William M Hoeveler Financial Disclosure Report for 2009

8/3/2019 William M Hoeveler Financial Disclosure Report for 2009

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n o 1 0 FINANCIAL DISCLOSURE REPORT R ~ p o . t R ~ q . i, ,. a b y t h e E t h i c ~in Government Act of 1978R ev . J / 2 0 ~ O FOR CALENDAR YEAR 2009 (5 u.s.c, a p p . 2 ~ " I 0 1 - I I1 )I. Person Reporting (last name, first, middle initial) 2. C o urt o r O rgan izatio n 3. D ate o f Repo rtHOEVELER, WILLIAM M. U, S, DISTRICT COURT 0 8ii 1 /2 0 1 0

4. Title (Article lli judges indicate active or senior status; 5a, Report Type (check appropriate type) 6. Reporting Periodmagistrate judges indicate full- or part-time) ~ Nomination. Date 0 1 / 0 1 1 2 0 0 9SENIOR U. S. D!STRICT JUDGE ["--I initial [~ Annual [---] Final to12/31/2009

5h. [] Amended Report7. Chambers or Office Address 8. On the basis of the infor~r, ation eoutaiued i~ this Report and anynlodificatious pertaining thereto, it is, in my opinion, in comptiance301 NORTH MIAMI AVENUE with applicable laws and regulations.9TH FLOORMIAMI, FLORIDA 33128 Reviewing Officer Date

IMPORTANT NOTES: The instructions accompanying this form must he followed. Complete atl parts,checMng the NONE baxJbr each part where J,ou have no reportable information. Sign on l~tpage,

~ NO NE ( No reportable positions..)pOSITION N A M E O F ORGANIZATION/ENTITY

I. TRUSTEE TILANSITION, INC, (NON-PROFIT REHABILITATION)

2. BOARD OF CON TRIBLITORS UNIVERSITY OF TEXA S, SCHOOL OF LAW "REV IEW OF LITIGATION3. CO-TRUSTEE WITH NO. TRUSr BANK TRUST #1, DECLAIL, VrlON OF TRUST, DATED 4\20\00

4. BOARD OF ADVISORS UNIVERSITY OF MIAMI SCHOOL OF LAW CENTER FOR ETHICS ANDPUBLIC SERVICE "."~ ~,,

5. ~ . . . . . - - - ~i? ; _0I: ~2-.~... ~II. A G R E E M E N T S . ( ~ , ~ o , ~ , , ~ i ,, a ~ . ~ a . . ~ o . ~ y ; ~ . . . p , ~ 4 - ~ o 1 ~ ~ . ~ i . ~ . ~ . . . ~ o , , ~ , ) ~Z " "

~ N O N E 0 V o reportable agreements.)~ p A R T IE S A N D T E R M S

1.


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FINANCIAL DISCLOSURE REPORT ~ .... f P .... R e p o r t i n g D a t e o f R e p o r tPage 2 of 10 HOEVELER, WILLIAM M . 08/13/2010

I II . N O N - IN V E S T M E N T I N C O M E . ~R ~pora..~ i .di~id,,.t . , ,a s. . . . . : se e p p . 1 7 - 2 4 of fiting instructions.)A. Fliers Non-investment Income

N O N E ( N o reportable non-investment income.)DATE SOURCE AND TYP~ I N C O M E(yo u rs , n o ~ s po u s e s)

2.

3.

4.

B . S p o u s e s N o n - I n v e s t m e n t I n c o m e - t1~o,, ,vere married during atLF portion of the reporting year, compt~te this section.(Dollar amot~nt not required e.xceptJbr honoraria.)

~ N O N E ~ o reportable non-investment income.)DATE SOLIRCE AND TYPE

I. 2009 SELF EMPLOYED - PHYSICAL THERAPIST

2.

3~

4.

I V . R E I M B U R S E M E N T S - - ,~ . .s .o ~ ,. ti o, .. todgi.~. ~.,od. ,, .er,oi ......(Includes tho.~e to spouse and dependen t children; see pp. 25-27 of/ling in~tr "tions )

N O N E (No reportable reimbursements.)~RCE DATES LOCATION PURPOSE ITEMS PAID OR PROVIDED

I,2.

3.4,


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FINANCIAL DISCLOSURE REPORT s ~ . ~ o , e ~ r , o o R . p ~ r t i .~J

D ~ . ~ o fn e p o r tPage 3 of 10 HOEVELER, ~LLIAM M. 08/13/20

V . G I F T S . a . ~ , , ~ , ~ , o ~ , o ~ o , . . .. . . a a w ~ , ~ , , ~ , u ~ , ~ : ~ , ~ ~ r . 2 ~ - ~ o f y u ~ ~ t , , ,~ o ~ . )NONE (No reportable g~fis,)

SOURCE DESCRIPTION VALUEt.2.3.4.

