Download pdf - Bare Trustee Agreements Database · 80 CGO&V Pooled Funds (The) ... 164 Franklin Templeton Investment Corp. Canada Mutual Fund / Limited ... Bare Trustee Agreements INVESTMENT DEALERS

Bare Trustee AgreementsApproved Fund Managers as of

INVESTMENT DEALERS ASSOCIATION OF CANADAASSOCIATION CANADIEENE DES COURTIERS EN VALEURS MOBILIÈRES

January 31, 2007

Fund Manager Region Type of ProductsFunds covered by agreement

Mutual FundCanada@rgentum Management & Research Corp.1

Hedge FundCanadaAbria Alternative Investments Inc.2

Hedge FundOverseasAbria Diversified Arbitrage Fund Ltd.3

Hedge FundU.S.ABS Offshore Ltd.4

Mutual FundCanadaAccumulus Investment Management Ltd.5

Mutual FundCanadaAcker Finley Asset Management Inc.6QSATM Funds

Mutual FundCanadaAcuity Investment Management Inc.7

Mutual FundCanadaAderes Portfolio Management Limited8Aderes Mutual Funds

Mutual FundCanadaAEGON Fund Management Inc.9

Mutual FundCanadaAGF Funds Inc.10Enterprise mutual fundsAGF mutual funds20/20 Group Financial Inc.

GIC'sCanadaAGF Trust Company11

Mutual Fund / Segregated FundCanadaAIC Limited12

Mutual FundU.S.AIM Distributors Inc.13

Mutual FundCanadaAIM Funds Management Inc.14

Mutual FundOverseasAIM Global Management Company Ltd.15

GIC'sCanadaAldergrove Credit Union16

Labor Sponsored FundCanadaAlgonquin Power Venture Management Inc.17

Mutual FundCanadaAll-Canadian Management Inc.18

Mutual FundCanadaAlpha Strategic Partners Ltd.19

Mutual FundCanadaAltamira Investment Services Inc.20

Page 1 of 22Listing of Approved Fund Managers by Name


GIC'sCanadaAlternavest Capital Corp.21

Labor Sponsored FundCanadaAltruista Fund Inc.22Labour Sponsored Investment Funds

Labor Sponsored FundCanadaAltura Growth Fund (EVCC) Inc.23

Mutual FundCanadaAMI Private Capital24

Mutual FundCanadaAnchorage Management Ltd.25Abax Mutual Funds

Limited PartnershipCanadaAquilon Capital Corp.26

Hedge FundCanadaArrow Hedge Partners Inc.27

Pooled FundCanadaASG Financial Corp.28

Mutual FundCanadaAssante Asset Management Ltd.29Optima Strategy PoolsArtisan Portfolios

Hedge FundCanadaAsset Logics Capital Management Inc.30

Mutual FundCanadaAssociate Investors Limited / Leon Frazer & Assoc.31

Mutual FundCanadaATB Investment Management Inc.32

Mutual FundCanadaAugen Capital33Augen Resource Strategy Fund Inc.

Hedge FundCanadaAurion Capital Management Inc.34Aurion II Equity Fund

Mutual Fund / Labor Sponsored FundCanadaB.E.S.T. Capital Management Ltd.35Roynat Canadian Diversified Fund Inc.

GIC'sCanadaB2B Trust36

Hedge FundCanadaBalsam Capital Management Ltd.37

GIC'sCanadaBank of America, National Association (Canada Branch)38

OtherCanadaBank of Canada39

GIC'sCanadaBank of Montreal40

Mutual FundCanadaBank of Montreal Investment Management Ltd.41

GIC'sCanadaBank of Montreal Mortgage Corp.42

GIC'sCanadaBank of Nova Scotia43Montreal Trust Company of CanadaScotia Mortgage Corporation


Fund Manager Region Type of ProductsFunds covered by agreementBank of Nova ScotiaNational Trust Company / Victoria&Grey MortgageCorp.

Mutual FundOverseasBarclays International Funds Group Limited44

Mutual FundU.S.Bartlett & Co.45

Venture Capital FundCanadaBC Advantage Funds (VCC) Ltd.46

Mutual FundCanadaBeutel Goodman Managed Funds Inc.47

Venture Capital FundCanadaBio Future Capital Corp.48Bio FutureFund (VCC) Corp.

Mutual FundCanadaBiocapital Mutual Fund Management Inc.49

Mutual FundOverseasBISYS Funds Services (Ireland) Ltd.50Janus World Funds PLC

Mutual FundCanadaBlack Investment Management Ltd.51Retrocom Growth Fund

Hedge FundCanadaBlumont Capital Corp.52

Mutual Fund / Linked NotesCanadaBMO Nesbitt Burns Inc.53BMO Nesbitt Burns Group of Funds

GIC'sCanadaBMO Trust Company54Advisor's Advantage Trust

Mutual FundCanadaBolton Tremblay Funds Inc.55

Pooled FundCanadaBonavista Asset Management Ltd.56

GIC'sCanadaBorder Credit Union57

Mutual FundCanadaBPI Capital Management Corporation58

Mutual FundOverseasBPI International Funds Management Inc.59

Mutual FundCanadaBrandes Investment Partners & Co.60

Venture Capital FundCanadaBritish Columbia Discovery Fund (VCC) Inc.61

Income TrustCanadaBrookshire Raw Materials Group Inc.62Brokkshire Raw Materials (Canada) Fund

