Jed S Rakoff Financial Disclosure Report for 2010

8/3/2019 Jed S Rakoff Financial Disclosure Report for 2010

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FINANCIAL DISCLOSURE REPOR TFOR CALENDAR YEAR 2010

Report Required by the Ethicsin Government Act of 1978(5 U.S.C. app. 101-111)

1. Per son R epor ting ( las t name, f ir s t , middle in i t ia l)R ak o f f , J ed S .

4. Ti t le (Art ic le I11 judges indicate ac t ive or senior s ta tus;magistrate judges indicate full- or part- time)U.S. District Judge (senior)

7 . C h a m b e r s or Off ice Address13 40 U . S . Cour th ouse5 00 Pear l St ree tN ew Y o rk , N Y 1 0007

2. Cour t o r O rganiza tionU.S. Dist r ict Court , S.D.N.Y.

5a. Report Type (check appropriate type)] N o m i n a t i o n , D a t e[] Initial [] Annual [] Final

3. Date of Report07/03/2011

6. Repor ting Per iod01/01/2010

to12/31/20105b . [ ~ A m e n d e d R e p o r t

8.On the bas is o f the in formation conta ined in this Repor t and anymodif icat ions per taining thereto, i t is , in my opinion, in com pliancewith appl icable l aws and regulat ions .

Reviewing Of f ice r D a t e _

I M P O R T A N T N O T E S : The instructions accompanying this form must be followed Complete all parts,checking the NONE box for each part where you have no reportable information. Sign on last page.

I . P O S I T I O N S . m e p o r a u g individual only; seepp. 9-13 of f i l ing instructions.)~] N O N E (No reportab le positions.)

POSITION1 . Par t - t ime l ec ture r in l aw2.3.

4.5.

NAME OF ORGANIZATION/ENTITYC o l u m b i a U n i v e r si t y L a w S c h o o l

I I . A G R E E M E N T S . ~ R e p o r a u g ~ n d ~ ,~ d u ~ l o n e ; s e e p p . 1 4 - 1 6 of filing instructions.)~] N O N E (No reportable agreements.)

DATE PARTIES AND TERM S


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F I N A N C IA L D I S C L O S U R E R E P O R TPage 2 of 7

N a m e o f P e r s o n Repor tingR a k o f f , J e d S .

D a t e o f R e p o r t07/03/2011

I l L N O N - I N V E S T M E N T I N C O M E . t R e p a r a n g i , ,d i ~ i a u n i a . d s p o u s e ~ s e e p p . 1 7 - 2 4 of filing instructions.)A. Filers Non-Investm ent Incom e~ NO N E ( N o reportable non-investment income.)

DATE SOURCE AND TYPE I N C O M E( y o u r s , n o t s p o u s e s )1 . 2 0 1 0 Lec ture r in l aw , Co lumbia Law Scho o l $26 , 83 5 . 0 02. 20 10 R o ya ltie s fro m A LM M edia , LLC $14 ,019 .413 . 2 0 1 0 R o ya ltie s fro m M atthew B end e r & C o ., Inc . $3 3 ,2 6 2 .6 04.

B . S p o u s e s N o n - I n v e s t m e n t I n c o m e - I f yo u w ere married during any portion of the reporting year, complete this section.(Dollar amount not required except for honoraria.)~-~ (No reportable income.)ONE non-investment

D A T E1 . 2 0 1 02.3.

4.

SOURCE AND TYPEFo rd ham Law Scho o l - - s a l a ry

I V . R E I M B U R S E M E N T S -- transportation, lodging, food, entertainmen~( I n c l u d e s t h o s e t o s p o u s e a n d d e p e n d e n t c h i l d r e n ; s e e p p . 2 5 - 2 7 o f i ll in g i n s t r u c t io n s . )

~ (No reportable reimbursements.)ONES O U R C E D A T E S L O C A T I O N P U R P O SE IT E M S P A ID O R P R O V ID E D

1 . U n iv e rs ity o f C a lifo rn ia a t Janu ary 6 -9 San ta M on ic a , C A Sp eaker a t co n fe ren ce T ranspor t a t i on , l odg ing , foodSan ta Barbara2. N a t io n a l A c a d e m y o f S c i e n c e Ja nu ar y 31 -F eb ru ar y I rv in e, CA Sp eaker a t co n fe ren ce T ranspor t a t i on , l odg ing , food

33. Y a l e L a w S c h o o l A p ril 2 8 N ew H av en , C T M eeting w ith s tu den ts Transportat ion4. F e d e r a l B a r C o u n c i l May 1 2 -1 3 Wash ing ton , D C Sp eaker a t co n fe ren ce T ranspor t a t i on , l odg ing , food5. U nive rs i t y o f Ca l i fo rn i a a t May 1 9 -23 San ta Barbara , CA Sp eaker a t co n fe ren ce Tran sp o r ta t io n , lo d g in g , fo odSan ta Barbara6. U n iv e rs ity o f E d in b u rg h Ju n e 6 -9 G la sg o w , U K Sp eaker a t co n fe ren ce T ranspor t a t i on , l odg ing , food


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F I N A N C I A L D IS C L O S U R E R E P O R TPage 3 of 7

N a m e o f P e r s o n R e p o r t i n gR a k o f f , J e d S .