V I . L I A B I L I T I E S . t t . ~ t , d e . , h o ~ . , , ~ . . .. . .. d dependent vhildren; s e t .p p . 3 2 - 3 3 offlling i ......... tions,)N O N E (No reportable liabilities.)

CREDITOR DESCRIPTION VALUE CODE1 .

2.3.4.5~


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FINANCIAL DISCLOSURE REPORT ~ .... f P e r s o n R e p n r t i n g D a t e n f R e p n r tPage 4 of 1 0 n o ~ v ~ L E r ~ , W n ,L I A ~ M . 0 8 ; 1 3 / 2 0 ~ 0

V I I . INVESTMENTS and TRUSTS -- i~,. .......... ~,,,. tr ..... "lions (Includes tno~e of n~o~e and dependent children; see pp. 34-60N O N E ~ 0 reportable income, assets, or transctctior~.)

A. ~ B. C. D.D e s c r i p t io n o f A s s e t s Incnme during G r o s s v a l u e a ~ e n d T r a n s a c t i o u s d u r i n g r e p o r t i n g p e r i o d(including i~st assets) r e p o t t i n g p er i o d o f r e po rt i n g p er l e d .

e x e m p t f r o m p r i o r d is c l o s u r e ~ C o d e 1 i d i p . . r e n t . C o d e 2 M e t h o d b u y , s e l l , i m n U d ~ y y i/Codc i i b u y e r [ s e l l e r~ (A-~ ~ o r i n t . ) ( J - P ~ C o d e 3 r e d e m p t i n n ) ~ ( J - P ) ( A - H ) ( i f p r i v a t e[ [ ( Q - W ) / ~ t r a n s a c t i o n )1 . .TRUST ~1

2. - C SH Mierosot~ A Dividend J T Sold ~ 0 4 / 1 6 1 0 9 J B N o . T r ust B a n k(part)3. - No. Trust Money Market B Interest K T4. - C SH W ells F~rgo A Dividend J T5. Checking Account - Ban~.~f America, Coral A Interest K TGables, FL6. NOW Checking Account, No. Trust Bank, A loteresr J TMiami, FL7. - Coi~. Bond units - Emerson Electric BD B Interest 1, T8. - C S H G E C o r p A Dividend J T9. - C SH Ci:~co N o n e J " F (part)Sld 04/16!09 J No. Tnlst Bank

10 . - C SII Chevron\Texaco A Dividend J TII. - C SH Johnsonklohnson A Dividend J T

12 . - C S H Pepsico A Dividend J T13 . -C S H Un ited Tech A Dividend J T14 . - Bank o f America (CD) A Interest L

" 1 5 . - SH M F B N o F D s- ST K I n d e x F u n d ( N o sixI A Dividertd K T Buy 03/19/09 J No. Trust Bank(add l )16 . - SH MFB No Intl Equity Index Fund A Dividend J T Bu y 0 3 1 1 9t0 9 J No. Trust Bank

( N o i n x ) (addl)7. B uy 1 2 / 1 6! 0 9 J No . Trust Bank(addl)


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FINANCIAL DISCLOSURE REPORT N .... f P ..... R e p o r t l u g [ D a t e ~ f R e p o r tP a ge 5 o f 1 0 H O E V E L E R , W I I ,L I A M M .I

08/13/2010

V I I . IN V E S T M E N T S a n d T R U S T S - i , , , . o , , , e , , , ,~ t~ e , , . . . . . c t i , , , , , , (Inch,des those of spo ...... d dependent children; see pp. 34-6 0 oJflling instructions.)N O N E ( N o reportable income, assets, or transactions.)D e s c r i p t i o n o [ A ~ s e t s ~ [[lcolne during G R O S S v a l u e a ~ e n d T c a n ~ t i o n ~ d u r i n g r e p o r t in g p ~ r i o d( i n c l u d i n g t n ~ s t a s s c t s l r e p o r t n g p e r o d o f r e p o r t i n g p e r i o d

. V a h ~ e ~ Gain ldentitvofl a c e " ( X ) " a ~ c r e a c h a s s e t A m o u n t ~ T y p e ( e . g . , Value V alue T~e (e.g., [ Date ~ .e x e m p t f r o m p r i o r d i sc l o s u r e Code i d i v . , r e n t , C o d e 2 M e t h o d b u y . s e l i , [ mm/dd/yy Code 2 ~ C o d e I b u y e t i s e l l e ~[ A - H ) o r m r . ) ( J - P ) [ Code 3

r e d e m p t i o n ) ] ~ ( J -P ) : : ( A - tl ) ( i f p r i v a t e................................... :_ ............. ( Q - W ) t [ ~ I t ...... t i o n )