Mutual FundCanadaBullion Management Services Inc.63

Mutual FundCanadaBurgundy Asset Management Ltd.64

Pooled FundCanadaC.F.G. Heward Investment Management Ltd.65

Mutual Fund / Segregated FundCanadaC.I. Mutual Funds Inc.66Includes Synergy Asset Management



Mutual FundCanadaCaldwell Investment Management Ltd.67

Segregated FundCanadaCanada Life Assurance Company (The)68

Mutual FundCanadaCanadian Anaesthetists' Mutual Accumulating Fund Ltd.69

GIC'sCanadaCanadian Western Bank70

Mutual Fund / GIC'sCanadaCanadian Western Trust71

Mutual FundCanadaCanso Fund Management Ltd.72

Mutual FundCanadaCapital Alliance Ventures Inc.73

Mutual FundCanadaCapital International Asset Management Inc. - Canada74

Mutual FundCanadaCapstone Funds75Capstone Cash ManagementInternational Investment TrustInvestment Trust

Mutual FundCanadaCartier Mutual Funds Inc.76

Mutual FundCanadaCenterfire Capital Management Inc.77

Mutual FundCanadaCentral Guaranty Property Fund78

Pooled FundCanadaCGD Management Ltd.79Units of CGD Mortgage Fund (A QMFT)

Pooled FundCanadaCGO&V Pooled Funds (The)80CGO&V Balanced FundCGO&V Hazleton FundCGO&V Cumberland FundCGO&V Fixed Income FundCGO&V Enhanced FundCGO&V Equity Income Fund

Mutual FundCanadaChou Associates Management Inc.81Chou RRSP FundChou Associates Fund

Mutual Fund / GIC'sCanadaCIBC82

Mutual Fund / Segregated FundCanadaCIBC Asset Management Inc.83

GIC'sCanadaCIBC Investor Network84CIBC Mortgages Inc. (FLT)CIBC Mortgages Inc.CIBC Trust CorporationCIBCServices Hypothecaires CIBC Inc.

Mutual FundU.S.Citizen Funds85



Mutual FundCanadaClarington Funds Inc.86

Mutual FundCanadaClean Environment Mutual Funds Ltd.87

GIC'sCanadaCoast Capital Savings Credit Union88

GIC'sCanadaCoastal Community Credit Union89

GIC'sCanadaCommunity Trust Company Ltd.90

GIC'sCanadaConcentra Financial Services Association91

Mutual FundCanadaConnor Clark & Lunn Investment Management Funds92

Mutual FundCanadaConnor Clark & Lunn Managed Portfolios Inc.93

Pooled FundCanadaCornerstone Investment Counsel Ltd.94Blueprint Global Strategies Pool

Mutual FundCanadaCorporate Mortgage Fund Ltd.95

Mutual FundCanadaCounsel Wealth Management96

Labor Sponsored FundCanadaCovington Entrepreneur Fund Limited Partnership Inc.97

Mutual FundCanadaCredit Suisse Inc.98GAF International Fund

Mutual Fund / Limited PartnershipCanadaCreststreet Asset Management Ltd.99

Hedge FundCanadaCreststreet Investment Management Ltd.100Creststreet Energy Hedge FundCreststreet RSP Energy Hedge Fund

Mutual FundCanadaCrocus Investment Fund*101

Hedge Fund / Principal Protected NoteCanadaCrown Hill Asset Management Inc.102

Mutual Fund / Common SharesCanadaCrown Ventures Fund Inc.103

Mutual FundCanadaCrystal Wealth Management System Ltd.104

Hedge FundCanadaCrystalline Mgt Inc. / Gestion Cristallin Inc.105

Mutual FundCanadaCT Fund Services Inc. (Canada Trust)106

Mutual FundCanadaCTI Fonds Mutuels Inc.107

Pooled FundCanadaCypress Capital Management Ltd.108



Mutual FundCanadaDean Knight Bond Fund109

Hedge FundCanadaDelta One Capital Partners Corp.110

GIC'sCanadaDesjard. Cais. of Québec & Fédér. des Cais. Desjard. du Québe111

GIC'sCanadaDesjardins Credit Union Inc.112

GIC's / OtherCanadaDesjardins Financial Security Life Assurance Co.113

Limited PartnershipCanadaDesjardins Global Asset Management Inc.114

Mutual FundCanadaDesjardins Trust Inc.115Maestral Funds

Mutual FundCanadaDGC Entertainment Ventures Corp.116

Mutual FundCanadaDimensional Fund Advisors Canada Inc.117

Mutual FundCanadaDominion Equity Resource Fund Inc.118

Mutual FundCanadaDuncan Ross Associates Ltd.119

GIC'sCanadaDundee Bank of Canada120

Mutual FundCanadaDynamic Ventures Opportunities Fund Ltd.121

Mutual FundU.S.Eaton Vance Distributors122

GIC'sCanadaEffort Trust Company (The)123

Mutual FundCanadaEfunds Asset Management Ltd.124eFunds Bloomberg U.S. Internet Index Fund

