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Examples of SMART objectivesThe following guidance defines what SMART objectives are and how that would be implemented in practice for the following areas:
1. Academic,2. Professional services, and3. Leadership.
General example of a SMART objective
Example: To design and deliver a one-day ‘Research Excellence’ workshop to PhD students in the School of xxx by June 20, 201X which achieves an overall evaluation rating of 4.8 (out of 6) on the standard training evaluation form.
This is a SMART objective for the following reasons:
It is specific It is clear exactly what the training will cover, who it will be delivered to and that it is yet to be developed (which provides parameters for workload involved)
It is measurableThis can be reviewed by assessing:
Has the objective been completed? How does feedback compare to the agreed standard for acceptable
feedback? (Providing a qualitative assessment).
It is aligned and achievable
As the objective is very precise there is little room for misunderstanding or ambiguity about what has been agreed.
It is aligned to the University strategy aimed at providing an excellent student experience and it is assumed that there is a requirement in the local plans that this fulfils.
It is relevant
It can be assumed that during the review conversation it has been established that the objective is appropriate to the reviewee’s role and grade.
It is straightforward to establish what workload it imposes and what would be required to achieve the objective.
It is time based The date by which the objective is to be achieved is clear and unambiguous.
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Academic examplesThe bullet points below are indicative exemplars of the kinds of questions that reviewers might want to ask (and reviewees might want to reflect upon) when considering contributions to Research or Learning, Teaching & Assessment.
The phrasing of each question will depend on the role and level of the colleague involved; questions concerning leadership of cross-university projects, for example, might be less relevant to new members of staff.
Staff are encouraged to refer to the academic appointment criteria for the teaching and learning route. The PDR process provides an opportunity for staff to consider how their contributions can lead towards promotion and hence how objectives set during PDR can help evidence the achievements required for promotion. See:
http://staff.napier.ac.uk/services/hr/workingattheUniversity/career-development/Pages/Academic%20Career-development.aspx
Research To develop, and design xx research proposals as a normal part of undertaking
research, objectives and projects by dd/mm/yy which are successfully approved To deliver xx presentations or exhibitions at national and international conferences
and other similar events which receive x% of feedback from delegates which is rated good or very good.
To apply innovative teaching techniques including technology enhanced learning, which create interest, understanding and enthusiasm amongst students, as measured through improved NSS results of xx%.
To have led the publication of one paper of quality likely to be judged 3* or 4* in the REF in suitable / appropriate journals per annum
To have written as Principal Investigator (or key contributor) research grant applications of a value exceeding the median award value of your discipline/school and have submitted these by dd/mm/yy
To develop a new programme in XXX with activity built upon research and to deliver high quality teaching with the success of which is assessed by evaluation methods including student feedback and peer review by dd/mm/yy
To lead the development of a collaboration group to strengthen PGR links and deliver a workshop at on xxx theme by dd/mm/yy
Attain national recognition of leadership in the profession or discipline by publishing research outcomes and /or presenting a paper at a (named) national or international conference to be held on dd/mm/yy.
To be successful in obtaining x number of research grants/specific research grants by dd/mm/yy.
To increase percentage of successful research funding applications by x per cent by dd/mm/yy.
To generate research income to the value of approximately x between x and x To increase research income by x amount/percentage by dd/mm/yy. To develop a new line of research or approach that will have a broad impact on
relevant field of publication/ positive impact for school/ university by dd/mm/yy. To increase our Research income and our Commercial income by developing
material for tutorial/CPD course on x by dd/mm/yy To bring KTP project to successful completion by dd/mm/yy To identify and set up X industrial collaborations as source of research income
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To develop and promote CPD provision by determining X market opportunities and matching with required skill set and marketing by dd/mm/yy
To Improve External Presence by effectively engaging with social media To improve our Research and Commercial Environment organise X events to raise
the profile of School externally To increase the number of Research students by investigating new PhD
opportunities To act as REF coordinator for the School
Learning, Teaching and Assessment (LTA)
To identify an area for enhancement within my current learning, teaching and assessment (LTA) practice, reflecting on appropriate evaluation from students and other evidence, and develop a plan of action.
To work with relevant colleagues – who could be in other schools or located overseas – on the development of a case for new programme approval
To work with relevant colleagues on the development and approval of a new module. To identify and take advantage of opportunities to communicate my work in the
scholarship of learning, teaching and assessment, to internal audiences (through for example the LTA resource bank, the Teaching Fellows Journal and the Staff Conference) and to external ones (for example in pedagogical journals such as Journal of Perspectives in Applied Academic Practice).
