William Eugene Davis Financial Disclosure Report for 2010

8/3/2019 William Eugene Davis Financial Disclosure Report for 2010

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AO IO1 / 2 o ~ FINANCIAL DISCLOSURE REPORTFOR CALENDAR YEAR 20 10Report Required by the Ethics

in Government Act of 1978(5 U.S.C . app. 59L~ 101-111)

1 . P e r s o n R e p o r t i n g ( l a s t n a m e , f i r s t , m i d d l e i n i t ia l )Davis, Wil l iam E.

4. Title (Article 111 judges indicate active or senior status;magistrate judges indicate full- or part-time)U.S . C i r cu i t Judge ( Act ive)

7 . Chamber s o r Of f i ce A ddr es s800 Lafaye t t e S tSui te 5100Lafaye t t e , LA 70501

2. Court or Organizat ionU.S . Cour t o f App eals , 5 th C i r

3. Date o f R e p o r t04/06 /201 I

5a. Repor t Type (check appropr ia te type)] Nomination, D a t e[] Initial [] Annual [] Final5b. [] Amended Report8. On the bas i s of the informat ion conta ined in th i s Rep or t and anymodifications pertaining thereto, i t is, in my opinion, in compliancewith appl icable laws and regulat ions .

R e v ie w in g O f f i c e r D a t e

6. Repor t ing Per iod0 1/ 0 1 / 2 0 10

to12/31/2010

I M P O R T A N T N O T E S : The instructions accompanying this form must be followecL Complete all parts,checking the NONE box for each part where you ha ve no reportable information. Sign on last page.

I . P O S I T I O N S . m e p o m n g i n d i v i d u a l o n l y ; se e p s . 9 - 1 3 of filing instructions.)~ N O N E (No reportable positions.)

I. Partner

3.

4.5.

POSITION N A M E O F O R G A N I Z A T IO N / E N T IT YPa r t n e r sh i p c o m po se d o f Mi c h a e l R . Mo r t o n a n d m e o n p ro pe r t y l i s te d u n d e rI tem VII . Partnership exists so le ly to own and rent rea l esta te .

I I . A G R E E M E N T S . (Reporting individual only; seepp. 14-16 of filing instructions.)[~ NONE (No reportable agreements.)

DATE PARTIES AND TERM S


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FINANCIAL DISCLOSURE REPORTPage 2 of 8

N a m e o f P e r s o n R e p o r t i n gDavis , Wi l l iam E.

Date of Report04/06/201 I

I I I . N O N - I N V E S T M E N T I N C O M E . ( R e p o r , i . g i . d i v i d u a l o . d s p o u s e ; s e e p p . 1 7 - 2 4 of filing instructions.)A. Filers Non-Investm ent Income

~] (No reportable non-investment income.)ONEDATE SOURCE AND TYPE

2.3.4.

INCOME(yours , not spouses)

B . S p o u s e s N o n - I n v e s t m e n t I n c o m e - If you were ma rried during any portion of the reporting year, complete this section.(Dollar a m o u n t not required except for honoraria.)

~ (No reportable income.)O N E non-investmentD A T E S O U R C E A N D T Y P E

I. 12-31 -I 0 Tanner Com pan ies , Inc . ( se lf - employed r e ta i l s a les -women s c lo th ing~~ ~2.3.4.

I V . R E I M B U R S E M E N T S - transportation, lodging, food, entertainment.(Includes those to spouse and dependent children," see pp. 25-27 offiling instructions.)

[~ N O N E (No reportable reimbursements.)S O U R C E D A T ES L O C A T IO N PURPOSE ITEMS PAID OR PROVIDED

I. FR EE Ju ly 1 8-22 G alla tin Ga teway , M T E d u c a t i o n a l S e m i n a r Tr anspor ta t ion , Food , Hous ing2.3.4.5.


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N a m e o f P e r s o n R e p o r t i n gFINANCIALDISCLOSUREREPORT] Davis , W i l l iam E.

Page 3 of 8

V . G I F T S . a n e l u d e s t h o s e , o s ~ , o u s e . n d a e ~ , e , , ~ e n t children; seepp. 2 8 - 3 1 of.filing instructions.)N O N E (No reportable gif ts.)

SOURCE DESCRIPTION1.2.3.4.5.

D at e o f R e p o r t04/06/20 | |

VALUE

V I . L I A B I L I T I E S . a n c l u , ~ e s th o s e o l s ~ ,o u s e a n d ~ e p e n d e n t children; s e e p p . 3 2 - 3 3 of f i l ing in structions.)N O N E (No reportable l iabil i t ies.)

