Bare Trustee Agreements Database · Bare Trustee Agreements Approved Fund Managers as of INVESTMENT DEALERS A SSOCIATION OF CANADA ... 1 @rgentum Management & Research Corp. Canada

Bare Trustee AgreementsApproved Fund Managers as of

INVESTMENT DEALERS ASSOCIATION OF CANADAASSOCIATION CANADIEENE DES COURTIERS EN VALEURS MOBILIÈRES

December 31, 2006

Fund Manager Region Type of ProductsFunds covered by agreement

Mutual FundCanada@rgentum Management & Research Corp.1

Hedge FundCanadaAbria Alternative Investments Inc.2

Hedge FundOverseasAbria Diversified Arbitrage Fund Ltd.3

Hedge FundU.S.ABS Offshore Ltd.4

Mutual FundCanadaAccumulus Investment Management Ltd.5

Mutual FundCanadaAcker Finley Asset Management Inc.6QSATM Funds

Mutual FundCanadaAcuity Investment Management Inc.7

Mutual FundCanadaAderes Portfolio Management Limited8Aderes Mutual Funds

Mutual FundCanadaAEGON Fund Management Inc.9

Mutual FundCanadaAGF Funds Inc.10Enterprise mutual funds20/20 Group Financial Inc.AGF mutual funds

GIC'sCanadaAGF Trust Company11

Mutual Fund / Segregated FundCanadaAIC Limited12

Mutual FundU.S.AIM Distributors Inc.13

Mutual FundCanadaAIM Funds Management Inc.14

Mutual FundOverseasAIM Global Management Company Ltd.15

GIC'sCanadaAldergrove Credit Union16

Labor Sponsored FundCanadaAlgonquin Power Venture Management Inc.17

Mutual FundCanadaAll-Canadian Management Inc.18

Mutual FundCanadaAlpha Strategic Partners Ltd.19

Mutual FundCanadaAltamira Investment Services Inc.20

Page 1 of 22Listing of Approved Fund Managers by Name


GIC'sCanadaAlternavest Capital Corp.21

Labor Sponsored FundCanadaAltruista Fund Inc.22Labour Sponsored Investment Funds

Labor Sponsored FundCanadaAltura Growth Fund (EVCC) Inc.23

Mutual FundCanadaAMI Private Capital24

Mutual FundCanadaAnchorage Management Ltd.25Abax Mutual Funds

Limited PartnershipCanadaAquilon Capital Corp.26

Hedge FundCanadaArrow Hedge Partners Inc.27

Pooled FundCanadaASG Financial Corp.28

Mutual FundCanadaAssante Asset Management Ltd.29Optima Strategy PoolsArtisan Portfolios

Hedge FundCanadaAsset Logics Capital Management Inc.30

Mutual FundCanadaAssociate Investors Limited / Leon Frazer & Assoc.31

Mutual FundCanadaATB Investment Management Inc.32

Mutual FundCanadaAugen Capital33Augen Resource Strategy Fund Inc.

Hedge FundCanadaAurion Capital Management Inc.34Aurion II Equity Fund

Mutual Fund / Labor Sponsored FundCanadaB.E.S.T. Capital Management Ltd.35Roynat Canadian Diversified Fund Inc.

GIC'sCanadaB2B Trust36

Hedge FundCanadaBalsam Capital Management Ltd.37

GIC'sCanadaBank of America, National Association (Canada Branch)38

OtherCanadaBank of Canada39

GIC'sCanadaBank of Montreal40

Mutual FundCanadaBank of Montreal Investment Management Ltd.41

GIC'sCanadaBank of Montreal Mortgage Corp.42

GIC'sCanadaBank of Nova Scotia43National Trust Company / Victoria&Grey MortgageCorp.Montreal Trust Company of Canada


Fund Manager Region Type of ProductsFunds covered by agreementBank of Nova ScotiaScotia Mortgage Corporation

Mutual FundOverseasBarclays International Funds Group Limited44

Mutual FundU.S.Bartlett & Co.45

Venture Capital FundCanadaBC Advantage Funds (VCC) Ltd.46

Mutual FundCanadaBeutel Goodman Managed Funds Inc.47

Venture Capital FundCanadaBio Future Capital Corp.48Bio FutureFund (VCC) Corp.

Mutual FundCanadaBiocapital Mutual Fund Management Inc.49

Mutual FundOverseasBISYS Funds Services (Ireland) Ltd.50Janus World Funds PLC

Mutual FundCanadaBlack Investment Management Ltd.51Retrocom Growth Fund

Hedge FundCanadaBlumont Capital Corp.52

Mutual Fund / Linked NotesCanadaBMO Nesbitt Burns Inc.53BMO Nesbitt Burns Group of Funds

GIC'sCanadaBMO Trust Company54Advisor's Advantage Trust

Mutual FundCanadaBolton Tremblay Funds Inc.55

Pooled FundCanadaBonavista Asset Management Ltd.56

GIC'sCanadaBorder Credit Union57

Mutual FundCanadaBPI Capital Management Corporation58

Mutual FundOverseasBPI International Funds Management Inc.59

Mutual FundCanadaBrandes Investment Partners & Co.60

Venture Capital FundCanadaBritish Columbia Discovery Fund (VCC) Inc.61

Income TrustCanadaBrookshire Raw Materials Group Inc.62Brokkshire Raw Materials (Canada) Fund

Mutual FundCanadaBullion Management Services Inc.63

Mutual FundCanadaBurgundy Asset Management Ltd.64

Pooled FundCanadaC.F.G. Heward Investment Management Ltd.65

Mutual Fund / Segregated FundCanadaC.I. Mutual Funds Inc.66Includes Synergy Asset Management



