the dominant scattering mechanism of hot

carriers.

Full saturation of current (dI/dV=0) is not reached. Instead an increase of

conductance above a bias voltage of V4p ~1.1V is revealed. This can be explained by

considering an ambipolar behavior of the device43

. Under a gradual channel

approximation the potential along a device can be written as:

C

xVVxV DiracG

)()()4.4.2(

where ρ(x) = nh(x)-ne(x) is the charge density.

When the local potential V(x) satisfies V(x) = VG -VDirac, the Fermi level

coincides with the Dirac point and the local charge density is nullified. Assuming the

drain electrode is grounded, close to the source electrode (x = 0) the Fermi level

should align with the Dirac point for a given gate voltage when Vs satisfies: VS=VG -

VDirac. In addition, when VS >VG -VDirac then ρ(0)>0 and when VS <VG -VDirac then

ρ(0)<0. This sign change of ρ(x) implies that as long as V4p<1.1V, current is carried

by holes throughout the length of the device. At V4p=1.1V, a „punch-through‟ region

is formed at the drain where the carrier density is nullified (see Figure 19). Above this

bias, the „punch-through‟ point starts to move into the device. While the charge

carriers on one side of the „punch-through‟ point remain holes, those on the other side

are now electrons. Both types of charge carriers contribute to the measured current.

Having semi-quantitatively understanding the behavior of conductance as a

function of bias, it is imperative to compare between the conductance pattern

appearing in Figure 19 and the corresponding effective temperature of the G and SiO2

modes as a function of voltage bias. The effective temperature of each mode is

calculated according to54

:

1

4

4

)(

)(ln)()5.4.2(

L

L

S

AS

B

effI

I

k

hT

where IAS (IS) is the intensity of the anti-Stokes (Stokes) Raman mode, L() is the

frequency of the laser (Raman mode), Figure 20.

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0.0 0.5 1.0 1.5 2.0 2.50.5

0.6

0.7

0.8

dI/

dV

(m

S)

Bias(V)

0.0 0.5 1.0 1.5 2.0 2.5

400

500

600

TG

(K)

Figure 20: Anti-Stokes (left) and Stokes (right) signals of the G mode phonon (a) and 55mev SiO2

phonon (b) at four V4p voltages. (c) Effective temperature of the G mode phonon and the

conductance (d) as a function of applied source-drain bias. Dashed vertical lines indicate points

where changes in heating rate are accompanied by changes in conductance.

Figure 20c,d plot both the conductance and the effective temperature of the G

mode as a function of V4p. At low bias, the effective temperature of the mode is

-450 -4000

50

100

150

200

Inte

ns

ity

(a

.u)

Raman shift (cm-1)

(a)

(b)

1500 1600 1700

0

500

1000

1500

2000

2500

Inte

ns

ity

(a

.u)

Raman shift(cm-1)

0.15v

0.3v

1v

1.5v

400 450

0

100

200

300

400

500

Inte

ns

ity

(a

.u)

Raman shift (cm-1)

-1800 -1700 -1600 -1500 -14000

20

40

60

80

100

Inte

ns

ity

(a

.u)

Raman shift (cm-1)

(c)

(d)

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~400K as a result of laser heating above room temperature. Effectively no heating of

the mode is taking place until a bias of ~0.3V is reached. At this point, the charge

carriers have enough energy to excite G phonons, and heating becomes more

pronounced with the commencing of inelastic scattering events as marked by the

decrease of conductance at V4p ~ 0.25V. Changes in conductivity are more sensitive to

commencing of inelastic processes than changes in the Raman signal.

Similar behavior is observed just after the „punch-through‟ point at V4p~1.1V,

where a change in the heating rate of the G mode is initiated at ~1.25V. If before this

point all applied potential is dropped entirely across the hole conducting region, then

after this point part of the potential is dropped also across the electron conducting

region (see Figure 19) giving the additional carriers sufficient energy to excite the G

mode as well. The direct result of increased conductance is additional heating leading

to enhanced rate of effective temperature increase (starting at ~1.25V).

Above V4p~2.0V, there is no further heating of the G mode. Such a behavior has

never been reported before, and further work is required to elucidate its possible

origin.

0.0 0.5 1.0 1.5 2.0 2.5300

320

340

360

T55m

eV(K

)

Bias (V)

0.0 0.5 1.0 1.5 2.0 2.5

400

500

600

TG

(K)

Figure 21: Effective temperature of the G mode (top) and of the 55meV mode of SiO2 (bottom) as

a function of source-drain bias.

The double graph in Figure 21 shows in addition to the G mode, also the

effective temperature of the 55meV SiO2 mode as a function of bias. It is clear that

Teff(55meV)<Teff(G). Most importantly and unlike in the case of the G mode, no

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heating of the 55meV mode is observed once the applied bias crosses this value.

Heating appears to commence only when the G mode is heated as well. The same

behavior is also observed above the „punch-through‟ point at V4p~1.1V. The

temperature of the SiO2 mode does not change independently as a function of bias,

but instead follows temperature changes in the G mode.

All this is clear indication that the carriers in graphene are coupled directly to

the G mode and not to underlying SiO2 modes making inelastic scattering with the

former mode the dominant mechanism to affect σop.

