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Tropical cyclone intensification Roger Smith Ludwig-Maximilians University of Munich Collaborators: Michael Montgomery, Naval Postgraduate School, Monterey, California Ph. D. students: Sang Nguyen, Seoleun Shin (LMU) Postdoc: Hai Hoang, Vietnam National University

Tropical cyclone intensificationkestrel.nmt.edu/~zeljka/downloadfiles/swap/smithp.pdf · I. N. James, Introduction to Circulating Atmospheres, p93, when referring to the Held-Hou

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Page 1: Tropical cyclone intensificationkestrel.nmt.edu/~zeljka/downloadfiles/swap/smithp.pdf · I. N. James, Introduction to Circulating Atmospheres, p93, when referring to the Held-Hou

Tropical cyclone intensification

Roger Smith Ludwig-Maximilians University of Munich Collaborators: Michael Montgomery, Naval Postgraduate

School, Monterey, California Ph. D. students: Sang Nguyen, Seoleun Shin (LMU) Postdoc: Hai Hoang, Vietnam National University

Page 2: Tropical cyclone intensificationkestrel.nmt.edu/~zeljka/downloadfiles/swap/smithp.pdf · I. N. James, Introduction to Circulating Atmospheres, p93, when referring to the Held-Hou

A quote and questions

 “ … . This is not to say that using simple models is folly. Indeed the aim of any scientific modelling is to separate crucial from incidental mechanisms. Comprehensive complexity is no virtue in modelling, but rather an admission of failure.”

I. N. James, Introduction to Circulating Atmospheres, p93, when referring to the Held-Hou model for the Hadley circulation:

 What is the analogue of the Eady Problem for hurricanes?

 What are the basic dynamics of hurricane intensification?

Page 3: Tropical cyclone intensificationkestrel.nmt.edu/~zeljka/downloadfiles/swap/smithp.pdf · I. N. James, Introduction to Circulating Atmospheres, p93, when referring to the Held-Hou

Topics

1.  How do tropical cyclones intensify?

•  The basic thought experiment for intensification

•  Important physical principles

3.  Paradigms for intensification

4.  Recent discoveries using idealized model simulations with simple physics

•  Dynamics of vortex spin up

•  Is WISHE relevant?

•  Axisymmetric view of spin up – comparison with the other paradigms

5.  New frontiers

Page 4: Tropical cyclone intensificationkestrel.nmt.edu/~zeljka/downloadfiles/swap/smithp.pdf · I. N. James, Introduction to Circulating Atmospheres, p93, when referring to the Held-Hou

The basic thought experiment for intensification

sea

r V(r,z)

Initial condition

T(z) q(z)

p

Axisymmetric vortex

Mean sounding

28oC

Page 5: Tropical cyclone intensificationkestrel.nmt.edu/~zeljka/downloadfiles/swap/smithp.pdf · I. N. James, Introduction to Circulating Atmospheres, p93, when referring to the Held-Hou

r v

Pressure gradient force

Centrifugal force and Coriolis force

The primary circulation

LO

sea

Page 6: Tropical cyclone intensificationkestrel.nmt.edu/~zeljka/downloadfiles/swap/smithp.pdf · I. N. James, Introduction to Circulating Atmospheres, p93, when referring to the Held-Hou

Friction layer r v

Pressure gradient force

Centrifugal force and Coriolis force are reduced by friction

v

Secondary circulation

Frictionally-induced secondary circulation

primary circulation

Page 7: Tropical cyclone intensificationkestrel.nmt.edu/~zeljka/downloadfiles/swap/smithp.pdf · I. N. James, Introduction to Circulating Atmospheres, p93, when referring to the Held-Hou

“Tea cup” Experiment

Page 8: Tropical cyclone intensificationkestrel.nmt.edu/~zeljka/downloadfiles/swap/smithp.pdf · I. N. James, Introduction to Circulating Atmospheres, p93, when referring to the Held-Hou

  Basic principle

r

v

v = M/r - rf/2 If r decreases, v increases!

Spin up requires radial convergence

- Conservation of absolute angular momentum: M = rv + r2f/2

Hurricane intensification

f = Coriolis parameter = 2Ωsin(latitude)

Page 9: Tropical cyclone intensificationkestrel.nmt.edu/~zeljka/downloadfiles/swap/smithp.pdf · I. N. James, Introduction to Circulating Atmospheres, p93, when referring to the Held-Hou

Paradigms for intensification

1.  Conventional view articulated by Ooyama (1969, 1982), Willoughby (AMM 1998, WMO, 1995) involving convectively-induced convergence together with absolute angular momentum conservation above the boundary layer.

2.  Thermodynamic view (E-theory) articulated by Emanuel (1989, 1994, 1995, 1997) involving the WISHE mechanism.

3.  Asymmetric view (M-theory) invoking “Vortical Hot Towers” or VHTs (Hendricks et al. 2004, Montgomery et al. 2006, Nguyen et al. 2008, Shin and Smith 2008, Montgomery et al. 2009, Smith et al. 2009, Hoang et al. 2009).

