Designing Resilient Structures 2015-12-27_Draft 2.31

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    User HandbookDesigning Resilient Structures

    Mainstreaming Disaster Risk Reduction and Climate

    Change Adaptation in Local Design Practices

    (Draft Version 2.3)

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    .

    [Insert ISBN or ISSN and cataloguing-in-publication (CiP) information if required]

    Citation

    Wang X, Wang C-H, Khoo Y B, Morga C and Stewart M G (2015). Designing Resilient Structures

    for the Local Government in the Philippines. Australia.

    Copyright

    Commonwealth Scientific and Industrial Research Organisation 20XX. To the extent permitted

    by law, all rights are reserved and no part of this publication covered by copyright may be

    reproduced or copied in any form or by any means except with the written permission of CSIRO.

    Important disclaimer

    CSIRO advises that the information contained in this publication comprises general statements

    based on scientific research. The reader is advised and needs to be aware that such information may

    be incomplete or unable to be used in any specific situation. No reliance or actions must therefore

    be made on that information without seeking prior expert professional, scientific and technical

    advice. To the extent permitted by law, CSIRO (including its employees and consultants) excludes all

    liability to any person for any consequences, including but not limited to all losses, damages, costs,

    expenses and any other compensation, arising directly or indirectly from using this publication (in

    part or in whole) and any information or material contained in it.

    CSIRO is committed to providing web accessible content wherever possible. If you are having

    difficulties with accessing this document please [email protected].

    mailto:[email protected]:[email protected]:[email protected]:[email protected]
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    Background

    .

    The Build Back Better (BBB)

    principle has been introduced by the

    Government of the Philippines (GOP)

    in the Reconstruction Assistance on

    Yolanda (RAY) to prevent the

    unending cycle of destruction and

    reconstruction. For the RAY

    Infrastructure Cluster, BBB means

    upgrading of minimum performance

    standards and specifications for the

    design and structural components as

    well as materials for public

    infrastructure such as schools, public

    markets, municipal/city and

    community halls, bridges, etc (OPARR,

    2014).

    Recovery Assistance on Yolanda

    (RAY)-DILG Fund has been used to

    support efforts for the rehabilitationand/ or reconstructions of LGU-owned

    buildings and facilities that are

    essential to reinstate the regular local

    government operations and services

    in the 171 cities and municipalities in

    14 provinces in 6 regions identified as

    the most affected areas.

    Under the RAY-DILG Fund, the

    LGUs shall implement the subprojects

    under rehabilitation/ repair of

    partially-damaged LGU-owned

    facilities/structures. Over the years,

    the DILG has supported the LGUs in

    the construction of

    facilities/structures that are essential

    in local government operations,

    provision of social services to the

    public and socio-economic activities in

    their localities through its various

    projects namely Payapa at

    Masaganang Pamayanan (PAMANA),

    Bottom-Up-Budgeting (BUB) and

    Performance Challenge Fund (PCF).

    The challenge in rehabilitation and

    building of new public infrastructure is

    to give due consideration to Build

    Back Better by making them disaster

    resilient. The Comprehensive LandUse Plan is a vital tool that has been

    guiding LGUs in local development

    and public infrastructure planning.

    With the inclusion of the

    Supplemental Guidelines on the

    Mainstreaming Climate Change and

    Disaster Risk in the latest

    Comprehensive Land Use PlanGuidebook (2014), the LGUs are

    guided in the task of analysing the

    implication of hazards and climate

    change in the various development

    sectors/ subsectors including public

    infrastructure. The information

    generated from those analyses

    becomes the basis not only of theoptimization of land allocation to

    various uses but of sound information

    for spatial planning and more

    specifically in locating public facilities/

    structures.

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    TABLE OF CONTENTS 1

    .

    Contents

    Contents i

    Figures iv

    Tables vii

    Acronyms 12

    1 Principles and Approaches for Resilient Structure Design 13

    1.1.Risk Management Principles for Resilience ...................................................................... 13

    1.2.Risk Management for Adaptation and Resilience Development ..................................... 17

    1.2.1 Risk Measurement........................................................................................... 17

    1.2.2 Development of Resilience through CCA and DRR Integration ...................... 19

    1.2.3 Option Appraisals for Cost-Effective Resilience Development ....................... 20

    2 Risk-Based Resilient Structure Design 22

    2.1.Structural Classifications and Performance Requirement ............................................... 22

    2.2.Risk Assessment ................................................................................................................ 23

    2.2.1 Hazard Assessment ......................................................................................... 25

    2.2.2 Exposure Assessment ...................................................................................... 27

    2.2.3 Vulnerability Assessment ................................................................................ 28

    2.2.4 Risk Evaluation ................................................................................................ 30

    2.3.Capacity gap assessment - Examples ................................................................................ 31

    2.3.1 Structures Subject to Wind Hazard and Its Increase Due to Climate Change 32

    2.3.2 Structures Subject to Earthquake ................................................................... 35

    2.3.3 Structures Subject to Flood Hazards and Sea Level Rise................................. 38

    2.4.Development of Resilient Design Options - Examples ..................................................... 40

    2.4.1 Design Options for Resilience to Wind Hazards .............................................. 41

    2.4.2 Design Options for Resilience to Wind Hazards .............................................. 41

    2.5.Option Appraisal ............................................................................................................... 43

    3 Introduction of Structural Design in National Structural Code of the Philippines 45

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    TABLE OF CONTENTS 2

    .

    3.1.Classification of structures................................................................................................ 45

    3.2.Wind loads ........................................................................................................................ 47

    3.2.1 Basic Wind Speed ............................................................................................ 47

    3.3.Earthquake Loads ............................................................................................................. 48

    3.3.1 Seismic Zone and Source Type ........................................................................ 49

    3.4.Flood Loads ....................................................................................................................... 51

    3.5.Structural Concrete ........................................................................................................... 51

    3.5.1 Flexure and axial loads .................................................................................... 51

    3.5.2 Shear and Torsion ............................................................................................ 53

    3.5.3 Development and Splices of Reinforcement ................................................... 54

    3.5.4 Walls ................................................................................................................ 55

    3.5.5 Earthquake-Resistant Structures..................................................................... 56

    3.6.Structural Steel ................................................................................................................. 58

    3.7.Wood 59

    3.8.Masonry ............................................................................................................................ 60

    3.8.1 Special Provisions in Areas Subjected to Seismic Risk .................................... 61

    4 Guidance for Resilience Design 63

    4.1.Design Guidance Structures .............................................................................................. 65

    4.1.1 Objectives ........................................................................................................ 65

    4.1.2 Functional Statements .................................................................................... 65

    4.1.3 Performance Requirements ............................................................................ 66

    4.1.4 Solutions .......................................................................................................... 66

    4.1.5 Assessment Methods ...................................................................................... 66

    4.1.6 Deemed-to-Satisfy Solution ............................................................................ 66

    4.1.7 Alternative Solutions ....................................................................................... 66

    4.2.Resilient LGU Hub Facilities .............................................................................................. 67

    4.2.1 Objectives ........................................................................................................ 67

    4.2.2 Function Statements ....................................................................................... 67

    4.2.3 Performance-Based Design Requirement ....................................................... 67

    4.3.Resilience-Performance-Based Verification Methods ...................................................... 68

    4.3.1 Design Targets for the Wind Hazard ............................................................... 69

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    TABLE OF CONTENTS 4

    .