3.4.5.

CREDITORWhitney Nat ional Bank , , successo rto First National Bank, Lafayette, LA70509

DESCRIPTIONAn in r em mo r tgage ( no pe r sonal l i ab i l ity ) i s in e f fec t on o f f ice bu i ld ingand war ehouse

V A L U E C O D EM


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Name of Person R e p o r t i n gD a v i s , W i l l i a m E .

Date of Repor t04/06/2011

V I I . IN V E S T M E N T S a n d T R U S T S - i . c o ~ e , , ,. I . e , t r a n s a c t i o n s (includes those of spouse and dependent children; s e e p p . 3 4 - 6 0 of filing instructions.)D N O N E (No reportable income, assets, or transactions.)

A. B. C.Descrip tion of A ssets Incom e during Gross value at end(including trust assets) rep ortin g p eriod o f rep orting p eriod

(1 ) (2 ) (1) (2)Place "(X )" after each asset A m ount Type (e.g., Value Va lue

exempt from prior disclosure Code I div., rent, Code 2 Method(A-H) o r i n t . ) (J-P) Code 3(Q-W)

1 . Check ing acc t . ,Whi tney Bank Lafaye t te , LA2. 1 /2 In ter es t -New Iber ia ,LA,o f f ice bu i ld ing& warehous e3. Comm on s tock , Land Coas t In su la t ion , Inc .4. Vanguar d Shor t Ter m Tax Exe ( I /2 in ter es t )5. Vanguar d Tax Exempt Money M kt ( 45 )6. V a n g u a r d S h o r t- T e r m T a x E x . A d m i r a l(541)7. V a n g u a r d L i m i te d T e r m T a x E x e m p t ( 3 1 18. Vanguar d Heal th Car e Fund ( 52)9. Vanguar d T o ta l ln t l S tock Fund Index ( 113)1 0 . V a n g u a r d M o n e y M k t F u n d ( 3 0 )II. Vanguar d GNMA Fund ( 36)1 2 . Vanguar d To ta l S tock Mkt Fund ( IRA)1 3 . V a n g u a r d T a r g e t R e t i r e m e n t 2 0 1 0 ( 6 8 1 )1 4 . Louis iana Stad& Expo Dis t . (Bond)1 5 . Louis iana LOC Govt . Env i r onmen t Bond1 6 . Ver non Par i sh Bond1 7 . Smi th Bar ney conver ted to C i t iBankDako taBank D ep os i t P rogra

A Interes t J TE Rent M WC Dividend M WA Interes t L TA Interes tA Div idendA DividendA Div idend J TA Div idend J TA Interes t J TA Div idendB Div idend M TD Div idend N TA Interes tA lnt . /Div. K TA Interes t K TA Interes t

T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d(1 ) (2) (3)Type (e.g., Date Value

buy, se ll, m m/dd/yy Code 2redemption) ( J - P )

Merged 03/15/10 M( wi th l ine 13 )M e r g e d 03/15/10 M( wi th l ine 13 )Merged 03/15/10 K( wi th l ine 13 )

Bu y 04/05/i 0 LM e r g e d 04/06/10 J( wi th l ine 13 )

Bu y 03/15/10 NSold 08/12/10 J

K

Sold 04/05/10 J

( 4 ) ( 5 )Gain Identity of

Code 1 buyer /sel ler(A-H) (if private

transaction)

I. Income Gain Codes: A =$1,000 or less B =$ 1,001 - $2,500 C =$2,501 - $5,000( See Columns B I and D4) F = $50.001 - $ 100,000 G = $100.001 - $ 1,000,000 H I =$ 1,000,001 - $5,000,000

2 . Valu e Co des J = $1 5,000 or le ss K : $15,001 - $ 50,000 L =$50,001 - $ 100,000( Se e C ol um n s C I a nd D3 ) N -$ 250 ,0 01 - $ 50 0,0 00 O = $ 50 0. 00 1 - $ 1 ,0 00 ,0 00 P I = $1 ,0 00 ,0 01 - $ 5,0 00 ,0 00

P3 =$ 25.000.001 - $50.000,000 P4 = M ore than $50,000,0003. Value Method Codes Q =A p p r a i sa l R Cost (Rea l Es t a t e Onl y) S - Asse s smen t(See Column C21 U = Bo o k Vah lc V - ()lhcr W =Estimated

D = $ 5 , 001 - $ 1 5 , 000H2 =More than $5,000,000M= $ 1 00 , 001 - $ 25 0 , 000P2 =$5,000,001- $25,000,000T = C ash Mark c t

E =$15,001- $50,000


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N a m e o f P e r s o n R e p o r ti n gDavis , Wil l iam E.