Mutual FundCanadaCaldwell Investment Management Ltd.67

Segregated FundCanadaCanada Life Assurance Company (The)68

Mutual FundCanadaCanadian Anaesthetists' Mutual Accumulating Fund Ltd.69

GIC'sCanadaCanadian Western Bank70

Mutual Fund / GIC'sCanadaCanadian Western Trust71

Mutual FundCanadaCanso Fund Management Ltd.72

Mutual FundCanadaCapital Alliance Ventures Inc.73

Mutual FundCanadaCapital International Asset Management Inc. - Canada74

Mutual FundCanadaCapstone Funds75Capstone Cash ManagementInternational Investment TrustInvestment Trust

Mutual FundCanadaCartier Mutual Funds Inc.76

Mutual FundCanadaCenterfire Capital Management Inc.77

Mutual FundCanadaCentral Guaranty Property Fund78

Pooled FundCanadaCGD Management Ltd.79Units of CGD Mortgage Fund (A QMFT)

Pooled FundCanadaCGO&V Pooled Funds (The)80CGO&V Fixed Income FundCGO&V Cumberland FundCGO&V Hazleton FundCGO&V Equity Income FundCGO&V Enhanced FundCGO&V Balanced Fund

Mutual FundCanadaChou Associates Management Inc.81Chou Associates FundChou RRSP Fund

Mutual Fund / GIC'sCanadaCIBC82

Mutual Fund / Segregated FundCanadaCIBC Asset Management Inc.83

GIC'sCanadaCIBC Investor Network84CIBCServices Hypothecaires CIBC Inc.CIBC Trust CorporationCIBC Mortgages Inc. (FLT)CIBC Mortgages Inc.

Mutual FundU.S.Citizen Funds85



Mutual FundCanadaClarington Funds Inc.86

Mutual FundCanadaClean Environment Mutual Funds Ltd.87

GIC'sCanadaCoast Capital Savings Credit Union88

GIC'sCanadaCoastal Community Credit Union89

GIC'sCanadaCommunity Trust Company Ltd.90

GIC'sCanadaConcentra Financial Services Association91

Mutual FundCanadaConnor Clark & Lunn Investment Management Funds92

Mutual FundCanadaConnor Clark & Lunn Managed Portfolios Inc.93

Pooled FundCanadaCornerstone Investment Counsel Ltd.94Blueprint Global Strategies Pool

Mutual FundCanadaCorporate Mortgage Fund Ltd.95

Mutual FundCanadaCounsel Wealth Management96

Labor Sponsored FundCanadaCovington Entrepreneur Fund Limited Partnership Inc.97

Mutual FundCanadaCredit Suisse Inc.98GAF International Fund

Mutual Fund / Limited PartnershipCanadaCreststreet Asset Management Ltd.99

Hedge FundCanadaCreststreet Investment Management Ltd.100Creststreet RSP Energy Hedge FundCreststreet Energy Hedge Fund

Mutual FundCanadaCrocus Investment Fund*101

Mutual Fund / Common SharesCanadaCrown Ventures Fund Inc.102

Mutual FundCanadaCrystal Wealth Management System Ltd.103

Hedge FundCanadaCrystalline Mgt Inc. / Gestion Cristallin Inc.104

Mutual FundCanadaCT Fund Services Inc. (Canada Trust)105

Mutual FundCanadaCTI Fonds Mutuels Inc.106

Pooled FundCanadaCypress Capital Management Ltd.107

Mutual FundCanadaDean Knight Bond Fund108



Hedge FundCanadaDelta One Capital Partners Corp.109

GIC'sCanadaDesjard. Cais. of Québec & Fédér. des Cais. Desjard. du Québe110

GIC'sCanadaDesjardins Credit Union Inc.111

GIC's / OtherCanadaDesjardins Financial Security Life Assurance Co.112

Limited PartnershipCanadaDesjardins Global Asset Management Inc.113

Mutual FundCanadaDesjardins Trust Inc.114Maestral Funds

Mutual FundCanadaDGC Entertainment Ventures Corp.115

Mutual FundCanadaDimensional Fund Advisors Canada Inc.116

Mutual FundCanadaDominion Equity Resource Fund Inc.117

Mutual FundCanadaDuncan Ross Associates Ltd.118

GIC'sCanadaDundee Bank of Canada119

Mutual FundCanadaDynamic Ventures Opportunities Fund Ltd.120

Mutual FundU.S.Eaton Vance Distributors121

GIC'sCanadaEffort Trust Company (The)122

Mutual FundCanadaEfunds Asset Management Ltd.123eFunds Bloomberg U.S. Internet Index Fund

Mutual FundCanadaElliot & Page Ltd.124

Mutual FundCanadaElysium Wealth Management Inc.125CEO Funds

Mutual FundCanadaEmerging 3rd.Millennium.com Inc.126EMF LifeScience Fund

Segregated FundCanadaEmpire Life Insurance Company127

Mutual FundCanadaEnervest Funds Management Inc.128

Mutual FundCanadaEnsis Growth Fund Inc.129

Pooled FundCanadaEpic Capital Management Inc.130Epic Tabacon North American Diversified Fund LPEpic Limited Partnership IIEpic RSP TrustEpic Limited Partnership

Mutual FundCanadaEquilibrium Capital Management Inc.131



GIC'sCanadaEquisure Trust Company132

GIC'sCanadaEquitable Trust Company (The)133

Mutual FundCanadaEthical Funds Inc.134

Mutual FundCanadaEvolution FM Inc.135Avix & Azura Funds

Mutual FundCanadaExcalibur Investment Strategies Inc.136

Mutual FundCanadaExcel Funds Management Inc.137

Pooled FundCanadaFacet Funds Canada Management Inc.138

Mutual Fund / Pooled FundCanadaFaircourt Asset Management Inc.139Faircourt Pooled Monthly Income Fund (Pooled Fund)Faircourt Dividend Fund (Mutual Fund)

Pooled FundCanadaFelcom Management Corp.140Galaxy Pooled Investment Funds

Mutual FundOverseasFidelity International Limited141

Mutual FundCanadaFidelity Investments Canada Ltd.142

Mutual FundCanadaFiducie Desjardins Inc.143

Pooled FundCanadaFirst Associates Asset Management144Discipline Leadership MultiFund