Mutual FundCanadaElliot & Page Ltd.125

Mutual FundCanadaElysium Wealth Management Inc.126CEO Funds

Mutual FundCanadaEmerging 3rd.Millennium.com Inc.127EMF LifeScience Fund

Segregated FundCanadaEmpire Life Insurance Company128

Mutual FundCanadaEnervest Funds Management Inc.129

Mutual FundCanadaEnsis Growth Fund Inc.130

Pooled FundCanadaEpic Capital Management Inc.131Epic Tabacon North American Diversified Fund LPEpic Limited PartnershipEpic Limited Partnership II


Fund Manager Region Type of ProductsFunds covered by agreementEpic RSP Trust

Mutual FundCanadaEquilibrium Capital Management Inc.132

GIC'sCanadaEquisure Trust Company133

GIC'sCanadaEquitable Trust Company (The)134

Mutual FundCanadaEthical Funds Inc.135

Mutual FundCanadaEvolution FM Inc.136Avix & Azura Funds

Mutual FundCanadaExcalibur Investment Strategies Inc.137

Mutual FundCanadaExcel Funds Management Inc.138

Pooled FundCanadaFacet Funds Canada Management Inc.139

Mutual Fund / Pooled FundCanadaFaircourt Asset Management Inc.140Faircourt Pooled Monthly Income Fund (Pooled Fund)Faircourt Dividend Fund (Mutual Fund)

Pooled FundCanadaFelcom Management Corp.141Galaxy Pooled Investment Funds

Mutual FundOverseasFidelity International Limited142

Mutual FundCanadaFidelity Investments Canada Ltd.143

Mutual FundCanadaFiducie Desjardins Inc.144

Pooled FundCanadaFirst Associates Asset Management145Discipline Leadership MultiFund

Mutual FundCanadaFirst Grenadier Fund Management Inc.146

Mutual FundCanadaFirst Horizon Capital Corp. (Horizons Funds)147Portfolio Plus & Horizons Multi-Assets Futures Ltd

Mutual FundCanadaFirst Mercantile Currency Corporation (The)148First Mercantile Currency Fund (The)

Labor Sponsored FundCanadaFirst Ontario Labour Sponsored Investment Fund149

Mutual FundU.S.Firstar Trust Company150Nicholas Family & Dodge Cox FundsHotchkis & Wiley Funds

Mutual FundCanadaFleming Asset Management (Canada) Inc.151

Hedge FundCanadaFolk WorldMarkets Inc.152

Mutual FundCanadaFondaction, Le Fonds De Develop. de la Confed. des Synd. Nati153

Mutual FundCanadaFonds Cote 100154



Mutual FundCanadaFonds des Professionels du Quebec155

Mutual FundCanadaFonds Desjardins (Fiducie Desjardins)156

Mutual FundCanadaFonds D'investment REA Inc.157

Mutual FundCanadaFonds Ferique158

Mutual FundCanadaFonds Immobilier Maximma / Exar159

Mutual FundCanadaFonds Optimum160

Mutual Fund / Hedge FundCanadaFormula Growth Limited161Formula Growth Hedge Funds Class AFormula Growth FundFormula Growth Hedge Funds Class F

Pooled FundCanadaFoyston, Gordon & Payne Inc.162Family of Pooled FundsFGP Funds

Mutual FundCanadaFrank Russell Canada Limited163

Mutual Fund / Limited PartnershipCanadaFranklin Templeton Investment Corp.164Franklin Templeton Mutual FundsTempleton Limited PartnershipBissett Mutual Funds

Mutual FundU.S.Franklin Templeton Investor Services165Franklin California, Tax Free Income Fund

Mutual FundCanadaFriedberg Mercantile Group166

Mutual FundCanadaFront Street Capital Inc.167Tuscarora Energy Growth Fund Inc.

Mutual FundCanadaFront Street Capital Mutual Funds Ltd.168Front Street Canadian Equity FundFront Street Diversified Income FundFront Street Resource Fund

Mutual FundCanadafrontierAlt Orbit Funds Management Limited169Orbit mutual fundsfrontierAlt mutual funds

Mutual FundCanadaFrontierAlt Refco Management Futures Fund170frontierAlt refco Managed Futures Fund

Mutual FundU.S.Gabelli Funds (The)171

Pooled FundCanadaGalileo Equity Management Inc.172Galileo Conservative Growth FundGalileo Balanced FundGalileo Special Equity Fund

Limited PartnershipCanadaGateway Growth Funds LP173



Mutual FundCanadaGBC Asset Management Inc.174

Pooled FundCanadaGenus Capital Management175

Mutual FundCanadaGeorgian Capital Partners Inc.176

Mutual FundCanadaGestion de placements Valorem Inc.177

Hedge FundCanadaGiraffe Capital Corp.178Giraffe Capital Limited Partnerships

Mutual FundU.S.Global Asset Management (USA) Inc.179

Mutual FundOverseasGlobal Manager Limited180

Mutual FundCanadaGlobal Strategy Financial Inc.181Global Strategy Investment Funds