    Figures

    Figure 1-1 Three steps of risk management for climate adaptation and disaster risk

    mitigation to enhance resilience .................................................................................................. 13

    Figure 1-2 Approaches in risk minimisation and the focus of the current policies ................ 14

    Figure 1-3 Risk Sharing ............................................................................................................ 15

    Figure 1-4 Impact management for both short and long terms ............................................. 16

    Figure 1-5 Approaches in climate adaptation and natural disaster risk reduction at multiple

    levels ............................................................................................................................................. 17

    Figure 1-6 Risk assessment for climate change and natural disasters .................................... 18

    Figure 1-7 Impacts of other drivers (e.g. population and land use) ....................................... 19

    Figure 1-8 Identification of climate adaptation and disaster risk reduction options for

    resilience development ................................................................................................................. 20

    Figure 1-9 Identification of climate adaptation and disaster risk reduction options ............. 21

    Figure 2-1 A risk-based framework for the guidelines to design resilient structures ............. 23

    Figure 2-2 Illustrative description of quantitative representation of hazard through statistical

    modelling....................................................................................................................................... 26

    Figure 2-3 Illustrative maps of hazard magnitude at a high occurrence frequency (left) andlow occurrence frequency (right). Red and blue colour indicates high and low intensity,

    respectively. .................................................................................................................................. 27

    Figure 2-4 An illustrative exposure map of roads to flooding as highlighted by the red

    colour ............................................................................................................................................ 27

    Figure 2-5 Vulnerability curve that gives the relation between damage or loss ratio and

    hazard severity .............................................................................................................................. 30

    Figure 2-6 Vulnerability curves of four typical structures to wind ......................................... 33

    Figure 2-7 Flood hazard at Great Manila Metropolitan Area ................................................. 38

    Figure 2-8 Vulnerability curves of four typical structures to flood ......................................... 39

    Figure 2-9 Illustration of a triple-grip connection for wood roof structures .......................... 42

    Figure 3-1 Wind zone map of the Philippines (source: NSCP 2010). ..................................... 48

    Figure 3-2 Seismic zones ......................................................................................................... 50

    Figure 3-3 Assumed strains for reinforced concrete and reinforcement (a) ordinary flexural

    members, (b) deep beams. ........................................................................................................... 52

    Figure 3-4 Maximum spacing of lateral supports of a beam .................................................. 52

    Figure 3-5 Maximum spacing for the shear reinforcement .................................................... 53

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    TABLE OF CONTENTS 6

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    Apx Figure B-2 Peak ground motion hazard curves for Zones 4 and 2 ................................. 154

    Apx Figure B-3 Flood hazard at Great Manila Metropolitan Area ........................................ 155

    Apx Figure B-4 Susceptibility of earthquake induced landslides .......................................... 157

    Apx Figure C-1 Vulnerability curves of four typical structures to wind ................................ 160

    Apx Figure C-2 Vulnerability curves of four typical structures to earthquake ...................... 162

    Apx Figure C-3 Vulnerability curves of four typical structures to flood ................................ 163

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    TABLE OF CONTENTS 8

    .

    Table 4-5 Performance requirement of the design target of wind pressure on roofs to meet

    the requirement 3 for three wind zones (kPa) - Class 3 Buildings (Class 3 - I: Essential Facilities,

    III: Special Occupancy Structures) ................................................................................................. 71

    Table 4-6 Wind resilience loading factor for the wind design load in three wind zones -

    Class 2 Buildings ............................................................................................................................ 71

    Table 4-7 Wind resilience loading factor for the wind design load in three wind zonesClass

    3 Buildings ..................................................................................................................................... 72

    Table 4-8 The average reoccurrence interval of flood height considered for the design

    target ............................................................................................................................................. 73

    Table 4-9 Design flood height target without consideration of sea level rise (unit: m) ......... 73

    Table 4-10 Design flood height target considering sea level rise of 10cm (unit: m) .............. 74

    Table 4-11 Design flood height target considering sea level rise of 20cm (unit: m) .............. 74

    Table 4-12 Design flood height target considering sea level rise of 50cm (unit: m) .............. 74

    Table 4-13 IPCC-AR5 projected sea level rise (20152100) relative to the sea level of 1986

    2005. Low and High correspond to the 5th- and 95th-percentile values. ...................................... 75

    Table 4-14 Peak ground acceleration targets (g) to meet the requirement 3 in two

    earthquake zonesClass 2 Buildings ........................................................................................... 76

    Table 4-15 Peak ground acceleration targets (g) to meet the requirement 3 in two

    earthquake zonesClass 3 Buildings ........................................................................................... 76

    Table 4-16 Earthquake resilience loading factor to meet the requirement 3 in two

    earthquake zonesClass 2 Buildings ........................................................................................... 77

    Table 4-17 Earthquake resilience loading factor to meet the requirement 3 in two

    earthquake zonesClass 3 Buildings ........................................................................................... 77

    Table 4-18 Cost ratio of subassembly (or structural components) of a facility ...................... 78

    Table 5-1 Capacity multipliers for triple grips required for CHB-L-W to meet the uplift

    capacity avoiding a total loss with a damage ratio large than 50% .............................................. 86

    Table 5-2 Capacity multipliers for triple grips required for CHB-L-W to meet the uplift

    capacity and ensure the damage ratio no more than 40%........................................................... 87

    Table 5-3 Capacity multipliers for triple grips required for CHB-L-W to meet the uplift

    capacity and ensure the damage ratio no more than 30%........................................................... 88

    Table 5-4 Capacity multipliers for triple grips required for CHB-L-W to meet the uplift

    capacity and ensure the damage ratio no more than 20%........................................................... 89

    Table 5-5 Capacity multipliers for triple grips required for CHB-L-W to meet the uplift

    capacity and ensure the damage ratio no more than 10%........................................................... 90Table 5-6 Capacity multipliers for triple grips required for C1L-W to meet the uplift capacity

    avoiding a total loss with damage larger than 50% ...................................................................... 91

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    TABLE OF CONTENTS 9

    .

    Table 5-7 Capacity multipliers for triple grips required for C1L-W to meet the uplift capacity

    and ensure the damage ratio no more than 40% ......................................................................... 92

    Table 5-8 Capacity multipliers for triple grips required for C1L-W to meet the uplift capacity

    and ensure the damage ratio no more than 30% ......................................................................... 93

    Table 5-9 Capacity multipliers for triple grips required for C1L-W to meet the uplift capacity

    and ensure the damage ratio no more than 20% ......................................................................... 94

    Table 5-10 Capacity multipliers for triple grips required for C1L-W to meet the uplift capacity

    and ensure the damage ratio no more than 10% ......................................................................... 95

    Table 5-11 Capacity multipliers for triple grips required for W1-L to meet the uplift capacity

    avoiding a total loss with a damage ratio larger than 50%........................................................... 96

    Table 5-12 Capacity multipliers for triple grips required for W1-L to meet the uplift capacity

    and ensure the damage ratio no more than 40% ......................................................................... 97

    Table 5-13 Capacity multipliers for triple grips required for W1-L to meet the uplift capacity

    and ensure the damage ratio no more than 30% ......................................................................... 98

    Table 5-14 Capacity multipliers for triple grips required for W1-L to meet the uplift capacity

    and ensure the damage ratio no more than 20% ......................................................................... 99

    Table 5-15 Capacity multipliers for triple grips required for W1-L to meet the uplift capacity

    and ensure the damage ratio no more than 10% ....................................................................... 100

    Table 5-16 Capacity multipliers for triple grips required for S1-L to meet the uplift capacityavoiding a total loss with a damage ratio larger than 50%......................................................... 101

    Table 5-17 Capacity multipliers for triple grips required for S1-L to meet the uplift capacity

    and ensure the damage ratio no more than 40% ....................................................................... 102

    Table 5-18 Capacity multipliers for triple grips required for S1-L to meet the uplift capacity

    and ensure the damage ratio no more than 30% ....................................................................... 103

    Table 5-19 Capacity multipliers for triple grips required for S1-L to meet the uplift capacity

    and ensure the damage ratio no more than 20% ....................................................................... 104

    Table 5-20 Capacity multipliers for triple grips required for S1-L to meet the uplift capacityand ensure the damage ratio no more than 10% ....................................................................... 105

    Table 5-21 Capacity multipliers for nails required for CHB-L-W to meet the uplift capacity

    avoiding a total loss with damage large than 50% ..................................................................... 108

    Table 5-22 Capacity multipliers for nails required for CHB-L-W to meet the uplift capacity

    and ensure the damage ratio no more than 40% ....................................................................... 109

    Table 5-23 Capacity multipliers for nails required for CHB-L-W to meet the uplift capacity

    and ensure the damage ratio no more than 30% ....................................................................... 110

    Table 5-24 Capacity multipliers for nails required for CHB-L-W to meet the uplift capacity

    and ensure the damage ratio no more than 20% ....................................................................... 111

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    TABLE OF CONTENTS 10

    .

