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User HandbookDesigning Resilient Structures
Mainstreaming Disaster Risk Reduction and Climate
Change Adaptation in Local Design Practices
(Draft Version 2.3)
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.
[Insert ISBN or ISSN and cataloguing-in-publication (CiP) information if required]
Citation
Wang X, Wang C-H, Khoo Y B, Morga C and Stewart M G (2015). Designing Resilient Structures
for the Local Government in the Philippines. Australia.
Copyright
Commonwealth Scientific and Industrial Research Organisation 20XX. To the extent permitted
by law, all rights are reserved and no part of this publication covered by copyright may be
reproduced or copied in any form or by any means except with the written permission of CSIRO.
Important disclaimer
CSIRO advises that the information contained in this publication comprises general statements
based on scientific research. The reader is advised and needs to be aware that such information may
be incomplete or unable to be used in any specific situation. No reliance or actions must therefore
be made on that information without seeking prior expert professional, scientific and technical
advice. To the extent permitted by law, CSIRO (including its employees and consultants) excludes all
liability to any person for any consequences, including but not limited to all losses, damages, costs,
expenses and any other compensation, arising directly or indirectly from using this publication (in
part or in whole) and any information or material contained in it.
CSIRO is committed to providing web accessible content wherever possible. If you are having
difficulties with accessing this document please [email protected].
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Background
.
The Build Back Better (BBB)
principle has been introduced by the
Government of the Philippines (GOP)
in the Reconstruction Assistance on
Yolanda (RAY) to prevent the
unending cycle of destruction and
reconstruction. For the RAY
Infrastructure Cluster, BBB means
upgrading of minimum performance
standards and specifications for the
design and structural components as
well as materials for public
infrastructure such as schools, public
markets, municipal/city and
community halls, bridges, etc (OPARR,
2014).
Recovery Assistance on Yolanda
(RAY)-DILG Fund has been used to
support efforts for the rehabilitationand/ or reconstructions of LGU-owned
buildings and facilities that are
essential to reinstate the regular local
government operations and services
in the 171 cities and municipalities in
14 provinces in 6 regions identified as
the most affected areas.
Under the RAY-DILG Fund, the
LGUs shall implement the subprojects
under rehabilitation/ repair of
partially-damaged LGU-owned
facilities/structures. Over the years,
the DILG has supported the LGUs in
the construction of
facilities/structures that are essential
in local government operations,
provision of social services to the
public and socio-economic activities in
their localities through its various
projects namely Payapa at
Masaganang Pamayanan (PAMANA),
Bottom-Up-Budgeting (BUB) and
Performance Challenge Fund (PCF).
The challenge in rehabilitation and
building of new public infrastructure is
to give due consideration to Build
Back Better by making them disaster
resilient. The Comprehensive LandUse Plan is a vital tool that has been
guiding LGUs in local development
and public infrastructure planning.
With the inclusion of the
Supplemental Guidelines on the
Mainstreaming Climate Change and
Disaster Risk in the latest
Comprehensive Land Use PlanGuidebook (2014), the LGUs are
guided in the task of analysing the
implication of hazards and climate
change in the various development
sectors/ subsectors including public
infrastructure. The information
generated from those analyses
becomes the basis not only of theoptimization of land allocation to
various uses but of sound information
for spatial planning and more
specifically in locating public facilities/
structures.
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TABLE OF CONTENTS 1
.
Contents
Contents i
Figures iv
Tables vii
Acronyms 12
1 Principles and Approaches for Resilient Structure Design 13
1.1.Risk Management Principles for Resilience ...................................................................... 13
1.2.Risk Management for Adaptation and Resilience Development ..................................... 17
1.2.1 Risk Measurement........................................................................................... 17
1.2.2 Development of Resilience through CCA and DRR Integration ...................... 19
1.2.3 Option Appraisals for Cost-Effective Resilience Development ....................... 20
2 Risk-Based Resilient Structure Design 22
2.1.Structural Classifications and Performance Requirement ............................................... 22
2.2.Risk Assessment ................................................................................................................ 23
2.2.1 Hazard Assessment ......................................................................................... 25
2.2.2 Exposure Assessment ...................................................................................... 27
2.2.3 Vulnerability Assessment ................................................................................ 28
2.2.4 Risk Evaluation ................................................................................................ 30
2.3.Capacity gap assessment - Examples ................................................................................ 31
2.3.1 Structures Subject to Wind Hazard and Its Increase Due to Climate Change 32
2.3.2 Structures Subject to Earthquake ................................................................... 35
2.3.3 Structures Subject to Flood Hazards and Sea Level Rise................................. 38
2.4.Development of Resilient Design Options - Examples ..................................................... 40
2.4.1 Design Options for Resilience to Wind Hazards .............................................. 41
2.4.2 Design Options for Resilience to Wind Hazards .............................................. 41
2.5.Option Appraisal ............................................................................................................... 43
3 Introduction of Structural Design in National Structural Code of the Philippines 45
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TABLE OF CONTENTS 2
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3.1.Classification of structures................................................................................................ 45
3.2.Wind loads ........................................................................................................................ 47
3.2.1 Basic Wind Speed ............................................................................................ 47
3.3.Earthquake Loads ............................................................................................................. 48
3.3.1 Seismic Zone and Source Type ........................................................................ 49
3.4.Flood Loads ....................................................................................................................... 51
3.5.Structural Concrete ........................................................................................................... 51
3.5.1 Flexure and axial loads .................................................................................... 51
3.5.2 Shear and Torsion ............................................................................................ 53
3.5.3 Development and Splices of Reinforcement ................................................... 54
3.5.4 Walls ................................................................................................................ 55
3.5.5 Earthquake-Resistant Structures..................................................................... 56
3.6.Structural Steel ................................................................................................................. 58
3.7.Wood 59
3.8.Masonry ............................................................................................................................ 60
3.8.1 Special Provisions in Areas Subjected to Seismic Risk .................................... 61
4 Guidance for Resilience Design 63
4.1.Design Guidance Structures .............................................................................................. 65
4.1.1 Objectives ........................................................................................................ 65
4.1.2 Functional Statements .................................................................................... 65
4.1.3 Performance Requirements ............................................................................ 66
4.1.4 Solutions .......................................................................................................... 66
4.1.5 Assessment Methods ...................................................................................... 66
4.1.6 Deemed-to-Satisfy Solution ............................................................................ 66
4.1.7 Alternative Solutions ....................................................................................... 66
4.2.Resilient LGU Hub Facilities .............................................................................................. 67
4.2.1 Objectives ........................................................................................................ 67
4.2.2 Function Statements ....................................................................................... 67
4.2.3 Performance-Based Design Requirement ....................................................... 67
4.3.Resilience-Performance-Based Verification Methods ...................................................... 68
4.3.1 Design Targets for the Wind Hazard ............................................................... 69
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TABLE OF CONTENTS 4
.