Pooled FundCanadaGlobevest Capital Inc.182

Mutual FundCanadaGlobinvest Funds Management Inc.183

Mutual FundCanadaGluskin Sheff & Associates Inc.184GS&A RRSP Fund

Mutual FundCanadaGolden Opportunities Fund Inc.185

Mutual FundCanadaGoldfund Ltd. / Goldtrust186

Mutual FundCanadaGoodman and Co.187Dynamic Mutual Funds

Mutual FundCanadaGoodwood Inc.188Goodwood Funds

OtherCanadaGovernment of Quebec189

Mutual FundCanadaGreydanus Management Inc.190

Mutual FundCanadaGreystone Capital Management Inc.191

Limited PartnershipCanadaGroundlayer Capital Inc.192The Alpha II Fund

Mutual FundU.S.GT Capital Management Inc.193

Mutual FundOverseasGT Global Distributors Limited194Invesco

Mutual FundCanadaGuardian Group of Funds Ltd. (The)195

Mutual FundCanadaGuardian Timing Services Inc.196Canadian Protected FundFirst American FundProtected American Fund



GIC'sCanadaGulf & Fraser Fisherman's Credit Union197

Mutual FundCanadaHalcyon Fund Management198

Mutual FundCanadaHartford Investments Canada Corp.199

Mutual FundCanadaHemisphere Capital Corp.200

Pooled FundCanadaHendrickson Financial Inc.201

Mutual FundCanadaHercules Funds (TD Trust)202Hercules World Bond FundHercules Pacific Basin Value FundHercules European Value FundHercules latin American Value FundHercules Global Short-Term FundHercules North American Growth and Income Fund

Mutual FundCanadaHesperian Capital Management Ltd.203Norrep Group of Funds

Mutual FundCanadaHighstreet Asset Management Inc.204

Mutual FundCanadaHillsdale Investment Management Inc.205

Mutual FundCanadaHodgson, Roberton, Laing206

GIC'sCanadaHome Trust Company207

Pooled FundCanadaHR Strategies Inc.208

Mutual FundCanadaHSBC Bank Canada209Structured Alternative Investment Return Securities

Mutual FundCanadaHSBC Investment Funds (Canada) Inc.210

Mutual FundCanadaI.A. Michael Investment Counsel Ltd.211ABC Funds

Labor Sponsored FundCanadaImpax Funds Management Inc.212Impax Venture Fund Inc.

Mutual FundCanadaIndustrial Alliance Fund Management Inc.213

Segregated FundCanadaIndustrial-Alliance Pacific Life Insurance Company214

Mutual FundCanadaInfinity Investment Counsel Ltd.215

Limited PartnershipCanadaInfinity Private Equity Limited Partners216

Mutual Fund / GIC'sCanadaING Bank of Canada217

Mutual FundCanadaING Investment Management Inc.218



Mutual FundCanadaInnovacap Capital Corp.219

Mutual FundCanadaIntegra Capital Management Corp.220

Mutual FundOverseasInvestec Asset Management Guernsey Ltd.221

Mutual FundCanadaInvestor Group Investment Management Ltd.222IG Investment

Mutual Fund / Labor Sponsored FundCanadaIPM Funds Inc.223

GIC'sCanadaIsland Savings Credit Union224

Pooled FundCanadaJ.C. Clark Ltd.225

Mutual FundCanadaJarislowsky Fraser Co. Ltd.226

Mutual FundCanadaJC Hood Investment Councel Inc.227Hood Enhanced Income Fund (Class A & B)

Mutual FundCanadaJohn D. Hillery Investment Counsel Inc.228Margin of Safety Fund

Mutual FundCanadaJones Heward Investment Management Inc.229

Hedge FundCanadaJove Investment Management Inc.230Webb Asset Mgmt. Cdn Performance Fund Class AWebb Asset Mgmt. Cdn Performance Fund Class IWebb Asset Mgmt. Cdn Performance Fund Class F

Mutual FundCanadaJuniper Fund Management Corp.231

Pooled FundCanadaK J Harrison & Partners Inc.232

Pooled FundCanadaKBSH Capital Management Inc.233Disciplined Leadership funds

Unit TrustCanadaKingsdale Leasing Inc.234

Mutual FundCanadaKingwest and Company235Hotei Fund

Mutual FundCanadaKingwest Managed Portfolios236

GIC'sCanadaLa Caisse Populaire de Shippagan Ltee237

Exchange Traded DerivativesCanadaLake Shore Asset Management Inc.238

Mutual FundCanadaLaketon Investment Management239

Mutual FundCanadaLakeview Asset Management Inc.240Disciplined Leadership fundsLakeview KBSH funds



