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Moving from CME to Continuous Performance Improvement Nancy Davis, PhD Executive Director National Institute for Quality Improvement and Education January 2009

Moving from CME to Continuous Performance Improvement

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Page 1: Moving from CME to Continuous Performance Improvement

Moving from CME to Continuous Performance

Improvement

Nancy Davis, PhDExecutive Director

National Institute for Quality Improvement and Education

January 2009

Page 2: Moving from CME to Continuous Performance Improvement

A Little History…back to ‘00Trend toward performance

improvement resulting from IOM reports

Traditional CME “doesn’t work”

CME is remote from practice

Maintenance of Certification: on-going assurance of physician competence

Page 3: Moving from CME to Continuous Performance Improvement

HEALTHCARE QUALITY IMPROVEMENT PROCESSES

Page 4: Moving from CME to Continuous Performance Improvement

Deming’s Plan-Do-Study-Act (PDSA)

Page 5: Moving from CME to Continuous Performance Improvement

Systems and Processes

Six Sigma• Define• Measure• Analyze• Improve• Control

Page 6: Moving from CME to Continuous Performance Improvement

Practice-Based Quality Improvement

PDSA Cycle Practice-based Actions Six Sigma

Plan Identify area to improveCollect data to assess current state

DefineMeasureAnalyze

Do Implement improvement interventions

Improve

Study Reassess data for change/improvement

MeasureAnalyze

Act Change practice based on improvement

Control

Page 7: Moving from CME to Continuous Performance Improvement

Systems and Processes

Lean (Toyota)

• Value• Flow with minimal delays• Let the consumer pull the ‘product’

through the process• Strive for perfection

Page 8: Moving from CME to Continuous Performance Improvement

Lean vs. Six Sigma

LeanFocus on delaysOverproductionToo much inventoryWaitingUnnecessary movement

of people and inventory

Unnecessary or incorrect processing

Rework to fix mistakes

Six SigmaFocus on defects and

deviationsFocus on mission criticalSet big goalsCount misses to know

what to fixRoot cause analysis-5

whysImplement solutions and Verify results

Page 9: Moving from CME to Continuous Performance Improvement

McColl Institute

Informed,Activated

Patient

ProductiveInteractions

Prepared,Proactive

Practice Team

DeliverySystemDesign

DecisionSupport

ClinicalInformation

SystemsSelf-

Management Support

Health System

Resources and Policies

Community

Health Care Organization

Wagner Chronic Care Model

Improved Outcomes

Page 10: Moving from CME to Continuous Performance Improvement

Access to Care and Information

Access to Care and Information

Continuity of Care Services

Continuity of Care Services

Quality and SafetyQuality and Safety

Care ManagementCare ManagementPoint of Care

Services

Point of CareServices

Team-BasedCare

Team-BasedCare

Practice Management

Practice Management

Information Systems

Information Systems

Model of CareModel of Care

Practice RedesignPractice Redesign

Page 11: Moving from CME to Continuous Performance Improvement

TransforMed Practice Redesign

ACGME/ABMS Core Competencies

Wagner Chronic Care Model

•Personal medical home•Patient centered care•Integrated/whole-person orientation

Patient Care •Self-management support•Community resources

Medical Knowledge

•Redesigned office•Focus on quality and safety

Practice-based learning and improvement

Clinical information support

Improve scheduling and communication

Interpersonal and Communication Skills

Delivery system design

Professionalism

•Team approach to care•Data-based information systems (EHR)

Systems-based Practice •Health-care delivery system•Decision support

Page 12: Moving from CME to Continuous Performance Improvement

Systems and Processes

• IHI Breakthrough Series Model– Institute for Healthcare Quality Improvement

(IHI) model• Collaborative approach

• Short term gains• Team-based• Focus area

• Guidance of national experts• Study, test, implement

http://www.ihi.org/IHI/Results/WhitePapers/TheBreakthroughSeriesIHIsCollaborativeModelforAchieving%20BreakthroughImprovement.htm