Figures
Figure 1-1 Three steps of risk management for climate adaptation and disaster risk
mitigation to enhance resilience .................................................................................................. 13
Figure 1-2 Approaches in risk minimisation and the focus of the current policies ................ 14
Figure 1-3 Risk Sharing ............................................................................................................ 15
Figure 1-4 Impact management for both short and long terms ............................................. 16
Figure 1-5 Approaches in climate adaptation and natural disaster risk reduction at multiple
levels ............................................................................................................................................. 17
Figure 1-6 Risk assessment for climate change and natural disasters .................................... 18
Figure 1-7 Impacts of other drivers (e.g. population and land use) ....................................... 19
Figure 1-8 Identification of climate adaptation and disaster risk reduction options for
resilience development ................................................................................................................. 20
Figure 1-9 Identification of climate adaptation and disaster risk reduction options ............. 21
Figure 2-1 A risk-based framework for the guidelines to design resilient structures ............. 23
Figure 2-2 Illustrative description of quantitative representation of hazard through statistical
modelling....................................................................................................................................... 26
Figure 2-3 Illustrative maps of hazard magnitude at a high occurrence frequency (left) andlow occurrence frequency (right). Red and blue colour indicates high and low intensity,
respectively. .................................................................................................................................. 27
Figure 2-4 An illustrative exposure map of roads to flooding as highlighted by the red
colour ............................................................................................................................................ 27
Figure 2-5 Vulnerability curve that gives the relation between damage or loss ratio and
hazard severity .............................................................................................................................. 30
Figure 2-6 Vulnerability curves of four typical structures to wind ......................................... 33
Figure 2-7 Flood hazard at Great Manila Metropolitan Area ................................................. 38
Figure 2-8 Vulnerability curves of four typical structures to flood ......................................... 39
Figure 2-9 Illustration of a triple-grip connection for wood roof structures .......................... 42
Figure 3-1 Wind zone map of the Philippines (source: NSCP 2010). ..................................... 48
Figure 3-2 Seismic zones ......................................................................................................... 50
Figure 3-3 Assumed strains for reinforced concrete and reinforcement (a) ordinary flexural
members, (b) deep beams. ........................................................................................................... 52
Figure 3-4 Maximum spacing of lateral supports of a beam .................................................. 52
Figure 3-5 Maximum spacing for the shear reinforcement .................................................... 53
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TABLE OF CONTENTS 6
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Apx Figure B-2 Peak ground motion hazard curves for Zones 4 and 2 ................................. 154
Apx Figure B-3 Flood hazard at Great Manila Metropolitan Area ........................................ 155
Apx Figure B-4 Susceptibility of earthquake induced landslides .......................................... 157
Apx Figure C-1 Vulnerability curves of four typical structures to wind ................................ 160
Apx Figure C-2 Vulnerability curves of four typical structures to earthquake ...................... 162
Apx Figure C-3 Vulnerability curves of four typical structures to flood ................................ 163
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TABLE OF CONTENTS 8
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Table 4-5 Performance requirement of the design target of wind pressure on roofs to meet
the requirement 3 for three wind zones (kPa) - Class 3 Buildings (Class 3 - I: Essential Facilities,
III: Special Occupancy Structures) ................................................................................................. 71
Table 4-6 Wind resilience loading factor for the wind design load in three wind zones -
Class 2 Buildings ............................................................................................................................ 71
Table 4-7 Wind resilience loading factor for the wind design load in three wind zonesClass
3 Buildings ..................................................................................................................................... 72
Table 4-8 The average reoccurrence interval of flood height considered for the design
target ............................................................................................................................................. 73
Table 4-9 Design flood height target without consideration of sea level rise (unit: m) ......... 73
Table 4-10 Design flood height target considering sea level rise of 10cm (unit: m) .............. 74
Table 4-11 Design flood height target considering sea level rise of 20cm (unit: m) .............. 74
Table 4-12 Design flood height target considering sea level rise of 50cm (unit: m) .............. 74
Table 4-13 IPCC-AR5 projected sea level rise (20152100) relative to the sea level of 1986
2005. Low and High correspond to the 5th- and 95th-percentile values. ...................................... 75
Table 4-14 Peak ground acceleration targets (g) to meet the requirement 3 in two
earthquake zonesClass 2 Buildings ........................................................................................... 76
Table 4-15 Peak ground acceleration targets (g) to meet the requirement 3 in two
earthquake zonesClass 3 Buildings ........................................................................................... 76
Table 4-16 Earthquake resilience loading factor to meet the requirement 3 in two
earthquake zonesClass 2 Buildings ........................................................................................... 77
Table 4-17 Earthquake resilience loading factor to meet the requirement 3 in two
earthquake zonesClass 3 Buildings ........................................................................................... 77
Table 4-18 Cost ratio of subassembly (or structural components) of a facility ...................... 78
Table 5-1 Capacity multipliers for triple grips required for CHB-L-W to meet the uplift
capacity avoiding a total loss with a damage ratio large than 50% .............................................. 86
Table 5-2 Capacity multipliers for triple grips required for CHB-L-W to meet the uplift
capacity and ensure the damage ratio no more than 40%........................................................... 87
Table 5-3 Capacity multipliers for triple grips required for CHB-L-W to meet the uplift
capacity and ensure the damage ratio no more than 30%........................................................... 88
Table 5-4 Capacity multipliers for triple grips required for CHB-L-W to meet the uplift
capacity and ensure the damage ratio no more than 20%........................................................... 89
Table 5-5 Capacity multipliers for triple grips required for CHB-L-W to meet the uplift
capacity and ensure the damage ratio no more than 10%........................................................... 90Table 5-6 Capacity multipliers for triple grips required for C1L-W to meet the uplift capacity
avoiding a total loss with damage larger than 50% ...................................................................... 91
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TABLE OF CONTENTS 9
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Table 5-7 Capacity multipliers for triple grips required for C1L-W to meet the uplift capacity
and ensure the damage ratio no more than 40% ......................................................................... 92
Table 5-8 Capacity multipliers for triple grips required for C1L-W to meet the uplift capacity
and ensure the damage ratio no more than 30% ......................................................................... 93
Table 5-9 Capacity multipliers for triple grips required for C1L-W to meet the uplift capacity
and ensure the damage ratio no more than 20% ......................................................................... 94
Table 5-10 Capacity multipliers for triple grips required for C1L-W to meet the uplift capacity
and ensure the damage ratio no more than 10% ......................................................................... 95
Table 5-11 Capacity multipliers for triple grips required for W1-L to meet the uplift capacity
avoiding a total loss with a damage ratio larger than 50%........................................................... 96
Table 5-12 Capacity multipliers for triple grips required for W1-L to meet the uplift capacity
and ensure the damage ratio no more than 40% ......................................................................... 97
Table 5-13 Capacity multipliers for triple grips required for W1-L to meet the uplift capacity
and ensure the damage ratio no more than 30% ......................................................................... 98
Table 5-14 Capacity multipliers for triple grips required for W1-L to meet the uplift capacity
and ensure the damage ratio no more than 20% ......................................................................... 99
Table 5-15 Capacity multipliers for triple grips required for W1-L to meet the uplift capacity
and ensure the damage ratio no more than 10% ....................................................................... 100
Table 5-16 Capacity multipliers for triple grips required for S1-L to meet the uplift capacityavoiding a total loss with a damage ratio larger than 50%......................................................... 101
Table 5-17 Capacity multipliers for triple grips required for S1-L to meet the uplift capacity
and ensure the damage ratio no more than 40% ....................................................................... 102
Table 5-18 Capacity multipliers for triple grips required for S1-L to meet the uplift capacity
and ensure the damage ratio no more than 30% ....................................................................... 103
Table 5-19 Capacity multipliers for triple grips required for S1-L to meet the uplift capacity
and ensure the damage ratio no more than 20% ....................................................................... 104
Table 5-20 Capacity multipliers for triple grips required for S1-L to meet the uplift capacityand ensure the damage ratio no more than 10% ....................................................................... 105
Table 5-21 Capacity multipliers for nails required for CHB-L-W to meet the uplift capacity
avoiding a total loss with damage large than 50% ..................................................................... 108
Table 5-22 Capacity multipliers for nails required for CHB-L-W to meet the uplift capacity