Mutual FundCanadaFirst Grenadier Fund Management Inc.145

Mutual FundCanadaFirst Horizon Capital Corp. (Horizons Funds)146Portfolio Plus & Horizons Multi-Assets Futures Ltd

Mutual FundCanadaFirst Mercantile Currency Corporation (The)147First Mercantile Currency Fund (The)

Labor Sponsored FundCanadaFirst Ontario Labour Sponsored Investment Fund148

Mutual FundU.S.Firstar Trust Company149Nicholas Family & Dodge Cox FundsHotchkis & Wiley Funds

Mutual FundCanadaFleming Asset Management (Canada) Inc.150

Hedge FundCanadaFolk WorldMarkets Inc.151

Mutual FundCanadaFondaction, Le Fonds De Develop. de la Confed. des Synd. Nati152

Mutual FundCanadaFonds Cote 100153

Mutual FundCanadaFonds des Professionels du Quebec154



Mutual FundCanadaFonds Desjardins (Fiducie Desjardins)155

Mutual FundCanadaFonds D'investment REA Inc.156

Mutual FundCanadaFonds Ferique157

Mutual FundCanadaFonds Immobilier Maximma / Exar158

Mutual FundCanadaFonds Optimum159

Mutual Fund / Hedge FundCanadaFormula Growth Limited160Formula Growth Hedge Funds Class AFormula Growth FundFormula Growth Hedge Funds Class F

Pooled FundCanadaFoyston, Gordon & Payne Inc.161FGP FundsFamily of Pooled Funds

Mutual FundCanadaFrank Russell Canada Limited162

Mutual Fund / Limited PartnershipCanadaFranklin Templeton Investment Corp.163Franklin Templeton Mutual FundsTempleton Limited PartnershipBissett Mutual Funds

Mutual FundU.S.Franklin Templeton Investor Services164Franklin California, Tax Free Income Fund

Mutual FundCanadaFriedberg Mercantile Group165

Mutual FundCanadaFront Street Capital Inc.166Tuscarora Energy Growth Fund Inc.

Mutual FundCanadaFront Street Capital Mutual Funds Ltd.167Front Street Canadian Equity FundFront Street Resource FundFront Street Diversified Income Fund

Mutual FundCanadafrontierAlt Orbit Funds Management Limited168frontierAlt mutual fundsOrbit mutual funds

Mutual FundCanadaFrontierAlt Refco Management Futures Fund169frontierAlt refco Managed Futures Fund

Mutual FundU.S.Gabelli Funds (The)170

Pooled FundCanadaGalileo Equity Management Inc.171Galileo Conservative Growth FundGalileo Balanced FundGalileo Special Equity Fund

Limited PartnershipCanadaGateway Growth Funds LP172

Mutual FundCanadaGBC Asset Management Inc.173



Pooled FundCanadaGenus Capital Management174

Mutual FundCanadaGeorgian Capital Partners Inc.175

Mutual FundCanadaGestion de placements Valorem Inc.176

Hedge FundCanadaGiraffe Capital Corp.177Giraffe Capital Limited Partnerships

Mutual FundU.S.Global Asset Management (USA) Inc.178

Mutual FundOverseasGlobal Manager Limited179

Mutual FundCanadaGlobal Strategy Financial Inc.180Global Strategy Investment Funds

Pooled FundCanadaGlobevest Capital Inc.181

Mutual FundCanadaGlobinvest Funds Management Inc.182

Mutual FundCanadaGluskin Sheff & Associates Inc.183GS&A RRSP Fund

Mutual FundCanadaGolden Opportunities Fund Inc.184

Mutual FundCanadaGoldfund Ltd. / Goldtrust185

Mutual FundCanadaGoodman and Co.186Dynamic Mutual Funds

Mutual FundCanadaGoodwood Inc.187Goodwood Funds

OtherCanadaGovernment of Quebec188

Mutual FundCanadaGreydanus Management Inc.189

Mutual FundCanadaGreystone Capital Management Inc.190

Limited PartnershipCanadaGroundlayer Capital Inc.191The Alpha II Fund

Mutual FundU.S.GT Capital Management Inc.192

Mutual FundOverseasGT Global Distributors Limited193Invesco

Mutual FundCanadaGuardian Group of Funds Ltd. (The)194

Mutual FundCanadaGuardian Timing Services Inc.195First American FundCanadian Protected FundProtected American Fund

GIC'sCanadaGulf & Fraser Fisherman's Credit Union196



Mutual FundCanadaHalcyon Fund Management197

Mutual FundCanadaHartford Investments Canada Corp.198

Mutual FundCanadaHemisphere Capital Corp.199

Pooled FundCanadaHendrickson Financial Inc.200

Mutual FundCanadaHercules Funds (TD Trust)201Hercules Pacific Basin Value FundHercules European Value FundHercules North American Growth and Income FundHercules Global Short-Term FundHercules World Bond FundHercules latin American Value Fund

Mutual FundCanadaHesperian Capital Management Ltd.202Norrep Group of Funds

Mutual FundCanadaHighstreet Asset Management Inc.203

Mutual FundCanadaHillsdale Investment Management Inc.204

Mutual FundCanadaHodgson, Roberton, Laing205

GIC'sCanadaHome Trust Company206

Mutual FundCanadaHongkong Bank Securities Inc.207

Pooled FundCanadaHR Strategies Inc.208

Mutual FundCanadaHSBC Bank Canada209Structured Alternative Investment Return Securities

Mutual FundCanadaI.A. Michael Investment Counsel Ltd.210ABC Funds

Labor Sponsored FundCanadaImpax Funds Management Inc.211Impax Venture Fund Inc.