    Table 5-25 Capacity multipliers for nails required for CHB-L-W to meet the uplift capacity

    and ensure the damage ratio no more than 10% ....................................................................... 112

    Table 5-26 Capacity multipliers for nails required for C1L-W to meet the uplift capacity

    avoiding a total loss with a damage ratio larger than 50%......................................................... 113

    Table 5-27 Capacity multipliers for nails required for C1L-W to meet the uplift capacity and

    ensure the damage ratio no more than 40% .............................................................................. 114

    Table 5-28 Capacity multipliers for nails required for C1L-W to meet the uplift capacity and

    ensure the damage ratio no more than 30% .............................................................................. 115

    Table 5-29 Capacity multipliers for nails required for C1L-W to meet the uplift capacity and

    ensure the damage ratio no more than 20% .............................................................................. 116

    Table 5-30 Capacity multipliers for nails required for C1L-W to meet the uplift capacity and

    ensure the damage ratio no more than 10% .............................................................................. 117

    Table 5-31 Capacity multipliers for nails required for W1-L to meet the uplift capacity

    avoiding a total loss with a damage ratio larger than 50%......................................................... 118

    Table 5-32 Capacity multipliers for nails required for W1-L to meet the uplift capacity and

    ensure the damage ratio no more than 40% .............................................................................. 119

    Table 5-33 Capacity multipliers for nails required for W1-L to meet the uplift capacity and

    ensure the damage ratio no more than 30% .............................................................................. 120

    Table 5-34 Capacity multipliers for nails required for W1-L to meet the uplift capacity andensure the damage ratio no more than 20% .............................................................................. 121

    Table 5-35 Capacity multipliers for nails required for W1-L to meet the uplift capacity and

    ensure the damage ratio no more than 10% .............................................................................. 122

    Table 5-36 Capacity multipliers for nails required for S1-L to meet the uplift capacity

    avoiding a total loss with a damage ratio larger than 50%......................................................... 123

    Table 5-37 Capacity multipliers for nails required for S1-L to meet the uplift capacity and

    ensure the damage ratio no more than 40% .............................................................................. 124

    Table 5-38 Capacity multipliers for nails required for S1-L to meet the uplift capacity andensure the damage ratio no more than 30% .............................................................................. 125

    Table 5-39 Capacity multipliers for nails required for S1-L to meet the uplift capacity and

    ensure the damage ratio no more than 20% .............................................................................. 126

    Table 5-40 Capacity multipliers for nails required for S1-L to meet the uplift capacity and

    ensure the damage ratio no more than 10% .............................................................................. 127

    Table 5-41 Capacity multipliers for nails required per square metre for roof-to-purlin

    connections to meet the uplift capacity ..................................................................................... 130

    Table 5-42 Capacity multipliers for metal screws required per square metre for roof-to-

    purlin connections to meet the uplift capacity ........................................................................... 132

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    TABLE OF CONTENTS 11

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    Table 5-43 Capacity multipliers for wood screws required per square metre for roof-to-

    purlin connections to meet the uplift capacity ........................................................................... 133

    Table 5-44 Class 3 performance requirement for Column C-1 to meet the relative life-saving

    costs requirements in earthquake zones 2 and 4 (Class 3 - I: Essential Facilities, III: Special

    Occupancy Structures) ................................................................................................................ 139

    Table 5-45 Class 3 performance requirement for Column C-2 to meet the relative life-saving

    costs requirements in earthquake zones 2 and 4 ....................................................................... 140

    Apx Table A-1 Description of Earthquake Intensity Scales (PEIS) ......................................... 143

    Apx Table B-1 Basic wind speed given ARI in three wind zones ........................................... 153

    Apx Table B-2 Basic wind speed given ARI in three wind zones ........................................... 154

    Apx Table B-3 Basic wind speed given ARI in three wind zones ........................................... 156

    Apx Table C-1 Number of building structure types in GMMA .............................................. 158

    Apx Table C-2 Typical building types in the Philippines ........................................................ 159

    Apx Table C-3 Structural vulnerability to extreme winds (kph) ............................................ 160

    Apx Table C-4 Structural vulnerability to earthquake (cm/s-2) ............................................. 162

    Apx Table C-5 Structural vulnerability to flood ..................................................................... 163

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    PRINCIPLES AND APPROACHES FOR RESILIENT

    STRUCTURE DESIGN 12

    .

    Acronyms

    ARI Average Recurrence Interval

    BBB Build Back Better

    CCA Climate Change Adaptation

    DRR Disaster Risk Reduction

    NDRRM National Disaster Risk Reduction and Management

    NSCP National Structural Code of the Philippines

    PCF Performance Challenge Fund

    PGA Peak Ground Acceleration

    CLUP Comprehensive Land Use Plan

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    PRINCIPLES AND APPROACHES FOR RESILIENT

    STRUCTURE DESIGN 13

    .

    1

    Principles and Approaches for ResilientStructure Design

    1.1

    Risk Management Principles for Resilience

    Climate adaptation and disaster risk mitigation for resilience are implemented fundamentally

    on three risk-reduction-based principles,

    Reduce the vulnerability of all relevant institutional levels to hazards at relevant spatial and

    temporal scales, and

    Reduce the likelihood of the occurrence of and exposure to hazards, but be aware that

    reducing the occurrence likelihood of natural hazards is in most cases unachievable.

    Reduce any residual adverse consequences as a result of the impact of hazards

    More specifically, it could be implemented through three steps as shown inFigure 1-1:

    Figure 1-1 Three steps of risk management for climate adaptation and disaster risk mitigation to enhance

    resilience

    (1)Risk minimisation: reduce/avoid the manageable adverse consequence as a result of

    climatic hazard impacts.

    As shown inFigure 1-2,four strategies to minimise risks to climatic change and disasters can

    be summarised as,

    Risk Sharing

    Risk Minimisation

    Impact

    Management

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    PRINCIPLES AND APPROACHES FOR RESILIENT

    STRUCTURE DESIGN 14

    .

    Mitigate climate change by reducing carbon emission to minimise the likelihood of

    increasing climate extremes;

    Mitigate the impact consequences of climate hazards through hazard exposure

    management of cities. Although the reduction in hazard is not always possible, in

    some cases, the hazard could also be reduced such as heatwaves by green

    infrastructure development ;

    Reduce the likelihood/extent of exposure to climate hazards by land use planning,

    protection and retreat, and reduce the consequence by improving the fragility or

    reducing the vulnerability of urban built asset and population to hazards;

    Reduce the likelihood of indirect loss as a result of direct damage impact by building

    urban community capacity, and reduce the consequence by immunizing coastal

    infrastructure systems from cascading effects, and developing emergencymanagement and better relief and recovery plan

    Figure 1-2 Approaches in risk minimisation and the focus of the current policies

    Figure 1-2 also illustrates the focus of current policies and regulations, including The National

    Climate Change Action Plan, Comprehensive Land Use Planning (CLUP), The National Disaster Risk

    Reduction and Management (NDRRM) Framework, National Disaster Risk Reduction and

    Management Plan (NDRRMP), The National Security Policy, and Building Code as well as

    Performance Challenge Fund (PCF), which are able to address different parts in risk mitigation.

    Mitigate Climate Change

    Reduce Likelihood:

    Carbon Emission MitigationReduce Consequence

    Mitigate Climate Hazards

    Reduce Likelihood Reduce Consequence

    Reduce Exposure to Climate Hazards

    Reduce Likelihood:

    eg. Protection, retreat,

    land use planning

    Reduce Consequence

    Reduce Direct and Indirect Loss due to Damage

    Reduce fragility:

    eg. Asset design

    Reduce Likelihood:

    eg. Community capacity

    building

    Reduce Consequence:

    eg. emergency management,

    recovery relief

    CLUP

    Building Code

    PCF

    The National

    Climate ChangeAction Plan

    The National

    Security PolicyTheNationalDRRMF

    ramework

    N

    DRRMP

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    PRINCIPLES AND APPROACHES FOR RESILIENT

    STRUCTURE DESIGN 15

    .

    (2) Risk sharing: share the inevitable (residual) impacts as a result of climatic hazard

    attacks, to reduce the corresponding adverse consequences incurring on each of

    individuals.

    Risk sharing can be implemented by distributing the consequence of impacts among

    multiple parties, such as private and public, individuals and institutions, communities and

    government, as shown as inFigure 1-3,through instruments such as insurance, regulation

    and government incentives, to redistribute climate risks. It is particularly important to

    balance the needs of socially disadvantaged groups who disproportionally incur high risks

    to the climate impacts

    Figure 1-3 Risk Sharing

    (3) Impact management: manage the inevitable adverse consequence as a result of hazard

    impacts for recovery.

    The impact management is implemented to minimise the hazard-induced adverse

    consequence, particularly to reduce those post-disaster impacts caused by the direct hazard

    impacts. It normally covers the short-term emergency responses and humanitarian disaster

    recovery, but it is also associated with long-term reconstruction and recovery of, not only

    physical assets and services, but also local/regional economy, social systems, environment

    and community livelihood etc, as shown inFigure 1-4.It should be pointed out, in the National

    Disaster Risk and Management Plan, the immediate short term, short term, medium term,

    long term are defined as 1 year, 1-3 years, 3-6 years and greater than 6 years.