Date of Report07/03/2011

7. Stan ford U niv ers ity Jun e 1 8-2 3 P alo A lto , C A Sp eaker a t co n fe ren ce Tran sp o r ta t io n , lo d g in g , fo o d8. Fed era l J ud ic ia l Cen te r Septembe r 19-23 Por t l and , OR Sp eaker a t co n fe ren ce Tran sp o r ta t io n , lo d g in g , fo o d9. A I C P A Oc tobe r 3 0 - Bo s t o n , MA Sp eaker a t co n fe ren ce Tran sp o r ta t io n , lo d g in g , fo o dN o v e m b e r 1

1 0 . A B A N o v em b er 6 -7 N ew O rlean s, LA Sp e aker a t c o n fe ren ce Tran sp o r ta t io n , lo d g in g , fo o d1 I. G e o r g e M a s o n L a w S c h o o l N o v em b er 25 W ash in g to n , D C Sp eaker a t co n fe ren ce Transportat ion


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FINANCIAL DISCLOSURE REPORTP a g e 4 o f 7

N a m e o f Pe r s o n R e p o r t i n gR a k o f f , J e d S .

D a t e o f R e p o r t07/03/2011

V . G I F T S . a n c l u d e s t h o s e t o s ~ ,o u s e a n d d e p e n d e n t children; see p p . 2 8 - 3 1 of filing instructions.)N O N E ( N o reportable gifts.)

SOURCE DESCRIPTION1 .2.

3.4.

5.

V A L U E

V I . L I A B I L I T I E S . ( I n c lu d e s t h o s e o / s ~ , o u s e , h a d e ~ , c n d e n t children; see pp. 3 2 - 3 3 of filing instructions.)D N O N E ( N o reportable liabilities.

C R E D I T O R DES C R IP TIONI. Ci t iban k Sho r t - t e rm lo an s (check in g o verd ra f t acco un t s )2.3.

4.5.

V A L U E C O D EJ


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N a m e o f P e r s o n R e p o r t in gRakoff, Jed S.

D a t e o f R e p o r t07/03/2011

V I I . I N V E S T M E N T S a n d T R U S T S - i n c o , , v a l u e , ,r o n s o c t i o ,s a n c l u d c s t h o s e o / s p o u s e u n d d e p e n d e n t children; see p p . 3 4 - 6 0 of filing instructions.)~ NONE income, a ssets , or transactions.)N o reportable

3.4.

5.

6.

7.

8.9.

1 0.

1 1.

1 2.

1 3.

1 4.

1 5.

1 6.

1 7.

Fidelity Growth & Income Fund B Dividend J T

A ~$1 ,000 or les~ B =$L001 ~ $2.500F ~$~blo o i ; $J,0 0 o O :$] 00:001 : $ l ;000~000

2 . V alu e Codes J = $15.000 o r le ss K = $15,001 - $50.000( S ee Co lu mns C1 and D3) N :$250,001 - $500.000 O =$500.001 - $1 ,000.000

P3 =$25.000.001 - $50.000,0003. V alu e M ethod Codes Q =Ap p ra i sa l R =Cost (Real Es tate Only)(See Column C2) U = Book V alu e V = O t h e r

C ~$2;50i ~ $5i000 : D =$5;001 - $15.000 E =$15,001 - $50.000HI =$1 0 0 9 0 0 1 7 $5;0 0 0 ;0 0 0 H2 --More than $5i000,000P I ~$1 ;000;00i ~ $5 ;~ ;000 P2 =$5i000;00i- $2 5i0 0 0 .0 0 0P4 =M0re thah $50;000i0~s = A s s ~ S ~ tW ~Es t im a te d


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FINANCIAL DISCLOSURE REPORTP a g e 6 o f 7

Name of P erson Report ingR a k o f f , J e d S .

Date of Repor t07/03/2011

V I II . A D D I T I O N A L I N F O R M A T I O N O R E X P L A N A T I O N S . (lndlcatepart of report.)


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Name of Person Repo rt ing [ Date of Repor tRakof f , Jed S .

I07/03/2011

IX. CERTIFICATION .I c e r t i fy t h a t a l l i n fo r m a t i o n g i v e n a b o v e ( i n c l u d i n g i n f o r m a t i o n p e r t a i n i n g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h i l d r e n , i f a n y ) i sa c c u r a t e , t ru e , a n d c o m p l e t e t o t h e b e s t o f m y k n o w l e d g e a n d b e l i e f , a n d t h a t a n y i n f o r m a t i o n n o t r e p o r t e d w a s w i t h h e l d b e c a u s e i t m e t a p p l i c a b l e s t a tu t o r yprov is ions permi t t ing non-d isc losu re .I f u r t h e r c e r t i fy t h a t e a r n e d i n c o m e f r o m o u t s i d e e m p l o y m e n t a n d h o n o r a r i a a n d t h e a c c e p t a n c e o f g i f ts w h i c h h a v e b e e n r e p o r t e d a r e i ncom pl iance wi th the p rov is ions o f 5 U .S .C. app . 501 e t . seq ., 5 U .S .C. 7353, and Jud ic ia l Con ference r egu la t ions .

Signatu re: S/Jed S. Rakoff

N O T E : A N Y I N D I V I D U A L W H O K N O W I N G L Y A N D W I L F U LL Y F A L SI F I E S O R F A I L S T O F I LE T H I S R E P O R T M A Y B E S U B J E C T T O C I V I LA N D C R I M I N A L S A N C T I O N S ( 5 U . S . C . a p p . 1 0 4 )

C om m i t t e e on F i na nc i a l D i s c lo s u r eAdmini s t ra t i ve Off i ce o f t he Uni t ed St a t es Cour t sSu i t e 2-301O n e C o l u m b u s C i r c le , N . E .W a s h i ng t on , D . C . 2 0 5 4 4

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Jed S Rakoff Financial Disclosure Report for 2010