The G mode is weakly coupled to substrate phonons73

. This is rationalized by

the fact that G mode frequency is much higher than the phonon frequencies of the

substrate. According to first principle calculations, out-of-plane vibrations in

graphene are not coupled to the in-plane motion, which define the G band. The out of

plane vibrations are expected to be more susceptible to the substrate influence. This is

verified by the fact that the Raman spectra of suspended and on-substrate graphene

are similar74

. Figure 22 shows that the G mode temperature is proportional to the

normalized electrical power P=IV/Area for energies above the mode energy

threshold.

PrTTGO)6.4.2(

Where To is G mode temperature prior to onset of heating. Linear fit to the data

gives thermal interface resistance of Gr =6±1·10-8

Km2W

-1, which is in good

agreement to the value obtained from simulation done by Freitag et al75

.

0 1 2 3 4 5

400

450

500

550

600

650

TG

(K)

Normalized Power(109Wm-2

)

Figure 22: Effective G mode temperature as function of electric power, the red line is linear fit to

the data.

To understand why based only on I-V measurements it has been suggested that

σop is governed by coupling to SiO2 modes, it is important to examine previous studies

carefully. In some of these studies, the determination of the most effective coupled

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mode relies on fitting of the saturated current of devices under high bias to the

following analytical argument for the saturated velocity of carriers45,47

:

F

F

sat

E

2)7.4.2(

As has already been noted by others55

, this analytical approximation is accurate only

if 2/FE . Thus for example in our case, since EF ~89mV, Equation 2.4.7 is by

definition biased towards the 55meV mode than for the G mode (~200meV).

To critically discuss other previous studies that are not based on fitting of

saturation currents40

, it is imperative to examine the coupling of G mode to substrate

phonons via low energy modes of graphene. For this purpose we monitor the full

width at half maximum of the G line, γG, as a function of V4p, as depicted in Figure

23. The width has a constant value up to ~0.7V, and then it decreases by ~1.5cm-1

until a potential bias of ~1.5V. From this point the width increases. This non-

monotonic behavior, also observed by others5554

, can be explained quantitatively.

The width of the G line describes the decay rate of the G phonons, which has

two scattering contributions, electron-phonon (γe-ph) and phonon-phonon (γph-ph): γG =

γe-ph + γph-ph .

Figure 23: Full width at half maximum of the G band as a function of bias. The continuous (red)

curve is a fit to equation 9 (see text for details).

Large G line width values, similar to ours, have previously been reported from

experiments done under Ar flow (after prolonged annealing) similarly to our

experimental procedure. It has been suggested that Ar improves annealing by

desorption of contaminants76

. Heat transport simulations presented before in section

2.3.3 suggest that gas flow above a sample decreases its temperature, for a heating

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power within the range of our experiments, by 50K. This suggests that scattering of

Ar atoms could open additional route of phonon decay, by interacting with vibrational

modes perpendicular to the surface, which by anharmonic interactions should

effectively increase γph-ph.

Quantitative interpretation of Figure 23 is based on the dependence of γph-ph and

γe-ph on the temperature, assuming for simplicity that the lattice and electrons are at

thermal equilibrium.

The behavior of the anharmonic contribution, γph-ph, as a function of temperature

can be treated by a very simple model describing G mode decaying into two

phonons77

:

)1

1

1

11()8.4.2(

//

0

21

TkTkphphphphBB ee

where G=1+2 with 1=0.14eV and 2 = 0.06eV, based on DFT calculations of

this process60

. We used γph-ph0 = 9 cm

-1 implicitly taking Ar scattering into account.

More elaborate treatment of anharmonic processes, considering 3 and 4 phonon

interactions exist60

, however they are found to be not essential to explain the results.

The value of γe-ph results from G phonons annihilation by creation of electron-

hole pairs. Considering the Pauli exclusion principle and the requirement of energy

and momentum conservation, this process is possible only if the Fermi level is

residing within an energy window [2

,2

GG ] around the Dirac point. The decay

rate is given analytically from Fermi‟s golden rule in the vicinity of the Γ point of the

Brillouin zone under the assumption of linear energy-momentum dispersion of the

charge carriers78

:

)

2()

2(),( 0

)9.4.2(GG

pheeFpheffTE

where f(E) = )1/(1/)(

eBf TkEE

e is the Fermi-Dirac distribution and γe-ph0, Ef, and

Te are the zero temperature width, Fermi energy, and electronic temperature,

respectively. γe-ph0, the fwhm at zero temperature due to electron-phonon coupling is

given by the following expression79

:

0

0)10.4.2( phe

where 0

=20cm-1

is a constant term and

is the intrinsic fwhm of G mode and is

related to electron phonon coupling parameter2

D 79

:

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2

22

4

3)11.4.2(

D

M

ao

where o

a = 2.46 Å is the graphite lattice spacing, = 5.52 Å eV is the slope of the

electron band, and M is the carbon atomic mass. The electron-phonon coupling

parameter is calculated from the Fermi golden rule80

to be 2

D = 47 (eV/A)

2. This

results in intrinsic fwhm cm-1

.

When Ef is located close to the Dirac point, thermal broadening reduces the

number of occupied electronic states near 2

G and the number of empty states near

2

G . With increasing temperature, the probability for phonon annihilation by

electron-hole pair generation becomes smaller, and γe-ph decreases. With temperature

increase proportional to the applied source-drain bias VSD, γe-ph 1/VSD.