and ensure the damage ratio no more than 40% ....................................................................... 109
Table 5-23 Capacity multipliers for nails required for CHB-L-W to meet the uplift capacity
and ensure the damage ratio no more than 30% ....................................................................... 110
Table 5-24 Capacity multipliers for nails required for CHB-L-W to meet the uplift capacity
and ensure the damage ratio no more than 20% ....................................................................... 111
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TABLE OF CONTENTS 10
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Table 5-25 Capacity multipliers for nails required for CHB-L-W to meet the uplift capacity
and ensure the damage ratio no more than 10% ....................................................................... 112
Table 5-26 Capacity multipliers for nails required for C1L-W to meet the uplift capacity
avoiding a total loss with a damage ratio larger than 50%......................................................... 113
Table 5-27 Capacity multipliers for nails required for C1L-W to meet the uplift capacity and
ensure the damage ratio no more than 40% .............................................................................. 114
Table 5-28 Capacity multipliers for nails required for C1L-W to meet the uplift capacity and
ensure the damage ratio no more than 30% .............................................................................. 115
Table 5-29 Capacity multipliers for nails required for C1L-W to meet the uplift capacity and
ensure the damage ratio no more than 20% .............................................................................. 116
Table 5-30 Capacity multipliers for nails required for C1L-W to meet the uplift capacity and
ensure the damage ratio no more than 10% .............................................................................. 117
Table 5-31 Capacity multipliers for nails required for W1-L to meet the uplift capacity
avoiding a total loss with a damage ratio larger than 50%......................................................... 118
Table 5-32 Capacity multipliers for nails required for W1-L to meet the uplift capacity and
ensure the damage ratio no more than 40% .............................................................................. 119
Table 5-33 Capacity multipliers for nails required for W1-L to meet the uplift capacity and
ensure the damage ratio no more than 30% .............................................................................. 120
Table 5-34 Capacity multipliers for nails required for W1-L to meet the uplift capacity andensure the damage ratio no more than 20% .............................................................................. 121
Table 5-35 Capacity multipliers for nails required for W1-L to meet the uplift capacity and
ensure the damage ratio no more than 10% .............................................................................. 122
Table 5-36 Capacity multipliers for nails required for S1-L to meet the uplift capacity
avoiding a total loss with a damage ratio larger than 50%......................................................... 123
Table 5-37 Capacity multipliers for nails required for S1-L to meet the uplift capacity and
ensure the damage ratio no more than 40% .............................................................................. 124
Table 5-38 Capacity multipliers for nails required for S1-L to meet the uplift capacity andensure the damage ratio no more than 30% .............................................................................. 125
Table 5-39 Capacity multipliers for nails required for S1-L to meet the uplift capacity and
ensure the damage ratio no more than 20% .............................................................................. 126
Table 5-40 Capacity multipliers for nails required for S1-L to meet the uplift capacity and
ensure the damage ratio no more than 10% .............................................................................. 127
Table 5-41 Capacity multipliers for nails required per square metre for roof-to-purlin
connections to meet the uplift capacity ..................................................................................... 130
Table 5-42 Capacity multipliers for metal screws required per square metre for roof-to-
purlin connections to meet the uplift capacity ........................................................................... 132
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TABLE OF CONTENTS 11
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Table 5-43 Capacity multipliers for wood screws required per square metre for roof-to-
purlin connections to meet the uplift capacity ........................................................................... 133
Table 5-44 Class 3 performance requirement for Column C-1 to meet the relative life-saving
costs requirements in earthquake zones 2 and 4 (Class 3 - I: Essential Facilities, III: Special
Occupancy Structures) ................................................................................................................ 139
Table 5-45 Class 3 performance requirement for Column C-2 to meet the relative life-saving
costs requirements in earthquake zones 2 and 4 ....................................................................... 140
Apx Table A-1 Description of Earthquake Intensity Scales (PEIS) ......................................... 143
Apx Table B-1 Basic wind speed given ARI in three wind zones ........................................... 153
Apx Table B-2 Basic wind speed given ARI in three wind zones ........................................... 154
Apx Table B-3 Basic wind speed given ARI in three wind zones ........................................... 156
Apx Table C-1 Number of building structure types in GMMA .............................................. 158
Apx Table C-2 Typical building types in the Philippines ........................................................ 159
Apx Table C-3 Structural vulnerability to extreme winds (kph) ............................................ 160
Apx Table C-4 Structural vulnerability to earthquake (cm/s-2) ............................................. 162
Apx Table C-5 Structural vulnerability to flood ..................................................................... 163
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PRINCIPLES AND APPROACHES FOR RESILIENT
STRUCTURE DESIGN 12
.
Acronyms
ARI Average Recurrence Interval
BBB Build Back Better
CCA Climate Change Adaptation
DRR Disaster Risk Reduction
NDRRM National Disaster Risk Reduction and Management
NSCP National Structural Code of the Philippines
PCF Performance Challenge Fund
PGA Peak Ground Acceleration
CLUP Comprehensive Land Use Plan
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PRINCIPLES AND APPROACHES FOR RESILIENT
STRUCTURE DESIGN 13
.
1
Principles and Approaches for ResilientStructure Design
1.1
Risk Management Principles for Resilience
Climate adaptation and disaster risk mitigation for resilience are implemented fundamentally
on three risk-reduction-based principles,
Reduce the vulnerability of all relevant institutional levels to hazards at relevant spatial and
temporal scales, and
Reduce the likelihood of the occurrence of and exposure to hazards, but be aware that
reducing the occurrence likelihood of natural hazards is in most cases unachievable.
Reduce any residual adverse consequences as a result of the impact of hazards
More specifically, it could be implemented through three steps as shown inFigure 1-1:
Figure 1-1 Three steps of risk management for climate adaptation and disaster risk mitigation to enhance
resilience
(1)Risk minimisation: reduce/avoid the manageable adverse consequence as a result of
climatic hazard impacts.
As shown inFigure 1-2,four strategies to minimise risks to climatic change and disasters can
be summarised as,
Risk Sharing
Risk Minimisation
Impact
Management
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PRINCIPLES AND APPROACHES FOR RESILIENT
STRUCTURE DESIGN 14
.
Mitigate climate change by reducing carbon emission to minimise the likelihood of
increasing climate extremes;
Mitigate the impact consequences of climate hazards through hazard exposure
management of cities. Although the reduction in hazard is not always possible, in
some cases, the hazard could also be reduced such as heatwaves by green
infrastructure development ;
Reduce the likelihood/extent of exposure to climate hazards by land use planning,
protection and retreat, and reduce the consequence by improving the fragility or
reducing the vulnerability of urban built asset and population to hazards;
Reduce the likelihood of indirect loss as a result of direct damage impact by building
urban community capacity, and reduce the consequence by immunizing coastal
infrastructure systems from cascading effects, and developing emergencymanagement and better relief and recovery plan
Figure 1-2 Approaches in risk minimisation and the focus of the current policies
Figure 1-2 also illustrates the focus of current policies and regulations, including The National
Climate Change Action Plan, Comprehensive Land Use Planning (CLUP), The National Disaster Risk
Reduction and Management (NDRRM) Framework, National Disaster Risk Reduction and
Management Plan (NDRRMP), The National Security Policy, and Building Code as well as
Performance Challenge Fund (PCF), which are able to address different parts in risk mitigation.
Mitigate Climate Change
Reduce Likelihood:
Carbon Emission MitigationReduce Consequence
Mitigate Climate Hazards
Reduce Likelihood Reduce Consequence
Reduce Exposure to Climate Hazards
Reduce Likelihood:
eg. Protection, retreat,
land use planning
Reduce Consequence
Reduce Direct and Indirect Loss due to Damage
Reduce fragility:
eg. Asset design
Reduce Likelihood:
eg. Community capacity
building
Reduce Consequence:
eg. emergency management,
recovery relief
CLUP
Building Code
PCF
The National
Climate ChangeAction Plan
The National
Security PolicyTheNationalDRRMF
ramework
N
DRRMP
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PRINCIPLES AND APPROACHES FOR RESILIENT
STRUCTURE DESIGN 15
.
(2) Risk sharing: share the inevitable (residual) impacts as a result of climatic hazard
attacks, to reduce the corresponding adverse consequences incurring on each of
individuals.
Risk sharing can be implemented by distributing the consequence of impacts among
multiple parties, such as private and public, individuals and institutions, communities and
government, as shown as inFigure 1-3,through instruments such as insurance, regulation
and government incentives, to redistribute climate risks. It is particularly important to
balance the needs of socially disadvantaged groups who disproportionally incur high risks
to the climate impacts
Figure 1-3 Risk Sharing
(3) Impact management: manage the inevitable adverse consequence as a result of hazard
impacts for recovery.
The impact management is implemented to minimise the hazard-induced adverse
consequence, particularly to reduce those post-disaster impacts caused by the direct hazard
impacts. It normally covers the short-term emergency responses and humanitarian disaster
recovery, but it is also associated with long-term reconstruction and recovery of, not only
physical assets and services, but also local/regional economy, social systems, environment
and community livelihood etc, as shown inFigure 1-4.It should be pointed out, in the National
Disaster Risk and Management Plan, the immediate short term, short term, medium term,
long term are defined as 1 year, 1-3 years, 3-6 years and greater than 6 years.