Mutual FundCanadaIndustrial Alliance Fund Management Inc.212

Segregated FundCanadaIndustrial-Alliance Pacific Life Insurance Company213

Mutual FundCanadaInfinity Investment Counsel Ltd.214

Limited PartnershipCanadaInfinity Private Equity Limited Partners215

Mutual Fund / GIC'sCanadaING Bank of Canada216

Mutual FundCanadaING Investment Management Inc.217

Mutual FundCanadaInnovacap Capital Corp.218



Mutual FundCanadaIntegra Capital Management Corp.219

Mutual FundOverseasInvestec Asset Management Guernsey Ltd.220

Mutual FundCanadaInvestor Group Investment Management Ltd.221IG Investment

Mutual Fund / Labor Sponsored FundCanadaIPM Funds Inc.222

GIC'sCanadaIsland Savings Credit Union223

Pooled FundCanadaJ.C. Clark Ltd.224

Mutual FundCanadaJarislowsky Fraser Co. Ltd.225

Mutual FundCanadaJC Hood Investment Councel Inc.226Hood Enhanced Income Fund (Class A & B)

Mutual FundCanadaJohn D. Hillery Investment Counsel Inc.227Margin of Safety Fund

Mutual FundCanadaJones Heward Investment Management Inc.228

Hedge FundCanadaJove Investment Management Inc.229Webb Asset Mgmt. Cdn Performance Fund Class AWebb Asset Mgmt. Cdn Performance Fund Class FWebb Asset Mgmt. Cdn Performance Fund Class I

Mutual FundCanadaJuniper Fund Management Corp.230

Pooled FundCanadaK J Harrison & Partners Inc.231

Pooled FundCanadaKBSH Capital Management Inc.232Disciplined Leadership funds

Unit TrustCanadaKingsdale Leasing Inc.233

Mutual FundCanadaKingwest and Company234Hotei Fund

Mutual FundCanadaKingwest Managed Portfolios235

GIC'sCanadaLa Caisse Populaire de Shippagan Ltee236

Exchange Traded DerivativesCanadaLake Shore Asset Management Inc.237

Mutual FundCanadaLaketon Investment Management238

Mutual FundCanadaLakeview Asset Management Inc.239Lakeview KBSH fundsDisciplined Leadership funds

Pooled FundCanadaLandry Morin Inc.240



GIC'sCanadaLaurentian Bank of Canada241Includes B2B Trust term deposits

Hedge FundCanadaLawrence Asset Management Inc.242

Labor Sponsored FundCanadaLawrence Enterprise Fund Inc. LSVCC243

Mutual FundCanadaLe Fonds de Slidarite des travailleurs du Quebec (F.T.Q.)244

Mutual FundCanadaLegg Mason Canada Inc.245

Mutual FundOverseasLegg Mason Global Funds PLC246

Mutual FundOverseasLegg Mason Select Funds PLC247

Mutual FundU.S.Legg Mason Wood Walker Inc.248

Mutual FundCanadaLeith Wheeler Funds249

Mutual FundCanadaLeon Frazer & Associates Ltd.250

Mutual FundCanadaLes Fonds Diamant Inc.251Fond communs de placement

Mutual FundCanadaLes Fonds D'Investissements Specialises Du Quebec Inc.252

Pooled FundCanadaLighthouse Private Client Corp.253Lighthouse Fund

Mutual FundCanadaLincluden Management Ltd.254

Mutual FundCanadaLion Funds Management Inc.255

Mutual Fund / Pooled FundCanadaLionridge Capital Management Inc.256

Mutual FundCanadaLogix Asset Management Inc.257

Mutual FundCanadaLotus Group of Funds (National Trust)258

GIC'sCanadaM.R.S. Trust Company259Stock Indexed GICShort Term DepositSelf-Directed RRSP Cash AccountGuaranteed Investment CertificateMoney Maximizer

Mutual Fund / Segregated FundCanadaMackenzie Financial Corp.260

Hedge FundCanadaMagna Vista Investment Management261

Linked NotesCanadaMain Street Capital Management262Main Street Global Note, Series I



Mutual Fund / Pooled FundCanadaMajorica Asset Management Corp.263Including Majorica Bond Fund Class A, F & I

Hedge FundOverseasMan Investments AG264

Hedge FundCanadaMan Investments Canada Corp.265

GIC's / Segregated FundCanadaManufacturers Life Insurance Co. (The)266Deferred Annuities

GIC'sCanadaManulife Bank of Canada267

Segregated FundCanadaManulife Financial268

Mutual FundCanadaManulife Securities International Ltd.269

Hedge FundCanadaMaple Securities Canada Limited270Maple Funds

GIC'sCanadaMaple Trust Company271

Mutual FundCanadaMarathon Resource Fund272

Pooled FundCanadaMarquest Investment Council Inc.273Marquest Investment FundMarquest Bridge Fund

Mutual FundCanadaMavrix Fund Management Inc.274

Mutual FundCanadaMawer Investment Management275

GIC'sCanadaMCAN Mortgage Corporation276

Mutual FundCanadaMcDonald Investment Management277

Mutual FundCanadaMcElvaine Investment Management Ltd.278The McElvaine Investment Trust

Mutual FundCanadaMcLean Budden Limited (Royal Trust)279

Mutual FundCanadaMD Management280MD Group of Funds

Mutual FundCanadaMD Private Trust Company281

Mutual FundOverseasMellon Global Management Ltd.282

Mutual FundCanadaMeritas Financial Inc.283

Linked NotesCanadaMerrill Lynch Canada Inc.284

Mutual FundCanadaMiddlefield Fund Management Ltd.285



Mutual FundCanadaMillenium Group of Funds286Millenium Next generation FundMillenium Diversified Fund

Mutual FundCanadaMineralFields / EnergyField Multi Series Fund Inc.287

Mutual FundCanadaMontrusco Bolton Investment Inc.288

Hedge FundCanadaMountainview Asset Management Ltd.289

Mutual FundCanadaMT Associates Investment Counsel Inc.290

Mutual FundCanadaMulvihill Fund Services Inc.291

Pooled FundCanadaNatcan Investment Management Inc.292

GIC'sCanadaNational Bank of Canada293Natcan TrustNational Bank Trust

Mutual FundCanadaNational Bank Securities Inc.294National Bank Mutual FundsFirst Marathon Inc.