Application of source-drain bias affects equation 2.4.9 not just via temperature

increase but also by the effect on Ef. The applicability of equation 2.4.9 has been

verified by measuring changes in γG upon tuning of the Fermi energy by changing the

gate voltage in a field effect device81

. In these measurements, since no source-drain

bias was applied, the Fermi energy was uniform across each device. In contrast, in our

experiments, as discussed above, with increasing VSD, the Fermi energy distribution

becomes steeper, and G phonon annihilation can take place within a progressively

smaller area of the device with characteristic length, parallel to the applied electric

field, that is proportional to 1/VSD.

At high VSD values, on the other hand, electron-phonon coupling becomes more

efficient according to recent calculations52

. Thus, in contrast to the above two effects,

it is also expected that γe-ph VSD. Thus, in order to account for the possible effect of

VSD on γG via its effect on γe-ph we use the following relation:

SD

eFphephphG

V

CTE

),()12.4.2(

with C a (proportion) free fitting factor.

The continuous red line in Figure 23 is a fit of equation 2.4.12 to the experimental

data using C=0.8.

From the above discussion it is apparent that the life time of an excited G mode

depends on the thermal activation of out of plane modes (taken here to be 60meV, and

140meV) that are expected to be effectively coupled to SiO2 modes because of

symmetry and energy matching78

. The effect of SiO2 modes on current is according to

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the following route: Using former analytical expressions for inelastic scattering time,

τin, it can be shown that τin (1+Nop)-1

, where Nop is the Bose-Einstein occupation

number of an optical phonon47

. With increasing bias, and consequently increasing

temperature, the life time of the G modes decreases. The resulting decrease in Nop

leads to longer τin which increases the current density according to j E τin, where E is

the applied field across the device.

2.5 Conclusions

From the Raman Spectroscopy measurements which were presented in this

chapter, we deduce that the effective temperature of optical G and SiO2 modes could

be determined as a function of voltage bias in current carrying graphene devices. We

suggest that high energy carriers in these devices are coupled more effectively to the

G mode than to the SiO2 beneath, in contrast to what was suspected before. This

implies that the mobility of graphene transistors is inherently limited.

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3 Energy dissipation in Quantum Point Contact In this chapter we present our measurements in a new model for highly stable

metallic quantum point contact (MQPC) invented by us for investigation of current

induced local heating effect in atomic junctions. Our devices show controllable and

stable conductance plateaus typical for few atoms junctions and posses healing

capability once broken. We estimate the temperature increase just prior to junction

formation by Electrormigration to be of the order of 150K, and once the metallic atom

bridges the gap the temperature induced voltage to be of the order of 60K. This is

surprising because the size of the contacts is much smaller than the electron mean free

path. It has been proposed that the oscillating atoms heat up in the high local current

because the excited state of the current-carrying electrons is seen by the atoms as

having an elevated effective temperature82

.

We begin with introduction to Quantum point contact electrical transport theory

(3.1), followed by motivation to this research (3.2), methods and materials (3.3),

results and discussion (3.4), and conclusions (3.5).

3.1 Electrical Transport theory in Quantum point contact

Macroscopic conductors are characterized by Ohm‟s law, which establishes that

the conductance G of a given sample is directly proportional to its transverse area S

and inversely proportional to its length L, i.e.

2/)1.2.3( LSG

where is the conductivity of the sample.

Although the conductance is also a key quantity for analyzing atomic-sized

conductors, simple concepts like Ohm‟s law are no longer applicable at the atomic

scale. Atomic-sized conductors are a limiting case of mesoscopic systems in which

quantum coherence plays a central role in the transport properties.

When the dimensions of a contact are much smaller than their mean free path,

the electrons will pass through ballistically. In such contacts there will be a large

potential gradient near the contact, causing the electrons to accelerate within a short

distance. The conduction through this type of contacts was first considered by

Sharvin83

, who pointed out the resemblance to the problem of the flow of a dilute gas

through a small hole. The current density is written as

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k

kk fvL

ej

2)2.2.3(

where k

f is the distribution function and gives the occupation of state k at position r

and k

v is the group velocity of the electrons.

In a typical transport experiment on a mesoscopic device, the sample (which in

our case is an atomic-sized constriction) is connected to macroscopic electrodes by a

set of leads which allow us to inject currents at fix voltages. The electrodes act as

ideal electron reservoirs in thermal equilibrium with a well-defined temperature and

chemical potential. The basic idea of the scattering approach is to relate the transport

properties (conductance) with the transmission and reflection probabilities for carriers

incident on the sample. In this one-electron approach phase-coherence is assumed to

be preserved on the entire sample and inelastic scattering is restricted to the electron

reservoirs only.

Figure 24 depicts a two terminal configuration where the sample is just a perfect

one-dimensional conductor, having a single mode, occupied between two metallic

electrodes and a voltage difference V applied between the electrodes.

Figure 24: Schematic representation for a ballistic two-terminal conductance problem. The circle

represents the one level sample. The reservoirs (electrodes) are the left and right gray triangular.

Electrons are omitted onto the sample from the left lead with an energy distribution

corresponding to the electrochemical potentials L and collected at the right lead with

electrochemical potentials R, due to potential difference imposed by a battery.