    Risk

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    PRINCIPLES AND APPROACHES FOR RESILIENT

    STRUCTURE DESIGN 16

    .

    Figure 1-4 Impact management for both short and long terms

    It should be particularly emphasised, while there are many approaches aiming to reduce or

    mitigate disaster risks as already indicated inFigure 1-2,Building Back Betterare indeed can be

    advanced in several means, as shown inFigure 1-5,in climate adaptation and disaster risk

    reduction. It could be implemented through a range of options, from information, enforcing

    practices and governance, such as BBB Operation Manual, NSCP and UCLP, respectively. The

    current resilient structure design handbook aims to enforce the resilient design practices in

    addition to the requirement by NSCP.

    Emergency

    Responses

    Humanitarian

    Disaster

    Recovery

    Infrastructure

    and Service

    Reconstruction

    Recovery of

    Economy,

    Social Systems,

    Environment,

    Livelihood

    Short Term

    Medium Term

    Long Term

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    PRINCIPLES AND APPROACHES FOR RESILIENT

    STRUCTURE DESIGN 17

    .

    Figure 1-5 Approaches in climate adaptation and natural disaster risk reduction at multiple levels

    1.2

    Risk Management for Adaptation and Resilience Development

    A risk-based approach can provide an effective tool to develop adaptation and resilience options

    for infrastructure exposed to various hazards and subsequent disasters. It generally includes risk

    assessment, climate adaptation and disaster reduction option development, and option appraisals

    and optimisation.

    1.2.1

    Risk Measurement

    Risk can be considered as the combined effect of hazards (H), exposures (E), and vulnerability

    (V) of the assets or infrastructure of interest, as shown inFigure 1-6,or

    Measuring risk in Equation (2-1) can be carried out in either qualitative or quantitative

    approaches. It can be measured in terms of a distribution of potential loss against hazards

    considering various uncertainties. Quantitatively, it is often expressed as an average loss as a result

    of impacts of the hazards. The loss is normally related to economic loss, but it could also be

    described in association with more broad socioeconomic and environmental loss.

    Hazard is generally considered to be an adverse external stimulus that exerts stresses or

    pressures, specifically to a system of interests, leading to disasters. For cities, it can be in the form

    General practicalguidance, which are thesolutions easily

    understood and adopted,often descriptive andqualitative, and carriedout in a less rigorousmanner

    Standards, whichstandardise thepractical solutions and

    processes byenhanced knowledgeand scientific

    evidences , and applydefined criteria toenforce itsimplementation.

    Policies, whichprovide overallprinciples and

    governance to guideall levels of decision-making, and areoften considered asprotocols that allother relevantdecisions have to

    follow.

    NDRRMP

    BBB Manual

    NSCP, NBC

    Zoning Ordinance

    Information

    EnforcedPractices

    Governance

    C

    CA+DRR

    Integration

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    of extreme climate events such as heatwaves, cyclones, storms, drought, hails and lightening, and

    can also be subsequent extreme events such as flooding, inundation, fire and pollution, which are

    caused by weather events together with other factors.

    Figure 1-6 Risk assessment for climate change and natural disasters

    Vulnerability is deemed as susceptibility of a system of interest and measured as a likely loss, to

    a given degree of a hazard. Vulnerability can be described by the loss of functionality, serviceability

    or/and integrity of the system, and often represented by a monetary measure, although other

    measures may be used. For example, mortality or morbidity to heatwave, house damage to wind

    speed or flood depth, water supply to annual precipitation. Vulnerability assessment is the key step

    to understand how city would function given different scenarios of its exposure to hazards.

    The degree of vulnerability is closely related to the adaptive capacity of a system of interest.

    Adaptive capacity is considered as an inherent system property that enables adjustments of its

    capacity or capability threshold to accommodate expected (future) adverse hazard impacts without

    loss of its functionality and integrity, which may lead to disasters. It can generally be described by

    social, human, financial, environmental and physical capitals though there are many other

    representations. Enhancement of the adaptive capacity could also be beneficial to immediate

    disaster mitigation.

    Climate Change

    and Variability

    Hazard (H)

    Exposure (E)

    Risk (H*E*V)

    Socioeconomic

    Environmental

    Economic

    Loss

    Vulnerability (V)

    Socioeconomic,

    Environmental,

    Institutional, Physical

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    1.2.2 Development of Resilience through CCA and DRR Integration

    As discussed early, CCA and DRR options are developed to reduce hazards (if possible), exposure

    and vulnerability, an important approach to resilience. This can be done by developing new policies,

    planning and designs, which are normally dealt with by different levels of jurisdictions ranging from

    national, provincial, to various levels of local governments. Integration of CCA and DRR options at

    all jurisdictional levels, or called vertical integration should be considered in developing those

    options. It has to be mentioned that the CCA and DRR integration for those options that are dealt

    with at the same jurisdictional level, or horizontal integration, should also be considered too.

    As shown inFigure 1-7,this step will require the understanding of compounding future outlook

    factors that affects exposure and vulnerability. The development of CCA and DRR options could be

    developed by affecting the future vision and outlooks, such as population growth, demographic and

    land use change and resource development, to reduce the exposure and vulnerability.

    Figure 1-7 Impacts of other drivers (e.g. population and land use)

    Having said that, this handbook aims to address the engineering design approach to develop

    CCA and DRR options, in particular, for building structures.

    More specifically, the CCA and DRR options for resilience are identified as shown inFigure 1-8.

    It is essentially to identify design options for structures that could reduce the residual risk, which is

    the remaining risk after implementing climate adaptation or/and disaster risk reduction, below an

    acceptable level or a threshold. In many cases, the threshold is defined in or can be estimated fromdesign standards or development guidelines. If the residual risk is not expected to increase as a

    result of climate change, the option is considered for climate adaptation. Otherwise, it will be

    Climate Change

    and Variability

    Hazard (H)

    Exposure (E)

    Vulnerability (V)

    Socioeconomic,

    Environmental,

    Institutional, Physical

    Risk (H*E*V)Horizonta

    l/Vertical

    Integrationo

    fCCA

    an

    dDRROptions

    Socioeconomic

    Environmental

    Economic

    Loss

    Design

    Planning

    Policies H

    V

    Future Outlooks

    (population growth,

    demography/land use change

    resource availability)

    Current/Future Visions

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    further assessed to investigate if the option could maintain the residual risks below the acceptable

    level in the future considering the effect of climate change. The subsequent outputs will then be

    considered for the integration of climate adaptation and disaster risk reduction.

    Figure 1-8 Identification of climate adaptation and disaster risk reduction options for resilience development

    1.2.3

    Option Appraisals for Cost-Effective Resilience Development

    The appraisals of options and their comparisons leads to the completion of comprehensive risk

    management to develop climate adaptation and disaster risk reduction development, as shown in

    Figure 1-9.

    The appraisals should be based on broad economic, social and environmental loss and benefit

    assessment, with a requirement of the better options that should lead to the high likelihood of thetotal benefit larger than the total cost.

    While there have been many discussions on how to properly quantify the benefit and loss, they

    could be generally described as,

    Benefit = Avoided Loss + Additional Benefit

    Loss = Option Investment + Opportunity Loss + Additional Loss

    The avoided loss is considered as the reduction in risks as a result of the investment in CCA

    or/and DRR options. Additional benefits are more related to indirect benefit as a result of

    implementing the options. Opportunity loss is associated with the loss of benefit that could havebeen achieved by investment in others rather than the CCA and DRR options. Additional loss could

    Options

    Current

    Hazards

    Do they meet

    the Acceptable

    Risk Threshold?

    Modify

    options

    Is their service

    life long enough

    to consider

    climate changeimpacts?

    Future

    Hazards

    Do they meet

    the Acceptable

    Risk Threshold?

    Options

    for DRR

    Modify

    options

    Options

    for

    DRR/CCA

    Climate Change

    Scenarios

    No

    Yes Yes

    NoNo

    Yes

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    be considered as the adverse impact due to the implementation of the options, such as the

    construction of wave barrier could lead to the impact on nearby environment.

