Upload
michael-zimmer
View
1.653
Download
7
Embed Size (px)
DESCRIPTION
Presentation at PRIM&R Advancing Ethical Research conference, Dec 2, 2011
Citation preview
Research Ethics in the 2.0 Era:Conceptual Gaps for Ethicists, Researchers, IRBs
PRIM&R Plenary Panel “Would Margaret Mead Have Blogged?
How Social Media has Changed Research”December 2, 2011
Michael Zimmer, PhDAssistant Professor, School of Information Studies
Co-Director, Center for Information Policy ResearchUniversity of Wisconsin-Milwaukee
Agenda
What are the Ethical Issues related to Internet Research? Selected cases
Conceptual gaps
Closing the gaps for researchers & IRBs
Ethical Concerns
The growing use of internet tools, platforms & environments in research creates conceptual gaps in our current understanding of / approaches to key ethical issues: Privacy Anonymity vs. Identifiability Consent Harm & Human subjects Honesty & Research integrity
Illuminating Cases
1. Sensitive blogs & confidentiality
2. Research on Tor network
3. Harvesting & archiving of “public” Twitter streams
4. Pete Warden’s harvesting (and proposed release) of public Facebook profiles
5. Tastes, Ties, and Time (T3) Facebook data release
Sensitive Blogs & Confidentiality
Research on personal health blogs Content analysis of 40-50 blogs Online interview with 10 bloggers
Subjects will choose their own pseudonym, but researcher plans to use real name of blogs and URL Must subjects consent to use of real blog name,
even if publicly visible? Could pseudonyms be linked back to blogs?
Research on Tor Network
Computer science researchers increasingly interested in network traffic on the Tor anonymity network What kind of traffic is on this network? What kind of users? Or, just capture Tor data as convenience sample
But users of Tor are intentionally seeking additional privacy and anonymity Often not even vetted by IRBs
Soghoain, C. (2011) “Enforced Community Standards For Research on Users of the Tor Anonymity Network”
Harvesting Public Twitter Streams
Is it ethical for researchers to follow and systematically capture public Twitter streams without first obtaining specific, informed consent by the subjects? Are tweets publications (texts), or utterances? What are users’ expectations to how their tweets
are being found & used? What if a user later changes her privacy settings,
or deletes tweets, etc
http://michaelzimmer.org/2010/02/12/is-it-ethical-to-harvest-public-twitter-accounts-without-consent/
LOC Archiving of Public Tweets
Library of Congress will archive all public tweets 6 month delay, restricted access to researchers only
Open questions: Can users opt-out from being in permanent archive? Can users delete tweets from archive? Will geolocational and other profile data be included? What about a public tweet that is re-tweeting a
private one? Did users ever expect their tweets to become
permanent part of LOC’s archives?
http://michaelzimmer.org/2010/04/14/open-questions-about-library-of-congress-archiving-twitter-streams/
Pete Warden Facebook Dataset
Exploited flaw in Facebook’s architecture to access and harvest publicly-viewable profile information of 215 million users
http://petewarden.typepad.com/searchbrowser/2010/02/how-to-split-up-the-us.html
Pete Warden Facebook Dataset
Planned to release entire dataset – with all personal information intact – to academic community Would it be acceptable to use this dataset? Users knew (?) data was public, but did they
expect it to be harvested by bots, aggregated, and made available as raw data?
Under threat of lawsuit from Facebook, Warden destroyed the data
http://michaelzimmer.org/2010/02/12/why-pete-warden-should-not-release-profile-data-on-215-million-facebook-users/
T3 Facebook Project
Harvard-based Tastes, Ties, and Time (T3) research project sought to understand social network dynamics of large groups of students
Worked with Facebook & an “anonymous” university to harvest the Facebook profiles of an entire cohort of college freshmen Repeated each year for their 4-year tenure Co-mingled with other University data (housing, major,
etc) Coded for race, gender, political views, cultural tastes,
etcZimmer, M. 2010. “But the data is already public”: On the ethics of research in Facebook. Ethics & Information Technology.
T3 Data Release
As an NSF-funded project, the dataset was made publicly available First phase released September 25, 2008 One year of data (n=1,640) Prospective users must submit application to
gain access to dataset Detailed codebook available for anyone to access
Zimmer, M. 2010. “But the data is already public”: On the ethics of research in Facebook. Ethics & Information Technology.
“Anonymity” of the T3 Dataset
But dataset had unique cases (based on codebook)
If we could identify the source university, individuals could potentially be identified Took me minimal effort to discern the source was
Harvard
The anonymity (and privacy) of subjects in the study might be in jeopardy….
“All the data is cleaned so you can’t connect anyone to an identity”
Zimmer, M. 2010. “But the data is already public”: On the ethics of research in Facebook. Ethics & Information Technology.
Good-Faith Efforts to Protect Subject Privacy
1. Only those data that were accessible by default by each RA were collected
2. Removing/encoding of “identifying” information
3. Tastes & interests (“cultural footprints”) will only be released after “substantial delay”
4. To download, must agree to “Terms and Conditions of Use” statement
5. Reviewed & approved by Harvard’s IRB
Zimmer, M. 2010. “But the data is already public”: On the ethics of research in Facebook. Ethics & Information Technology.