Page 13: Moving from CME to Continuous Performance Improvement

Systems and Processes

Baldrige CriteriaMalcolm Baldrige National Quality Award—

1987

• Leadership• Strategic planning• Focus on patients, other customers and markets• Measurement, analysis, and knowledge

management• Staff focus• Process management• Organizational performance results

http://www.quality.nist.gov/HealthCare_Criteria.htm

Page 14: Moving from CME to Continuous Performance Improvement

PERFORMANCE MEASURES

Page 15: Moving from CME to Continuous Performance Improvement

Types of Performance Measures

Process measures—clinician’s controlOrdering Hgb A1C to manage diabetic patients

Assume process will have eventual effect on outcomes

Outcomes measures—actual patient outcomes that depend on action outside the clinician’s controlMaintaining Hgb A1C values <8

Page 16: Moving from CME to Continuous Performance Improvement

Where do Performance Measures come from?

• CMS--PQRI• Specialty societies• Health plans• AMA Physician Consortium for Performance Improvement• NCQA• AQA Alliance

National Quality Measures Clearinghousewww.qualitymeasures.ahrq.gov

Page 17: Moving from CME to Continuous Performance Improvement

PQRI

Centers for Medicare and Medicaid Services (CMS) www.cms.hhs.gov/PQRI

–Physician Quality Reporting Initiative (PQRI)• 2008---134 quality measures• 1.5% financial incentive for

participating

Page 18: Moving from CME to Continuous Performance Improvement

AMA PCPI: 262 measures in 42 clinical areas

Acute otitis externa /otitis media witheffusionAdult diabetesAnesthesiology and critical careAsthmaAtrial fibrillation and atrial flutterChronic kidney diseaseChronic obstructive pulmonary diseaseChronic stable coronary artery diseaseCommunity-acquired bacterial

pneumoniaEmergency medicineEnd state renal diseaseEye careGastroesophageal reflux diseaseGeriatricsHeart failureHematologyHepatitis C

HypertensionMajor depressive disorderMelanomaNuclear medicineOncologyOsteoarthritisOsteoporosisOutpatient parenteral antimicrobial

therapyPathologyPediatric acute gastroenteritisPerioperative carePrenatal testingPreventive care and screeningProstate cancerRadiologyStroke and stroke rehabilitationSubstance use disorders

Page 19: Moving from CME to Continuous Performance Improvement

AOA CAP Performance Measures

• Diabetes (8)• Coronary Artery Disease (9)• Women’s Health (5)

Page 20: Moving from CME to Continuous Performance Improvement

AQA Alliance

Recommended Starter SetPreventive Measures (7)Coronary Artery Disease (3)Heart Failure (2)Diabetes (6)Asthma (2)Depression (2)Prenatal Care (2)Overuse/Misuse (2)

Page 21: Moving from CME to Continuous Performance Improvement

Example Measure—PQRI

High Blood Pressure Control in Type 1 or 2 Diabetes Mellitus

Percentage of patients aged 18-75 years with DM who had most recent BP in control (less than 140/80)

Page 22: Moving from CME to Continuous Performance Improvement

Example Measure—PQRIHIT-Adoption of Electronic Health Records

Documents whether the provider has adopted aqualified electronic health record (EHR) eitherCCHIT certified (90 currently certified) or capableof all the following• Generating medication list• Generating problem list• Entering lab tests as discrete searchable data

elements

Page 23: Moving from CME to Continuous Performance Improvement

Compliance Calculation

Performance Calculation% of DM pts >40 y/o Rx ASA

No. of patients meeting measure criteria(no. of pts prescribed ASA)

_________________________________No. of patients meeting study criteria

minus no. patients with valid exclusions

(no. of patients > 40 y/o with diabetes minus those who have adverse reactions to ASA)

Page 24: Moving from CME to Continuous Performance Improvement

PERFORMANCE DATA

Page 25: Moving from CME to Continuous Performance Improvement

Chart Review

• Patient level data• Process/outcomes data• Resource-intensive• GIGO

Page 26: Moving from CME to Continuous Performance Improvement

Electronic Health Records

• Often don’t collect needed data• Lack of standardization• Problem with translating measures to

computer language• Lack of standardized taxonomy

Page 27: Moving from CME to Continuous Performance Improvement

Health Plan Data

• Useful for process measures• Small percentage of practice• Docs don’t trust data• Attribution challenges