Pooled FundCanadaLandry Morin Inc.241

GIC'sCanadaLaurentian Bank of Canada242Includes B2B Trust term deposits

Hedge FundCanadaLawrence Asset Management Inc.243

Labor Sponsored FundCanadaLawrence Enterprise Fund Inc. LSVCC244

Mutual FundCanadaLe Fonds de Slidarite des travailleurs du Quebec (F.T.Q.)245

Mutual FundCanadaLegg Mason Canada Inc.246

Mutual FundOverseasLegg Mason Global Funds PLC247

Mutual FundOverseasLegg Mason Select Funds PLC248

Mutual FundU.S.Legg Mason Wood Walker Inc.249

Mutual FundCanadaLeith Wheeler Funds250

Mutual FundCanadaLeon Frazer & Associates Ltd.251

Mutual FundCanadaLes Fonds Diamant Inc.252Fond communs de placement

Mutual FundCanadaLes Fonds D'Investissements Specialises Du Quebec Inc.253

Pooled FundCanadaLighthouse Private Client Corp.254Lighthouse Fund

Mutual FundCanadaLincluden Management Ltd.255

Mutual FundCanadaLion Funds Management Inc.256

Mutual Fund / Pooled FundCanadaLionridge Capital Management Inc.257

Mutual FundCanadaLogix Asset Management Inc.258

Mutual FundCanadaLotus Group of Funds (National Trust)259

GIC'sCanadaM.R.S. Trust Company260Short Term DepositGuaranteed Investment CertificateMoney MaximizerStock Indexed GICSelf-Directed RRSP Cash Account

Mutual Fund / Segregated FundCanadaMackenzie Financial Corp.261

Hedge FundCanadaMagna Vista Investment Management262



Linked NotesCanadaMain Street Capital Management263Main Street Global Note, Series I

Mutual Fund / Pooled FundCanadaMajorica Asset Management Corp.264Including Majorica Bond Fund Class A, F & I

Hedge FundOverseasMan Investments AG265

Hedge FundCanadaMan Investments Canada Corp.266

GIC's / Segregated FundCanadaManufacturers Life Insurance Co. (The)267Deferred Annuities

GIC'sCanadaManulife Bank of Canada268

Segregated FundCanadaManulife Financial269

Mutual FundCanadaManulife Securities International Ltd.270

Hedge FundCanadaMaple Securities Canada Limited271Maple Funds

GIC'sCanadaMaple Trust Company272

Mutual FundCanadaMarathon Resource Fund273

Pooled FundCanadaMarquest Investment Council Inc.274Marquest Investment FundMarquest Bridge Fund

Mutual FundCanadaMavrix Fund Management Inc.275

Mutual FundCanadaMawer Investment Management276

GIC'sCanadaMCAN Mortgage Corporation277

Mutual FundCanadaMcDonald Investment Management278

Mutual FundCanadaMcElvaine Investment Management Ltd.279The McElvaine Investment Trust

Mutual FundCanadaMcLean Budden Limited (Royal Trust)280

Mutual FundCanadaMD Management281MD Group of Funds

Mutual FundCanadaMD Private Trust Company282

Mutual FundOverseasMellon Global Management Ltd.283

Mutual FundCanadaMeritas Financial Inc.284

Linked NotesCanadaMerrill Lynch Canada Inc.285



Mutual FundCanadaMiddlefield Fund Management Ltd.286

Mutual FundCanadaMillenium Group of Funds287Millenium Next generation FundMillenium Diversified Fund

Mutual FundCanadaMineralFields / EnergyField Multi Series Fund Inc.288

Mutual FundCanadaMontrusco Bolton Investment Inc.289

Hedge FundCanadaMountainview Asset Management Ltd.290

Mutual FundCanadaMT Associates Investment Counsel Inc.291

Mutual FundCanadaMulvihill Fund Services Inc.292

Pooled FundCanadaNatcan Investment Management Inc.293

GIC'sCanadaNational Bank of Canada294Natcan TrustNational Bank Trust

Mutual FundCanadaNational Bank Securities Inc.295First Marathon Inc.National Bank Mutual Funds

Segregated FundCanadaNational Life296

Mutual FundCanadaNational Trust Company297Tourism & Entertainment Growth Fund Inc.Family of Funds

Hedge FundCanadaNavigator Capital Management Inc.298

Mutual FundCanadaNavigator Fund Company Ltd.299

Mutual FundCanadaNBF Emissary Turnkey Solution LP300

Mutual FundCanadaNCE Financial Corp.301

Venture Capital FundCanadaNDI Life Sciences Fund (VCC) Ltd.302

Mutual FundCanadaNetwork Options Opportunity Fund Trust303

Mutual FundCanadaNewport Partners Inc.304

Mutual FundOverseasNewton Fund Managers (C.I.) Ltd.305

Mutual FundCanadaNexGen Financial Limited Partnership306

Pooled FundCanadaNF Capital Management Ltd.307



Mutual FundCanadaNGB Management Inc.308

Mutual FundCanadaNN Financial309NN Canadian Growth

Mutual FundCanadaNoram Capital Management310

Mutual Fund / Pooled FundCanadaNorbourg Gestion D' Actifs Inc.*311

Mutual Fund / Hedge FundCanadaNorshield Asset Management (Canada) Ltd.*312Olympus United Funds Corporation

Mutual FundCanadaNorth American Trust Company / Cornerstone313Cornerstone mutual funds

Mutual FundCanadaNorth Growth Management Ltd.314

Limited PartnershipCanadaNorth Point Capital (IF) Corp.315North Point Capital Income Limited Partnership