Segregated FundCanadaNational Life295

Mutual FundCanadaNational Trust Company296Tourism & Entertainment Growth Fund Inc.Family of Funds

Hedge FundCanadaNavigator Capital Management Inc.297

Mutual FundCanadaNavigator Fund Company Ltd.298

Mutual FundCanadaNBF Emissary Turnkey Solution LP299

Mutual FundCanadaNCE Financial Corp.300

Venture Capital FundCanadaNDI Life Sciences Fund (VCC) Ltd.301

Mutual FundCanadaNetwork Options Opportunity Fund Trust302

Mutual FundCanadaNewport Partners Inc.303

Mutual FundOverseasNewton Fund Managers (C.I.) Ltd.304

Mutual FundCanadaNexGen Financial Limited Partnership305

Pooled FundCanadaNF Capital Management Ltd.306

Mutual FundCanadaNGB Management Inc.307



Mutual FundCanadaNN Financial308NN Canadian Growth

Mutual FundCanadaNoram Capital Management309

Mutual Fund / Pooled FundCanadaNorbourg Gestion D' Actifs Inc.*310

Mutual Fund / Hedge FundCanadaNorshield Asset Management (Canada) Ltd.*311Olympus United Funds Corporation

Mutual FundCanadaNorth American Trust Company / Cornerstone312Cornerstone mutual funds

Mutual FundCanadaNorth Growth Management Ltd.313

Limited PartnershipCanadaNorth Point Capital (IF) Corp.314North Point Capital Income Limited Partnership

Mutual FundCanadaNorthern Rivers Capital Management Inc.315Capital Appreciation Fund Series A and Series F unitsNorthern Rivers Monthly IncomeNorhtern Rivers Innovation RSP Fund

GIC'sCanadaNorthern Savings Credit Union316

Mutual FundCanadaNorthwest Life Assurance Company of Canada (The)317

Mutual FundCanadaNorthwest Mutual Funds Inc.318

Mutual FundU.S.Nottingham Management Company (The)319New Providence Global Value FundNew Providence Global Value Fund Offshore Investors

Mutual FundCanadaO'Donnell Asset Management Corp.320

Mutual FundCanadaO'Donnell Investment Management Corp.321

Mutual FundCanadaOHA Investment Management Ltd.322CentrePost Group of Funds

GIC'sCanadaOmista Credit Union Limited323

Mutual Fund / Hedge Fund / GIC'sCanadaOne O'Brien Neufeld Financial Corp. (One Financial)324

Hedge FundCanadaOne Signature Financial Corp.325High Income and Dividend Funds

Mutual FundCanadaOntario Teacher's Group Investment Fund326

Linked NotesCanadaOpensky Capital Limited327

Mutual FundCanadaOrigin Capital Management Ltd.328OCM Energy Total Return Fund

GIC'sCanadaPacific & Western's eTrust of Canada Inc.329

Mutual FundCanadaPacific Capital Management Ltd.330


Fund Manager Region Type of ProductsFunds covered by agreementPacific Special Equity Fund

Private Equity FundCanadaPalisade Capital Limited Partnership331

Private Equity FundCanadaPalisade Capital Management Ltd.332Palisade Capital Fund

Limited PartnershipCanadaPalos Management Inc.333Palos Income Trust Fund LP

GIC'sCanadaPeace Hill Trust Company334

Labor Spons. Fund / Ven. Cap. FundCanadaPenderFund Capital Management Ltd.335

GIC'sCanadaPeoples Trust Company336

Mutual FundCanadaPerennial Asset Management Corp.337Perennial Fixed Income PortfolioPerennial Canadian Equity Portfolio

Hedge FundCanadaPerformance Group Ltd.338

Mutual FundOverseasPermanent Value Asset Management Ltd.339

Hedge FundCanadaPescara Partners Inc.340

Mutual FundCanadaPeter Cundill & Associates Ltd.341

Mutual FundCanadaPhillips, Hager & North Ltd.342

Hedge FundCanadaPicton Mahoney Asset Management343

Mortgage Investment FundCanadaPillar Financial Services Inc.344

Mutual FundCanadaPortus Asset Management / Paradigm Asset Mgt Inc.*345

Hedge Fund / Linked NotesCanadaPro-Hedge Funds Inc.346

Mutual FundCanadaPursuit Financial Management Corp.347

Mutual FundCanadaPutnam Investment Inc.348

Mutual FundCanadaQtrade Fund Management Inc.349

Hedge FundCanadaQuadrexx Asset Management Inc.350

Mutual FundCanadaQuebec Growth Fund351

Mutual Fund / Labor Sponsored FundCanadaQuorum Expansion Capital Fund Inc.352

Pooled FundCanadaQuorum P.I.P.E. Management Inc.353



Pooled FundCanadaQwest Energy Capital Management Corp.354

Mutual FundCanadaQwest Energy Investment Management Corp.355

Mutual FundCanadaR.A. Floyd Capital Management Inc.356Floyd Growth Fund

Pooled FundCanadaR.E.G.A.R. Gestion Privee Inc.357

Mutual FundCanadaR.N. Croft Financial Group Inc.358

Linked NotesCanadaRBC Dominion Securities Inc.359

Mutual FundCanadaRBC Funds Inc.360RoyFundRoyal TrustRoyal Mutual Funds Inc.

Mutual Fund / Pooled FundCanadaReal Assets Investment Management Inc.361

Hedge FundCanadaRedwood Asset Management Inc.362

Mutual FundCanadaRefco Futures (Canada) Ltd.363Refco Assisted Futures Trust

Hedge FundOverseasRefco SphinX Managed Futures Index Fund Ltd.364

Mutual FundCanadaResearch Capital Corp.365

GIC'sCanadaResmore Trust Company366

Mutual FundCanadaResolute Funds Ltd.367

Mutual FundU.S.Robertson Stephens Contrarian Fund368

Hedge FundCanadaRobson Capital Management Inc.369Robson Van Eck Hard Assets Fund (Series A & F)

Mutual Fund / Segregated FundCanadaRockwater Asset Management Inc.370

Labor Sponsored FundCanadaROI Management Ltd.371

Segregated FundCanadaRoyal & Sun Alliance Life Insurance Co. (Canada)372

GIC'sCanadaRoyal Bank of Canada373Royal Bank of CanadaMerchant Private TrustConnor Clark PrivateRoyal Trust Corp.Royal Trust Company (The)Royal Bank Mortgage Corp.

