William F Nielson Financial Disclosure Report for 2009

8/3/2019 William F Nielson Financial Disclosure Report for 2009

http://slidepdf.com/reader/full/william-f-nielson-financial-disclosure-report-for-2009 1/13

FINANCIAL DISCLOSURE REPOR Ta e ~ o , t R e q u i r e a b y t h e ~ t h i c s

in Goverranent Act of 1978

FOR CALENDAR YEAR 2009 ( s u . s .c , a p p . f f ~ " 1 0 1 - 1 l l )

L Person Re porting (last name, first, middle initial) 2. Churl or Organization 3. Date of R eport

NIELSEN, WILLIAM F. USDC, ED OF WA 05/13/2010

4. Title (Article I11 judges indicate active or senior status; 5a. Report T ype (check appropriate type) 6. R eporting Period

magistrate judges indicate full- or part-time)

] Nomination, Date 01/01/2009

JUDGE, SENIOR [] initial~l-if] A n n u a l

[] l"inal to

! 2/31/2009

fib. [] AmendedReporl

7. Chambers or Office Address 8. On the basis of the information contained in this Report and anymodifications pertaining thereto, it is, in my opinion, in compliance

POST OFFICE BOX 2208with applicable laws and regulations.

SPOKANE, WASHINGTON 99210-2208

Reviewing Off icer Date

I M P O R T A N T N O T E S : The instructions accompanying this form mu st be followed. ~’omplete all parts,

checkdng the NONE bo.~: for each part where you have no reportable information. Sign on last page.

1 . . P O S I T I O N S . (Reporting, individual only; see pp. 9-13 drilling instructions.)

[~ NONE (No reportable positions.)

POSITION NAME OF ORGANIZATION/ENTITY

1. B oard M ember Spokane Y M CA Endowment Committee

2. Board M ember Museum of A rts and Cutture

4.

~ N O N E (No reportable agreements.) ~

D A T E PARTIES AND TE~S



FINANCIAL DISCLOSURE REPORT ~ .... rP .....Reporting DateofRepor t

Page 2 of 13 NIELSEN, W I L L I A M F . 0 5 / 1 3 / 2 0 1 0

1 1 1 . N O N - I N V E S T M E N T I N C O M E . ¢R epor,i~g i.~i~id~a~ ~ ~o~se; ~ p~ . ~7-~ o~,li~g

A, Flier’s Non-Investment Income

~ (No reportable non-investment income.)ONE

D A T E SOURCE AND TYPE ~.NCOME( y o u r s , n o t s p o u s e ’ s )

1 .

2.

3.

4.

B . S p o u s e ’s N o n - I n v e s t m e n t I n c o m e - If you ~*~ere married during any portion ofhe reporting )~ar, compl¢t¢ this sect~n.

(Dollar amount not required except for honoraria.)

[~ NONE (No reportable non-investment income.)

D A T E S O U R C E A N D T Y P E

1.

2.

3.

4.

I V . R E I M B U R S E M E N T S -~.,,por,~,i,,~.

(Includes tttose to ~F~use and dep~,nden~ children," see pp. 25-27 of~lirt.g instructi~ns.)

N O N E (No reportable reimbursements.)

~ D A T E S LOC A TI ON PURPOSE I TEM S PA I D OR PR OV I D ED

1 .

2.

3.

4.

5.



Name of Person Rcportln~ Date of Report

P a g e F I N A N C I A L 3 o f 1 3 D I S C L O S U R E R E P O R T [ NIELSEN, W ILLIAM F. 05113/2010

V . G I F T S . a ~ , ~ . , . ~ o ~ . ~ ~ o ~ o ~ . ~ ~ , ~ ~ . h ~ ~ , ~ , ~ . z~ - ~ ~ o f y m ~ ~ . ~ . ~ . , ~ , ~ . )

N O N E (No reportable gifts.)

SOURCE DESCRIPTION VALUE

1 .

3.

4.

5.

V I . L I A B I L I T I E S . a,,.t,ue,.

~ N O N E (No reportable liabilities.)

CREDITOR DESCRIPTION VALUE CODE

1 . Me~]I Lynch M a r gi n L o a n K

2.