Page 28: Moving from CME to Continuous Performance Improvement

Registries

• Collection of patient data—practice profile

• Organized• Searchable• Meets specific objectives• Supports analysis of deviation from

established goals

Page 29: Moving from CME to Continuous Performance Improvement

PQRI Qualified Registries

• 32 qualified registries—Sept 2008• Vetted by CMS for their ability to

provide– Required PQRI data elements– Accurately calculated measures– Information transmitted in requested

format

Page 30: Moving from CME to Continuous Performance Improvement

Patient Surveys

The Consumer Assessment of Healthcare Providers and Systems (CAHPS)

• AHRQ initiative• Standardized patient questionnaires that can

be used to compare results across providers and over time

• Tools and resources to produce comparative information for both consumers and healthcare providers

Page 31: Moving from CME to Continuous Performance Improvement

INCENTIVES FOR PERFORMANCE IMPROVEMENT

Page 32: Moving from CME to Continuous Performance Improvement

Improving Healthcare• IOM reports: 98,000 deaths due to

medical errors1

• Rising healthcare costs: one-third of healthcare dollars spent on waste and annual cost of poor quality per covered employee is $2,0002

• Rand report: only 55% of recommended care delivered3

1. IOM 20012. Midwest Business Group on Health 20013. McGlynn, EA, et al. N Engl J Med 2003; 348: 2635-45

Page 33: Moving from CME to Continuous Performance Improvement

CME Credit*

• Maintenance of licensure• Maintenance of Certification• Credentialing

*still an accepted currency for documenting currency

Page 34: Moving from CME to Continuous Performance Improvement

MOC Credit

• Part IV required 2010• Certifying Boards looking for

solutions

Page 35: Moving from CME to Continuous Performance Improvement

PI CME

Page 36: Moving from CME to Continuous Performance Improvement

CME Credit for PI

Three stages for CME credit:A Identify evidence-based measure and

assess practiceB InterventionC Re-measure; document improvement

5 CME credits/stage; 20 for complete project

AMA PRA, AAFP, and AOA

Page 37: Moving from CME to Continuous Performance Improvement

ACCME Updated Criteria for Accreditation

Level 3: Accreditation for Commendation– Achieving Level 3 “will be determined by

measuring the extent to which a provider engages within their environment as a participant in quality and patient safety improvement opportunities.”

- ACCME, September 2006

Page 38: Moving from CME to Continuous Performance Improvement

ACCME Updated Criteria for Accreditation: Level 3

C16 The provider operates in a manner that integrates CME into the process for improving professional practice.

C17 The provider utilizes non-education strategies to enhance change as an adjunct to its activities/educational interventions (e.g., reminders, patient feedback).

C18 The provider identifies factors outside the provider’s control that impact on patient outcomes.

C19 The provider implements educational strategies to remove, overcome or address barriers to physician change.

C20 The provider builds bridges with other stakeholders through collaboration and cooperation.

C21 The provider participates within an institutional or system framework for quality improvement.

C22 The provider is positioned to influence the scope and content of activities/educational interventions.

Page 39: Moving from CME to Continuous Performance Improvement

ACCME: CME as a Bridge to Quality

• Accredited CME– is linked to practice and focused on healthcare

quality gaps– supports physicians’ maintenance of certification– Is an essential requirement for maintenance of

licensure– Is fostering collaboration to address quality

improvement– Is addressing interdisciplinary team practice– Is independent of commercial interestsACCME: Leadership, Learning and Change within the ACCME System: CME as a Bridge to Quality. 2008. Available at www.accme.org

Page 40: Moving from CME to Continuous Performance Improvement

Performance Improvement Process

• Performance Measures• Performance Data• Interventions

– EducationYou are Here

– Systems-based process improvements

• Outcomes (performance data again)

Page 41: Moving from CME to Continuous Performance Improvement

Performance Data as Needs Assessment

• Self Assessment – knowledge/skills/current practice

• Practice profile• Registries

• Quality improvement data• Health system• Health plan• Overall practice performance• Individual performance

Page 42: Moving from CME to Continuous Performance Improvement

From QI Partner: Where are the Needs?