Risk
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PRINCIPLES AND APPROACHES FOR RESILIENT
STRUCTURE DESIGN 16
.
Figure 1-4 Impact management for both short and long terms
It should be particularly emphasised, while there are many approaches aiming to reduce or
mitigate disaster risks as already indicated inFigure 1-2,Building Back Betterare indeed can be
advanced in several means, as shown inFigure 1-5,in climate adaptation and disaster risk
reduction. It could be implemented through a range of options, from information, enforcing
practices and governance, such as BBB Operation Manual, NSCP and UCLP, respectively. The
current resilient structure design handbook aims to enforce the resilient design practices in
addition to the requirement by NSCP.
Emergency
Responses
Humanitarian
Disaster
Recovery
Infrastructure
and Service
Reconstruction
Recovery of
Economy,
Social Systems,
Environment,
Livelihood
Short Term
Medium Term
Long Term
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PRINCIPLES AND APPROACHES FOR RESILIENT
STRUCTURE DESIGN 17
.
Figure 1-5 Approaches in climate adaptation and natural disaster risk reduction at multiple levels
1.2
Risk Management for Adaptation and Resilience Development
A risk-based approach can provide an effective tool to develop adaptation and resilience options
for infrastructure exposed to various hazards and subsequent disasters. It generally includes risk
assessment, climate adaptation and disaster reduction option development, and option appraisals
and optimisation.
1.2.1
Risk Measurement
Risk can be considered as the combined effect of hazards (H), exposures (E), and vulnerability
(V) of the assets or infrastructure of interest, as shown inFigure 1-6,or
Measuring risk in Equation (2-1) can be carried out in either qualitative or quantitative
approaches. It can be measured in terms of a distribution of potential loss against hazards
considering various uncertainties. Quantitatively, it is often expressed as an average loss as a result
of impacts of the hazards. The loss is normally related to economic loss, but it could also be
described in association with more broad socioeconomic and environmental loss.
Hazard is generally considered to be an adverse external stimulus that exerts stresses or
pressures, specifically to a system of interests, leading to disasters. For cities, it can be in the form
General practicalguidance, which are thesolutions easily
understood and adopted,often descriptive andqualitative, and carriedout in a less rigorousmanner
Standards, whichstandardise thepractical solutions and
processes byenhanced knowledgeand scientific
evidences , and applydefined criteria toenforce itsimplementation.
Policies, whichprovide overallprinciples and
governance to guideall levels of decision-making, and areoften considered asprotocols that allother relevantdecisions have to
follow.
NDRRMP
BBB Manual
NSCP, NBC
Zoning Ordinance
Information
EnforcedPractices
Governance
C
CA+DRR
Integration
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PRINCIPLES AND APPROACHES FOR RESILIENT
STRUCTURE DESIGN 18
.
of extreme climate events such as heatwaves, cyclones, storms, drought, hails and lightening, and
can also be subsequent extreme events such as flooding, inundation, fire and pollution, which are
caused by weather events together with other factors.
Figure 1-6 Risk assessment for climate change and natural disasters
Vulnerability is deemed as susceptibility of a system of interest and measured as a likely loss, to
a given degree of a hazard. Vulnerability can be described by the loss of functionality, serviceability
or/and integrity of the system, and often represented by a monetary measure, although other
measures may be used. For example, mortality or morbidity to heatwave, house damage to wind
speed or flood depth, water supply to annual precipitation. Vulnerability assessment is the key step
to understand how city would function given different scenarios of its exposure to hazards.
The degree of vulnerability is closely related to the adaptive capacity of a system of interest.
Adaptive capacity is considered as an inherent system property that enables adjustments of its
capacity or capability threshold to accommodate expected (future) adverse hazard impacts without
loss of its functionality and integrity, which may lead to disasters. It can generally be described by
social, human, financial, environmental and physical capitals though there are many other
representations. Enhancement of the adaptive capacity could also be beneficial to immediate
disaster mitigation.
Climate Change
and Variability
Hazard (H)
Exposure (E)
Risk (H*E*V)
Socioeconomic
Environmental
Economic
Loss
Vulnerability (V)
Socioeconomic,
Environmental,
Institutional, Physical
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1.2.2 Development of Resilience through CCA and DRR Integration
As discussed early, CCA and DRR options are developed to reduce hazards (if possible), exposure
and vulnerability, an important approach to resilience. This can be done by developing new policies,
planning and designs, which are normally dealt with by different levels of jurisdictions ranging from
national, provincial, to various levels of local governments. Integration of CCA and DRR options at
all jurisdictional levels, or called vertical integration should be considered in developing those
options. It has to be mentioned that the CCA and DRR integration for those options that are dealt
with at the same jurisdictional level, or horizontal integration, should also be considered too.
As shown inFigure 1-7,this step will require the understanding of compounding future outlook
factors that affects exposure and vulnerability. The development of CCA and DRR options could be
developed by affecting the future vision and outlooks, such as population growth, demographic and
land use change and resource development, to reduce the exposure and vulnerability.
Figure 1-7 Impacts of other drivers (e.g. population and land use)
Having said that, this handbook aims to address the engineering design approach to develop
CCA and DRR options, in particular, for building structures.
More specifically, the CCA and DRR options for resilience are identified as shown inFigure 1-8.
It is essentially to identify design options for structures that could reduce the residual risk, which is
the remaining risk after implementing climate adaptation or/and disaster risk reduction, below an
acceptable level or a threshold. In many cases, the threshold is defined in or can be estimated fromdesign standards or development guidelines. If the residual risk is not expected to increase as a
result of climate change, the option is considered for climate adaptation. Otherwise, it will be
Climate Change
and Variability
Hazard (H)
Exposure (E)
Vulnerability (V)
Socioeconomic,
Environmental,
Institutional, Physical
Risk (H*E*V)Horizonta
l/Vertical
Integrationo
fCCA
an
dDRROptions
Socioeconomic
Environmental
Economic
Loss
Design
Planning
Policies H
V
Future Outlooks
(population growth,
demography/land use change
resource availability)
Current/Future Visions
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PRINCIPLES AND APPROACHES FOR RESILIENT
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further assessed to investigate if the option could maintain the residual risks below the acceptable
level in the future considering the effect of climate change. The subsequent outputs will then be
considered for the integration of climate adaptation and disaster risk reduction.
Figure 1-8 Identification of climate adaptation and disaster risk reduction options for resilience development
1.2.3
Option Appraisals for Cost-Effective Resilience Development
The appraisals of options and their comparisons leads to the completion of comprehensive risk
management to develop climate adaptation and disaster risk reduction development, as shown in
Figure 1-9.
The appraisals should be based on broad economic, social and environmental loss and benefit
assessment, with a requirement of the better options that should lead to the high likelihood of thetotal benefit larger than the total cost.
While there have been many discussions on how to properly quantify the benefit and loss, they
could be generally described as,
Benefit = Avoided Loss + Additional Benefit
Loss = Option Investment + Opportunity Loss + Additional Loss
The avoided loss is considered as the reduction in risks as a result of the investment in CCA
or/and DRR options. Additional benefits are more related to indirect benefit as a result of
implementing the options. Opportunity loss is associated with the loss of benefit that could havebeen achieved by investment in others rather than the CCA and DRR options. Additional loss could
Options
Current
Hazards
Do they meet
the Acceptable
Risk Threshold?
Modify
options
Is their service
life long enough
to consider
climate changeimpacts?
Future
Hazards
Do they meet
the Acceptable
Risk Threshold?
Options
for DRR
Modify
options
Options
for
DRR/CCA
Climate Change
Scenarios
No
Yes Yes
NoNo
Yes
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be considered as the adverse impact due to the implementation of the options, such as the
construction of wave barrier could lead to the impact on nearby environment.
Figure 1-9 Identification of climate adaptation and disaster risk reduction options
Often, the benefit and loss are described in monetary terms. When both benefit and loss are
measurable, an approach similar to cost-benefit assessment is effective for the CCA and DRR
option appraisals. In this case, the option is preferable if one or more of the following criteria are
met,
Higher positive net benefit , which is equal to the benefit subtracted by the loss;
Higher benefit-loss ratio that is larger than one;
Higher likelihood that the benefit is larger than the loss.