To create and share LTA materials, such as Moodle platforms, textbooks and blogs. Secure a grant from internal (e.g. Teaching Development Fund or QAA transitions
fund) or external sources that will support LTA development To gain professional recognition for achievements in teaching and supporting
learning by gaining a Higher Education Academy fellowship in an appropriate category.
Lead the School through a successful accreditation exercise. Help support LTA within the school through digital approaches mapped to the
university benchmark for the use of technology in modules (the three E’s framework) Help enhance and evidence student engagement in an element of academic
provision. To develop a substantial revision to the programme structure and content of an
existing course. Support the school in reaching student recruitment targets To contribute to improvement in the School’s National Student Survey/Postgraduate
Taught Experience Survey To increase by x amount the number of incoming and outgoing exchange students
by type of placement To assist with achieving better coherence and balance within a programme through
helping with or leading programme-focus activities such as TESTA. To engage in continuing professional development in relation to teaching, learning,
assessment, scholarship and, as appropriate, related academic or professional practices.
Academic Leadership in LTA
To take on the responsibilities of Module/Programme/ Subject Group Leader by dd/mm/yy.
To engage in LTA activity outside the university, such as external examining or membership of national or international bodies and editorial boards.
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To take on a senior departmental/School leadership responsibilities by dd/mm/yy. To take on membership of a School/University committee by dd/mm/yy. Obtain a role as an external examiner by dd/mm/yy. To lead in the management, support and development of xx research students by
dd/mm/yy. To support or mentor xx members of staff in research area, including Early Career
Researchers, to build capacity and capability by dd/mm/yy. To assume leadership of specific LTA initiatives within the school To contribute to university-wide LTA initiatives, for example through active
involvement with the Teaching Fellows Community. To mentor and support colleagues in their academic roles and in making their claims
for HEA Fellowship To gain professional recognition for achievements in teaching and supporting
learning by gaining Higher Education Academy Senior or Principal Fellowship To mentor and support new academic colleagues as part of their extended induction To supervise successfully xx postgraduate research students in learning and
teaching by dd/mm/yy. To undertake, complete and record in HR Connect, all PDR’s with immediate
reportees within timescales set out by the university. To review a cross section of the schools PDR’s within 2 weeks of PDR completion
date to ensure x % are consistent in SMART objective setting and learning and development planning.
To create a school learning and development plan for management team and whole school that captures, costs, resources, development method and connections to the university strategy.
To ensure that 100% of information and records processed (received, created, used, destroyed) on behalf of the University are managed in compliance with the applicable legislation/regulations and internal policies e.g. Data Protection Policy and Code of Practice, Information Security Policy, Records Management Policy and procedures
To lead in the management, support and development of xx research students by dd/mm/yy.
To support or mentor xx members of staff in research area, including Early Career Researchers, to build capacity and capability by dd/mm/yy.
To supervise successfully xx postgraduate research students in learning and teaching by dd/mm/yy.
To encourage non-research active staff to participate in CPD and consultancy; benefits include financial and other rewards; and direct inputs into teaching
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Example:
Attain national recognition of leadership in the profession or discipline by publishing research outcomes and /or presenting a paper at a (named) national or international conference to be held on dd/mm/yy.
Specific
What will reviewee do?
Measurable
How will reviewee / reviewer know?
Aligned/Achievable
Is this a priority and does it fit with the strategy?Can it be achieved?
Relevant
How does it fit with the reviewee’s role and grade?
Time-bound
What are the target dates?
Submit research outcomes to a recognised journal and /or present at a conference
Papers will be published and / or accepted as speaker at conference.Invited to speak at further events
Quality research meets funding priorities. It is aligned with Glasgow 2020 vision to undertake world leading research
This is appropriate for the role of the reviewee and is relevant as they aim to raise their professional profile.
Publication dates for the journals and /or submission dates for abstracts for conference papers
Professional Services
To review the school’s filing systems and make recommendations for improvements to Line Manager by mm/yy with agreed implementation of recommendations by dd/mm/yy.
Develop and implement an action plan to reduce error costs in accounting for colleges by dd/mm/yy resulting in accurate accounting report standards within two weeks of the monthly close.
To effectively and efficiently take the lead on organising the logistics for the annual Staff Development Conference scheduled for dd/mm/yy by achieving a score of 4 out of 5 on average from customers on the feedback form under ‘effective organisation of the event’.
To achieve 80% satisfaction score on Programme Management in the Student Satisfaction Questionnaire completed on dd/mm/yy.
Implement the xyz business process improvement project as agreed with Director of Service by dd/mm/yy designed to improve the results of the Customer Service Questionnaire (xyz section) to be completed on dd/mm/yy.
To achieve attendance of at least 150 guests at the national conference on dd/mm/yy by undertaking effective marketing activities with all relevant xxx professionals within the UK by dd/mm/yy.