3.

4.

5.



FINANCIAL DISCLOSURE REPORT ~ . . . . ~ ’ r . . . . . R ~ p o , ~ n g

NONE (No reportable income, assets, or transactions.)

D c ~ c ~ p t i o n o f A s s e ts ~ l n c o m ~ d ~ f i n g ~ m s s v a l u e a t ~ n d T~nsactio~s during re~ing

(iacl~ing trust assets) ¯ re~ing ~fiod of ~ing pefi~

. . J . . . . . . . . . . . . . ~ ............ :~ ............... ...... ....t ~ n s a c t i o n )

2. Cash Richa~s M e,ill Pete~on A Interest J U

3. Amer ]ntl GroupNone J T

4 . Atmel Co~. None J T

5. Auto Data Proc. Corn A Dividend K T

6. Bank of America A Dividend J T Formerly MerrillLynch

7. Bamaer Conp A Dividend J T

8. Bed Bath None Sold 1 0 / 1 5 / ’ 0 9 K

~ 9 . Berkshire Hath None M T

! 0. B rightpoint None J T

1 I. Broadfidge Fin Sol A Dividend J T

1 2 . Cisco None J T

1 3 , ffoca Cola A Dividend K T

1 4 . Com2l lnc None J T

1 5 . Eaton A Dividend K T

1 6 . Flextronics None K T

1 7 . Home Depot A Dividend K T



Page 5 of 13 [ NIELSEN, W I L L I A M F . 0 5 / 1 3 / 2 0 1 0

VII. INVESTMENTS and TRUSTS

NONE (No repo~able income, assets, or ~ansactions.)

D e s c r i p t io n o f A s ~ t s ’ In,me during G r o s s v a l u e a t e n d l’mnsactions during ~ing pegod

( ~ n c l u d i n g t r u s t a s s e t s ) reposing ~riod~

of ~aing pefod

Place"(XJ"aRerc~h~sct ~o~tt~ Ty~(eg, Va~ ~ Vaue T y p e ( e . g . , D a t e Value { Gain ldentityof

~ e x e m p t f r o m p r i o r d i sa l o s u ~ C o d e 1 d i v e , ~ n t , ~ C~e 2 Mc~od bgy, sel, mm/d~yy ~ C~e 2 ~ Code I buyer/seller

]I (A-H) [ o r i n t . )

rU - P ) ~ Code3 r e d e m p t i o n ) : 0"P) ~ ( A - t f ) ( i f p f i v a t e

t ~ a s a c t i o n )

1 8 . Honeywell lntl A Dividend K T

’ 1 9 . Illinois Tool W ks A Dividend K T

2 0 . lntel Corn

A Dividend K T

2 1 , Intuitive Surg None K T

2 2 , Johnson & JohnsonCom A Dividend K T

23. Medlronic A Dividend J T B uy 10;29109 J

2 4 . Men’ill Lynch A Dividend J T Now Bank of America

2 5 . Microsoft A Dividend K T

2 6 . St. Joe Co. A Div idend S old 05/06/09

2 7 . St. Jude Med None K T

2 8 . Safeway A Dividend ~ T

2 9 . Stryker A Dividend K T Bu y 05106/09 K

3 0 . Synaptics None K T B uy 10/15/09 J

3 1 .

’ " 3 2 . WFN SP

3 3 . C a s h - - I N B A I n t e r e s t

3 4 . I n la n d N , W . V e n t u r e F u n d N o n e



FINANCIAL DISCLOSURE REPORT ~ . . . . . .r e ......a~pofa~ ’[ D ~ t e o r R e p o r t [

Page 6 of 13 ~ L S E N , W I L L I A M F.

~

0 5 / 1 3 ~ 0 1 0

VII. INVESTMENTS and TRUSTS -~. ....... t~ , ~ ....... lions :Includes thoseofsp ...... ddependent children; seepp. 34~0 offi~ng ins~nct~na’.)

~ NONE (No reportable income, assets, or transactions.)