    Figure 1-9 Identification of climate adaptation and disaster risk reduction options

    Often, the benefit and loss are described in monetary terms. When both benefit and loss are

    measurable, an approach similar to cost-benefit assessment is effective for the CCA and DRR

    option appraisals. In this case, the option is preferable if one or more of the following criteria are

    met,

    Higher positive net benefit , which is equal to the benefit subtracted by the loss;

    Higher benefit-loss ratio that is larger than one;

    Higher likelihood that the benefit is larger than the loss.

    However, when it is difficult to quantify the benefit in monetary terms, an approach similar to

    cost-effectiveness assessment can be more effective for the option appraisals. In this case the

    option is more preferable if the criteria is to be met, i.e., a lower option investment to achieve the

    same CCA and/or DRR objectives, or the same level of investment, but more likely to achieve the

    same CCA and/or DRR objectives.

    Climate Change

    and Variability

    Hazard (H)

    Exposure (E)

    Vulnerability (V)

    Socioeconomic,

    Environmental,

    Institutional, Physical

    Risk (H*E*V)Horizonta

    l/Vertica

    l

    Integrationo

    fCCA

    an

    dDRROptio

    ns

    Socioeconomic

    Environmental

    Economic

    Loss

    Design

    Planning

    PoliciesH

    V

    Future Outlooks

    (population growth,

    demography/land use change

    resource availability)

    Current/Future Visions

    (Avoided Loss +Additional

    Benefit) (Option Investment +

    Opportunity Loss in Adaptation

    + Additional Loss)

    Decision-Making

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    Figure 2-1 A risk-based framework for the guidelines to design resilient structures

    Class 4: the expected consequence is represented by disastrous events causing severe

    damages and losses leading to interruption and delay at a nationalscale;

    Class 5: the expected consequence is represented by catastrophic events causingsevere damages and losses beyond a national scale.

    Buildings and structures with different levels of criticality or importance has different requirement

    of safety or reliability performance. For highly critical and important structures, there is a need to

    have a more strict performance requirement, especially on its safety.

    2.2

    Risk Assessment

    As indicated previously, risk assessment normally has steps including hazard assessment,

    exposure assessment, and vulnerability assessment followed by the final risk evaluation. Moredetails about the steps in the assessment are shown inTable 2-1.

    Structure

    Types

    Hazard

    Severity &

    Frequency

    Structure

    Criticality

    Acceptable

    RiskThreshold

    Failure

    ConsequenceExposure

    Capacity

    Requirement

    Maintenanc

    e Options

    DesignOptions

    Vulnerability

    Risk

    OptionsAppraisal

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    Table 2-1 Steps of risk assessment

    Assessment Types Assessment Steps

    I: Hazard Assessment

    Hazard identification: identify hazards that could cause damages and

    losses at different scales, such as individual, local (regional) and

    national scales;

    Hazard information acquisition: acquire historical hazard information,

    and if future outlook is considered, projection information from

    modelling given different scenarios, such as climate and landscape

    changes;

    Hazard modelling

    o Qualitative approach: Rank hazards into a class, such as

    severe, strong, medium, weak, very weak, and describe thelikelihood of the hazard

    o Quantitative approach: model the hazard in terms of severity

    at different average recurrence interval (ARI) or return

    periods, which can be depend on location and time. For

    example, wind speed of 1 in 100 years, which could change

    as a result of climate change. The hazard could be converted

    into more engineering terms such as external loading on

    structures.

    Hazard mapping: if required, map the hazards of differentaverage recurrence or return periods across a scale as required,

    such as local, regional and national scales, at different time

    horizons (if future environmental changes are considered);

    II: ExposureAssessment

    Identification of points of interest (POIs): identify points of interests,

    such as physical assets, communities and natural resources, which

    distribution generally has the nature of spatiality and temporality, for

    example, urban sprawl and population growth;

    Hazard Exposure Analysis: analyse the exposure of POIs to the hazards

    in association with the severity of hazards, for example, the housesmay not be exposed to the low-depth of flooding, but exposed to

    severe flooding.

    III: VulnerabilityAssessment

    Qualitative Approach

    oRank the vulnerability to different level of hazard (if exposed)

    in terms of consequences, such as catastrophe, significant,

    moderate, small, and very small.

    Simplified Vulnerability Curve Approach (Quantitative Approach)

    o Develop damage/loss data inventory in association with the

    severity of hazards;

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    Assessment Types Assessment Steps

    o Develop collective performance of POIs subject to the

    impacts of identified hazards at different severity, or fragilitycurves that give a distribution of four physical damage states

    (slight, moderate, extensive and complete) in relation to

    hazard severity;

    o Develop vulnerability curves based on fragility curves

    Detailed Structural Analysis (Quantitative Approach)

    Model structures of building envelop, including roof, wall and

    foundation etc.;

    Model resistance or capacity of building structures to

    loading; Model the loading including permanent loading and dynamic

    loading including occupants and hazards (wind, earthquake

    etc.);

    Implement structural reliability analysis

    IV: Risk Evaluation

    Qualitative approach

    o Rank the risk based on hazard severity and likelihood

    together with its consequence

    Quantitative Approach

    o

    Estimate the risk based on the hazard, exposure and

    vulnerability quantified in other assessment.

    2.2.1

    Hazard Assessment

    While qualitative hazard assessment is basically based on the perceptions, the quantitative

    assessment is using the annual maxima of hazard variables from the collected historical data or

    observations. By applying statistical extreme value theory, the annual maxima can be converted

    into the relationship of hazard severity and Average Reoccurrence Interval (ARI) or return period,as shown inFigure 2-2.

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    Figure 2-2 Illustrative description of quantitative representation of hazard through statistical modelling

    It could also be represented similar toTable 2-2,which lists the hazard magnitude and its

    occurrence frequency. If the magnitude is spatially dependent, hazard maps can be developed foreach occurrence frequency, as shown inFigure 2-3.The high frequency hazard event shows less

    magnitude than the low frequency event. A rare hazard event has a large magnitude.

    Table 2-2 Descriptive examples of hazard magnitude and frequency

    ARI (years) DescriptionsHazard Magnitude

    (eg. severe, strong, medium, weak, very weak)

    1Average occurrence of

    once every year

    10Average occurrence of

    once every ten years

    100Average occurrence of

    once every a hundred of

    years

    500Average occurrence of

    once every five hundreds

    of years

    1000Average occurrence of

    once every a thousand of

    years

    ARI or Return Period (years)

    HazardSeverity

    1 10 100 1000

    Model

    Observation

    Confidence interval

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    Figure 2-3 Illustrative maps of hazard magnitude at a high occurrence frequency (left) and low occurrence frequency(right). Red and blue colour indicates high and low intensity, respectively.

    2.2.2

    Exposure Assessment

    Exposure assessment involves the POIs that could be at the risk of hazard impacts, such as

    physical assets and communities. It is often related to the severity or magnitude of hazards. For

    example, roads may not be exposed to low tides, but exposed to high tides. The exposure level can

    often be described by spatial mapping as shown inFigure 2-4.

    Figure 2-4 An illustrative exposure map of roads to flooding as highlighted by the red colour

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    Table 2-4 Damage states (developed based on Hazus)

    Damage States Descriptions Illustration Mechanism

    Slight

    Small cracks or damages

    appeared on building

    envelop, such the corner of

    window and door

    Yielding point of structural

    capacity

    Moderate

    Large cracks or

    damages appeared on

    building envelop, for

    example, across wall

    Ultimate point of

    structural capacity

    Extensive

    Multiple cracks or

    damages and

    permanent

    deformation ormovement, involving

    key structure

    components.

    Exceed the ultimate

    capacity point

    Complete

    Significant permanent

    structural damages

    with large

    deformation and

    movement in

    imminent collapse

    Significantly exceed the

    ultimate capacity point

    Hazard Loading

    Structura

    lResponse

    Hazard Loading

    StructuralResponse

    Hazard Loading

    StructuralR

    esponse

    Hazard Loading

    StructuralResponse

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    Figure 2-5 Vulnerability curve that gives the relation between damage or loss ratio and hazard severity

    2.2.4

    Risk Evaluation

    Measuring the risk can be done either qualitatively or quantitatively. For the qualitative

    approach, the risk to a specific severity of hazard can be measured on the basis ofTable 2-5.Formultiple hazards or hazard at various severities, the overall risk is considered as the highest among

    all risks.