Page 10: Tropical cyclone intensificationkestrel.nmt.edu/~zeljka/downloadfiles/swap/smithp.pdf · I. N. James, Introduction to Circulating Atmospheres, p93, when referring to the Held-Hou

15

10

5

0 50 100 r km

z

km

Conventional view

M conserved

M not conserved,

Page 11: Tropical cyclone intensificationkestrel.nmt.edu/~zeljka/downloadfiles/swap/smithp.pdf · I. N. James, Introduction to Circulating Atmospheres, p93, when referring to the Held-Hou

Thermodynamic view: A steady hurricane model

Journal of the Atmospheric Sciences 1986

Page 12: Tropical cyclone intensificationkestrel.nmt.edu/~zeljka/downloadfiles/swap/smithp.pdf · I. N. James, Introduction to Circulating Atmospheres, p93, when referring to the Held-Hou

Region I Region II Region III (RH = 80%)

rmax re r

z

h

Emanuel’s 1986 steady hurricane model

Boundary layer controls dθe/dM

E86 ignores BL dynamics here!

Μ = Μ(θe) ⇒ θe = θe(p)

Page 13: Tropical cyclone intensificationkestrel.nmt.edu/~zeljka/downloadfiles/swap/smithp.pdf · I. N. James, Introduction to Circulating Atmospheres, p93, when referring to the Held-Hou

2008

Available on my website

Thermodynamic view has problems!

Page 14: Tropical cyclone intensificationkestrel.nmt.edu/~zeljka/downloadfiles/swap/smithp.pdf · I. N. James, Introduction to Circulating Atmospheres, p93, when referring to the Held-Hou

Revised Cannot ignore unbalanced BL dynamics!

Page 15: Tropical cyclone intensificationkestrel.nmt.edu/~zeljka/downloadfiles/swap/smithp.pdf · I. N. James, Introduction to Circulating Atmospheres, p93, when referring to the Held-Hou

WISHE = Wind induced surface heat exchange

Basic air-sea interaction feedback loop: Increase in surface wind speed => Increase in surface moisture transfer from the sea surface => Increase in “fuel supply” to the storm => Increasing wind speed …

Accepted subject to minor revision

Page 16: Tropical cyclone intensificationkestrel.nmt.edu/~zeljka/downloadfiles/swap/smithp.pdf · I. N. James, Introduction to Circulating Atmospheres, p93, when referring to the Held-Hou

  Idealized numerical model simulations with simple physics (MM5)

  5 km (1.67 km) resolution in the finest nest, 24 σ-levels

Available: http://www.meteo.physik.uni-muenchen.de/~roger

Asymmetric view

Page 17: Tropical cyclone intensificationkestrel.nmt.edu/~zeljka/downloadfiles/swap/smithp.pdf · I. N. James, Introduction to Circulating Atmospheres, p93, when referring to the Held-Hou

Evolution of Intensity

Page 18: Tropical cyclone intensificationkestrel.nmt.edu/~zeljka/downloadfiles/swap/smithp.pdf · I. N. James, Introduction to Circulating Atmospheres, p93, when referring to the Held-Hou

Vertical velocity\vorticity pattern at 24 h

850 mb ~ 1.5 km 850 mb

Vertical velocity Relative vorticity

Page 19: Tropical cyclone intensificationkestrel.nmt.edu/~zeljka/downloadfiles/swap/smithp.pdf · I. N. James, Introduction to Circulating Atmospheres, p93, when referring to the Held-Hou

Vertical vorticity evolution at 850 mb

10 h 12 h

Page 20: Tropical cyclone intensificationkestrel.nmt.edu/~zeljka/downloadfiles/swap/smithp.pdf · I. N. James, Introduction to Circulating Atmospheres, p93, when referring to the Held-Hou

Vertical vorticity pattern at 850 mb

18 h 24 h

300 km 300 km

300

km

Page 21: Tropical cyclone intensificationkestrel.nmt.edu/~zeljka/downloadfiles/swap/smithp.pdf · I. N. James, Introduction to Circulating Atmospheres, p93, when referring to the Held-Hou

Vertical vorticity pattern at 850 mb

36 h 48 h

Page 22: Tropical cyclone intensificationkestrel.nmt.edu/~zeljka/downloadfiles/swap/smithp.pdf · I. N. James, Introduction to Circulating Atmospheres, p93, when referring to the Held-Hou

Movie 1

Page 23: Tropical cyclone intensificationkestrel.nmt.edu/~zeljka/downloadfiles/swap/smithp.pdf · I. N. James, Introduction to Circulating Atmospheres, p93, when referring to the Held-Hou

Interim conclusions

 The flow evolution is intrinsically asymmetric.

 The asymmetries are associated with rotating convective structures that are essentially stochastic in nature.

 We call these structures vortical hot towers (VHTs).

 Their convective nature suggests that the structures may be sensitive to the low-level moisture distribution, which is known to possess significant variability on small space scales.

 Suggests a need for ensemble experiments with random moisture perturbations.