...................... ~ .......................... ~ . . . . .. . . ~ .......... ~ ...................... b. - ...............Description 0fAssets income during [ Gross value at end ~ Transactions during mpoRing period

(i~l~ing ~st assets) reposing ~riod ofre~ing period

exempt from prior di~los~ ~ CMe I Idiv., ~nl, Co~e 2 Method [ buy, sell, ;m~dd/vy ] Code 2 . Code 1 buv~r/scll~r

3 5 . NW Venture Ass~ F~d None J U

3 6 .

3 7 . W FN SP83

" ’ 3 8 . Abet-Fitch A Dividend Sold 05/20/09 J

’ " 3 9 , A F L A C A Dividend K T

4 0 . AIlied Cap None J T

4 1 . Amer Exp Co A Dividend K T

42 Amefiprise Fine A Dividend J T

" ’ 4 3 . Amgen None K T

A Dividend J T , [ " F o r m e r t y M e r r il l4 . Bank of Amer ica

Lynch

4 5 . Baxter lntl A Dividend L T

4 6 . Beckton Dickinsxon A Dividend K T B uy !OS/l 3/09 K

[ 4 7 . Bed-Bath-B None J T

! 4 8 . Berk Hathwy Corn None L T

4 9 . Carnival Corp A Dividend S old 10/01/09 K

5 0 , Cisco None K "1-

5 1 . Citadel Brdcstu None ! T



Page 7 of 13 NIELSEN, WILL1AM F.

I 105/13/2010

N O N E (No reportable income, assets, or transactions.)

Decept ion of As~ts In.me d~ng Gross value at ~nd Transactions during ~ing pefi~

(including trust ~scts) repo~i~ ~fi~ of ~ning ~od

Place "(X)" after e~h asset Amo~t : Iy~ (~ g Va ~ Va ue I~e (e.g. , ] Value Gain ~ ldemity of ], Date

¢x~pt from p~or ms¢l .... C~¢ I [div., ~nt. ] Code 2 M e ~od buy, sell, m~d~yy ’ Code 2 C~e I [ buyer/~ller [

](Afro [ redemption) ~ (J-P) {A-H)~ (if privater int~)~

(J-P) Code 3

......¯

1~ ~ (Q-W ) L : transaction) j

52 . Coca Cola A Dividend K T

’~3. Colgate Corn B Dividend L T

54 . Disney CornA Dividend L T

5 5 . Eaton A Dividend J T B uy 04,’29/09 J

5 6 . Home Depot A Dividend L T

5 7 . l n t el C o r p A D i v i d e n d J T

5 ’ ~ . J o h n s o n & , J o h n s o n A D i v id e n d L T

5 9 . McDonalds Corp A Dividend K T

6 0 . Medtronic A Dividend K T

1 6 1 . Merrill Lynch Corn A Dividend J T Now Bank of America

!62. NW Bancorp A Dividend J T

! 6 3 . NY Comm Bank A Dividend .I T

6 4 . Oracle Corp. A Dividend K T

6 5 . Pfizer A Dividend K. Y

6 6 . Potash Corp A Dividend Sold 12/01/09 K

6 7 . Proctor & G amble Co. A Dividend K T

6 8 . Safeway A Dividend J T



P~eFINANCIALs of ~ DISCLOSU~ REPORT [ N I E L S E N , W I L L I A M F.

V 11. IN V E ST MEN TS a n d TRU STS - ~ ........,~, . . . . . . ..~o~.~ ~a~d ~ ,~o.~’~ o~ . . .. . . ~,

~ NONE (~Vo reportable income, assets, or transactions.)

~................

~? ......... c. - ...................... ~ . - . . . . ..Income d~age s c f i p a o n o f A s s e t s . G r o s s v a l u e a t e n d T~nsactions during ~aiag ~fiod J

( i n c l n d i n g t r u s t a s s e t s ) ~ing ~riod of ~aing pefod

~ (A-H) ~ or int.) ( J - P ) ~ Code 3 redemption)

~ ............... ~ .... i .......................

6 9 . Stanley Works A Dividend Sold 07/08/09 J A

7 0 . Smrbuck’s None J T

7 1 . S.W . AidinesComA Dividend K T

7 2 . Sysco A Dividend K T

7 3 . Target A Dividend J T

W algreen Co. A Dividend K T I"4 .