A net current will arise from the imbalance between the population of the mode

moving from left to right (fixed by the Fermi distribution on the left electrode, L

f )

and the population of the mode moving in the opposite sense (fixed byR

f ). The

current is then simply given by:

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)()(())()(()3.2.3( kRkL

k

kkRkLk ffvdke

ffvL

eI

where L is the length of the conductor. For a long conductor one can replace the sum

over allowed k values by an integral over k. In a one-dimensional system the density

of states is k

v/1)( and the current can be written as:

)()((2

)4.2.3( kRkL ffdh

eI

The factor 2 in this expression is due to spin-degeneracy. At zero temperature )(L

f

and )(R

f are step functions, equal to 1 below 2/eVF and 2/eV

F ,

respectively, and 0 above this energy. Thus the expression leads to I = GV, where the

conductance is ./2 2 heG

This simple calculation demonstrates that a perfect single mode conductor

between two electrodes has a finite resistance, given by the universal

quantity keh 9.122/ 2. This is an important difference with respect to

macroscopic leads, where one expects to have zero resistance for the perfectly

conducting case.

3.2 Motivation

Electromigration and local heating are known to be important considerations in

the design of conventional electronics. It is natural to ask how important this effect is

in nanoelectronics. Current-induced instability and local heating arise from energy

exchanged between electrons and phonons84

. In an atomic scale junction the inelastic

electron mean free path is large compared with the junction size, so that each electron

should release only a small fraction of its energy during transport in the junction.

However, substantial effects still arise due to the large current density in the

nanojunction. Realization of such atomic junctions has been mainly achieved by three

experimental techniques, the scanning tunneling microscope (STM)85

, mechanically

controlled break junction (MCBJ)85

, and electrochemical deposition/dissolution into

lithography defined gaps86

. All these techniques, however, are of no significant

importance in terms of technological applications such as atomic switches87

or

coherent controlled devices88,89

as they do not enable to integrate MQPCs into

electronic circuits. It is therefore essential to develop a different method for their

realization which would be compatible with current large-scale fabrication

technologies.

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The resulting MQPCs need to be highly stable at room temperature. Contacts

based on STM or MCBJs are reported to have only limited mechanical stability at

room temperature, degrading in best cases, within tens of seconds89,90,91,92,93

.

Complimentary to this high-stability demand, the new fabrication route of MQPCs

should also posses fault-correcting capabilities, i.e., to be able to “heal” damaged

MQPCs when needed.

Recent studies suggest that Electromigration (EM) could be an alternative

fabrication method of MQPCs. EM is the directed migration of atoms caused by a

large electric current density. It proceeds by momentum transfer from electrons to

atoms and requires sufficient atom mobility to occur,94

. Recently, a surge of activity

has been focusing on ways to precisely control EM in order to fabricate very small

gaps between metal leads which can then accommodate single molecules in order to

explore their conductance properties95,96,97,98,99,100,101,102,103,104

. The mechanical

stability of these molecular junctions has been shown to be superior to that of MCBJs

104.

A typical process to form an electromigrated gap is based on passing high

current density (typically >108 A/cm

2) through a lithography defined metal (typically

Au) wire with a constriction (junction) which roughly determines the position of the

EM-induced failure. The resistance of the leads to the junction is RL, and the

resistance of the junction itself is RJ. Since RL>>RJ, the junction is effectively current

biased through RL. Consequently, as EM starts shrinking the junction and RJ

increases, the power dissipated on the junction grows proportionally to RJ, causing

thermal runaway and formation of gaps that are too often larger than a typical length

of a molecule.

Several feedback-controlled algorithms have been developed to prevent this

from happening95,97,98,99

. All of them try to dissipate a constant critical power at the

junctions while breaking in order to minimize thermal runaway. With these methods,

nanoconstrictions may be narrowed to a target conductance with high reproducibility,

often within 10%, provided the target conductance is greater than 2-3G0. Control of

conductance below this level is apparently not trivial. Transmission electron

microscopy imaging of gap formation reveal sudden (within less than 50msec) large

deformation of junctions once they become transgranular, suggesting that EM no

longer dominates the very last moment of breaking105

. The rate of such a process can

be estimated in the following way: the frequency of diffusion steps of metal atoms at

temperature T can be written as νexp(-Ea/kBT), where Ea is an activation energy

barrier for a diffusing step, and ν is an effective vibrational frequency. For self

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diffusion on metal surfaces, the prefactor ν is in the order of 1012

s-1

, which implies

that a process with an energy barrier of ~0.5eV106

occurs within ~l ms at room

temperature. It is clear then that devising a feedback circuit to halt such a (thermally

activated) processes is very challenging. Thus currently, reproducible and robust

fabrication of MQPCs by EM with conductance in the range of 1-4G0 remains a

formidable task.

We developed a new method to fabricate MQPCs. The advantages of our

approach are depicted in Figure 25, which shows the conductance behavior of a

typical MQPC as a function of time. Each of the four zones in this Figure reveals a

different advantage of the fabrication approach and of the resulting contacts. Zone I

shows the formation of a gap in a junction using EM. This step is performed without

any feedback control to avoid thermal runaway. Zone II shows tunneling current

across the gap until a „jump to contact‟ process takes place and a MQPC with

conductance of G0 is established. The „jump to contact‟ process is induced by an

appropriate bias voltage (to be discussed). The fluctuations observed below G0 are

discussed later in the text. Zones I and II show that our approach has the capability to

break and make MQPCs. Such a capability is important since conductance

quantization is revealed by statistical averaging, i.e., by repeated cycles of breaking

and making of MQPCs. With STM and MCBJ, these cycles are induced by

mechanical movement of the metal leads. Here it is induced by voltage biases (electric

force), allowing gathering of the same statistics from fully anchored junctions. Zone

III shows that the formed MQPC is very stable maintaining its conductance over tens

of minutes at room temperature. The transition to a higher conductance, in this case to

2G0, which marks the beginning of zone IV, is not arbitrary and the necessary

conditions to deterministically jump between discrete conductance values can be

quantitatively rationalized. The stability of the formed contacts in this zone is also

very high. The necessary experimental conditions to achieve the above capabilities

and advantages and their rationalization are detailed below.