18 . - SH MF8 No Mid Cap Index Fund (Nomix) A Dividend J T Buy 0 3 1 1 9 / 0 9 J No. Trust Bank(addl)1 9 . . - C SH P&G A Dividend J T

2 0 . -C SH Accemure Ltd. Bermuda A D.ividend Sold 09/10/09 J No . Trust Bank2 1 . -C S H A F L A C A Dividen d So ld 04/16/09 J No Trust Bank2 2 . -C SH Apple N o n e J T

2 3 . - C SH E merson Electric A Dividend J -r2 4 . - c SH Hewlett Packard A Dividend J T2 5 . - C SI"! Kellogg A Dividend J T2 6 . - C SH Mcdonalds A Dividend Sold 09/15/09 J A No. Trust Bank2 7 . - C SH Medco N o n e J T2 8 . - C S[-I Natl Oilwell Varco N o n o J T2 9 . - C SH Schlumberger Ltd. A Dividend Sold 12/15/09 J No . Trust Bank

3 0 . - C SH V erizon A Dividend J T3 I. - C-SH Jacobs Engr Group N o n o Sold I 2 / 1 5 . / 0 9 J No. Trust Bank3 2 . - C SH W aters Corp N o n e Sold 03/27/09 J No . Trust Bank3 3 . - Corp IJnits IBM A Interest Matured 06/01/09 K

- Corp. Units Cit Grp Sold No. Trust Bank4 .


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FINANCIAL DISCLOSURE REPORT ~ , . . . .. r P . . . .. . ~ e p o r t ~ . g I r , ~ e o ~ R ~ p o r tPage 6 of 1 0 J .[ O E V r L r R , ~ /I L L [ A M M . 0 8 1 1 3 / 2 0 1 0V I I . I N V E S T M E N T S a n d T R U S T S -- ~, .... ,, v a l u e , t . . . . .. , i o , ~ ( l . c l n d e s those of sp ... . . . d dependent children; seep~ 3 4-6 0 of f i l ing instructions.)

N O N E (No reportable income, assets, or transactions.)

Description of Assels ~ income during Gross va~uc at end Traasactions during reportiag period(includiag t~st assct~) ~ r e po rt i n g p er i o d ~ f r e po rt i n g p er i o di (~) (2) (t) (~) 0) (~) ~ O) I (4~ ~ ....... ~ - ~ ) . . . . . . . .. . . . . . . ..

Place "(X)" after each asset Amount T#e (e,g., Value Value Type (c,g,, Dote ~ Valne] Oai~l ~ [doltily 0fe x e m p t f r o m p r io r d is c lo s u r e d iv . , r c m , C o d e 2 M e t h o d b u y , s e l l,Code m m / d( g yy ~ C o d e 2 ~ C o d e I b u y e r / s e l l e r, (A-}.1 o r i n t . ) ( J - P ) C o d e 3 r e d e m p t i o n ) ~ ( J - P ) ~ . ( A - I t ) ( i f p r i v a t e( Q - W ) l ] [ t r a n s a c t i o n )3 5 . - SH MFB N o. Emerging Mkt EquiD" F u n d A Dividend J T Bu y 03/19/09 J No. Trust Bank( N o e m x ) (addl)3 6 . - SH MFB N o~ Fds Fixed Income FD C Dividend Sold 02/18/~9 L B No . Trast Bank3 7 . - SH MFB No, High Yield Fixed Income B Dividend K TFund ~HFIX)