To review the XYZ programme and design and implement process changes resulting in a more efficient system which streamlines applications cutting processing times from X to Y by dd/mm/yy.
To lead on the implementation of the Enable development programme and ensure the project is completed within agreed budget (£x) by dd/mm/yy and meet the qualitative criteria as outlined in the project plan section 2.0.
Ensure all laboratory equipment in building X passes equipment maintenance testing and produce an up-to-date inventory by dd/mm/yy.
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To set up a process to inform and update a data base recording the service’s use of substances hazardous to health under the COSHH regulations by dd/mm/yy.
To increase the accuracy of instrumentation data by x% by dd/mm/yy To up-date the Health & Safety policy document for X campus and ensure all staff
are advised of changes by dd/mm/yy To produce written guidance on the use of XYZ equipment by dd/mm/yy. To improve customer satisfaction ratings regarding response times for processing
permits from x% to Y% by dd/mm/yy To review stock monitoring procedures, suggest improvements and implement
agreed changes by dd/mm/yy. Create a comprehensive information pack for all Residencies students as to the
services / facilities / clubs available in the SRS as part of their accommodation package by dd/mm/yy.
Provide a catering food offer that delivers “healthy choices” throughout all catering outlets to work towards all areas retaining Gold “Healthy Working Lives Award” by the end of mm/yy.
To ensure each room is cleaned as required by Health and Safety standards and University requirements so that the University facilities enhance our Academic Reputation.
To ensure that 100% of information and records processed (received, created, used, destroyed) on behalf of the University are managed in compliance with the applicable legislation/regulations and internal policies e.g. Data Protection Policy and Code of Practice, Information Security Policy, Records Management Policy and procedures
Example:To effectively and efficiently take the lead on organising the logistics for the annual Staff Development Conference scheduled for dd/mm/yy by achieving a score of 4 out of 5 on average from customers on the feedback form under ‘effective organisation of the event’. Specific
What will reviewee do?
Measurable
How will reviewee / reviewer know?
Aligned/Achievable
Is this a priority and does it fit with the strategy?Can it be achieved?
Relevant
How does it fit with the reviewee’s role and grade?
Time-bound
What are the target dates?
Organise the logistics for the Staff Administrators conference
Achieving scores of 4/5 on effective organisation of the event on feedback form
Identified in Service strategy for the year and resources are in place to ensure this takes place
This is appropriate to the role and grade of the individual.Although stretching they have the capabilities to meet the objective.
Conference event date
TechnicalExample:
Ensure all laboratory equipment in building X passes equipment maintenance testing and produce an up-to-date inventory by dd/mm/yy.
Produce high quality and flexible practical solutions for student project requirements Develop systems to manage deadline based completion of the practical elements of
multiple student projects Install and commission new equipment, processes or delivery methods Evaluate and manage the practical usage of new equipment and systems installed
without the level of initial involvement noted in those above Estimate materials requirements and instigate orders for project completion –at both
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macro and micro level Investigate ramifications of new developments and potential new developments in terms
of safety in use, practicality and applicability to the project base Research developing technology and materials in order to seek improvements in
practical capability for project processes Investigate and assess changing student requirements in relation to individual and group
involvement in project activity Investigate opportunities for cross-school or cross- University collaboration in order to
provide greater flexibility in service provision Seek relevant practice-appropriate development activity in terms of seminars, trade
shows or structured education Liaise with external contractors and bodies on statutory test, maintenance and health
and safety issues
Liaise with academic colleagues on major developments involving space changes, refurbishments and new systems purchase
Specific
What will reviewee do?
Measurable
How will reviewee / reviewer know?
Aligned/Achievable
Is this a priority and does it fit with the strategy?Can it be achieved?
Relevant
How does it fit with the reviewee’s role and grade?
Time-bound
What are the target dates?
Collate an inventory of lab equipment in X building
All equipment will be in working order as per equipment maintenance standards.
Inferred agreement with reviewer that there will be funding available to repair any faulty equipment.It is within remit of reviewee role.
This is appropriate to the individual’s role and grade, they have the capabilities and resources available to achieve the objective
dd/mm/yy
OperationalExample:Create a comprehensive information pack for all Residencies students as to the services / facilities / clubs available in the SRS as part of their accommodation package by dd/mm/yy.Specific
What will reviewee do?
Measurable
How will reviewee / reviewer know?
Aligned/Achievable
Is this a priority and does it fit with the strategy?Can it be achieved?
Relevant
How does it fit with the reviewee’s role and grade?
Time-bound
What are the target dates?
Create information packs for all residencies students
A copy of the information pack will be available for all students
Fulfilling Partner Needs in the University Strategy by providing excellent service and support to students
This objective is within the remit of the reviewee and they have the necessary skills and resources available to achievable this within the timeframe.