However, when it is difficult to quantify the benefit in monetary terms, an approach similar to
cost-effectiveness assessment can be more effective for the option appraisals. In this case the
option is more preferable if the criteria is to be met, i.e., a lower option investment to achieve the
same CCA and/or DRR objectives, or the same level of investment, but more likely to achieve the
same CCA and/or DRR objectives.
Climate Change
and Variability
Hazard (H)
Exposure (E)
Vulnerability (V)
Socioeconomic,
Environmental,
Institutional, Physical
Risk (H*E*V)Horizonta
l/Vertica
l
Integrationo
fCCA
an
dDRROptio
ns
Socioeconomic
Environmental
Economic
Loss
Design
Planning
PoliciesH
V
Future Outlooks
(population growth,
demography/land use change
resource availability)
Current/Future Visions
(Avoided Loss +Additional
Benefit) (Option Investment +
Opportunity Loss in Adaptation
+ Additional Loss)
Decision-Making
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Figure 2-1 A risk-based framework for the guidelines to design resilient structures
Class 4: the expected consequence is represented by disastrous events causing severe
damages and losses leading to interruption and delay at a nationalscale;
Class 5: the expected consequence is represented by catastrophic events causingsevere damages and losses beyond a national scale.
Buildings and structures with different levels of criticality or importance has different requirement
of safety or reliability performance. For highly critical and important structures, there is a need to
have a more strict performance requirement, especially on its safety.
2.2
Risk Assessment
As indicated previously, risk assessment normally has steps including hazard assessment,
exposure assessment, and vulnerability assessment followed by the final risk evaluation. Moredetails about the steps in the assessment are shown inTable 2-1.
Structure
Types
Hazard
Severity &
Frequency
Structure
Criticality
Acceptable
RiskThreshold
Failure
ConsequenceExposure
Capacity
Requirement
Maintenanc
e Options
DesignOptions
Vulnerability
Risk
OptionsAppraisal
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Table 2-1 Steps of risk assessment
Assessment Types Assessment Steps
I: Hazard Assessment
Hazard identification: identify hazards that could cause damages and
losses at different scales, such as individual, local (regional) and
national scales;
Hazard information acquisition: acquire historical hazard information,
and if future outlook is considered, projection information from
modelling given different scenarios, such as climate and landscape
changes;
Hazard modelling
o Qualitative approach: Rank hazards into a class, such as
severe, strong, medium, weak, very weak, and describe thelikelihood of the hazard
o Quantitative approach: model the hazard in terms of severity
at different average recurrence interval (ARI) or return
periods, which can be depend on location and time. For
example, wind speed of 1 in 100 years, which could change
as a result of climate change. The hazard could be converted
into more engineering terms such as external loading on
structures.
Hazard mapping: if required, map the hazards of differentaverage recurrence or return periods across a scale as required,
such as local, regional and national scales, at different time
horizons (if future environmental changes are considered);
II: ExposureAssessment
Identification of points of interest (POIs): identify points of interests,
such as physical assets, communities and natural resources, which
distribution generally has the nature of spatiality and temporality, for
example, urban sprawl and population growth;
Hazard Exposure Analysis: analyse the exposure of POIs to the hazards
in association with the severity of hazards, for example, the housesmay not be exposed to the low-depth of flooding, but exposed to
severe flooding.
III: VulnerabilityAssessment
Qualitative Approach
oRank the vulnerability to different level of hazard (if exposed)
in terms of consequences, such as catastrophe, significant,
moderate, small, and very small.
Simplified Vulnerability Curve Approach (Quantitative Approach)
o Develop damage/loss data inventory in association with the
severity of hazards;
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Assessment Types Assessment Steps
o Develop collective performance of POIs subject to the
impacts of identified hazards at different severity, or fragilitycurves that give a distribution of four physical damage states
(slight, moderate, extensive and complete) in relation to
hazard severity;
o Develop vulnerability curves based on fragility curves
Detailed Structural Analysis (Quantitative Approach)
Model structures of building envelop, including roof, wall and
foundation etc.;
Model resistance or capacity of building structures to
loading; Model the loading including permanent loading and dynamic
loading including occupants and hazards (wind, earthquake
etc.);
Implement structural reliability analysis
IV: Risk Evaluation
Qualitative approach
o Rank the risk based on hazard severity and likelihood
together with its consequence
Quantitative Approach
o
Estimate the risk based on the hazard, exposure and
vulnerability quantified in other assessment.
2.2.1
Hazard Assessment
While qualitative hazard assessment is basically based on the perceptions, the quantitative
assessment is using the annual maxima of hazard variables from the collected historical data or
observations. By applying statistical extreme value theory, the annual maxima can be converted
into the relationship of hazard severity and Average Reoccurrence Interval (ARI) or return period,as shown inFigure 2-2.
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Figure 2-2 Illustrative description of quantitative representation of hazard through statistical modelling
It could also be represented similar toTable 2-2,which lists the hazard magnitude and its
occurrence frequency. If the magnitude is spatially dependent, hazard maps can be developed foreach occurrence frequency, as shown inFigure 2-3.The high frequency hazard event shows less
magnitude than the low frequency event. A rare hazard event has a large magnitude.
Table 2-2 Descriptive examples of hazard magnitude and frequency
ARI (years) DescriptionsHazard Magnitude
(eg. severe, strong, medium, weak, very weak)
1Average occurrence of
once every year
10Average occurrence of
once every ten years
100Average occurrence of
once every a hundred of
years
500Average occurrence of
once every five hundreds
of years
1000Average occurrence of
once every a thousand of
years
ARI or Return Period (years)
HazardSeverity
1 10 100 1000
Model
Observation
Confidence interval
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Figure 2-3 Illustrative maps of hazard magnitude at a high occurrence frequency (left) and low occurrence frequency(right). Red and blue colour indicates high and low intensity, respectively.
2.2.2
Exposure Assessment
Exposure assessment involves the POIs that could be at the risk of hazard impacts, such as
physical assets and communities. It is often related to the severity or magnitude of hazards. For
example, roads may not be exposed to low tides, but exposed to high tides. The exposure level can
often be described by spatial mapping as shown inFigure 2-4.
Figure 2-4 An illustrative exposure map of roads to flooding as highlighted by the red colour
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Table 2-4 Damage states (developed based on Hazus)
Damage States Descriptions Illustration Mechanism
Slight
Small cracks or damages
appeared on building
envelop, such the corner of
window and door
Yielding point of structural
capacity
Moderate
Large cracks or
damages appeared on
building envelop, for
example, across wall
Ultimate point of
structural capacity
Extensive
Multiple cracks or
damages and
permanent
deformation ormovement, involving
key structure
components.
Exceed the ultimate
capacity point
Complete
Significant permanent
structural damages
with large
deformation and
movement in
imminent collapse
Significantly exceed the
ultimate capacity point
Hazard Loading
Structura
lResponse
Hazard Loading
StructuralResponse
Hazard Loading
StructuralR
esponse
Hazard Loading
StructuralResponse
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Figure 2-5 Vulnerability curve that gives the relation between damage or loss ratio and hazard severity
2.2.4
Risk Evaluation
Measuring the risk can be done either qualitatively or quantitatively. For the qualitative
approach, the risk to a specific severity of hazard can be measured on the basis ofTable 2-5.Formultiple hazards or hazard at various severities, the overall risk is considered as the highest among
all risks.
Table 2-5Qualitative measurement of risks based on hazard likelihood and corresponding consequences
HazardLikelihood
Consequences (Damage or Loss)
Minor Small ModerateSignificant
(extensive)
Catastrophic
(complete)Very often Moderate High High
Extreme
High
Extreme
High
Often Moderate Moderate High HighExtreme
High
Occasional Low Medium Moderate High High
Rare Low Low Moderate Moderate High
Very rareLow Low Low Moderate Moderate
Hazard Severity
Vulnerability
(RatioofDamageorLoss)
0%
100%
H1 H2 H3 H4
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For example,
Hazard 1, its likelihood is very often and the consequence is small, hence the risk is high.
Hazard 2, its likelihood rare and its consequence is moderate, hence the corresponding riskis moderate.
Therefore, the overall risk is the highest among them, which is high.