Mutual FundCanadaRoyal Trust Company (The)374


Fund Manager Region Type of ProductsFunds covered by agreementThe Protected American FundClassified Investment TrustsT.A.L. Investment Pooled FundsT.A.L. Private Management Pooled FundsFirst Trust Canada FundsRT Capital Inc.The First American Fund

Mutual FundCanadaRoyal Trust Mutual Funds Patnership375

Mutual FundCanadaRoycom Advisors Inc.376Roycom-Summit Funds

Mutual FundCanadaS. Liberman & Company Ltd.377Abacus Funds

Limited PartnershipU.S.Safe Harbor Canada LP378

Mutual FundCanadaSagit Investment Management Ltd.379

Mutual FundCanadaSalida Multi Strategy Hedge Fund380

Mutual FundU.S.Sanford C. Bernstein & Co. LLC381

Mutual FundCanadaSarbit Asset Management Inc.382

Hedge FundCanadaSavoy Capital Management Ltd.383Gladiator Absolute Return Cdn Equity Fund

Mutual FundCanadaSaxon Group of Funds384

Mutual Fund / Hedge FundCanadaSceptre Investment Counsel Ltd.385

Hedge FundCanadaScivest Alternatives Strategies Inc.386

Hedge FundOverseasScivest Offshore Alternative Strategies Inc.387

Mutual FundCanadaScotia Capital Inc.388Cassels Blaikie Canadian Fund (U.S.)

Mutual FundCanadaScotia Securities Inc.389

Mutual FundOverseasScotiabank & Trust (Cayman) Ltd.390

Mutual FundCanadaScudder Canada Investor Services Ltd.391

Pooled Fund / Limited PartnershipCanadaSD Baker & Associates Inc.392

Mutual FundCanadaSeamark Asset Management Ltd.393

Mutual FundCanadaSEI Investment Canada Company394

Mutual FundCanadaSentry Select Capital Corp.395



Hedge FundCanadaSextant Capital Management Inc.396Sextant Strategic Opportunities Hedge Fund LP

Mutual FundCanadaSogefonds, MFQ Inc.397

Pooled FundCanadaSoundvest Capital Management Ltd.398Soundvest North American Opportunity Pool

Mutual FundCanadaSpectrum Bullock Financial Services Inc.399Spectrum Mutual FundCalvin Bullock

Hedge FundOverseasSphinx Providence Ltd.400

Mutual Fund / Limited PartnershipCanadaSprott Asset Management Inc.401

Mutual FundCanadaSprott Securities Inc.402

Mutual FundCanadaStandard Life Mutual Funds Ltd.403

Mutual FundCanadaStandard Life Trust Company404

Mutual FundCanadaStanley Investment Management Ltd.405Resolute Funds

Hedge FundCanadaStanton Asset Management Inc.406

GIC'sCanadaStella Maris Credit Union Ltd.407

Pooled Fund / Unit TrustCanadaStirling International Asset Management Inc.408

Mutual FundCanadaStone & Co. Limited409

Mutual FundCanadaStrata Mutual Funds Limited410

Mutual FundCanadaStrategic Value Funds Management Inc.411

Mutual FundCanadaStrathy Investment Ltd.412

Pooled FundCanadaSuccessful Investor Wealth Management Inc.413

Segregated FundCanadaSun Life Assurance Co. (Canada)414Individual Variable Insurance Contracts

GIC'sCanadaSun Life Financial Trust Inc.415

GIC'sCanadaSunshine Coast Credit Union416

GIC'sCanadaSurrey Metro Savings Credit Union417

Mutual FundCanadaT.E. Investment Counsel Inc.418Prosperity Mutual Funds



Hedge FundCanadaTactic Series Funds Inc.419Principal Protected NotesTactic Series Van Diversified Notes, Series 1

Mutual FundCanadaTD Asset Management Inc.420

Mutual FundCanadaTDK Fund Management Inc.421

Mutual FundOverseasTempleton Global Advisors Ltd.422

Limited PartnershipCanadaTerra Fund Management Ltd.423Terra 2006 Mining Flow-Through Limited PartnershipTerra 2006 Energy Flow-Through Limited Partnership

GIC'sCanadaTerrace & District Credit Union424

Pooled FundCanadaTetrem Capital Partners Ltd.425

Mutual FundCanadaThales Administration Inc. (Refco Assisted Futures Trust)426

Pooled FundCanadaThales Fund Management Inc.427Thales Active Asset Allocation FundWellington West Asset Allocation Fund

Pooled FundCanadaThornmark Asset Management Inc.428Thornmark Investment Funds

Mutual FundCanadaTitan Investment Management Corp.429

Mutual FundCanadaTop 50 Financial Group430

Hedge FundCanadaTower Asset Management Inc.431AGII Performance FundAGII Bond Fund

Mutual FundCanadaTradex Management Inc.432

Segregated FundCanadaTransamerica Life Insurance Co. (Canada)433

Pooled FundCanadaTrapeze Asset Management Inc.434Trapeze Value TrustAdaly Opportunity Fund

Hedge FundCanadaTremont Capital Management Corp.435

Mutual FundCanadaTriax Growth Fund Inc.436

Linked NotesCanadaTricycle Capital Corp.437Business Development Bank of Canada Managed Futures NotesThe Canadian Wheat Board Managed Futures Notes