End of mm/yy
March 2015 7
Leadership
To improve employee engagement by x% as measured through the bi-annual engagement survey by implementing the department commitments and actions agreed with staff so that Edinburgh Napier University continues to be a great place to work.
To internationalise our work by identifying xx new opportunities for student international learning experiences by dd/mm/yy.
To deliver an efficiency target of £xx in 20xx/xx+1 Revise the University’s xx policies in accordance with the requirements of external
bodies, national policy developments, regulatory and legislative changes by dd/mm/yy. To align and operationalise priorities emerging from the University’s new Strategy 2020
and 20xx/xx=1 Corporate Plan To undertake, complete and record in HR Connect, all PDR’s with immediate reportees
within timescales set out by the university. To review a cross section of the school/ service PDR’s within 2 weeks of PDR
completion date to ensure x % are consistent in SMART objective setting and learning and development planning.
To create a school/ service learning and development plan for management team and whole school that captures, costs, resources, development method and connections to the university strategy.
To ensure recruitment and induction process across the school/ service meets University processes and procedures so that x% of staff stay in post for at least 2 years after starting.
Leadership
To complete 100% of staff PDRs within the university recognised periods (April – June) and Interims (October – December), ensuring all staff have a Personal Action Plan, with objectives linked to plans or any development requirements and the meeting is recorded on HR Connect by dd/mm/yy
Specific
What will reviewee do?
Measurable
How will reviewee / reviewer know?
Aligned/Achievable
Is this a priority and does it fit with the strategy?Can it be achieved?
Relevant
How does it fit with the reviewee’s role and grade?
Time-bound
What are the target dates?
Hold a PDR with all their direct reports
A completed PDR action plan form is on file. HR connect has been updated
Yes, the PDR process is used to ensure that all staff are aware of their objectives for the coming year and have an opportunity to discuss their future career, development opportunities and receive constructive feedback/ coaching on their performance.
This objective is within the remit of the reviewee and they have the necessary skills and resources available to achievable this within the timeframe.Any manager with line management responsibility is responsible and accountable for ensuring their staff have had a PDR discussion
Two set periods per year. End of mm/yy
March 2015 8
Ensuring clarity when phrasing objectivesObjectives should be worded using clear unambiguous language. Both the reviewer and the reviewee should not only understand the objective but they should also both have the same understanding of what is to be achieved. Objectives should be concerned with results and achievements rather than with undertaking a series of actions or tasks. When writing objectives some of the words used can lead to confusion and may imply activities rather than the result to be achieved. Some examples are detailed below with potential substitutes which are probably better, but may not always be appropriate.
Instead of this Try this Instead of this Try this
administer complete expenditure cost
analyse determine facilitate supply
arrange organise investigate conclude
assure confirm manage achieve
consult ask observe evaluate
examine resolve
Performance StandardsPerformance standards can exist in any job however they are directly linked to completing job-tasks and tend to define the quality of performance each time a particular task is completed. Performance standards or service levels describe the conditions that must exist before the performance can be rated satisfactory. Standards may be defined for repetitive and routine tasks as a qualitative and/or quantitative measurement and may be embedded in policies, local procedures or legislation (e.g. health, safety, legal, trades and/or operational reasons).
For example: To provide cleaning services to achieve 85% standard in visual quality monitoring during
20xx – 20yy. To ensure incident reports are submitted by x time after the event To ensure mail is delivered to schools by x time each day To ensure all student enquiries are dealt with within x days Maintain the AAA database by ensuring new data is added within 2 days. Student enquiries through the help e-desk are responded to within 24 hours of receipt.
Performance Standards differ from tasks which tend to be more generic and indicative of the nature of the activity. Tasks tend to be described in job descriptions and represent work activities in the job role profiles.
March 2015 9
Learning and development objectives
Learning & Development Action Plan
(linked to Strategic Objectives, Department objectives, Academic Criteria and/or values & behaviours)
Resources/ support required (time/ cost commitment)
Target date (if applicable) L&D Objective rating: Key *
University Value linked to: ProfessionalUniversity objective linked to: enhance academic reputation
To update professional skills and knowledge so that I am able to be up to date with best practice and legislative requirements and can impart this knowledge to my customers in my daily work.
To attend xx conferenceDatesCostBooking via web link (credit card can be used)
Agree objectives with line manager for conference xx dateApply to attend conference xx dateAttend conference xx dateReflect and share knowledge of conference with teamXx date
Outcome/ Measure(s)to be up to date with best practice and legislative requirements for year xxxanswer xxx queries from customers in my daily workin consultancy meetings, be able to offer advice in relation to my professional knowledge and expertise
March 2015 10