T3 Facebook Project
Chronicle of Higher EducationJuly 10, 2011
Illuminating Cases
1. Sensitive blogs & confidentiality
2. Research on Tor network
3. Harvesting & archiving of “public” Twitter streams
4. Pete Warden’s harvesting (and proposed release) of public Facebook profiles
5. Tastes, Ties, and Time (T3) Facebook data releaseWhat conceptual gaps about research
ethics emerge?
Ethical Concerns
The growing use of internet tools, platforms & environments in research creates conceptual gaps in our current understanding of / approaches to key ethical issues: Privacy Anonymity vs. Identifiability Consent Harm & Human subjects Honesty & Research integrity
Conceptual Gap: Privacy
Presumption that because subjects make information available on a blog, Facebook, or Twitter, they don’t have an expectation of privacy Researchers/IRBs might assume everything is always public, and
was meant to be Assumes no harm could come to subjects if data is already
“public”
New ethical problems… Ignores contextual nature of sharing Fails to recognize the strict dichotomy of public/private doesn’t
apply in the 2.0 world Need to track if ToS/architecture have changed, or if users even
understand what is available to researchersNissenbaum, H. 2011. “Privacy in Context: Technology, Policy, and the Integrity of Social Life”
Conceptual Gap: Anonymity vs. Identifiability
Presumption that stripping names & other obvious identifiers provides sufficient anonymity Assumes only PII allows re-identification
New ethical problems… Ignores how anything can potentially identifiable
information and become the “missing link” to re-identify an entire dataset
“Anonymous” datasets are not achievable and provides false sense of protection But how can we share data safely?
Ohm, P. “Broken promises of privacy: Responding to the surprising failure of anonymization.” UCLA Law Review
Conceptual Gap: Consent
Presumption that because something is shared or available without a password, the subject is consenting to it being harvested for research Assumes no harm can come from use of data already shared
with friends or other contextually-bound circles
New ethical problems… Must recognize that a user making something public online
comes with a set of assumptions/expectations about who can access and how Does anything outside this need specific consent?
Must recognize how research methods might allow un-anticipated access to “restricted” data
Conceptual Gap: Harm
Presumption that “harm” means risk of physical or tangible impact on subject Researchers often imply “data is already public, so what harm
could possibly happen”
New ethical problems Must move beyond the concept of harm as requiring a tangible
consequence Protecting from harm is more than protecting from hackers,
spammers, identity thieves, etc Consider dignity/autonomy theories of harm
Must a “wrong” occur for there to be damage to the subject? Do subjects deserve control over the use of their data
streams?
Conceptual Gap: Human Subjects
Researchers (esp. CompSci) often interact only with datasets, objects, or avatars, thus feel a conceptual distance from an actual human Often don’t consider what they do as “human
subject” research
New ethical problems Must bridge this (artificial) distance between
researcher and the actual human subject Also consider other stakeholders within the complex
arrangement of information intermediariesCarpenter, K & Dittrich, D. “Bridging the Distance: Removing the Technology Buffer and Seeking Consistent Ethical Analysis in Computer Security Research”
Conceptual Gap: Honesty & Integrity
Presumption that we must never falsify research data Tends to privilege positivist, quantitative research Presumes any sensitive data can easily be scrubbed
without impacting results
New ethical problems… Scrubbing data completely can destroy valuable
research results, yet concerns of privacy and identifiability persist
Need to consider the ethics of fabrication Composite profiles, constructed quotes, fuzzy data
Markham, A. “Fabrication as Ethical Practice: Qualitative Inquiry in Ambiguous Internet Contexts”
Ethical Concerns
The growing use of internet tools, platforms & environments in research creates conceptual gaps in our current understanding of / approaches to key ethical issues: Privacy Anonymity vs. Identifiability Consent Harm & Human subjects Honesty & Research integrity
Conceptual Gaps Policy Vacuums
Researchers & IRBs are trying to do the right thing when faced with research projects relying on Internet tools and spaces
But the fluidity and complexity of Internet tools and environments creates significant conceptual gaps
Leaving researchers & IRBs with considerable policy vacuums How should researchers deal with using Internet tools in
their projects? How should IRBs review them?
And how can we still ensure research still gets done…
Removing the gaps, filling the vacuums
Scholarship Buchanan & Ess studying how IRBs deal with Internet
research Exploring new dimensions of Internet research ethics by
Markham; Soghoian; Carpenter & Dittrich; and others (cited within)
Resources “Internet Research Ethics Digital Library, Resource Center
and Commons” http://www.InternetResearchEthics.org “Ethical decision-making and Internet research:
Recommendations from the AoIR Ethics Working Committee”
Removing the gaps, filling the vacuums
Education & outreach Growing focus at PRIM&R and related events Engage disciplinary conferences (ACM, ICA, etc)
Policy guidance Advising SACHRP on “The Internet in Human
Subjects Research”Require Internet Research Ethics training for
all IRBs?
Research Ethics in the 2.0 Era:Conceptual Gaps for Ethicists, Researchers, IRBs
PRIM&R Plenary Panel “Would Margaret Mead Have Blogged?
How Social Media has Changed Research”December 2, 2011
Michael Zimmer, PhDAssistant Professor, School of Information Studies
Co-Director, Center for Information Policy ResearchUniversity of Wisconsin-Milwaukee