7 5 . W aters Corp. None K T

7 6 . Wells Fargo & Co. A Dividend K T

7 7 .

7 8 . W FN SPDRSEA

7 9 . Amer lntl Grp None J T

8 0 . BankofAmerica A Distribution J T Formerly MerrillLynch

8 1 . Bed Bath None Sold 1 0 / 1 5 / 0 9 J

8 2 . Cash RBC A Interest J U

8 3 . Chevron Corp. A Dividend J T

8 4 . Emerson Elec A Dividend J T

" ~ 5 . Ericsson Tel Co A Dividend J T



FINANCIAL DISCLOSURE REPORT ’ ] N . m e o f e e ,~ o , a e p o . i. g [

Page 9 of 13I [ NIELSEN, WILLIAM F.

]

05113~010

V I I . I N V E S T M E N T S a n d T R U S T S - i . . . . . . . . . ~, ~ . . . . . . i o n s ( I n c l u d e s thva’e of .~ ...... d dep¢n&nt children; see pp. 34~0 drilling in~’tru~ionsO


D e s c r i p t i o n o f A s s e t s I n c o m e d u r in g ~ Gross value at c~ Transactions d~ing re~ing periodrepo.ing~riod ~ ofrc~ingpe~od~ ~I) ........

~2) - ~3~- "

Place "(X)" a~er e~ ~set A .... t Ty~ (e.g., ~ V a l u e Value [Type (e.g.,[ Date ~ Valueex~mptfmmpfior~sdosu~ ]Codet I div.,~nt,~ Code2 Method

[ buy, sell, ,~d~’yy Code2 ~Codct ~ buyer/seller ;~ " ;

[redemption)~ ~ (J’P) ~ (A-H) ~ ( i f p r i v a t e!

( A - H ) o r I n t . ) ( J - P ) C o d e 3

8 6 . H e i n z C o r n A D i v i d e n ~ J T

8 7 . Home De~t A D i v i d e n d J T

~’~.J a c k i n B o x N o n ~ ~ T B u y 0 8 1 1 3 / 0 9

8 9 . J. Hancock Bank & T hrift Fund A Dividend J T

9 0 , Medtronics Inc A Divideml J T

9 1 . Merrill Lynch A Distribution J T Now Bank of America

~ 2 . Merck ...... A Dividend K. T Formerly Sehering

9 3 . OraeleCorp Corn None K T

9 4 . Proctor & Gamble A Dividend K T

9 5 . Red Robin None J T

9 6 , Schering P Corn A Dividend K "I" Now Merck

9 7 . Starbucks None J T

9 8 . TEVA A Dividend J -1"

9 9 . Union Pacilic A Dividend J T Bu y 12/09/09 J

1 0 0 .

1 0 1 1 SP RMP 346

102. Cash--INB A I n t e r e s t L U



FINANCIAL DISCLOSURE REPORT ’ 1 n . . . . f ~ " . . .. . R e p o r , J n gI

O a t e

Page 10 of 1311 NIELSEN, WILLIA M F . ]

05/13/2010


D e s c r i p t i o n o f A s ~ t s ln c o m ¢ d u r i n g ~ Gross value at =nd [ Tmnsac~ons d~ing m~ing period

( i n C l u d i n g t r o t a s s e ~ ) . ~, re~ab~g ~riod of~aing period

P l a c e " ( X ) " ~ e r e a c h a s s e t A m o u n t I T y p e ( e . g . , Value

[ V a l u e

1

IyN (e.g., ~ Dateexempt from p~or disclos~ C o d e I 1 ~ d i v . , ~ n t , ’, C o d e 2

: M eth~b u y , s e l l , ~m~dd!)~ :~ C~e 2 ] Code 1 b u y e r / s e l e r

( A - H ) o r i n t . ) ( J - P ) C o d e 3 ~emption) ~ { J - P ) [ ( A - H ) ( i f p f i v a l e