The risk assessment using quantitative approaches is more complicated based on probabilistic
modelling and simulation, the quantitative measurement of risks is given by a probabilistic
distribution
2.3
Capacity gap assessment - Examples
Capacity gap assessment essentially compares the overall risks with the threshold
(performance requirements) defined in accordance with the criticality or importance of assets, to
identify what structural capacity should be enhanced to meet the performance requirement.
Several examples are here to demonstrate the capacity gap assessment.
Considering that four structure types, including concrete hollow block, concrete moment
frame, wood and steel structure have a significant proportion of building stocks in the Philippines,
they would be mainly considered in the handbook.
W1-L: Wood Frame with Area 500 sq. m (1-2 storeys) - These are typically single- or
multiple-family dwellings. The essential structural feature of these buildings is repetitive
framing by wood rafters or joists on wood stud walls. Loads are light and spans are small.Most of these buildings, especially the single-family residences, are not engineered but
constructed in accordance with conventional construction provisions of building codes.
CHB-L-W: Concrete Hollow Blocks (1-2 storeys) - These are low-rise structures with walls
made of concrete hollow blocks interlocked at the corners, and have no reinforced
concrete frame. The floors consist of either plywood or board sheathing, supported by
wood sub-framing. The roofs are corrugated galvanized iron sheets attached to wooden or
light metal roof trusses.
C1-L-W: Reinforced Concrete Moment Frame (1-2 storeys) - These buildings are similar to
steel moment frame buildings except that the frames are reinforced concrete.
S1-L: Steel Moment Frame (1-2 storeys) - These buildings have a frame of steel columns
and beams. In some cases, the beam-column connections have very small moment
resisting capacity, but some of the beams and columns have in other cases.
For buildings and structures with different levels of criticality or importance, there should be
different requirement of safety or reliability performance. For highly critical and important
structures, there is a need to have a more strict performance requirement, especially on its safety.
The international standard of General Principles on Reliability for Structures (ISO 2394:2015)
defines the risk threshold as shown inTable 2-6.The thresholds not only depends on the criticallyor importance of the structures, but also depends on the costs that would be incurred to address
the cost-effectiveness of risk mitigation measures. To balance between the cost and the
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achievement of a level of reliability, when a high cost is involved to ensure the structural safety,
the reliability requirement could be reasonably reduced (i.e. a risk threshold could be increased).
Based on the requirement of a design to meet a risk threshold from high to low, the corresponding
resilience is considered to be low to high.
Table 2-6 Thresholds of Annual Risks
Relative Life-SavingCosts1
ResilienceRequirement
Class 2(individual
impact)
Class 3(regionalimpact)
Class 4(nationalimpact)
Large Low 0.1% 0.05% 0.01%
Medium Medium 0.01% 0.001% 0.0005%
Small High 0.001% 0.0005% 0.0001%
2.3.1 Structures Subject to Wind Hazard and Its Increase Due to Climate Change
The wind gust hazards in the three wind zones specified in NSCP (2010) are modelled as
generalized extreme-value distribution, with the model parameters being chosen such that the 50-
year gust speeds given by the models match the ones specified in NSCP (2010).
The vulnerability curve of four types of structures subject to wind hazard is based on the study
by Pacheco et al2, as shown inFigure 2-6 and Table 2-7. It highlights the vulnerability of current
timber structures to winds, and shows that the timber structure could be damaged quickly around
50m/s or 180kph.In contrast to the timber structures, other three types of structures display much
less vulnerability, especially the concrete hollow block.
Based on the wind hazard and vulnerability, the risk of four types of structures can be
estimated and given in Table 2-8. As illustrated, there is a significant gap for wood structure in
comparison with all level of thresholds defined in Table 2-6. The highest annual total loss risk of
near 17% for timber framed housing (W1-L) in Zone 1 implies that buildings would experience
total loss (destruction) almost every 5 years on average. This is an unacceptably high risk. As
expected, for all zones the annual risks for concrete hollow block, RC and steel construction are
much lower than timber framed housing, but steel structures in zone 1 has a gap to meet
requirement for evacuation centres classified as Class 3 in Table 2-6.
1The classification as defined by ISO 2394 should be further clarified. Discussion should be undertaken on what thresholds could be accepted
considering cost-effectiveness in the region.
2Pacheco BM, Hernandez Jr. JY, Castro PPM et al (2013). Development of vulnerability curves of key building types in the Greater Metro
Manila Area, Philippines
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Figure 2-6 Vulnerability curves of four typical structures to wind
Table 2-7 Structural vulnerability to extreme winds (kph)
DamageRatio
Wind Speed (kph)
CHB-L-W C1L-W W1-L S1-L
0.05 172 177 152 139
0.10 214 214 157 173
0.15 247 243 160 201
0.20 277 269 163 227
0.25 306 293 166 251
0.30 334 317 168 275
0.35 362 340 170 300
0 50 100 1500
0.2
0.4
0.6
0.8
1
CHB-L-W
C1-L-W
W1-L
S1-L
Gust speed (m/s)
Damageratio
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0.40 392 365 172 325
0.45 422 390 174 351
0.50 455 416 176 379
0.55 490 444 178 409
0.60 528 475 180 442
0.65 571 508 182 479
0.70 620 546 185 522
0.75 677 591 187 572
0.80 748 644 190 633
0.85 839 713 193 713
0.90 969 810 198 828
0.95 1201 978 204 1034
Table 2-8 Annual risk of four types of structures subject to wind hazards
Structures Zone 1 Zone 2 Zone 3
W1-L 16.88% 4.83% 0.65%
CHB-L-W ~0% ~0% ~0%
C1-L-W ~0% ~0% ~0%
S1-L 0.01% ~0% ~0%
Table 2-9, Table 2-10 andTable 2-11 show the effect of 5%, 10% and 20% increases in wind
speed on annual risks. While the increase in wind speed would make the existing high total loss
risk of wood structure to the wind in all zones even worse, a 5% increase in wind speed can double
existing total loss risk of steel structures, and a 10% and 20% increase in wind speed can more
significantly increase their existing risk in Zone 1. This suggests that the total loss of buildings is
very sensitive to increases in wind speed as a result of climate change in Zone 1. The increase inwind speed would further increase the gap of total loss risks in comparison with the defined
thresholds.
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Table 2-9 Annual risk of four types of structures subject to 5% increase in wind hazards
Structures Zone 1 Zone 2 Zone 3
W1-L 20.64% 6.44% 0.95%
CHB-L-W ~0% ~0% ~0%
C1-L-W ~0% ~0% ~0%
S1-L 0.02% ~0% ~0%
Table 2-10 Annual risk of four types of structures subject to 10% increase in wind hazards
Structures Zone 1 Zone 2 Zone 3
W1-L 24.57% 8.30% 1.32%
CHB-L-W ~0% ~0% ~0%
C1-L-W ~0% ~0% ~0%
S1-L 0.04% ~0% ~0%
Table 2-11 Annual risk of four types of structures subject to 20% increase in wind hazards
Structures Zone 1 Zone 2 Zone 3
W1-L 32.67% 12.63% 2.27%
CHB-L-W 0.01% ~0% ~0%
C1-L-W 0.04% ~0% ~0%
S1-L 0.16% ~0% ~0%
2.3.2 Structures Subject to Earthquake
Ground motion caused by earthquake generates impacts on the structural safety. Structures
should be designed to resist the seismic ground motion. In the structural design as defined by
NSCP, the design basis ground motion, representing the ground motion that has a 10% chance of
being exceeded in 50 years (or annual exceedance probability of 0.2%), is applied.
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As described in NSCP, seismic hazard are characterised by the seismic zone, proximity of the
site to active seismic sources, site soil profile characteristics, and the structure importance factor.
NSCP defines two seismic zones (see the review in chapter 4).
NSCP specifies a seismic zone factor of 0.4 and 0.2 for Zones 4 and 2, respectively. This means
that the peak ground accelerations (PGAs) with 10 % probability of being exceeded in 50-year are
0.4 g and 0.2 g for the two zones. The seismic hazard in the Manila region (located in Zone 4) has
been investigated and the spectral accelerations for 50%, 10%, and 2% exceedance probabilities
(or equivalent of average reoccurrence interval of 72, 475 and 2475 years, respectively) have been
estimated. The earthquake hazard can also be represented byTable 2-12.
