William H Alsup Financial Disclosure Report for 2009

8/3/2019 William H Alsup Financial Disclosure Report for 2009

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ao 10 FIN MqCIAL DISCLOSURE REPORT nep,,rt Required by the EthicsI in Government A ct of 1978R e ~ . 1 / 2 0 1 0 FOR CALENDAR YEAR 2009 . s u . s . c . o p p . . ~ I O l - t l t)I. Person Reporting (last name , first~ middle initial) 2. Court or Organization

3. Date of Report

ALSUP, WILLIAM H UNITED STATES DISTRICT COLIRT7/6,"2010

4~Title 1Article II1 judges indicate active or :~eni,.~r status; 5a. Repot! T.,, p~ (cht--.k apl~:opfiale U.pc) 6. Reporting Periodmagistrate judge~ indicate full-~,r part-fin,el:,,RTICLEItt--ACrWE [] Initial [] A,mual [] Iqnal to12;3 I,"2009

I 5b. [] Amended Report7. Chambtrs ,or Ofli~.e Addrr~i~; 8. On the ba:, i~ o1" the inlttrma~ion tonlaint.d in this Rtp~r| ~nd anymodifi~:ation~ ptrtaioing thereto, it is, in my opinion, in compliance450 GOLDEN GATE AVENUE v,.ith applic:~blt laws and regulations.SAN FILA~NCISCO. CA 94102

IMP ORT ANT N OTE S: the instructions accompanying this form must be followed. Complete atl parts,ehecMng the IvONE box for each part where you have no reportable information- Sign on last page.

I . P O S I T I O N S . I ~ , ~ ,o r , in ~ : individual onO; ,eepp. 9-13 of f!lit,g instru, ti,,ns.)~ NONE ~0 reportablepositions.)PQSITION NAME OF ORGANIZATION!ENTITY

.

2. .}~.,.. ~

4. ~5. F~

lI. A G R E E M E N T S . ~n.eo,,;.~[ N O N E (No reportable ctgreemettt.s.). D _ _ _ A T I 2 PARTIES AND TERMS

I.


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FINANCIAL DISCLOSURE REPORT [ N .... f P . . .. . R , ~ o . i ~IPage 2 of 7 I ALSUP, W I L L I A M l l . 7 , 6 / 2 0 1 0

I I 1 . N O N - I N V E S T M E N T I N C O M E . (Reporting individual and~p ...... ; seepp. 12-2 4 offillng i ...... t i o n s , )A. Fliers Non-Investment Income--] NONE (No reportable nvn-investment income.)

DATE SOURCE AND TYPE (yours, not spouses)I. 2009 YOSEMITE ASSOCIATION (ROYALTIES FROM BOOK ) $248,17

2.3.4

B . S p o u s e s N o B - l n v e s t m e n [ I n c o m e o If you were married during any pottion of the reportinll jear, complete thi~ section,(Dot[at amol~n! ~o! required rxcept fi~r honor~rio )

[~ NONE non-investment income.)No reportableDATE SOURCE AND TYPE

I. 2009 Retirement pension from Oakland Unified School District.

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4.

I V . R E I Y i B U R S E M E N T S - ,~..~p.~,.tio.. ioa ~i.~,/oo~ ...... , ~ i . . . . ~NONE (No reportable reimburaements.)

SOURCE DATES LOCATION P~O~E ITEMS PAID OR PROVIDEDI2.3.

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Name of Person Reporting Dale of Report iP a g e F I N A N C I A L 3 o f 7 D I S C L O S U R E R E P O R T ALSUP, W I L L I .~ d M I I . 7 / 6 2 0 1 0

[~ N O N E ( N o reportable gills.)~ DESCRIPTION ~

I.2 ~3.4.5.

V I . L I A B I L I T I E S . ~ t ,, ~ t, ,~ , ., ,~ , o. ,, ol ~ ....... d dependent child ........ p p . 3 2 - 3 3 of filing instructions.)N O N E ( N o reportable liabilities.)

CREDITOR Dg.~RIPTIQN VALUE CODEI.2.3.4.

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Name of Person Reporting I Date of ReportP a g e F I N A N C I A L 4 o f 7 D I S C L O S U R E R E P O R T ALSUP, W I L L 1 A M II. [ 7 / 6 / 2 0 1 0

VII. INVESTMENTS and TRUSTS - i ........ lue. tr ......ion~ (Includes those of sp ... . . . d dependent children; seepp. 34 -60 of tiding instructions.)[~ N O N E ( N o reportable income, assets, or transactions.)