I03. Am~fic~ ~xp A Dividend 3 T

1 0 4 . Am~fipfis~ Fine A Dividend J T

1 0 5 , Be~shire H a~ None K T

1 0 6 . Bfight~int None J T

1 0 7 . Citi Group A Dividend J T

1 0 8 . Costco A Divide~td J T

1 0 9 . Fiserv Inc. None J T

1 1 0 . Flextronics None J T

1 1 1 . Home Depot A Dividend J 7’

1 1 2 . lntel Corp. A Dividend J T

1 1 3 . Johnson-Johnson A Dividend K T

1 I 4 . t.,SI Logic None J T

1 1 5 . Medtronic A Dividend J T

" i 1 6 . Microsoft A Dividend J T

1 1 7 , Southwest A irlines A Dividend J T

1 1 8 . Starbucks None J Tt

1 t 9 . Stryker A Dividend J T

F



FINANCIAL DISCLOSURE REPORT

Page 1 ! of 13] m~LSen, WILL~M F.

0 5 1 1 3 / 2 0 t 0

V II . ~V ESTM ENTS and TRUSTS - ~ . .. .. . ..

N O N E (No reportable income, assets, or transactions,)

A.~

a.

D¢~fiption of As~ts ’ lncon~ d~ng ~ G r o s s v a l u e a t e n d ]’mnsactions d~ng ~ing period

ofre~mngi~ludi~ trot ~sets) reposing ~fiod ~ ....

Plac¢ "(X )" aft ..... h .... t [Am o~tl Ty~(e.g., [ Value ] VMu¢ Ty~(~.g., Dat~ ~ Value [ Gain [ Identityofcxemptfmmpfiordi~closur~

~ (A-H ) ] o r im.) ~ ( J - P ) , Code3 ~m pti~n) : (J-P) ~ (A-H) (ifpdvam

120. Sysco Co~. A Dividend J T

121. Target A Dividend J T

122. TEVA Pharm A Dividend J T

123. W ellsFargo A Dividend J T

124.

125. Amer Cent lntl Growth Fund A Dividend K T

1 2 6 . ML Anmfity Ret Plus 27 A Dividend L T

1 ’ 2 7 . W est Coast Eq. Fund A Divideod K T

1 2 8 .

1 2 9 . SP’RMP 139

’ 130.ash--Richards Merrill Peterson A I n t e r e s t J U

1 3 ! , Bed Bath Beyond None J T

1 3 2 . Home Depot A Dividend J T

1 3 3 . Illinois Tool A Dividend J T

1 3 4 . Lord Abbott Affiliated Fund A Dividend 3 T

1 3 5 . Potash A Dividend J T



FINANCIAL DISCLOSURE REPORT

]~ f~ ~ po,~g ... .. . . . .. I ~ofR~p,,~]

Page 12 of 13 NIELSEN, W I L L I A ~ I F . 0 5 / 1 3 / 2 0 1 0

VIII. ADDITIONAL INFORMA TION OR EXPLA NATIONS. a~di~.~t~pur, o/R~por~.)



FINANCIAL DISCLOSURE REPORT INameofP ..... Reporting

1 Dale of Report

I

Page 1 3 of 13 t ~ I E L S ~ r ~ , W I L L I A M F . 0 5 / 1 3 / 2 0 1 0

IX. CERTIFICATION.

1 certify that all information given above (including information pertaining to my sponse and minor or dependen t children, if any) isaccurate, true, and com plete Io the best of my knowledge a nd belief, and that any information not reported ~vas withheld because it met applicable statutoryprovisions permitting non-disclosure.

l further certify thai earned incom e from outside employm ent and honoraria and the acceptance o f gifts which have been reported are incompliance w ith the provisions of 5 U.S.C. app.§ 501 et. seq., fi UoS.C. § 7353, and Judicial Conference regulations.

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FALLS TO FILE TillS REPORT MAY BE SUBJECT TO CIVIL

AND CRIMINAL SANCTIONS (5 U.S.C. app. § 104)

FI LI N G I N S TR U C TI ON S

Mail signed original and 3 additional copies to:

Committee on Financial Disclosure

Administrative Office of the United States CourtsSuite 2-301

One Columbus Circle, N.E.Washington, D.C. 20544

Documents

William F Nielson Financial Disclosure Report for 2009