V I I . I N V E S T M E N T S a n d T R U S T S -income, value, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)~ NO NE (No repor table income, asse t s , or transact ions . )

A. B. C.D e s c r i p t io n o f A s s e t s I n c o m e d u r i n g Gros s v a lue a t end(including t rus t a s se t s ) report ing pe r iod of r epor t ing per i od

(l) (2) (1) (2)Place "(X)" after each asse t Am ou n t Type (e.g., V a l u e Value

exempt from prior disclosure Code I div . , rent , Code 2 M e t h o d(A-H) or i nt . ) (J-P) C o d e 3

( Q - W )1 8 .

1 9 .20 .21 .22 .23 .24 .25 .26 .27 .28 .29 .30 .31 .32 .33 .34 .

R o y a l B a n k o f S c o t la n d i ~ :ESP R e s o u r c e sC i t i g r o u p I n c .

Duff Phelps DNP Select Incom e FundEaton Vance Income FundC i t i g r o u p C a p i t a lErnest M orial - New Orleans, LA (Bond) CG e n e r a l E l e c t r i c C a p i t a l C o r p .

A Dividend

None J TA Dividend

A Dividend J TB Dividend K TB I n t e r e s t K TA I n t e r e s t K T

None J T

T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d(I ) (2) (31 (4) ( 5 )

T y p e ( e . g ., D a t e V a lu e G a in I d e n t i t y o fb u y , s e ll , m m / d d / y y C od e 2 C od e I b u y e r / s e l l e r

r e d e m p t i o n ) ( J - P ) ( A - H ) ( i f p r i v a t et r a n s a c t i o n )

S o l d 05/11/10

B uy 11/12/10

Redeemed 10/19/10

J

J

J

General M otors

Intel Corp.

Jefferson Parish LA Rev. Pub (Bond)

A Dividend K TA I n t e r e s t J TB D i s t r i b u t i o n K T

Progress Energy Inc.

Regions FDIC

Regions Bank CD

BAC Capital Trust

Royal Bank of ScotlandI ":USB Capital

A I n t e r e s t JA Dividend JB Dividend KA Div idend JA DividendB Dividend K

TTT

TSold 05/06/10

I. Income Gain Codes :(S ee C o lu mn s BI an d D 4 )

2. Value Codes(See Colunms (I an d D 3 )

3 . Value Method (odes(S ee ( o lu n m C 2)

A =$I.000 or lessF =$50,001 - $ 1 0 0 . 0 0 0J= $15,000 or lessN = $ 2 5 0 . 0 0 1 - $ 5 0 0 . 1 1 0 0P 3 ~ $25,000,001 - $50,000,000Q =AppraisalU ~llook Vahle

=$1.001 - $2,500=$ 100.001 - $ 1,000,000=$15,001 - $50.000=$500,001 - $1,000,000=Cost (Real Estate Only)- Other

C =$2.501 - $5,000H 1 =$ 1,000,001 - $5,000,000L =$50,001 - $ 100,000P I =$1,000,001 - $5,000,000P4 =More than $50,000,000S = Asse ssmen tW = E s t ima ted

D =$5.001 - $15.000H2 =More than $5,000.000M -$ 100,001 - $250.000P2 =$5,000,001 - $25,000.000T = C ash Mark e t

E =$15,001 - $50,000


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N a m e o f P e r s o n R e p o r t i ngDavis , Wi l l iam E.


V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of fillng instructions.)N O N E (No reportable income, assets, or transactions.)

A. B. C.De scr ip t ion of Asse t s In c om e dur in g G r oss v a lue a t e n d(inc luding trust as se ts) r epor t ing per iod of report ing pe r iod

(l) (2 ) (1) (2)Place "(X)" after each asse t Amount Type (e.g., V a lue V a lue

exemp t from pr ior d i sc losure Code 1 div . , r en t , Code 2 M e thod(A-H) or in t .) (J-P) Code 3( Q - W )

3 5. Cisco Systems None J T3 6 . W e b s te r Pa r is h Sc ho ol (B o n d) B I n t e r e s t K T3 7. Urstadt Biddle Properties A I n t e r e s t J T3 8. Edge Petroleum A Royalty J T3 9. Home BankStock D Dividend K T40 . Alabama Power A I n t e r e s t K T41. W e ste mAsse t A I n t e r e s t J T42 . W hitney Hold ng ,_~. A Dividend K T43 . Municipal B ond New Orleans, LAPublic A I n t e r e s t J TImprovement44 . W hitney Holding~[ A I n t e r e s t K T45. Montag &Caldw el l Grow th (IR-4~\~!~ ~,o (X) None J T