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Figure 25: Conductance (in units of G0) as a function of time for a typical MQPC. Zone I: shows

an abrupt decrease in conductance as a gap is formed in a junction (initially at 200G0, not

shown). Zone II: Tunneling current (~10-5

G0) until a ‘jump-to-contact’ to 1G0 process occurs.

Zone III: the MQPC is shown to be highly stable at 1G0 for minutes. Subsequently, a transition to

a higher conductance value is induced by a proper bias. Zone IV: switching between quantize

conductance values is demonstrated. Each transition between conductance values occurs by a

‘jump-to-contact’ process, within a time scale of less than ~100msec.

3.3 Methods and Materials

3.3.1 Device Fabrication

We have devised the structure that is schematically presented in Figure 26.

Junctions are fabricated on oxide covered (100nm) Si substrates by two

lithography/evaporation/lift-off procedures. In the first process a thick Cr/Au

(3/200nm) lead is patterned. In the second step a thin Cr/Au lead (3/15nm) is

patterned, partially overlapping the previous lead. The fabrication ends with a final

step to form contact pads to the thin leads. All steps are followed by thorough

cleaning by solvent rinsing and plasma etching to avoid any contamination of the

junctions. Both “wide” and “thin” junctions with typical widths of ~30m and 0.5m

respectively, have been fabricated and tested. The experimental routine described

below has been successfully applied to 80% of the “wide” junctions and to 40% of the

“thin” junctions. All together more than 150 junctions have been tested in this study.

Figure 26: An optical image of a junction (A), along with a schematic presentation of its structure

(B), emphasizing the different thicknesses of the two metal leads. EM results in a gap at the

interface between the two leads. (C) An SEM picture showing a typical gap. EM induces changes

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of structure on the thin side while the thick electrode appears to be untouched. The signs in this

picture depict the bias polarity applied to induce EM. Formation of a MQPC takes place by

closing the gap between the thick lead and one of the protrusions of the thin lead: under high

enough bias, adatoms on the former electrode are induced to diffuse towards the high field zone

adjacent to the protrusion in order to nucleate and close the gap.

3.3.2 Measurements Technique

All experiments were performed at room temperature under vacuum with base

pressure of <10-6

Torr (Desert cryogenics probe station). The various transitions

shown in Figure 25 are induced by applying relatively high voltages on the junctions,

where Joule heating is expected to affect the measured conductance. Thus all

experiments are performed by applying voltages in a square wave pattern comprises

of 200msec of a certain bias, V, followed by 200msec of 30mV in order to determine

the resulting conductivity. The latter values are the reported and plotted conductance

values in all graphs. The duration of voltage pulses is determined by the time response

of the source measuring units that were used (Kithley 2430, 236).

3.4 Results and Discussion

Previous images of gaps formed by EM reveal in many cases rather chaotic

structures, with large changes in the structure of the leads and variations in gaps

position103,105

. The structure of the junctions makes the interface between the two Au

leads a flux divergence plane of diffusion, forcing the EM gap to be formed at the

interface according to a reasoning that can be described by the following equation of

continuity (in one dimension)93

:

x

T

RT

jeCDZ

TRT

jeCDZ

xt

C

tconsxtconsT

tan

*

tan

*

)1.4.3(

where C is the concentration of metal atoms, D is their diffusion coefficient, Z* is the

effective valance of the metal ions, e is the charge of an electron, is resistivity, j is

current density, R is the gas constant and T is the temperature.

According to equation 3.4.1, EM is expected to be more effective at the thinner

lead due to the higher current density that it carries and its higher temperature under

bias due to its larger resistance. Thus, when current is forced through the junction

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making the thicker lead a cathode, i.e., forcing electrons to move towards the thinner

lead, voids (flowing in opposite direction to the atoms and electrons) start to

accumulate at the interface since they approach from the thinner lead much faster than

they are dissipated through the thicker lead. Eventually, a large void is formed

resulting in a gap between the leads. Figure 27 shows a sudden drop of conductance

as a gap is formed in a “wide” junction. The potential bias that was used to drive the

EM process is also shown. No feedback protocol is applied to minimize the voltage

drop on the gap upon its formation. Inspection of the junctions after this step by

scanning electron microscope (see Figure 26) reveal two important facts: (i) As

expected EM affects mainly the thinner side of the junction, while the thicker lead

seems to be smooth and „untouched‟. (ii) With no attempt to avoid thermal runaway,

the formed gaps appear to be large with few protrusions of the thinner lead which

form gaps of less than 10nm with the thicker lead. These protrusions are argued to be

essential for the ability to form MQPCs. The lack of feedback is argued to be the

origin of lower yield in “thin” versus “thick” junctions. Thermal runaway in the

former junctions causes more events of catastrophic formation of gaps that cannot be

closed by the processes outlined below.

Formation of a MQPC with conductance of 1G0 is shown in Figure 27. The

polarity of the bias potential necessary to induce this process is opposite to the EM

bias. This observation is general to all formed MQPCs, and is believed to be a direct

outcome of the non-symmetrical structure of the gaps (see Figure 26) and of the

process by which MQPCs are formed.