    Table 2-5Qualitative measurement of risks based on hazard likelihood and corresponding consequences

    HazardLikelihood

    Consequences (Damage or Loss)

    Minor Small ModerateSignificant

    (extensive)

    Catastrophic

    (complete)Very often Moderate High High

    Extreme

    High

    Extreme

    High

    Often Moderate Moderate High HighExtreme

    High

    Occasional Low Medium Moderate High High

    Rare Low Low Moderate Moderate High

    Very rareLow Low Low Moderate Moderate

    Hazard Severity

    Vulnerability

    (RatioofDamageorLoss)

    0%

    100%

    H1 H2 H3 H4

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    For example,

    Hazard 1, its likelihood is very often and the consequence is small, hence the risk is high.

    Hazard 2, its likelihood rare and its consequence is moderate, hence the corresponding riskis moderate.

    Therefore, the overall risk is the highest among them, which is high.

    The risk assessment using quantitative approaches is more complicated based on probabilistic

    modelling and simulation, the quantitative measurement of risks is given by a probabilistic

    distribution

    2.3

    Capacity gap assessment - Examples

    Capacity gap assessment essentially compares the overall risks with the threshold

    (performance requirements) defined in accordance with the criticality or importance of assets, to

    identify what structural capacity should be enhanced to meet the performance requirement.

    Several examples are here to demonstrate the capacity gap assessment.

    Considering that four structure types, including concrete hollow block, concrete moment

    frame, wood and steel structure have a significant proportion of building stocks in the Philippines,

    they would be mainly considered in the handbook.

    W1-L: Wood Frame with Area 500 sq. m (1-2 storeys) - These are typically single- or

    multiple-family dwellings. The essential structural feature of these buildings is repetitive

    framing by wood rafters or joists on wood stud walls. Loads are light and spans are small.Most of these buildings, especially the single-family residences, are not engineered but

    constructed in accordance with conventional construction provisions of building codes.

    CHB-L-W: Concrete Hollow Blocks (1-2 storeys) - These are low-rise structures with walls

    made of concrete hollow blocks interlocked at the corners, and have no reinforced

    concrete frame. The floors consist of either plywood or board sheathing, supported by

    wood sub-framing. The roofs are corrugated galvanized iron sheets attached to wooden or

    light metal roof trusses.

    C1-L-W: Reinforced Concrete Moment Frame (1-2 storeys) - These buildings are similar to

    steel moment frame buildings except that the frames are reinforced concrete.

    S1-L: Steel Moment Frame (1-2 storeys) - These buildings have a frame of steel columns

    and beams. In some cases, the beam-column connections have very small moment

    resisting capacity, but some of the beams and columns have in other cases.

    For buildings and structures with different levels of criticality or importance, there should be

    different requirement of safety or reliability performance. For highly critical and important

    structures, there is a need to have a more strict performance requirement, especially on its safety.

    The international standard of General Principles on Reliability for Structures (ISO 2394:2015)

    defines the risk threshold as shown inTable 2-6.The thresholds not only depends on the criticallyor importance of the structures, but also depends on the costs that would be incurred to address

    the cost-effectiveness of risk mitigation measures. To balance between the cost and the

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    achievement of a level of reliability, when a high cost is involved to ensure the structural safety,

    the reliability requirement could be reasonably reduced (i.e. a risk threshold could be increased).

    Based on the requirement of a design to meet a risk threshold from high to low, the corresponding

    resilience is considered to be low to high.

    Table 2-6 Thresholds of Annual Risks

    Relative Life-SavingCosts1

    ResilienceRequirement

    Class 2(individual

    impact)

    Class 3(regionalimpact)

    Class 4(nationalimpact)

    Large Low 0.1% 0.05% 0.01%

    Medium Medium 0.01% 0.001% 0.0005%

    Small High 0.001% 0.0005% 0.0001%

    2.3.1 Structures Subject to Wind Hazard and Its Increase Due to Climate Change

    The wind gust hazards in the three wind zones specified in NSCP (2010) are modelled as

    generalized extreme-value distribution, with the model parameters being chosen such that the 50-

    year gust speeds given by the models match the ones specified in NSCP (2010).

    The vulnerability curve of four types of structures subject to wind hazard is based on the study

    by Pacheco et al2, as shown inFigure 2-6 and Table 2-7. It highlights the vulnerability of current

    timber structures to winds, and shows that the timber structure could be damaged quickly around

    50m/s or 180kph.In contrast to the timber structures, other three types of structures display much

    less vulnerability, especially the concrete hollow block.

    Based on the wind hazard and vulnerability, the risk of four types of structures can be

    estimated and given in Table 2-8. As illustrated, there is a significant gap for wood structure in

    comparison with all level of thresholds defined in Table 2-6. The highest annual total loss risk of

    near 17% for timber framed housing (W1-L) in Zone 1 implies that buildings would experience

    total loss (destruction) almost every 5 years on average. This is an unacceptably high risk. As

    expected, for all zones the annual risks for concrete hollow block, RC and steel construction are

    much lower than timber framed housing, but steel structures in zone 1 has a gap to meet

    requirement for evacuation centres classified as Class 3 in Table 2-6.

    1The classification as defined by ISO 2394 should be further clarified. Discussion should be undertaken on what thresholds could be accepted

    considering cost-effectiveness in the region.

    2Pacheco BM, Hernandez Jr. JY, Castro PPM et al (2013). Development of vulnerability curves of key building types in the Greater Metro

    Manila Area, Philippines

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    Figure 2-6 Vulnerability curves of four typical structures to wind

    Table 2-7 Structural vulnerability to extreme winds (kph)

    DamageRatio

    Wind Speed (kph)

    CHB-L-W C1L-W W1-L S1-L

    0.05 172 177 152 139

    0.10 214 214 157 173

    0.15 247 243 160 201

    0.20 277 269 163 227

    0.25 306 293 166 251

    0.30 334 317 168 275

    0.35 362 340 170 300

    0 50 100 1500

    0.2

    0.4

    0.6

    0.8

    1

    CHB-L-W

    C1-L-W

    W1-L

    S1-L

    Gust speed (m/s)

    Damageratio

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    0.40 392 365 172 325

    0.45 422 390 174 351

    0.50 455 416 176 379

    0.55 490 444 178 409

    0.60 528 475 180 442

    0.65 571 508 182 479

    0.70 620 546 185 522

    0.75 677 591 187 572

    0.80 748 644 190 633

    0.85 839 713 193 713

    0.90 969 810 198 828

    0.95 1201 978 204 1034

    Table 2-8 Annual risk of four types of structures subject to wind hazards

    Structures Zone 1 Zone 2 Zone 3

    W1-L 16.88% 4.83% 0.65%

    CHB-L-W ~0% ~0% ~0%

    C1-L-W ~0% ~0% ~0%

    S1-L 0.01% ~0% ~0%

    Table 2-9, Table 2-10 andTable 2-11 show the effect of 5%, 10% and 20% increases in wind

    speed on annual risks. While the increase in wind speed would make the existing high total loss

    risk of wood structure to the wind in all zones even worse, a 5% increase in wind speed can double

    existing total loss risk of steel structures, and a 10% and 20% increase in wind speed can more

    significantly increase their existing risk in Zone 1. This suggests that the total loss of buildings is

    very sensitive to increases in wind speed as a result of climate change in Zone 1. The increase inwind speed would further increase the gap of total loss risks in comparison with the defined

    thresholds.

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    Table 2-9 Annual risk of four types of structures subject to 5% increase in wind hazards

    Structures Zone 1 Zone 2 Zone 3

    W1-L 20.64% 6.44% 0.95%

    CHB-L-W ~0% ~0% ~0%

    C1-L-W ~0% ~0% ~0%

    S1-L 0.02% ~0% ~0%

    Table 2-10 Annual risk of four types of structures subject to 10% increase in wind hazards

    Structures Zone 1 Zone 2 Zone 3

    W1-L 24.57% 8.30% 1.32%

    CHB-L-W ~0% ~0% ~0%

    C1-L-W ~0% ~0% ~0%

    S1-L 0.04% ~0% ~0%

    Table 2-11 Annual risk of four types of structures subject to 20% increase in wind hazards

    Structures Zone 1 Zone 2 Zone 3

    W1-L 32.67% 12.63% 2.27%

    CHB-L-W 0.01% ~0% ~0%

    C1-L-W 0.04% ~0% ~0%

    S1-L 0.16% ~0% ~0%

    2.3.2 Structures Subject to Earthquake

    Ground motion caused by earthquake generates impacts on the structural safety. Structures

    should be designed to resist the seismic ground motion. In the structural design as defined by

    NSCP, the design basis ground motion, representing the ground motion that has a 10% chance of

    being exceeded in 50 years (or annual exceedance probability of 0.2%), is applied.