T r a n s a c t i o n s dur ing repor t ing p e r i o d(1 ) (2) (3) (4) (5 )

Type (e.g., D a t e Value Gain I d e n t i t y o fb u y , s e l l, m m / d d / y y Code 2 [ Code 1 b u y e r / s e l l e r

r e d e m p t i o n ) O-P) (A-H) ( i f p r i v a t et r a n s a c t i o n )

I . In c o m e G a i n C o d e s : A =$1,000 or less B = $1 ,001 - $2 ,500 C = $ 2,501 - $5,000 D = $5,001 - $15.000t S e e C o lu m n s B I a n d D 4 ) F = $50.001 - $ 100.000 G =$ 100,001 - $1,000,000 H 1 = $1 .000,00 ! - $5,000,000 H 2 = M ore Ihan $5,000 ,000

2. V a l u e C o d e s J =$15.0110 or less K =$15,001 - $50,000 L = $50,001 - $ 100,000 M = $100 ,001 - $250,000( S e e C o l u m n s C I a n d D 3 ) N =$250,001 - $500,000 O = $500.001 - $1 ,000,000 P I = $ 1 ,000,001 - $5,000,000 P2 =$5,000,001 - $25,000,000

P3 = $ 2 5 . 0 ( 1 1 1 , 0 0 1 . $ 5 0 , 0 0 0 , 0 0 0 P4 =More than $50,000,0003. V a l u e M e t h od (odes, Q =A p p r a i s al R = C o s t (Rea l Estate Only) S =Assessment T =Cash Market(S ee C o lu n m C 2) U = Bo o k Va lu e V = Oth e r W =Estimated

E =$15,001 - $50.000


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Name of Person Repor t ingDav i s , Wi l l i am E .


V I I I . A D D I T I O N A L I N F O R M A T I O N O R E X P L A N A T I O N S . (lndicate part of report.)L i n e s l 0 a n d I 1 . V a n g u a r d G N M A F u n d ( 3 6 ) M u l t ip l e t r a n s f e rs b e g i n n i n g 4 / 6 /t o 1 2 / 1 0 t o V a n g u a r d T a r g e t R e t i r e m e n t 2 0 1 0 ( 6 8 1 ) L i n e 1 3 .


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Name of Person Report ingD a v i s , W i l l i a m E .


IX. CERTIFICATION.I c e r t i fy t h a t a l l in fo r m a t i o n g i v e n a b o v e ( i n c l u d in g i n fo r m a t i o n p e r t a in i n g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h i l d r e n , i f a n y ) i sa c c u r a t e , tr u e , a n d c o m p l e t e t o t h e b e s t o f m y k n o wl e d g e a n d b e l i e f , a n d t h a t a n y i n fo r m a t i o n n o t r e p o r t e d wa s wi t h h e l d b e c a u s e i t m e t a p p l i c a b l e s t a tu t o r y

p r o v i s i o n s p e r m i t t i n g n o n - d i s c l o s u r e .I f u r t h e r c e rt i fy th a t e a r n e d i n c o m e f r o m o u t s i d e e m p l o y m e n t a n d h o n o r a r i a a n d t h e a c c e p t a n c e o f g i f t s wh i c h h a v e b e e n r e p o r t e d a r e inc o m p l i a n c e w i t h t h e p r o v i s i o n s o f 5 U . S . C . a p p . 5 0 1 e t . s e q ., 5 U . S . C . 7 3 5 3 , a n d J u d i c i a l C o n f e r e n c e r e g u l a t i o n s .

Signature: S /W i l liam E. Davis

N O T E : A N Y I N D I V I D U A L W H O K N O W I N G L Y A N D W I L F U L L Y F A L S I F IE S O R F A I L S T O F I L E T H I S R E P O R T M A Y B E S U B J E C T T O C I V I LA N D C R I M I N A L S A N C T I O N S ( 5 U . S .C . a p p . 1 0 4 )

C o m m i t te e o n F i n a n c i a l D i s c lo s u r eAdmin is t ra t ive Off ice o f the Uni ted S ta tes Cour t sS u i t e 2 - 3 01One Columbus Ci rc le , N.E .W a s h i n g t o n , D .C . 205 4 4

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William Eugene Davis Financial Disclosure Report for 2010