Mutual FundCanadaTrillium Growth Capital Inc.438

GIC'sCanadaTrimark Trust439



Mutual FundCanadaTristar Mutual Funds440

Mutual FundCanadaTrust General Funds441

Mutual FundCanadaTrust Pret et Revenu442

Pooled FundCanadaTurtle Creek Asset Management Inc.443Turtle Creek Investment Fund

Mutual FundCanadaTuscarora Capital Inc.444Special Opportunities FundMultiple Opportunities Fund

Pooled FundCanadaTW & Company Investment Management Inc.445TW & Co. Global Value Fund (Series A & O)

Mutual FundCanadaTwenty-First Century Funds Inc.446

Mutual FundOverseasU.S. Dollar Floating Rate Fund Ltd.447

GIC'sCanadaUbiquity Financial448

Pooled FundCanadaUBS Global Asset Management (Canada) Co.449UBS (Canada) Balanced Fund A

Mutual FundCanadaUnited Financial Management Ltd.450

Mutual FundCanadaUniversity Avenue Management Ltd.451B.E.S.T. Discoveries Fund

Mutual FundCanadaValue Contrarian Asset Management Inc.452

Mutual FundCanadaValue Partners Investment Inc.453

Private Equity FundCanadaVan Arbor Asset Management Ltd.454Van Arbor US Advantage FundVan Arbor Cdn Advantage FundVan Arbor Asset Management Ltd.

GIC'sCanadaVancouver City Savings Credit Union455

Mutual FundCanadaVenGrowth Investment Fund Inc.456

Labor Sponsored FundCanadaVentureLink Capital Corp.457

Mutual FundCanadaVertex One Asset Management Inc.458

Mutual FundCanadaVision Europe FDS, (European INV.)459

Mutual FundOverseasVoyager Asset Management Ltd.460Voyageur Asset Management Ltd.Voyager US Treasury High Yield Fund Ltd.

Mutual Fund / Pooled FundCanadaWatermark Capital Management Inc.461Watermark Partners Value Fund



GIC'sCanadaWatrous Credit Union Ltd.462Term Deposits Guaranteed by Credit Union Deposit Guarantee Corp.

Mutual FundU.S.Weiss, Peck & Greer LLC463

Mutual FundCanadaWestern Growth Investments Fund Ltd.464

Mutual Fund / Segregated Fund / GIC'sCanadaWestminster Savings Credit Union465

Mutual FundCanadaWickham Investment Counsel Inc.466

GIC'sCanadaWindsor Family Credit Union467

Mutual FundCanadaWorkers Investment Fund468

Labor Sponsored FundCanadaWorking Opportunity Fund (EVCC) Ltd.469

Labor Sponsored FundCanadaWorking Ventures Canadian Fund Inc.470

Mutual FundU.S.Wright Investors' Service Distributions Inc.471Wright Managed Income TrustWright Managed Equity TrustWright Managed Blue Chip SeriesTtrustCatholic Values Investment TrustWright Blue Chip Master Portfolio TrustWright EquiFund Equity Trust

Mutual FundCanadaYield Management Group Inc.472

Mutual FundCanadaZenith Management & Research Corp.473

Segregated FundCanadaZurich Life Insurance Co. (Canada)474

One of the ways for book entry investment products (including investment funds, guaranteed investment certificates and other evidence of deposits) issued by a company or its agent to be considered and acceptable securities locations, is for the company or its Agent to sign a custody agreement with the IDA outlining the terms upon which such securities are deposited and including provisions that no use or disposition of the securities shall be made without the prior written consent of the Member and the securities can be delivered to the Member promply on demand. The IDA has executed these agreements on behalf of SRO members in order to reduce the need for the company or its Agent to enter into individual agreements with each Member it deals with.

Another way for the company or its Agent to be considered an acceptable securities location is for the Member to have a custody agreement, which conforms to SRO by-laws directly with the company or Agent

Unless otherwise indicated, a mutual fund company / fund manager on this listing has signed an agreement only for its family of funds. Where the mutual fund company / fund manager administers a third party mutual fund it must sign a seperate agreement. Where this is the case, the listing will indicate the third party mutual fund(s) covered by the agreement.

Note:

* The agreement remains valid for regulatory purposes during the period in which the custodian is in receivership


Bare Trustee AgreementsJanuary 1, 2006Deletions from List since


Fund Manager Reason of RemovalRegion Type of ProductsFunds covered by agreement

Date Removed

BNP Paribas (Canada) Securities Inc.

No longer selling mutual funds.Mutual FundCanada 10/3/20061

Avenue Global Asset Management Inc.

No longer in existence.Hedge FundCanada 10/12/20062

Page 1 of 1Listing of Deletions from List

Bare Trustee AgreementsAdditions to List Since


January 1, 2006


Date Approved

Aurion Capital Management Inc. Canada Hedge Fund 1/31/20061Aurion II Equity Fund

Turtle Creek Asset Management Inc. Canada Pooled Fund 1/31/20062Turtle Creek Investment Fund

Faircourt Asset Management Inc. Canada Mutual Fund / Pooled Fund 2/1/20063Faircourt Pooled Monthly Income Fund (Pooled Fund)Faircourt Dividend Fund (Mutual Fund)

Connor Clark & Lunn Investment Management Fund Canada Mutual Fund 2/3/20064

Connor Clark & Lunn Managed Portfolios Inc. Canada Mutual Fund 2/3/20065

Tower Asset Management Inc. Canada Hedge Fund 2/3/20066AGII Performance FundAGII Bond Fund

Picton Mahoney Asset Management Canada Hedge Fund 2/8/20067

Impax Funds Management Inc. Canada Labor Sponsored Fund 2/9/20068Impax Venture Fund Inc.