Table 2-12 Peak ground acceleration given ARI in two earthquake zones
ARI (year) Zone 4 (cm/s2) Zone 2 (cm/s2)
5 41 21
10 67 35
20 101 52
25 113 59
50 159 82
100 215 112
200 285 148
250 310 161
500 399 207
1000 506 263
2000 633 329
2500 679 353
5000 837 435
10000 1022 531
The concrete hollow block structures show relatively high vulnerability to earthquake incomparison with other three types. The vulnerability of four types of structures can be described
as a damage ratio in relation to peak ground acceleration as shown inTable 2-13.
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Table 2-13 Structural vulnerability to earthquake (cm/s-2)
DamageRatio
Peal Ground Acceleration (cm/s2)
CHB-L-W C1L-W W1-L S1-L
0.05 15 36 20 26
0.10 20 49 30 38
0.15 25 62 39 50
0.20 30 75 50 63
0.25 36 89 62 77
0.30 41 103 76 93
0.35 48 120 93 112
0.40 55 138 112 135
0.45 63 159 136 161
0.50 73 183 165 193
0.55 84 212 201 234
0.60 98 247 248 284
0.65 115 290 310 351
0.70 138 344 396 440
0.75 167 417 520 568
0.80 209 519 713 762
0.85 274 676 1048 1088
0.90 392 956 1748 1746
0.95 689 1642 3967 3699
Based on the earthquake hazard and vulnerability, the total loss risk of four types of structurescan be estimated and given inTable 2-14.(It shows the earthquake risks for all building types is
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higher than the threshold defined early. As expected, annual total loss risks are highest for
concrete hollow block construction and lowest for steel and RC construction.
Table 2-14 Annual risk of four types of structures subject to earthquake
Structures Zone 2 Zone 4
W1-L 0.38% 1.84%
CHB-L-W 2.46% 8.70%
C1-L-W 0.25% 1.45%
S1-L 0.22% 1.28%
2.3.3 Structures Subject to Flood Hazards and Sea Level Rise
There are no particular flood hazard zones specified for design purpose. In fact, the flood is
more location specific. As shown inFigure 2-7andTable 2-15,it is the flood hazard for the Manila
city.
Figure 2-7 Flood hazard at Great Manila Metropolitan Area
The study by Pacheco et al3gave the vulnerability of four types of structures to flood, as shown
inFigure 2-8 andTable 2-16.As a result, the annual risk can be assessed as shown inTable 2-17.In
3Pacheco BM, Hernandez Jr. JY, Castro PPM et al (2013). Development of vulnerability curves of key building types in the Greater Metro
Manila Area, Philippines
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fact, the flood would cause little damage to structure, but it would lead to the problem in
accessibility, mostly on the aspect of loss of functions.
Table 2-15 Storm tide height given average reoccurrence intervals
ARI (year)Extractions
from PAGASAdata (m)
Modelling (m)
5 0.12923 0.09860
10 0.16550 0.19335
25 0.25267 0.32170
50 0.48615 0.42358
100 0.56875 0.53069
200 0.60929 0.64367
Figure 2-8Vulnerability curves of four typical structures to flood
0
0.1
0.2
0.3
0.4
0.5
0.6
0.7
0 5 10 15
DamageRatio
Inundation Depth (m)
CHB-L-1
C1-L-1
W1-L-1
S1-L-1
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Table 2-16Structural vulnerability to flood
Water
Depth (m)
Damage Ratio
CHB-L-W C1L-W W1-L S1-L
0.0 0 0 0 0
0.1 0 0.02 0.01 0.02
0.5 0.07 0.09 0.08 0.05
1.0 0.11 0.14 0.18 0.08
2.0 0.14 0.16 0.25 0.09
3.0 0.24 0.21 0.55 0.16
4.0 0.24 0.21 0.6 0.16
6.0 0.24 0.21 0.6 0.16
10.0 0.24 0.21 0.6 0.16
Table 2-17 Annual risk of four types of structures subject to flood
Structures Annual Risk
W1-L ~0%
CHB-L-W ~0%
C1-L-W ~0%
S1-L ~0%
2.4
Development of Resilient Design Options - Examples
The resilient design options should be identified to enhance the structural capacity or reduce vulnerability,
and ultimately reduce the risk to hazards. Examples are here to demonstrate how to assess different
options reduce risk to various hazards.
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RISK-BASED RESILIENT STRUCTURE DESIGN 41
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2.4.1 Design Options for Resilience to Wind Hazards
The resilient design options aims to enhance the structural capacity or reduce vulnerability, and ultimately
reduce the risk to hazards. Examples are here to demonstrate how to assess the options and quantify thescale of risk.
2.4.2
Design Options for Resilience to Wind Hazards
Triple Grip Connection
Historical field surveys after severe wind events and laboratory tests show that the uplift
capacity of roof-to-wall connection is a critical property for the extent of damage sustained by
buildings after severe events. With about 90% of the US residential construction being of wood-
framed structures, the failures of pre-1994 structures were often found to be a result of an
insufficient number of nails in roof-to-wall and sheathing-to-rafter connections. While these types
of connection are simple to install, they were not designed to resist significant uplift loads.
In view of the historical failure background, Shanmugam et al. (2009)4tested the uplift
capacities of four identical houses. Their purpose was to account for and quantify the variability in
the structural behaviour of the nailed roof-to-wall connections and the roof sheathing in their as-
built condition. Satheeskumar et al. (2015) tested the uplift capacity of triple grips anchored
either by gun-nails or by hand-nails to timber of Australian radiate pine or spruce pine.
Human errors are recognised to be a source for poor uplift capacity. Hong and He (2015)5
investigated the effect of missing nails on the reliability of roof sheathing under uplift windpressure. They conclude that if the missing nail effect is ignored, an overestimation of the mean
of the panel uplift capacity by about 4% is observed. On the other hand, Satheeskumar et al.
(2015)6tested triple-grip connections with 2 missing nails and found it to have significantly
reduced the uplift capacity.
If the roof failure is caused by lift capacity, the application of triple grip connection, as shown
inFigure 2-9 could increase the structure resilience considerably. When triple grip connection is
applied to wood structure, the risk is almost reduced to zero for all zones as shown inTable 2-18.
4Shanmugam B, Nielson BG, Prevatt DO (2009). Statistical and analytical models for roof components in existing light-framed wood structures.
Engineering Structures, 31, 26072616.
5Hong HP and He WX (2015). Effect of human error on the reliability of roof panel under uplift wind pressure. Structural Safety, 52, 5465.
6Satheeskumer N, Henderson D, Ginger J, Wang C-H (2015). Wind uplift strength capacity variation in roof to wall connections of timber
framed houses. Submitted to Journal of Architectural Engineering.
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RISK-BASED RESILIENT STRUCTURE DESIGN 43
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Table 2-19 Annual risk analysis of wood structure (W1-L) with screw fasteners 8
Zone 1 Zone 2 Zone 3
Existing Risk 16.88% 4.83% 0.65%
Screw fasteners ~0% ~0% ~0%
Risk Reduction ~100% ~100% ~100%
Benefit (reduced risk) ~16.88% ~4.83% ~0.65%
2.5 Option Appraisal
The selection of better resilience design options for structures can be based on the economic
cost and benefit9, more specifically, cost/benefit or cost effectives, as mentioned in Section1.2.3.
The cost or more specifically, the capital cost, would involve
Design
Procurement
Construction
Maintenance/operating cost should also be considered from the lifecycle management aspect.
The benefit is considered as saving in resource use, in this case, due to reduced risks. In general,
the option appraisal follows the steps as shown inTable 2-20.