Page 24: Tropical cyclone intensificationkestrel.nmt.edu/~zeljka/downloadfiles/swap/smithp.pdf · I. N. James, Introduction to Circulating Atmospheres, p93, when referring to the Held-Hou

Evolution of local intensity: 10 ensembles

control

From Nguyen et al. 2008 VTmax

Page 25: Tropical cyclone intensificationkestrel.nmt.edu/~zeljka/downloadfiles/swap/smithp.pdf · I. N. James, Introduction to Circulating Atmospheres, p93, when referring to the Held-Hou

Vertical velocity pattern at 850 mb at 24 h

control Ensemble 1

Ensemble 3 Ensemble 2

From Nguyen et al. 2008

Page 26: Tropical cyclone intensificationkestrel.nmt.edu/~zeljka/downloadfiles/swap/smithp.pdf · I. N. James, Introduction to Circulating Atmospheres, p93, when referring to the Held-Hou

Is WISHE relevant?

Capped flux experiments

Page 27: Tropical cyclone intensificationkestrel.nmt.edu/~zeljka/downloadfiles/swap/smithp.pdf · I. N. James, Introduction to Circulating Atmospheres, p93, when referring to the Held-Hou

In press

Page 28: Tropical cyclone intensificationkestrel.nmt.edu/~zeljka/downloadfiles/swap/smithp.pdf · I. N. James, Introduction to Circulating Atmospheres, p93, when referring to the Held-Hou

Azimuthal average of the Nguyen et al. control calculation

Tangential wind speed

Page 29: Tropical cyclone intensificationkestrel.nmt.edu/~zeljka/downloadfiles/swap/smithp.pdf · I. N. James, Introduction to Circulating Atmospheres, p93, when referring to the Held-Hou

Radial wind speed vertical velocity

Page 30: Tropical cyclone intensificationkestrel.nmt.edu/~zeljka/downloadfiles/swap/smithp.pdf · I. N. James, Introduction to Circulating Atmospheres, p93, when referring to the Held-Hou

Movie 2

Time-height sequence of Absolute Angular Momentum

Page 31: Tropical cyclone intensificationkestrel.nmt.edu/~zeljka/downloadfiles/swap/smithp.pdf · I. N. James, Introduction to Circulating Atmospheres, p93, when referring to the Held-Hou

15

10

5

0 50 100 r km

z k

m

Revised view of intensification: two mechanisms

M conserved

M reduced by friction, but strong convergence small r

Page 32: Tropical cyclone intensificationkestrel.nmt.edu/~zeljka/downloadfiles/swap/smithp.pdf · I. N. James, Introduction to Circulating Atmospheres, p93, when referring to the Held-Hou

Exciting times!

  There is much work to do to pursue all the consequences of our recent findings and the new paradigm for intensification.

  We need to determine the limits of predictability for intensity and especially for rapid intensification.

  We need to much better understand the flow in the inner core, beneath and inside the eyewall, and to determine the utility of conventional (boundary layer) representations of this region in models.

  We need to develop a new theory for the potential intensity of tropical cyclones for climate assessments.

Page 33: Tropical cyclone intensificationkestrel.nmt.edu/~zeljka/downloadfiles/swap/smithp.pdf · I. N. James, Introduction to Circulating Atmospheres, p93, when referring to the Held-Hou

Thank you

Page 34: Tropical cyclone intensificationkestrel.nmt.edu/~zeljka/downloadfiles/swap/smithp.pdf · I. N. James, Introduction to Circulating Atmospheres, p93, when referring to the Held-Hou

What is WISHE?

  WISHE = Wind Induced Surface Heat Exchange

  Acronym used to link source of fluctuations in sub-cloud layer entropy or θe arising from fluctuations in wind speed (Yano & Emanuel 1991).

  Q: What is the WISHE mechanism of TC intensification?

  A: Positive feedback between near-surface mean θe and near-surface mean wind speed.

  It has become the accepted paradigm for explaining TC development in Univ. Textbooks and Review Articles (Holton 2004; Asnani 2005; Lighthill 1998)

  Q: But how does it work?

Page 35: Tropical cyclone intensificationkestrel.nmt.edu/~zeljka/downloadfiles/swap/smithp.pdf · I. N. James, Introduction to Circulating Atmospheres, p93, when referring to the Held-Hou

Thermal wind balance Answer:

start

Page 36: Tropical cyclone intensificationkestrel.nmt.edu/~zeljka/downloadfiles/swap/smithp.pdf · I. N. James, Introduction to Circulating Atmospheres, p93, when referring to the Held-Hou

Balanced versus unbalanced dynamics

Page 37: Tropical cyclone intensificationkestrel.nmt.edu/~zeljka/downloadfiles/swap/smithp.pdf · I. N. James, Introduction to Circulating Atmospheres, p93, when referring to the Held-Hou

Balanced versus unbalanced dynamics

Page 38: Tropical cyclone intensificationkestrel.nmt.edu/~zeljka/downloadfiles/swap/smithp.pdf · I. N. James, Introduction to Circulating Atmospheres, p93, when referring to the Held-Hou

Effects of different boundary layer schemes