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    As described in NSCP, seismic hazard are characterised by the seismic zone, proximity of the

    site to active seismic sources, site soil profile characteristics, and the structure importance factor.

    NSCP defines two seismic zones (see the review in chapter 4).

    NSCP specifies a seismic zone factor of 0.4 and 0.2 for Zones 4 and 2, respectively. This means

    that the peak ground accelerations (PGAs) with 10 % probability of being exceeded in 50-year are

    0.4 g and 0.2 g for the two zones. The seismic hazard in the Manila region (located in Zone 4) has

    been investigated and the spectral accelerations for 50%, 10%, and 2% exceedance probabilities

    (or equivalent of average reoccurrence interval of 72, 475 and 2475 years, respectively) have been

    estimated. The earthquake hazard can also be represented byTable 2-12.

    Table 2-12 Peak ground acceleration given ARI in two earthquake zones

    ARI (year) Zone 4 (cm/s2) Zone 2 (cm/s2)

    5 41 21

    10 67 35

    20 101 52

    25 113 59

    50 159 82

    100 215 112

    200 285 148

    250 310 161

    500 399 207

    1000 506 263

    2000 633 329

    2500 679 353

    5000 837 435

    10000 1022 531

    The concrete hollow block structures show relatively high vulnerability to earthquake incomparison with other three types. The vulnerability of four types of structures can be described

    as a damage ratio in relation to peak ground acceleration as shown inTable 2-13.

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    Table 2-13 Structural vulnerability to earthquake (cm/s-2)

    DamageRatio

    Peal Ground Acceleration (cm/s2)

    CHB-L-W C1L-W W1-L S1-L

    0.05 15 36 20 26

    0.10 20 49 30 38

    0.15 25 62 39 50

    0.20 30 75 50 63

    0.25 36 89 62 77

    0.30 41 103 76 93

    0.35 48 120 93 112

    0.40 55 138 112 135

    0.45 63 159 136 161

    0.50 73 183 165 193

    0.55 84 212 201 234

    0.60 98 247 248 284

    0.65 115 290 310 351

    0.70 138 344 396 440

    0.75 167 417 520 568

    0.80 209 519 713 762

    0.85 274 676 1048 1088

    0.90 392 956 1748 1746

    0.95 689 1642 3967 3699

    Based on the earthquake hazard and vulnerability, the total loss risk of four types of structurescan be estimated and given inTable 2-14.(It shows the earthquake risks for all building types is

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    higher than the threshold defined early. As expected, annual total loss risks are highest for

    concrete hollow block construction and lowest for steel and RC construction.

    Table 2-14 Annual risk of four types of structures subject to earthquake

    Structures Zone 2 Zone 4

    W1-L 0.38% 1.84%

    CHB-L-W 2.46% 8.70%

    C1-L-W 0.25% 1.45%

    S1-L 0.22% 1.28%

    2.3.3 Structures Subject to Flood Hazards and Sea Level Rise

    There are no particular flood hazard zones specified for design purpose. In fact, the flood is

    more location specific. As shown inFigure 2-7andTable 2-15,it is the flood hazard for the Manila

    city.

    Figure 2-7 Flood hazard at Great Manila Metropolitan Area

    The study by Pacheco et al3gave the vulnerability of four types of structures to flood, as shown

    inFigure 2-8 andTable 2-16.As a result, the annual risk can be assessed as shown inTable 2-17.In

    3Pacheco BM, Hernandez Jr. JY, Castro PPM et al (2013). Development of vulnerability curves of key building types in the Greater Metro

    Manila Area, Philippines

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    fact, the flood would cause little damage to structure, but it would lead to the problem in

    accessibility, mostly on the aspect of loss of functions.

    Table 2-15 Storm tide height given average reoccurrence intervals

    ARI (year)Extractions

    from PAGASAdata (m)

    Modelling (m)

    5 0.12923 0.09860

    10 0.16550 0.19335

    25 0.25267 0.32170

    50 0.48615 0.42358

    100 0.56875 0.53069

    200 0.60929 0.64367

    Figure 2-8Vulnerability curves of four typical structures to flood

    0

    0.1

    0.2

    0.3

    0.4

    0.5

    0.6

    0.7

    0 5 10 15

    DamageRatio

    Inundation Depth (m)

    CHB-L-1

    C1-L-1

    W1-L-1

    S1-L-1

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    Table 2-16Structural vulnerability to flood

    Water

    Depth (m)

    Damage Ratio

    CHB-L-W C1L-W W1-L S1-L

    0.0 0 0 0 0

    0.1 0 0.02 0.01 0.02

    0.5 0.07 0.09 0.08 0.05

    1.0 0.11 0.14 0.18 0.08

    2.0 0.14 0.16 0.25 0.09

    3.0 0.24 0.21 0.55 0.16

    4.0 0.24 0.21 0.6 0.16

    6.0 0.24 0.21 0.6 0.16

    10.0 0.24 0.21 0.6 0.16

    Table 2-17 Annual risk of four types of structures subject to flood

    Structures Annual Risk

    W1-L ~0%

    CHB-L-W ~0%

    C1-L-W ~0%

    S1-L ~0%

    2.4

    Development of Resilient Design Options - Examples

    The resilient design options should be identified to enhance the structural capacity or reduce vulnerability,

    and ultimately reduce the risk to hazards. Examples are here to demonstrate how to assess different

    options reduce risk to various hazards.

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    2.4.1 Design Options for Resilience to Wind Hazards

    The resilient design options aims to enhance the structural capacity or reduce vulnerability, and ultimately

    reduce the risk to hazards. Examples are here to demonstrate how to assess the options and quantify thescale of risk.

    2.4.2

    Design Options for Resilience to Wind Hazards

    Triple Grip Connection

    Historical field surveys after severe wind events and laboratory tests show that the uplift

    capacity of roof-to-wall connection is a critical property for the extent of damage sustained by

    buildings after severe events. With about 90% of the US residential construction being of wood-

    framed structures, the failures of pre-1994 structures were often found to be a result of an

    insufficient number of nails in roof-to-wall and sheathing-to-rafter connections. While these types

    of connection are simple to install, they were not designed to resist significant uplift loads.

    In view of the historical failure background, Shanmugam et al. (2009)4tested the uplift

    capacities of four identical houses. Their purpose was to account for and quantify the variability in

    the structural behaviour of the nailed roof-to-wall connections and the roof sheathing in their as-

    built condition. Satheeskumar et al. (2015) tested the uplift capacity of triple grips anchored

    either by gun-nails or by hand-nails to timber of Australian radiate pine or spruce pine.

    Human errors are recognised to be a source for poor uplift capacity. Hong and He (2015)5

    investigated the effect of missing nails on the reliability of roof sheathing under uplift windpressure. They conclude that if the missing nail effect is ignored, an overestimation of the mean

    of the panel uplift capacity by about 4% is observed. On the other hand, Satheeskumar et al.

    (2015)6tested triple-grip connections with 2 missing nails and found it to have significantly

    reduced the uplift capacity.

    If the roof failure is caused by lift capacity, the application of triple grip connection, as shown

    inFigure 2-9 could increase the structure resilience considerably. When triple grip connection is

    applied to wood structure, the risk is almost reduced to zero for all zones as shown inTable 2-18.

    4Shanmugam B, Nielson BG, Prevatt DO (2009). Statistical and analytical models for roof components in existing light-framed wood structures.

    Engineering Structures, 31, 26072616.

    5Hong HP and He WX (2015). Effect of human error on the reliability of roof panel under uplift wind pressure. Structural Safety, 52, 5465.

    6Satheeskumer N, Henderson D, Ginger J, Wang C-H (2015). Wind uplift strength capacity variation in roof to wall connections of timber

    framed houses. Submitted to Journal of Architectural Engineering.

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    Table 2-19 Annual risk analysis of wood structure (W1-L) with screw fasteners 8

    Zone 1 Zone 2 Zone 3

    Existing Risk 16.88% 4.83% 0.65%

    Screw fasteners ~0% ~0% ~0%

    Risk Reduction ~100% ~100% ~100%

    Benefit (reduced risk) ~16.88% ~4.83% ~0.65%

    2.5 Option Appraisal

    The selection of better resilience design options for structures can be based on the economic

    cost and benefit9, more specifically, cost/benefit or cost effectives, as mentioned in Section1.2.3.