Robson Capital Management Inc. Canada Hedge Fund 2/9/20069Robson Van Eck Hard Assets Fund (Series A & F)

Magna Vista Investment Management Canada Hedge Fund 2/13/200610

Giraffe Capital Corp. Canada Hedge Fund 2/20/200611Giraffe Capital Limited Partnerships

Sextant Capital Management Inc. Canada Hedge Fund 3/10/200612Sextant Strategic Opportunities Hedge Fund LP

Brookshire Raw Materials Group Inc. Canada Income Trust 3/13/200613Brokkshire Raw Materials (Canada) Fund

Galileo Equity Management Inc. Canada Pooled Fund 3/15/200614Galileo Conservative Growth FundGalileo Special Equity FundGalileo Balanced Fund

Creststreet Investment Management Ltd. Canada Hedge Fund 3/30/200615Creststreet RSP Energy Hedge FundCreststreet Energy Hedge Fund

Industrial Alliance Fund Management Inc. Canada Mutual Fund 4/17/200616

Sarbit Asset Management Inc. Canada Mutual Fund 4/19/200617

Formula Growth Limited Canada Mutual Fund / Hedge Fund 4/24/200618Formula Growth FundFormula Growth Hedge Funds Class AFormula Growth Hedge Funds Class F

Marquest Investment Council Inc. Canada Pooled Fund 5/1/200619

Page 1 of 3Listing of Additions to List


Date Approved

Marquest Investment FundMarquest Bridge Fund

Qwest Energy Capital Management Corp. Canada Pooled Fund 5/15/200620

Qwest Energy Investment Management Corp. Canada Mutual Fund 5/15/200621

Majorica Asset Management Corp. Canada Mutual Fund / Pooled Fund 5/18/200622Including Majorica Bond Fund Class A, F & I

NexGen Financial Limited Partnership Canada Mutual Fund 5/23/200623

Value Partners Investment Inc. Canada Mutual Fund 5/31/200624

Soundvest Capital Management Ltd. Canada Pooled Fund 6/6/200625Soundvest North American Opportunity Pool

Groundlayer Capital Inc. Canada Limited Partnership 6/8/200626The Alpha II Fund

Jove Investment Management Inc. Canada Hedge Fund 6/16/200627Webb Asset Mgmt. Cdn Performance Fund Class FWebb Asset Mgmt. Cdn Performance Fund Class IWebb Asset Mgmt. Cdn Performance Fund Class A

TW & Company Investment Management Inc. Canada Pooled Fund 7/5/200628TW & Co. Global Value Fund (Series A & O)

Front Street Capital Mutual Funds Ltd. Canada Mutual Fund 7/6/200629Front Street Diversified Income FundFront Street Canadian Equity FundFront Street Resource Fund

JC Hood Investment Councel Inc. Canada Mutual Fund 7/24/200630Hood Enhanced Income Fund (Class A & B)

Desjard. Cais. of Québec & Fédér. des Cais. Desjard. Canada GIC's 7/31/200631

Man Investments Canada Corp. Canada Hedge Fund 9/11/200632

Terra Fund Management Ltd. Canada Limited Partnership 9/11/200633Terra 2006 Mining Flow-Through Limited PartnershipTerra 2006 Energy Flow-Through Limited Partnership

frontierAlt Orbit Funds Management Limited Canada Mutual Fund 9/18/200634frontierAlt mutual fundsOrbit mutual funds

Northern Rivers Capital Management Inc. Canada Mutual Fund 9/20/200635Norhtern Rivers Innovation RSP FundNorthern Rivers Monthly IncomeCapital Appreciation Fund Series A and Series F units

Lakeview Asset Management Inc. Canada Mutual Fund 9/29/200636Lakeview KBSH fundsDisciplined Leadership funds

Trapeze Asset Management Inc. Canada Pooled Fund 10/5/200637Adaly Opportunity FundTrapeze Value Trust

MCAN Mortgage Corporation Canada GIC's 10/18/200638



Date Approved

Origin Capital Management Ltd. Canada Mutual Fund 10/27/200639OCM Energy Total Return Fund

Thornmark Asset Management Inc. Canada Pooled Fund 10/30/200640Thornmark Investment Funds

Augen Capital Canada Mutual Fund 11/14/200641Augen Resource Strategy Fund Inc.

Perennial Asset Management Corp. Canada Mutual Fund 11/21/200642Perennial Canadian Equity PortfolioPerennial Fixed Income Portfolio

Cornerstone Investment Counsel Ltd. Canada Pooled Fund 11/28/200643Blueprint Global Strategies Pool

Pillar Financial Services Inc. Canada Mortgage Investment Fund 12/13/200644

Desjardins Global Asset Management Inc. Canada Limited Partnership 12/22/200645

Dundee Bank of Canada Canada GIC's 12/22/200646


Bare Trustee AgreementsJanuary 1, 2006Name Changes and Mergers since


Fund Manager Region Type of ProductFunds covered by agreement

Date Comments

Abria Financial Products Ltd. Hedge Fund Name changed to Abria Alternative Investments Inc.

Canada 3/31/20061

Fonds R/BLC Edmond De Rothschild Gestion D'Actifs Inc.

Mutual Fund Amalgamated with Industrial Alliance Fund Management Inc.

Canada 3/31/20062

Industrial Alliance Mutual Funds Inc. Mutual Fund Name changed to Industial Alliance Fund Management Inc.

Canada 3/31/20063

R Funds / BLC-Edmond De Rothchild Asset Mgt. Inc.

Mutual Fund Amalgamated with Industrial Alliance Fund Management Inc.

Canada 3/31/20064

Strategic Advisors Corp. Pooled Fund Name changed to Trapeze Asset Management Inc.

Canada 5/1/20065

Strategic Value TrustAdaly Opportunity Fund

Orbit Mutual Funds Mutual Fund Amalgamated with frontierAlt Orbit Funds Management Limited

Canada 9/18/20066

MCAP Inc. GIC's Name changed to MCAN Mortgage Corporation

Canada 10/18/20067

Page 1 of 1Listing of Name Changes and Mergers

Documents

Bare Trustee Agreements Database · Bare Trustee Agreements Approved Fund Managers as of INVESTMENT DEALERS A SSOCIATION OF CANADA ... 1 @rgentum Management & Research Corp. Canada