Considering the value of the applied bias and assuming an initial average gap of

~50Å, we rule out the possibility that formation of MQPCs is a result of field induced

emission or metal deformation, since for Au a threshold field of >1.0V/Å is needed

for both mechanisms107,108,109,110

. While these processes could be effective, perhaps

even dominate when the gap is small, it is conceivable that initiation of contact

formation is by directed diffusion of Au adatoms towards a zone of high field between

a protrusion and the thick lead (see). There, as the density of migrating atoms

increases, the probability of nucleation and cluster growth also increases, until a

growing metal mound is closing the gap111,112,113,114

. Such a mechanism has been

suggested in the past to explain formation of metal structures induced by STM

tips107,115

.

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Figure 27: Behavior of conductance (black rectangulars) as a result of applied voltage (red line)

as a function of time. After applying increasing voltages on the junction up to approximately -4V,

the junction is broken by EM to form a gap. The formation is manifested as a sudden drop of

conductance from ~200G0 (not shown) to ~10-4

G0. The polarity of the bias is then reversed to

induce directed diffusion of Au adatoms on the thick lead to close the gap (see text for details).

Once some fluctuations in conductance are observed the applied bias is lowered below ~3V to

avoid excessive heating in the MQPC once it is formed (see text for details). Once the MQPC is

formed the bias is maintained at 30mV and the contact appears to be stable with conductance of

1G0 at room temperature.

It is possible to examine main attributes of the process by a simple model

describing the initiation of gap closing, i.e., when the deformation of the gap is

negligible. To a good approximation the field of a protrusion varies as a Lorentzian

function of the form107

:

12

1)()2.4.3( 2

w

rd

VrE

where V is the applied voltage, d is the size of the gap, r is the radius from the center

of symmetry, and w is the Lorentzian width parameter (taken here as 100nm).

Without any bias, the diffusion of adatoms on the metals‟ surface is a random walk

process through small diffusion potential barriers Ud115

. However, since these atoms

have non-negligible atom polarizability, α, in the presence of an inhomogeneous

electric field, E, the diffusion barriers are changed according to:

2

2

1)3.4.3( EUU deff

The resulting net drift velocity under these conditions is described by116

:

Tk

LE

L

D

B

E

2sinh

2)4.4.3( 0

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where DE=0 is the surface diffusion constant in the absence of a field, L is the jump

length, is the lateral field gradient, kB is the Boltzmann constant, and T is the

temperature.

Figure 28 depicts the distribution of field and drift velocity as a function of

lateral distance for d = 50Å, and V=3V. On the surface (of the thick lead) just

opposite the protrusion center, the drift velocity decreases sharply to zero, marking

the surface area where a metal mound would eventually grow.

Importantly, according to the model, the electric field drops to zero within

~100nm from the protrusion center. Beyond this radius, the drift velocity nullifies.

Assuming adatom surface density of 1012

cm-2

it is evident that within the above

radius the number of available adatoms is not sufficient to form a large enough cluster

to bridge, in this case, a 50Å gap. It is therefore argued that the rate of gap closing is

determined not by the drift velocity but by the rate of diffusing adatoms on the surface

towards the depleted zone adjacent to the protrusion.

According to the model, higher fields should enhance the rate of MQPC

formation. However, the applied voltage to drive this process cannot be arbitrarily

high. To estimate the limit we recall that under high tunneling flux, e.g., short gaps

just prior to contact formation, substantial heating of the leads can take place by

coupling of the tunneling electrons to phonons or by excitation of electron-hole

pairs117

.

Figure 28: Field (black line), and drift velocity (red rectangular) distributions in close proximity

to a protrusion located 50Å from the other lead, under a bias voltage of 3V. A ‘well’ of drift

velocity is located at the center. Here drifting adatoms accumulate to form a mound that bridges

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the gap. The parameters taken for the calculations are: α = 2.510-24

cm3, D = 3.610

-5 cm

2/sec,

and L = 3Å.

The latter mechanism can be shown to be more effective, and can be analyzed

by assuming that a steady state is reached at the interface, by balancing the energy

deposited into the leads (in regions of radius r~5Å), with the flux of electron-hole

pairs that dissipates heat away from the gap. The increase in temperature can then be

estimated to be117

:

rK

fPT

2~)4.4.3(

where f is the fraction of dissipated power P (=IV), and K is the thermal conductivity

of the leads (KAu=320 W m-1

K-1

). It is important to note that the small contact region

reduces the bulk thermal conductivity K by a factor of r/λ, λ being the bulk mean free

path for electrons (λ~500Å).

The fraction of energy f can be calculated according to117

:

FP

F

k

dkVf

4

)2ln()5.4.3(

2

where kF is the wave vector at the Fermi level (~0.35Å-1

) d is the distance between the

leads (~5Å), ωp is the plasma frequency (~12eV), and is in the order of the metal‟s

work function (~5eV).

Former studies suggest that the temperature of junctions under EM can be in the order

of 450K99,102

. Assuming that thermal runaway takes place at this temperature, we set

ΔT in equation 3.4.4 to be 150K. Assuming G = 0.1G0 (R~105) results in a bias limit

of ~3V, which is set as the limit to the applied bias at this step of the process (see

Figure 27).

Once the gap is closed and an MQPC is formed, the nature of transport is

ballistic, where the length of the constriction is much smaller than the mean free path

of the electrons, so that electrons „fly‟ through the contact almost without scattering.