At the moment, the social discount rate, or the rate at which a society would be willing to
trade present for future consumption, is applied for the discount rate to estimate the future
benefits and costs in the present value. The social discount rate is currently 15%9.However, the
discount rate has been applied at various levels. The International Monetary Fund and the World
Bank has set the discount rate at 5% for Debt Sustainability Analysis since 201310. The review by
ADB indicated that the discount rate can be 8-15% in developing countries and 3-7% in developed
8screw fasteners have an increase in capacity of 4300/1200 = 3.58 compared to nails. Revised median wind speed at failure = 89% increase or
v=92.4 m/s (lamda = 4.53). COV of screw fastener failure is stated in HAZUS to be 10-15% (p. 6-93). Lets assume COV(P)=0.125, then
COV(v)=0.0625, so zeta = 0.0625.
9NEDA, ICC Project Evaluation Procedures and Guidelines. Available onhttp://www.neda.gov.ph/wp-content/uploads/2013/10/ICC-Project-
Evaluation-Procedures-and-Guidelines-as-of-24-June-2004.pdf
10IMF (2013). Unification of Discount Rates Used in External Debt Analysis for Low-Income Countries. Available on
https://www.imf.org/external/np/pp/eng/2013/100413.pdf
http://www.neda.gov.ph/wp-content/uploads/2013/10/ICC-Project-Evaluation-Procedures-and-Guidelines-as-of-24-June-2004.pdfhttp://www.neda.gov.ph/wp-content/uploads/2013/10/ICC-Project-Evaluation-Procedures-and-Guidelines-as-of-24-June-2004.pdfhttp://www.neda.gov.ph/wp-content/uploads/2013/10/ICC-Project-Evaluation-Procedures-and-Guidelines-as-of-24-June-2004.pdfhttp://www.neda.gov.ph/wp-content/uploads/2013/10/ICC-Project-Evaluation-Procedures-and-Guidelines-as-of-24-June-2004.pdfhttps://www.imf.org/external/np/pp/eng/2013/100413.pdfhttps://www.imf.org/external/np/pp/eng/2013/100413.pdfhttps://www.imf.org/external/np/pp/eng/2013/100413.pdfhttp://www.neda.gov.ph/wp-content/uploads/2013/10/ICC-Project-Evaluation-Procedures-and-Guidelines-as-of-24-June-2004.pdfhttp://www.neda.gov.ph/wp-content/uploads/2013/10/ICC-Project-Evaluation-Procedures-and-Guidelines-as-of-24-June-2004.pdf7/26/2019 Designing Resilient Structures 2015-12-27_Draft 2.31
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RISK-BASED RESILIENT STRUCTURE DESIGN 44
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countries11. In this regard, a discount rate as low as 3% may be considered for sensitivity
assessment. This is particularly important for climate adaptation project with long-term goals.
While the option is acceptable as long as the net present value or benefit/cost ratio is greaterthan 1, It is desirable to have a high benefit/cost ratio, while it should be great than 1 for
consideration in the design. In general, a better option should have a higher benefit/cost ratio. It
should be mentioned, although it is reasonable to some extent to estimate the benefit purely on
the reduced risks as a result of structural damage or failure, a broad assessment of environmental
and social benefit should be considered. It is also true when cost is estimated.
Table 2-20 Steps in option appraisal
Steps Costs/BenefitsStep 1 (A) Design Cost
Step 2 (B) Procurement
Step 3 (C) Construction
Step 4 (D)* Maintenance at year 1, 2, , N
Step 5 (E) Reduced Risk
Step 6 Benefit/Cost E/[A+B+C+D]
*D=D1/(1+r)+D2/(1+r)2++DN/(1+r)N, where D1, D2, , DN
are the maintenance cost in year 1, 2, , N, and r is the
discount rate.
11ADB (2013). Cost-benefit Analysis for Development: A Practical Guide.
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INTRODUCTION OF STRUCTURAL DESIGN IN NATIONAL STRUCTURALCODE OF THE PHILIPPINES 45
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3
Introduction of Structural Design in NationalStructural Code of the Philippines
The National Structural Code of the Philippines (NSCP) referred to in this document is the 6th
Edition, 4thPrinting, published in 2013 by the Association of Structural Engineers of the
Philippines. The purpose of NSCP is to provide minimum requirements for the design of buildings,
towers and other vertical structures, and minimum standards and guidelines to safeguard life or
limb, property and public welfare by regulating and controlling the design, construction, quality of
materials pertaining to the structural aspects of all buildings and structures.
More specifically, the NSCP provides minimum design load requirements for the design ofstructures under dead loads, live loads, wind loads, earthquake loads, soil lateral loads, rain loads,
and flood loads. It also develops appropriate load combinations to be used together for strength
design and allowable stress design.
In addition to NSCP, all concrete materials and workmanship shall conform to the latest
building code of American Concrete Institute (ACI-318) and all steel construction shall be based on
AISC Manual.
This is only a brief introduction, and more details should be sought from NSCP.
3.1
Classification of structures
Buildings and other structures shall be classified, based on the nature of occupancy, for
purpose of applying different wind and earthquake design loads, in another word, exert different
design standards. More critical are the structures, stricter the design requirements.
Each building or other structures shall be assigned to the highest applicable occupancy
category or categories. Assignment of the same structure to multiple occupancy categories based
on use and the type of loading condition being evaluated (e.g. wind or seismic) shall be
permissible. Table 3-1 lists the NSCP structural classifications in column 2 and the municipalbuildings and structures in column 3.
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INTRODUCTION OF STRUCTURAL DESIGN IN NATIONAL STRUCTURALCODE OF THE PHILIPPINES 46
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Table 3-1 Occupancy category (source of columns 1 and 2: Table 103-1, NSCP)
OCCUPANCY
CATEGORY
OCCUPANCY OR FUNCTION OF STRUCTURE
NSCP SPECIFICATION MUNICIPAL STRUCTURE
I EssentialFacilities
Occupancies having surgery and emergency treatmentareas,
Fire and police stations,
Garages and shelters for emergency vehicles and
emergency aircraft,
Structures and shelters in emergency preparedness
centers,
Aviation control towers,
Structures and equipment in communication centers and
other facilities required for emergency response,
Facilities for standby power-generating equipment for
Category I structures,
Thanks or other structures containing housing or
supporting water or other fire-suppression material or
equipment required for the protection of Category I, II or
III structures,
Public school buildings,
Hospitals and
Designated evacuation centers.
Public school buildings(except shingle-story
buildings), hospital,
designated evacuation
centers (including gyms,
covered courts, multi-
purpose buildings if used as
such).
II HazardousFacilities Occupancies and structures housing orsupporting toxic or explosive chemicals orsubstances,
Non-building structures storing, supporting
or containing quantities of toxic or explosive
substances.
III SpecialOccupancyStructures
Single-story school buildings,
Buildings with an assembly room with an
occupant capacity of 1,000 or more,
Educational buildings such as museums
libraries, auditorium with a capacity of 300or more students,
Buildings used for college or adult
education with a capacity of 500 or more
students,
Institutional buildings with 50 or more
incapacitated patients, but not included in
Category I,
Mental hospitals, sanitariums, jails, prison
and other buildings where personal liberties
of inmates are similarly restrained,
All structures with an occupancy of 5,000 or
more persons,
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INTRODUCTION OF STRUCTURAL DESIGN IN NATIONAL STRUCTURALCODE OF THE PHILIPPINES 48
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Figure 3-1 Wind zone map of the Philippines (source: NSCP 2010).
3.3
Earthquake Loads
The purpose of the earthquake provisions is primarily to design seismic-resistant structures to
safeguard against major structural damage that may lead to loss of life and property. These
provisions are not intended to assure zero-damage to structures nor maintain their functionality
after a severe earthquake.
The design of structures shall consider seismic zoning, site characteristics, occupancy,configuration, structural system and height. Structures shall be designed to withstand the lateral
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INTRODUCTION OF STRUCTURAL DESIGN IN NATIONAL STRUCTURALCODE OF THE PHILIPPINES 50
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Figure 3-2 Seismic zones
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INTRODUCTION OF STRUCTURAL DESIGN IN NATIONAL STRUCTURALCODE OF THE PHILIPPINES 52
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flexural beams an analysis that considers a nonlinear distribution of strain shall be used.
Maximum usable strain at extreme concrete compression fibre shall be assumed equal to 0.003, as
shown inFigure 3-3. Stress in reinforcement below specified yield strength shall be taken as the
modulus of elasticity times steel strain. For strains grea