• Requires current practice assessment• Must have way to collect/analyze data

Examples:• Insufficient prescribing of beta blocker after

MI• Hgb AIC not ordered enough (process) or

values too high (outcome)

Page 43: Moving from CME to Continuous Performance Improvement

Performance Measures as Learning Objectives

Performance-based learning objective:

“Following this CME activity, participants should prescribe diet or drug therapy within three months for patients who have an untreated LDL cholesterol level >130 mg/dl.”

Page 44: Moving from CME to Continuous Performance Improvement

Performance Measures as CME Outcomes Measures

• Measures pre- and post- activity

• Provide actual data rather than perceived

• Difficult to acquire

Page 45: Moving from CME to Continuous Performance Improvement

Moore’s Levels of Outcomes-based CME Evaluation

Level Outcome Definition

1 Participation Attendance

2 Satisfaction Participant satisfaction

3 Learning Changes in KSA

4 Performance Change in practice performance

5 Patient Health Change in patient health status

6 Population Health Change in population health status

Moore, DE. A framework for outcomes evaluation in the continuing professional development of physicians. In Davis, et al. eds. The Continuing Professional Development of Physicians. Chicago, Ill: AMA Press; 2003

Page 46: Moving from CME to Continuous Performance Improvement

Performance Measure(s)

Needs Assessment

PerformanceData

Learning Objectives

Improvement Interventions

Content Delivery

Performance DataOutcomes/Eval

PI CME Planning Cycle

Page 47: Moving from CME to Continuous Performance Improvement

Integrating PI and ‘Traditional’ CME

Pre-work– Review guidelines/measures

– Practice profile (denominator)

– Current performance (numerator)

– Self assessment—knowledge and practice

Page 48: Moving from CME to Continuous Performance Improvement

Integrating PI and Traditional CME

CME Activity– Share/analyze data

– Educational (knowledge) component

– Process-based, systems improvement interventions

Page 49: Moving from CME to Continuous Performance Improvement

Integrating PI and Traditional CME

Post-activity– Re-measurement data collection

– On-line discussions

– Evaluation of entire activity/process

– Mechanism for continuing on

Page 50: Moving from CME to Continuous Performance Improvement

DEVELOPING PERFORMANCE IMPROVEMENT INITIATIVES

Page 51: Moving from CME to Continuous Performance Improvement

Collaborative Approach• QI and CME collaborating• Big picture approach regarding

strategies for improvement– what are organizational priorities for QI?– what data are being collected?– what CME interventions exist or can be

developed?– What other members of the team should

be involved?

Page 52: Moving from CME to Continuous Performance Improvement

Pulling It All TogetherContributing

Forces– Ever-expanding

knowledge base– Continuous competence

and performance– Technological

innovations– Public demand– Documentation

requirements

– CME: An integral component

Self-directed Practitioner- centered Outcomes-based

Healthcare Professional

Page 53: Moving from CME to Continuous Performance Improvement

NIQIE’s Role

• Forum for consensus-building• Resource Center• Education/Training• Research

Page 54: Moving from CME to Continuous Performance Improvement

Let’s Build the Bridge Together

Page 55: Moving from CME to Continuous Performance Improvement

References• Harrison RV. Systems-based framework for continuing medical

education and improvements in translating new knowledge into physicians' practices.Journal of Continuing Education in the Health Professions. 24(Supplement):S50-S62, 2004.

• Mazmanian, PE. Advancing the body of knowledge: evidence and study design for quality improvement. In Davis, D, Barnes BE, Fox R, eds. The Continuing Professional Development of Physicians: from research to practice. Chicago, Ill: AMA Press; 2003.

• Davis, NL. Integrating Quality Improvement and CME, Parts 1 & 2. Almanac. June & July 2007.

Page 56: Moving from CME to Continuous Performance Improvement

ContactNancy L. Davis, PhDExecutive Director

National Institute for Quality Improvement and Education

www.niqie.org285 Waterfront Dr. E., Suite 100

Homestead, PA 15120

[email protected]