A . ~ . ] .... ~ ...... D . -(including ~st assels) reposing ~fi~ ~ of ~po~ng ~n~(0 (2 ) (I) ] (2) (t) (2) O) (4) (~ )Place "(X)" af lcr cach asscl ~ Amoun( Type (e.g.. Value Value ~)pc (cg. , Dale Value (lain Idcn lny of

c~empt from prior disclosure , Code I di~., ren~ C~e 2 Mcth~ buy, sell . m ~ d & y y Code 2 Codc I buyer/seller(A-H) or inl.) 0-P) ] Code 3 [demphon) LP) (A-H) of privalc[ (Q -W ) transac hon)

1. CHA~ES SCHWAB ACCOUNT

2. SCttWAB M ONEY M ARKET FUND B I n t e r e s t O T3 . GNMAS-COMBINED A Interest J T4 . BOSTON-PTTY INC. REIT A Dividend L " T5 . blACK CAL I REALTY A Dividend L T6 . /Vl FUND--DAVIS NY V B Dividend O T7 . SCHWAB S&P 500 A Dividend M T8 WACtlOVIA INVESTMENT ACCOUNT

9 . CASH MANAGEMENT ACCOUNT B I n t e r e s t J TI 0 . RIVERSIDE UTIL None Redeemed 1 0 / I K AI I . CALIF EDL None Redeemed 1 0 / I L A1 2 . SAN DIEGO REDEV C I n t e r e s t K T13. ROCKI_FN CD A Interes t K T

14 WACIIOVIA CD A Interes t K " 1 B uy 9/12 K

15. ANIEX CD A Interes t K 1 3 u y 3/19 K

1 6 . L A CONVENTION A Interest1 7 . CAL PCF AUTH POLL C I n t e r e s t L T


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|PageFINANCIAL5 of 7 DISCLOSURE REPORT ALSUP, W I L I o lA M |l. ] 7 : 6 . ; 2 0 1 0

VII. INVESTMENTS and TRUSTS -iN O N E ( N o reportable income, assets, or transactions.)

A. B. C. DDescription of Assc~ Incom e dunng G ross v alue at end T~n~cfions during t~poning ~ri~

(including! T)~ (e g., Vatae Value Tyl~. (e .g , D a ~ c Value ] Gain [ Identit) o f

18. CAL N~I BOND D lntc~cst M T

19. VENTURE VAN A~ITY None M S

20. AMERICAN FUNDS

21. AMERICAN BAL FUND D Dividend O T

2 2 . CAPIT.~L W ORLD GROV,rTH B Dividend M T2 3 . AMERICAN FUND TAX EX C Dividend M T2 4 . BANK DEPOSIT SWEEP OPTION A I n t e r e s t J "2 5 . B..MNK OF AMERICA ACCOUNT C I n t e r e s t M T26 . FEDERAL CREDIT (PROVIDENT) B Interest M T

27 . WISCONSIN ENERGY A Dividend J T

2 8 . KIMBERLYCLARK A Dividcnd J T


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FINANCIAL DISCLOSURE REPO RT N . .. . fP . .. . Reporting I Dsteo[ RrportPage 6 of 7 . a x , s t ~ P , W I L L I A M !1. I 7 , 6 1 2 0 1 0

VIII. ADDITIONAL INFORM ATION OR EXPLANATIONS.On Line Item 14 (Wachovia CD). the year-end stateroom for overall account says this ".,,as acquired 98:12/08 but I think this is a t,vt,,) and it was cquired

9/12/ 9.


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FINANCIAL DISCLOSURE REPORT N .... f P ......Reporting DII, of Rep,,rtPage 7 of 7 A t .S U P , W I L L I A M i l . 7 / 6 / 2 0 1 0

IX. CERTIFICATION.I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is

accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was ~ithheld because it met applicable statutoryprovisions permitting non-disclosure.I further certify that earned income frt)m outside emplo.,ancnt and honoraria and the acceptance of gifts which have been reported arc incompliance with the provisions of 5 U.S.C. app. 501 el. seq.. 5 U.S.C. 7353, and Judicial Conference regulations.

Signature

NOTE: ANY INDIVIDUAL WIIO KNOWINGLY AND W1LFULLY FALSIFIES OR FAIIoS TO FILE Tills REPORT MAY BE SUBJECT TO CIVil,AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)

FILING INSTRUCTIONSMail signed original and 3 additional copies to:

Comm ittee on Financial DisclosureAdministrative Office of the United States CourtsSuite 2-3 01One Columbus Circle, N.E.W ashington, D.C. 20544

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William H Alsup Financial Disclosure Report for 2009