It may be expected that under these conditions most of the energy of the electrons will

be dissipated not in the contact itself but in the adjoining electrodes where most of the

electron scattering takes place. Since the electrodes are macroscopic and act as heat

reservoirs, it is not at all obvious why there should be any appreciable rise in

temperature anywhere in the system in the presence of the electrical current.

However, substantial local heating can still arise because of the large current density,

and thus power per atom, in the nanojunction compared to the bulk. High bias values

results in a small probability for inelastic scattering of the electrons to phonons in the

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point contact itself. Taking into account the heat conduction from a nanocontact to

bulk electrodes, Todorov derived the following formula for the effective contact

temperature, Teff:

444)6.4.3( Voeff TTT

where T0 is the ambient temperature and TV is the bias dependent temperature. For

vanishing bias voltages the effective temperature is considered to be the bath

temperature T0. In high bias regime, Teff should rise due to a voltage-driven term, TV.

Thermal conductance to the leads limits the heating considerably and TV is obtained

by the expression with L and V being the contact length and bias

respectively82

.

For our MQPC junctions 103

, and ,

which results in temperature rise in MQPC itself in the order of 60K due to cold

ballistic electrons, which is substantial only in liquid helium temperatures.

Control over the resulting conductance value after a „jump to contact‟ process

appears to be difficult. However, the formed MQPCs appear to be highly stable.

MQPCs with conductance, for example, of 1G0 were found to be stable for many

hours. This stability opens the possibility to deterministically control the conductance

of MQPCs by gently manipulating their configurations using controlled EM. The

issue of EM in ballistic contacts has previously been discussed118,119,120

.

The driving force for EM has two components: the direct field force and the

electron-wind force118,119,120

that is usually dominating. The wind force acting on the

contact can be written as:

FW meJaF )/(2)7.4.3( 2

Where J is the current density, a is the atomic distance, m is the electron mass,

and νF is the Fermi velocity. A constant η depends on the scattering geometry, and

takes values between 0 (forward scattering) and 1 (back scattering). The needed

breaking force of a single-atom contact of gold is 1.5nN121

. Taking νF = 1.410-6

m/s118

gives Ja2 = 9.410

-5A. Since when one gold atom bridges the gap between the

leads, the resistance of the junction is 12.9KΩ, the needed potential bias to drive

electromigration is ~1.2V.

The importance of this limiting bias value is demonstrated in Figure 29 which

depicts switching between quantized conductance values in two different MQPCs. In

both cases a sequence of 1,2,3,4,3,2,1G0 is established. However, Figure 29A shows

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that when the voltage pulses are not limited in their absolute values some switching

can take place to high conductance values leading to chaotic behavior in the needed

applied biases in order to maintain the sequence. In Figure 29B, the applied voltages

are ~1.2V, leading to switching without abrupt jumps to large (high conductance)

contacts.

Apparently the polarity of the pulses is important as well. In general, if for a

certain MQPC one polarity increases its conductance, the reverse polarity will

decrease it. This is clearly revealed in the two plots of this Figure. The reasons for this

are currently unclear, and will be resolved in future studies. The high stability of the

contacts is once again evident, demonstrated in this case for conductance values larger

than 1G0.

Figure 29: Switching between quantized conductance values in two MQPCs (black line), forming

in both cases a sequence of 1,2,3,4,3,2,1 in units of G0. The voltage bias applied on the junctions to

induce switching is plotted in red. Comparing between the two junctions, it can be seen that in A

when the absolute value of the applied voltage is higher than the voltage limit calculated by

equation 6, more chaotic behavior is observed, with occasion instantaneous jumps of conductance

to values of more than 10G0. In B the applied bias is not more than ~1.2V, maintaining ordered

switching between quantized conductance values. The polarity of the applied voltage determines

if the conductance increases or decreases. Positive bias refers to the thin metal lead as the

cathode.

We now reexamine the behavior in zone II of Figure 25, where fluctuations in

the conductance are observed until a contact of 1G0 is formed. These fluctuations

occur since the applied potential needed to close the gap is much higher than the

approximate voltage limit calculated above to preserve formed contacts. As a result,

rapid (with respect to the sampling rate) processes of MQPCs formation and breakage

take place until at some point a stable enough contact is formed which gives enough

time for the feedback loop to respond and ramp the bias down to 30mV.

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MQPC formation by the above mechanism is accompanied by negligible EM.

This is mainly because of bias polarity. Contact is established while electrons are

flowing from the thin to the thick lead. This current is accompanied by only negligible

accumulation of voids at the contact since the voids are coming from the thick (small

flux) lead and dissipate away from it through the thin (high flux) lead. The unique

capability of our method to break and make MQPCs enables to explore conductance

quantization, which manifests itself only after statistical averaging122,123,124,125,126,127

.

Averaging is needed mainly because the minimum cross section of the contact is not

the only ingredient that controls the conductance but also the geometry of the

narrowest part and disorder. In practice, contacts with different radii can have similar

values of conductance.

Importantly, the statistical averaging presented here is different than reported

statistics in literature with MCBJs. In these devices, quantization is revealed as

transient (few tens of data points) conductance plateaus while (mechanically)

breaking the contacts. These plateaus result in a higher weight of integer

multiplications of G0 in the final histograms. Here, since mechanical manipulation of

the contacts is not possible, an open-close sequence is driven by appropriate voltages;

few μsec (typically 10) of a breaking voltage (~2V) followed by a closing-gap-voltage

(~-2V with a same duration). Each of these voltages is followed by a measurement at

30mV in order to establish the conductance. This sequence is repeated many times

and the conductance values of the formed contacts are reported in the histogram.