Mutual FundCanadaNorthern Rivers Capital Management Inc.316Capital Appreciation Fund Series A and Series F unitsNorthern Rivers Monthly IncomeNorhtern Rivers Innovation RSP Fund

GIC'sCanadaNorthern Savings Credit Union317

Mutual FundCanadaNorthwest Life Assurance Company of Canada (The)318

Mutual FundCanadaNorthwest Mutual Funds Inc.319

Mutual FundU.S.Nottingham Management Company (The)320New Providence Global Value Fund Offshore InvestorsNew Providence Global Value Fund

Mutual FundCanadaO'Donnell Asset Management Corp.321

Mutual FundCanadaO'Donnell Investment Management Corp.322

Mutual FundCanadaOHA Investment Management Ltd.323CentrePost Group of Funds

GIC'sCanadaOmista Credit Union Limited324

Mutual Fund / Hedge Fund / GIC'sCanadaOne O'Brien Neufeld Financial Corp. (One Financial)325

Hedge FundCanadaOne Signature Financial Corp.326High Income and Dividend Funds

Mutual FundCanadaOntario Teacher's Group Investment Fund327

Linked NotesCanadaOpensky Capital Limited328

Mutual FundCanadaOrigin Capital Management Ltd.329OCM Energy Total Return Fund

GIC'sCanadaPacific & Western's eTrust of Canada Inc.330



Mutual FundCanadaPacific Capital Management Ltd.331Pacific Special Equity Fund

Private Equity FundCanadaPalisade Capital Limited Partnership332

Private Equity FundCanadaPalisade Capital Management Ltd.333Palisade Capital Fund

Limited PartnershipCanadaPalos Management Inc.334Palos Income Trust Fund LP

GIC'sCanadaPeace Hill Trust Company335

Labor Spons. Fund / Ven. Cap. FundCanadaPenderFund Capital Management Ltd.336

GIC'sCanadaPeoples Trust Company337

Mutual FundCanadaPerennial Asset Management Corp.338Perennial Fixed Income PortfolioPerennial Canadian Equity Portfolio

Hedge FundCanadaPerformance Group Ltd.339

Mutual FundOverseasPermanent Value Asset Management Ltd.340

Hedge FundCanadaPescara Partners Inc.341

Mutual FundCanadaPeter Cundill & Associates Ltd.342

Mutual FundCanadaPhillips, Hager & North Ltd.343

Hedge FundCanadaPicton Mahoney Asset Management344

Mortgage Investment FundCanadaPillar Financial Services Inc.345

Mutual FundCanadaPortus Asset Management / Paradigm Asset Mgt Inc.*346

Hedge Fund / Linked NotesCanadaPro-Hedge Funds Inc.347

Mutual FundCanadaPursuit Financial Management Corp.348

Mutual FundCanadaPutnam Investment Inc.349

Mutual FundCanadaQtrade Fund Management Inc.350

Hedge FundCanadaQuadrexx Asset Management Inc.351

Mutual FundCanadaQuebec Growth Fund352

Mutual Fund / Labor Sponsored FundCanadaQuorum Expansion Capital Fund Inc.353



Pooled FundCanadaQuorum P.I.P.E. Management Inc.354

Pooled FundCanadaQwest Energy Capital Management Corp.355

Mutual FundCanadaQwest Energy Investment Management Corp.356

Mutual FundCanadaR.A. Floyd Capital Management Inc.357Floyd Growth Fund

Pooled FundCanadaR.E.G.A.R. Gestion Privee Inc.358

Mutual FundCanadaR.N. Croft Financial Group Inc.359

Linked NotesCanadaRBC Dominion Securities Inc.360

Mutual FundCanadaRBC Funds Inc.361Royal Mutual Funds Inc.Royal TrustRoyFund

Mutual Fund / Pooled FundCanadaReal Assets Investment Management Inc.362

Hedge FundCanadaRedwood Asset Management Inc.363

Mutual FundCanadaRefco Futures (Canada) Ltd.364Refco Assisted Futures Trust

Hedge FundOverseasRefco SphinX Managed Futures Index Fund Ltd.365

Mutual FundCanadaResearch Capital Corp.366

GIC'sCanadaResmore Trust Company367

Mutual FundCanadaResolute Funds Ltd.368

Mutual FundU.S.Robertson Stephens Contrarian Fund369

Hedge FundCanadaRobson Capital Management Inc.370Robson Van Eck Hard Assets Fund (Series A & F)

Mutual Fund / Segregated FundCanadaRockwater Asset Management Inc.371

Labor Sponsored FundCanadaROI Management Ltd.372

Segregated FundCanadaRoyal & Sun Alliance Life Insurance Co. (Canada)373

GIC'sCanadaRoyal Bank of Canada374Merchant Private TrustRoyal Trust Corp.Royal Bank of CanadaRoyal Trust Company (The)Royal Bank Mortgage Corp.