3 8 . - SH MFB No . Shor t Inter, US Go vt A Dividend K T Sold 0 3 1 1 9 / 0 9 K B No. Tms~ Bank(NS 1UXC) (par03 9 . - SH MFB N o. FDS Glo bal Real Estate A Dividend 2 Y B uy 01/30/09 J No, T~st BankI n d ex F D ( N G R E X )40 . - SH MFO Credit Suisse Commodity Fund A Dividend J T( C RS O X )4 I. -ITT Corp. Corn, A Dividend J T4 2 . -C SH B axter Intl A Dividend 1 T Sold 12/18/09 J No. Trust Bank(part)4 3 . -C SH Costco A Dividend J T44 . - C SH JP Mo rgan Chase A Dividend J T4 5 . - C SH Spectra Energy A Dividend .1 T4 6 . -MFB N o. Multi Mgr Sm Cap N MMSX N o n e J T B uy 0 3 / 1 9 1 0 9 J No . Trust Bank(addl)4 7 . -MFC ishares TR [.IS Treas. (TIP) A I n t e r e s t J T4 8 . -FedEx SH (x) A Dividend J T B uy 12ll8i09 J No. Trust Bank4 9 . -McKesson Corp SH (x) A Dividend J T B uy ! 1 2 / 1 8 / 0 9 1 J No. Trust Bank5 0 . -PG & E Corp. SH (x) A Dividend J T B uy 12/18/09 J No . Trust Bank5 1 . -Un ited Health Sll (x) A Dividend J T B uy 12/18/09 J No . Trust Bank


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FINANCIAL DISCLOSURE REPORTPage 7 of 1 0 ItOEVELER, W I L L I A M M . 0 8 / 1 3 / 2 0 1 0

VII. INVESTMENTS and TRUSTS -N O N E ~ o reportable income, assets, or transactions.)A . B . C. I D,D e s c r i p t i o n o f A s s e t s ~ I n c o m e d u r i n g Gross value at ~nd[ T ~ a n s a ~ t i o n s d o r i n g r e p o r t in g p e r i o d(including trust .... ts ) . Z y y o ? ~ i , , ~ p ~ i k ~~ (1) (2) (I) (~)_ ~ ..... (I): ~t ........... (2) :~(3) ..... ~4~ (5)i P l a c e " ( X ) " a f t e r e a c h a s s e t Amount Type (e .g . , V a l u e~ c x e m p l f r o m p r io r d i s c l o s u r e [ Code I d iv . , ren t , C o d e 2 ~ M ethod ] buy sel l ~ m m l d d , v y C o d e 2 C o d e i b u v e r d s e l [ e r

~ ( A - H ) i orint.) 0 " P ) ~ Code3 : r e d e m p t i o n ) J ~ ( J - P ) ~ ( A - H ) ~ ( i f p r i v a t e

5 2 . -Ho n e ywe l l In t l In c Sr NT -PAR (x ) A Interest K T B uy 02/23/09 K No. Trus t Bank5 3 . -Du Po n t E I De Ne m o u rs PAR (x ) B ]merest K T Bu y 02/23/09 K No. Trus t Bank5 4 . - M F C S P ~ G O L D T R G O L D S H ( x ) J T B uy 0 3! 30 /0 9 J No. Trus t Bank5 5 . - M F O P I M C O ( P C ~ I X ) S H ( x ) A Dividend J T Bu y 0 3 ~ , 3 0 /0 9 3 No. Trus l Bank5 6 . Trust ~I~5 7 . - Dav is ~ea l E s la t e Fund C las s B None J T5 8 . - Davis Financial Fund Class B None 3 T5 9 . - Eaton Vance WW Heal th Sciences Fnnd None J TClass B

6 0 . - Oppenheimer main St. Small Cap. fund CL A Dividend J TA6 1 . - Putnam Health Sciences Trust CL B A Dividend J T6 2 . - Putnam [nt] Eqtfity Fund CL B A Dividend J T6 3 . - Putnam Intl Capilal Opportunities Fund A Dividend J TCl. B

6 4 . - Citigroup Diversitied Futures Fund L N o n e K T6 5 . - Ann uity - Nationwide Life Insurance Co N o n e K T6 6 . - Federal Home L oan MIG Corp A Interest6 7 . - Ban k Deposit Program - Citibank A Interest J T

6 8 . B a n ~ e Y ~ l B r o k e r a , . . ~ A c c t M a o a g e d A c c o u n t S m i t h Dividend


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FINANCIAL DISCLOSURE REPORTPage 8 of 1 0 imEWL~ WILLIAM M . 0 8 / 1 3 / 2 0 1 0V I I . ~ V E S T M E N T S a n d T R U S T S -- ~ ...... ~, vah,e~ tr . . . .. . tions Hncludes those of sp . . . .. . . . d dependent children: seepp. 34 -60 of fi/ i, ,g instructions.)~ N O N E ( N o reportable income, assets, or transactions.)