The results of this procedure are demonstrated in Figure 30 which plots

conductance histograms (each based on several thousands of break-and-make cycles)

from two typical junctions. The first junction has a stable 8G0 contact configuration in

addition to peaks at G0, 2G0 and (although less pronounced) also at 3G0. The second

junction appears to adopt only 1-3G0 contact configurations.

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Figure 30: Conductance histograms of two MQPCs, based on break-and-make cycles. The top

junction reveals in addition to pronounce conductance peaks at 1G0 and 2G0 also a stable

structure with characteristic conductance of 8G0. This demonstrates that deterministic control

over the configuration at the end of a jump-to-contact process is difficult. The lower panel

reveals a different MQPC with conductance quantization at 1G0, 2G0 and 3G0.

3.5 Conclusions

A novel route to fabricate MQPCs has been described in the third section. The

proposed method enables to deterministically form MQPCs with integer conductance

values between G0 to 4G0. It allows reconfiguration of formed MQPCs to switch

between conductance values within this range. The resulting MQPCs appear to be

highly stable at room temperature. Since the formed MQPCs are patterned on Si

substrates, the fabrication method essentially forms a route to embed MQPCs with

deterministic position and conductance within nano-scale circuits and architectures

using current mass-production technologies. Additionally, since degraded MQPCs can

be reformed, one can envision devices with a fault-correcting algorithm that “heals”

damaged MQPCs using the above capability128

. We estimated the electronic

temperature rise prior to contact formation to be ~150K and after, when the bridging

atom is stressed under current flow, to be ~60K.

The End

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Appendix A- Preparation of Graphene flakes

In order to obtain graphene flakes on Si/SiO2 substrates we tried different

methods and directions: we made mesas in oxygen plasma of various areas between

2-20m and about 5m in height in HOPG, cleaved them off with microscope glass

covered with photoresist, then repeatedly peeled flakes with scotch tape until thin

flakes left attached to the photoresist, afterwards, we immersed this in pettry dish

filled with acetone and tried to fish flakes with Si pieces; we ultrasonicated graphite in

different solvents (dichlorobenzene, benzene, n-hexane, NMP) and dispersed drops

from the solutions on Si substrate; we built an instrument for arc discharge graphene

flakes from graphite on Si substrate with voltages pulses of few kilovolts; we tried to

capture them from a solution drop using dielectrophoresis with electrodes array

patterned on Silicon substrate, similar to work done by Vijayaraghavan et al129

with

dispersion of carbon nanotubes; we tried stamping graphene flakes from HOPG with

home made pressing machine; we tried graphite cleavage in liquid nitrogen. None of

the experiments above showed exceptionally high yield of production or any

advantage.

At the end we used a scotch tape approach directly on the graphite material to

extract single layer graphene flakes in very crude way130

. A small piece of a graphite

(HOPG from SPI131

, natural grahite flakes from Graphitede, or Kish graphite from

Graphitede) is placed on a scotch tape (preferable is the blue sticky tape used in the

clean room because it doesn‟t leave a lot of stains on the Si substrate when the

graphite is transferred) and is peeled off with fresh pieces of tape typically ten times

until thin light gray colored graphite pieces are left on the original piece of tap (A

short clip of principally the same procedure is on Youtube132

) . Then, the piece of

tape with the thin flakes on it is attached to Si/SiO2 piece (10X10mm2 with predefined

Alignment marks separated 500m)133

, and rubbed with plastic tweezers for few

minutes. After careful peeling of the tape a variety of flakes are left attached to the

surface. Among the pieces of graphite, debris and thick flakes left on the surface we

always found single layer flakes. Their preliminary identification amid thicker flakes

and other residue was done in an optical microscope (Olympus M52).

We used Optical Microscope which has an optical camera connected to it. The

video feed from the camera can be a viewed on a computer screen. The sample is

scanned slowly to see whether thinner layers are present. The snapshots of the spots

are taken. Snapshots of surrounding area and features are also taken with all

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objectives (X10, X20, X50, and X100) to identify these spots later, Figure A1. The

Alignment mark adjacent to the flake is counted relative to a mark labeled in one of

the Si piece corners.

The flakes become visible on top of an oxidized Si wafer, because even a

monolayer adds up sufficiently to the optical path of reflected light so that the

interference color changes with respect to the one of an empty substrate (phase

contrast)134

. Their further analysis was done by atomic force microscopy (AFM).

We used a Veeco Dimension 3100 Atomic Force Microscope. The image of the

particular spot is taken using the AFM. The image is analyzed using the Nanoscope

software. The differential height of the layers is measured by section analysis. The

differential height between two successive graphite layers should be 0.35nm and the

differential height between the dioxide substrate and graphene layer can vary up to

0.8nm due to water layer on the chip and van der Waals interaction between silicon

dioxide and graphene layer. another verification that a flake is truly single atomic

layer of carbon is done by Raman Spectroscopy fingerprint24

.

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Figure A1: optical pictures of graphene relative to predefined alignment marks sparated 500m

with objective X5 (A), X10 (B), X20 (C), X50 (D), X100 (E). The different colour of substrate

between the magnifications is due to the CCD camera connected to the microscope.

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אלקטריות-תרמומדידות

פונון -וצימוד אלקטרון

מולקולריים צמתיםב

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עבודה זו נעשתה בהנחייתו של

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