Fund Manager Region Type of ProductsFunds covered by agreementConnor Clark Private

Mutual FundCanadaRoyal Trust Company (The)375First Trust Canada FundsThe First American FundRT Capital Inc.T.A.L. Private Management Pooled FundsT.A.L. Investment Pooled FundsClassified Investment TrustsThe Protected American Fund

Mutual FundCanadaRoyal Trust Mutual Funds Patnership376

Mutual FundCanadaRoycom Advisors Inc.377Roycom-Summit Funds

Mutual FundCanadaS. Liberman & Company Ltd.378Abacus Funds

Limited PartnershipU.S.Safe Harbor Canada LP379

Mutual FundCanadaSagit Investment Management Ltd.380

Mutual FundCanadaSalida Multi Strategy Hedge Fund381

Mutual FundU.S.Sanford C. Bernstein & Co. LLC382

Mutual FundCanadaSarbit Asset Management Inc.383

Hedge FundCanadaSavoy Capital Management Ltd.384Gladiator Absolute Return Cdn Equity Fund

Mutual FundCanadaSaxon Group of Funds385

Mutual Fund / Hedge FundCanadaSceptre Investment Counsel Ltd.386

Hedge FundCanadaScivest Alternatives Strategies Inc.387

Hedge FundOverseasScivest Offshore Alternative Strategies Inc.388

Mutual FundCanadaScotia Capital Inc.389Cassels Blaikie Canadian Fund (U.S.)

Mutual FundCanadaScotia Securities Inc.390

Mutual FundOverseasScotiabank & Trust (Cayman) Ltd.391

Mutual FundCanadaScudder Canada Investor Services Ltd.392

Pooled Fund / Limited PartnershipCanadaSD Baker & Associates Inc.393

Mutual FundCanadaSeamark Asset Management Ltd.394

Mutual FundCanadaSEI Investment Canada Company395



Mutual FundCanadaSentry Select Capital Corp.396

Hedge FundCanadaSextant Capital Management Inc.397Sextant Strategic Opportunities Hedge Fund LP

Mutual FundCanadaSogefonds, MFQ Inc.398

Pooled FundCanadaSoundvest Capital Management Ltd.399Soundvest North American Opportunity Pool

Mutual FundCanadaSpectrum Bullock Financial Services Inc.400Spectrum Mutual FundCalvin Bullock

Hedge FundOverseasSphinx Providence Ltd.401

Mutual Fund / Limited PartnershipCanadaSprott Asset Management Inc.402

Mutual FundCanadaSprott Securities Inc.403

Mutual FundCanadaStandard Life Mutual Funds Ltd.404

Mutual FundCanadaStandard Life Trust Company405

Mutual FundCanadaStanley Investment Management Ltd.406Resolute Funds

Hedge FundCanadaStanton Asset Management Inc.407

GIC'sCanadaStella Maris Credit Union Ltd.408

Pooled Fund / Unit TrustCanadaStirling International Asset Management Inc.409

Mutual FundCanadaStone & Co. Limited410

Mutual FundCanadaStrata Mutual Funds Limited411

Mutual FundCanadaStrategic Value Funds Management Inc.412

Mutual FundCanadaStrathy Investment Ltd.413

Pooled FundCanadaSuccessful Investor Wealth Management Inc.414

Segregated FundCanadaSun Life Assurance Co. (Canada)415Individual Variable Insurance Contracts

GIC'sCanadaSun Life Financial Trust Inc.416

GIC'sCanadaSunshine Coast Credit Union417

GIC'sCanadaSurrey Metro Savings Credit Union418



Mutual FundCanadaT.E. Investment Counsel Inc.419Prosperity Mutual Funds

Hedge FundCanadaTactic Series Funds Inc.420Tactic Series Van Diversified Notes, Series 1Principal Protected Notes

Mutual FundCanadaTD Asset Management Inc.421

Mutual FundCanadaTDK Fund Management Inc.422

Mutual FundOverseasTempleton Global Advisors Ltd.423

Limited PartnershipCanadaTerra Fund Management Ltd.424Terra 2006 Energy Flow-Through Limited PartnershipTerra 2006 Mining Flow-Through Limited PartnershipTerra 2007 Energy & Mining Flow-Through Limited Partnership

GIC'sCanadaTerrace & District Credit Union425

Pooled FundCanadaTetrem Capital Partners Ltd.426

Mutual FundCanadaThales Administration Inc. (Refco Assisted Futures Trust)427

Pooled FundCanadaThales Fund Management Inc.428Thales Active Asset Allocation FundWellington West Asset Allocation Fund

Pooled FundCanadaThornmark Asset Management Inc.429Thornmark Investment Funds

Mutual FundCanadaTitan Investment Management Corp.430

Mutual FundCanadaTop 50 Financial Group431

Hedge FundCanadaTower Asset Management Inc.432AGII Performance FundAGII Bond Fund

Mutual FundCanadaTradex Management Inc.433

Segregated FundCanadaTransamerica Life Insurance Co. (Canada)434

Pooled FundCanadaTrapeze Asset Management Inc.435Adaly Opportunity FundTrapeze Value Trust

Hedge FundCanadaTremont Capital Management Corp.436

Mutual FundCanadaTriax Growth Fund Inc.437

Linked NotesCanadaTricycle Capital Corp.438The Canadian Wheat Board Managed Futures NotesBusiness Development Bank of Canada Managed Futures Notes