    The cost or more specifically, the capital cost, would involve

    Design

    Procurement

    Construction

    Maintenance/operating cost should also be considered from the lifecycle management aspect.

    The benefit is considered as saving in resource use, in this case, due to reduced risks. In general,

    the option appraisal follows the steps as shown inTable 2-20.

    At the moment, the social discount rate, or the rate at which a society would be willing to

    trade present for future consumption, is applied for the discount rate to estimate the future

    benefits and costs in the present value. The social discount rate is currently 15%9.However, the

    discount rate has been applied at various levels. The International Monetary Fund and the World

    Bank has set the discount rate at 5% for Debt Sustainability Analysis since 201310. The review by

    ADB indicated that the discount rate can be 8-15% in developing countries and 3-7% in developed

    8screw fasteners have an increase in capacity of 4300/1200 = 3.58 compared to nails. Revised median wind speed at failure = 89% increase or

    v=92.4 m/s (lamda = 4.53). COV of screw fastener failure is stated in HAZUS to be 10-15% (p. 6-93). Lets assume COV(P)=0.125, then

    COV(v)=0.0625, so zeta = 0.0625.

    9NEDA, ICC Project Evaluation Procedures and Guidelines. Available onhttp://www.neda.gov.ph/wp-content/uploads/2013/10/ICC-Project-

    Evaluation-Procedures-and-Guidelines-as-of-24-June-2004.pdf

    10IMF (2013). Unification of Discount Rates Used in External Debt Analysis for Low-Income Countries. Available on

    https://www.imf.org/external/np/pp/eng/2013/100413.pdf

    http://www.neda.gov.ph/wp-content/uploads/2013/10/ICC-Project-Evaluation-Procedures-and-Guidelines-as-of-24-June-2004.pdfhttp://www.neda.gov.ph/wp-content/uploads/2013/10/ICC-Project-Evaluation-Procedures-and-Guidelines-as-of-24-June-2004.pdfhttp://www.neda.gov.ph/wp-content/uploads/2013/10/ICC-Project-Evaluation-Procedures-and-Guidelines-as-of-24-June-2004.pdfhttp://www.neda.gov.ph/wp-content/uploads/2013/10/ICC-Project-Evaluation-Procedures-and-Guidelines-as-of-24-June-2004.pdfhttps://www.imf.org/external/np/pp/eng/2013/100413.pdfhttps://www.imf.org/external/np/pp/eng/2013/100413.pdfhttps://www.imf.org/external/np/pp/eng/2013/100413.pdfhttp://www.neda.gov.ph/wp-content/uploads/2013/10/ICC-Project-Evaluation-Procedures-and-Guidelines-as-of-24-June-2004.pdfhttp://www.neda.gov.ph/wp-content/uploads/2013/10/ICC-Project-Evaluation-Procedures-and-Guidelines-as-of-24-June-2004.pdf
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    countries11. In this regard, a discount rate as low as 3% may be considered for sensitivity

    assessment. This is particularly important for climate adaptation project with long-term goals.

    While the option is acceptable as long as the net present value or benefit/cost ratio is greaterthan 1, It is desirable to have a high benefit/cost ratio, while it should be great than 1 for

    consideration in the design. In general, a better option should have a higher benefit/cost ratio. It

    should be mentioned, although it is reasonable to some extent to estimate the benefit purely on

    the reduced risks as a result of structural damage or failure, a broad assessment of environmental

    and social benefit should be considered. It is also true when cost is estimated.

    Table 2-20 Steps in option appraisal

    Steps Costs/BenefitsStep 1 (A) Design Cost

    Step 2 (B) Procurement

    Step 3 (C) Construction

    Step 4 (D)* Maintenance at year 1, 2, , N

    Step 5 (E) Reduced Risk

    Step 6 Benefit/Cost E/[A+B+C+D]

    *D=D1/(1+r)+D2/(1+r)2++DN/(1+r)N, where D1, D2, , DN

    are the maintenance cost in year 1, 2, , N, and r is the

    discount rate.

    11ADB (2013). Cost-benefit Analysis for Development: A Practical Guide.

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    3

    Introduction of Structural Design in NationalStructural Code of the Philippines

    The National Structural Code of the Philippines (NSCP) referred to in this document is the 6th

    Edition, 4thPrinting, published in 2013 by the Association of Structural Engineers of the

    Philippines. The purpose of NSCP is to provide minimum requirements for the design of buildings,

    towers and other vertical structures, and minimum standards and guidelines to safeguard life or

    limb, property and public welfare by regulating and controlling the design, construction, quality of

    materials pertaining to the structural aspects of all buildings and structures.

    More specifically, the NSCP provides minimum design load requirements for the design ofstructures under dead loads, live loads, wind loads, earthquake loads, soil lateral loads, rain loads,

    and flood loads. It also develops appropriate load combinations to be used together for strength

    design and allowable stress design.

    In addition to NSCP, all concrete materials and workmanship shall conform to the latest

    building code of American Concrete Institute (ACI-318) and all steel construction shall be based on

    AISC Manual.

    This is only a brief introduction, and more details should be sought from NSCP.

    3.1

    Classification of structures

    Buildings and other structures shall be classified, based on the nature of occupancy, for

    purpose of applying different wind and earthquake design loads, in another word, exert different

    design standards. More critical are the structures, stricter the design requirements.

    Each building or other structures shall be assigned to the highest applicable occupancy

    category or categories. Assignment of the same structure to multiple occupancy categories based

    on use and the type of loading condition being evaluated (e.g. wind or seismic) shall be

    permissible. Table 3-1 lists the NSCP structural classifications in column 2 and the municipalbuildings and structures in column 3.

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    Table 3-1 Occupancy category (source of columns 1 and 2: Table 103-1, NSCP)

    OCCUPANCY

    CATEGORY

    OCCUPANCY OR FUNCTION OF STRUCTURE

    NSCP SPECIFICATION MUNICIPAL STRUCTURE

    I EssentialFacilities

    Occupancies having surgery and emergency treatmentareas,

    Fire and police stations,

    Garages and shelters for emergency vehicles and

    emergency aircraft,

    Structures and shelters in emergency preparedness

    centers,

    Aviation control towers,

    Structures and equipment in communication centers and

    other facilities required for emergency response,

    Facilities for standby power-generating equipment for

    Category I structures,

    Thanks or other structures containing housing or

    supporting water or other fire-suppression material or

    equipment required for the protection of Category I, II or

    III structures,

    Public school buildings,

    Hospitals and

    Designated evacuation centers.

    Public school buildings(except shingle-story

    buildings), hospital,

    designated evacuation

    centers (including gyms,

    covered courts, multi-

    purpose buildings if used as

    such).

    II HazardousFacilities Occupancies and structures housing orsupporting toxic or explosive chemicals orsubstances,

    Non-building structures storing, supporting

    or containing quantities of toxic or explosive

    substances.

    III SpecialOccupancyStructures

    Single-story school buildings,

    Buildings with an assembly room with an

    occupant capacity of 1,000 or more,

    Educational buildings such as museums

    libraries, auditorium with a capacity of 300or more students,

    Buildings used for college or adult

    education with a capacity of 500 or more

    students,

    Institutional buildings with 50 or more

    incapacitated patients, but not included in

    Category I,

    Mental hospitals, sanitariums, jails, prison

    and other buildings where personal liberties

    of inmates are similarly restrained,

    All structures with an occupancy of 5,000 or

    more persons,

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    Figure 3-1 Wind zone map of the Philippines (source: NSCP 2010).

    3.3

    Earthquake Loads

    The purpose of the earthquake provisions is primarily to design seismic-resistant structures to

    safeguard against major structural damage that may lead to loss of life and property. These

    provisions are not intended to assure zero-damage to structures nor maintain their functionality

    after a severe earthquake.

    The design of structures shall consider seismic zoning, site characteristics, occupancy,configuration, structural system and height. Structures shall be designed to withstand the lateral

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    Figure 3-2 Seismic zones

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    INTRODUCTION OF STRUCTURAL DESIGN IN NATIONAL STRUCTURALCODE OF THE PHILIPPINES 52

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    flexural beams an analysis that considers a nonlinear distribution of strain shall be used.

    Maximum usable strain at extreme concrete compression fibre shall be assumed equal to 0.003, as

    shown inFigure 3-3. Stress in reinforcement below specified yield strength shall be taken as the

    modulus of elasticity times steel strain. For strains grea