A. B. C. D .D e s c r i p t i o n o f A s s e t s I n c o m e d u r i n g G r o s s v a l u e a t e n d T r a n s a c t i o n s d u r i n g r e p o r t i n g p a r i o d(inclnding ~st assets} r e p or t i n g p er i o d o f m p oa i n g p er i o d(t} (2) o) (~) {~) [ ~ " {s) [ {4} ~ (5 )P l a c e " ( X ) " a f t e r e a c h a s s e t A m o u n t T y p e ( e . g . Value V al~e T y p e ( e ~ g . , ~ Date V alu~ ~ G ain I d e n t i t y o fe x e m p t ~ o m p r i o r d is c l o s u r e C o d e I d i v . , r e n t , C o d e 2 M e t h o d b u y , s e l l , ~ m m / d d / y y Code 2 ] Code I b u ~ e r / s e l l e r( A - H ) ~ r i n t . ) ( J - P ) C o d e 3 r e d e m p t i o n ) ~ (J@) [ (A-H) ] ( i f I } r i ~ a t e( Q - W ) ~ 1 ~ t r a n s a c t i o n )6 9 . C G M Ro t h C o n v e r s i o n I RA ~S m i t hBarney7 0 . -AIM Mid Cap Core Equity Fund CL A A Interest J T7 1 , - American Balanced Fttnd CL B A I n t e r e s t J T7 2 . - Enterprise Small Co. Value Fund CL B A Interest 3 Y

7 3 . - Growth Fun d of America CL B A ]merest J T7 4 . - Morgan Stanley KLD Social Index Fund A I n t e r e s tCL [37 5 . - Putman Intl Equity Fund CL B A Interest7 6 . - Selignmn Capital Fund CL A A Interest J7 % - Seligman Cash Mgmt Fund A Interest J7 8 . -Seligman Global Tech Fund CL A A Interest J T

7 9 . - Seligman Co mmunications and In format.in N o n e J Tfund CL A; 8 0 . Say rigs Ace )trot ~ 1st N atl Bank of So. A I n t e r e s t J TMiami

8 1 . Checking Account ~ 1 st Natl Bank of So. A Interest J TMimai82. C SH Eastman Kodak,"~ 1 A I n t e r e s t J T

8 3 . C SH Prudential Financ ial Inc~ A I n t e r e s t J T1 8 4 .

(See Ct}hlml~s BI and O,1} F = $ 5 0 . 0 0 1 - $ 1 0 0 . 0 0 0 G :$100,{}01 - $1,01J 0 ,0( }(} HI : $1,{}00.001 - $5,1")1}0.000 |12 =More th an $5 ,000 .0002. Valtt Code.; J =$15 ,000 or less K : $ 1 5 . 0 0 1 $ 5 0 , 0 0 0 L =$50.1101 - $100,00.q M ~5 I O0,001 - $2 50,9 00


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FINANCIAL DISCLOSURE REPO RT N , ~ e o f P e r s o n R e p o r t i n gPage 9 of 1 0 ItOEVELER, W I L L I A M M , 0 8 / 1 3 / 2 0 1 0

VIII . ADDITIONAL INFORM ATION OR EXPLANATIONS.S E C T I O N V I I . I N V E S T M E N T S A N D T R U S T S .

Starting with Tru s t #I ~ these are~ holding listed below it, They are her sole f inan cial interest and respon sbilitv and 1 derive no interest or benefit fromthem. Line 68 is li~ted as a mad~~~" ~~;~unt and line 69 is a Roth Con version II, LA. ~ has no co ntrol ov er theholdings in these accoun ts and I haveno further in fonnation on them On Line 68 there is no name assomaled w~th It other than "i~h~q~ort saying Mar~aged Account. I" have listed the brokerage houseto help identify it. She neither chooses what is to be sold or bought in her listings.


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FINANCIAL DISCLOSURE REPORT N ...... f Person Reporting I D a t e o f R e p o t !P a ge 1 0 o f 1 0 H O E V E L r r~ , W I L L I A M M . 0 8 / 1 3 / 2 0IX. CERTIFICATION.

I certify that all information given above ( including information pertaining to my spouse and min or o r dependent children, if any) isaccurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met appficable statutoryprovisions permitting non-disclosure.l further certify that earned income from outside emplo),~nent and honoraria and the acceptance of gifts which have been reported are incompliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.

N O T E : A N Y I N D I V I D U A L W H O K N O W I N G L Y A N D W 1 L F U L L Y F A L S I F IE S O R F A I L S T O F I L E T H I S RE P O R T M A ~" B E S U B J E C T T O CI V ILA N D C R IM I N A L S A N C T I ON S ( 5 U . S .C . a pp . 1 0 4)

FILING INSTRUCTIONSMail signed original and 3 additional copies to:

Committee on Financial DisclosureAdministrative Office of the United States CourtsSuite 2-301One Columbus Circle, N.E.Washington, D.C. 20544

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William M Hoeveler Financial Disclosure Report for 2009