Mutual FundCanadaTrillium Growth Capital Inc.439



GIC'sCanadaTrimark Trust440

Mutual FundCanadaTristar Mutual Funds441

Mutual FundCanadaTrust General Funds442

Mutual FundCanadaTrust Pret et Revenu443

Pooled FundCanadaTurtle Creek Asset Management Inc.444Turtle Creek Investment Fund

Mutual FundCanadaTuscarora Capital Inc.445Multiple Opportunities FundSpecial Opportunities Fund

Pooled FundCanadaTW & Company Investment Management Inc.446TW & Co. Global Value Fund (Series A & O)

Mutual FundCanadaTwenty-First Century Funds Inc.447

Mutual FundOverseasU.S. Dollar Floating Rate Fund Ltd.448

GIC'sCanadaUbiquity Financial449

Pooled FundCanadaUBS Global Asset Management (Canada) Co.450UBS (Canada) Balanced Fund A

Mutual FundCanadaUnited Financial Management Ltd.451

Mutual FundCanadaUniversity Avenue Management Ltd.452B.E.S.T. Discoveries Fund

Mutual FundCanadaValue Contrarian Asset Management Inc.453

Mutual FundCanadaValue Partners Investment Inc.454

Private Equity FundCanadaVan Arbor Asset Management Ltd.455Van Arbor Asset Management Ltd.Van Arbor Cdn Advantage FundVan Arbor US Advantage Fund

GIC'sCanadaVancouver City Savings Credit Union456

Mutual FundCanadaVenGrowth Investment Fund Inc.457

Labor Sponsored FundCanadaVentureLink Capital Corp.458

Mutual FundCanadaVertex One Asset Management Inc.459

Mutual FundCanadaVision Europe FDS, (European INV.)460

Mutual FundOverseasVoyager Asset Management Ltd.461Voyageur Asset Management Ltd.


Fund Manager Region Type of ProductsFunds covered by agreementVoyager US Treasury High Yield Fund Ltd.

Mutual Fund / Pooled FundCanadaWatermark Capital Management Inc.462Watermark Partners Value Fund

GIC'sCanadaWatrous Credit Union Ltd.463Term Deposits Guaranteed by Credit Union Deposit Guarantee Corp.

Mutual FundU.S.Weiss, Peck & Greer LLC464

Mutual FundCanadaWestern Growth Investments Fund Ltd.465

Mutual Fund / Segregated Fund / GIC'sCanadaWestminster Savings Credit Union466

Mutual FundCanadaWickham Investment Counsel Inc.467

GIC'sCanadaWindsor Family Credit Union468

Mutual FundCanadaWorkers Investment Fund469

Labor Sponsored FundCanadaWorking Opportunity Fund (EVCC) Ltd.470

Labor Sponsored FundCanadaWorking Ventures Canadian Fund Inc.471

Mutual FundU.S.Wright Investors' Service Distributions Inc.472Wright Managed Income TrustWright Managed Equity TrustWright Managed Blue Chip SeriesTtrustCatholic Values Investment TrustWright Blue Chip Master Portfolio TrustWright EquiFund Equity Trust

Mutual FundCanadaYield Management Group Inc.473

Mutual FundCanadaZenith Management & Research Corp.474

Segregated FundCanadaZurich Life Insurance Co. (Canada)475

One of the ways for book entry investment products (including investment funds, guaranteed investment certificates and other evidence of deposits) issued by a company or its agent to be considered and acceptable securities locations, is for the company or its Agent to sign a custody agreement with the IDA outlining the terms upon which such securities are deposited and including provisions that no use or disposition of the securities shall be made without the prior written consent of the Member and the securities can be delivered to the Member promply on demand. The IDA has executed these agreements on behalf of SRO members in order to reduce the need for the company or its Agent to enter into individual agreements with each Member it deals with.

Another way for the company or its Agent to be considered an acceptable securities location is for the Member to have a custody agreement, which conforms to SRO by-laws directly with the company or Agent

Unless otherwise indicated, a mutual fund company / fund manager on this listing has signed an agreement only for its family of funds. Where the mutual fund company / fund manager administers a third party mutual fund it must sign a seperate agreement. Where this is the case, the listing will indicate the third party mutual fund(s) covered by the agreement.

Note:

* The agreement remains valid for regulatory purposes during the period in which the custodian is in receivership


Bare Trustee AgreementsJanuary 1, 2007Deletions from List since


Fund Manager Reason of RemovalRegion Type of ProductsFunds covered by agreement

Date Removed

1

Page 1 of 1Listing of Deletions from List

Bare Trustee AgreementsAdditions to List Since


January 1, 2007


Date Approved

Crown Hill Asset Management Inc. Canada Hedge Fund / Principal Protected Note 1/16/20071

HSBC Investment Funds (Canada) Inc. Canada Mutual Fund 1/18/20072

Page 1 of 1Listing of Additions to List

Bare Trustee AgreementsJanuary 1, 2007Name Changes and Mergers since


Fund Manager Region Type of ProductFunds covered by agreement

Date Comments

Hongkong Bank Securities Inc. Mutual Fund Name changed to HSBC Investment Funds (Canada) Inc.

Canada 1/18/20071

Page 1 of 1Listing of Name Changes and Mergers