CONG TY CO PHAN CONG HOA XA- HOI CHU NGHIA VIVI' NAM CAP NU'OC VINH LONG D'Oc lap — Tty do — 1-1#nh phtic

S6 :4Z /QD-HDQT

Vinh Long, ngay 10 thang 07 nom 2016

QUYET DINH Ve viec ban hank Quy chi chuy idn nhucing co philn ctia

Cong ty co plain clip ntro'c Vinh Long

HOI BONG QUAN TRI CONG TY CO PHAN CAP NU'OC VINH LONG

- Can cir Luat Doanh nghi0 s6 68/2014/QH13, ngay 26 thang 11 nom 2014.

- Can cir Lu4t Chirng khoan s6 27/VBHN-VPQH, ngdy 18 thang 12 nom

2013.

- Can cir Dieu le to chirc \id hog Ong cua Cong ty c8 ph'an cap nuerc Vinh Long dugc th8ng qua tai Dai h9i d8ng c8 Ong phien hop lan dau ngay 25 thang 05 nom 2016.

- Can cir Nghi guy& cua H6i &rig quan tri s6 01/NQ-DHDCD ngdy 25

thang 05 ram 2016.

QUYET DINH

Dieu 1: Ban hanh kern theo Quyet dinh nay Quy the chuyen nhugng c8 phan cua Cong ty c8 phAn cap nuac Vinh Long.

Dieu 2: Quyet dinh nay c8 hieu luc thi hanh ke tix ngdy 14. Dieu 3: Cac Thanh vien H9i dong quan tri, T9ng giam d8c, Pho T9ng giam

d9c, cac c9 &rig cua Cong ty c8 phAn cap nu& Vinh Long va cac dun vi, ca

nhan có lien quan chiu trach nhiem thi hanh guy& dinh nay./

Noi

- Nhte DiL 3; - Ban kinz soot; - Lwu VP.

A..--- -=---? ONG QUAN TRI

(.....,

44% TICH

4, mcli'V* 4t

• A 001 0

t...: . • I Tan Chien

CONG HOA xA Ho CHU NGHIA VIVI' NAM

Doc lap — Ty. do — Hanh phac ***

QUY CHE CHUYEN NHUVNG CO PHAN

CtJA CONG TY CO PHAN CAP NU'OC VINH LONG

(Ban hanh theo quyit clinh sa /Q-D/HDQT ‘ngay 10 thong 07 nom 2016 ciia Ho:i clong quan tri Cong ty phan cap mak Vinh Long).

CHUtiNG I

NHVNG QUY DINH CHUNG

Dieu 1: Muc dich

Quy ch6 chuy6n nhugng co pha'n dugc xay dung tren co soy Lu4t Doanh nghiep so 68/2014/QH13, Lu4t ChUng khoan va Dieu l'e,to chirc va hog Ong cua Cong ty co phan cap nu& Vinh Long (sau day g9i tat la Dieu le cua Cong ty) dugc D4i h8i Ong co Ong thong qua vao ngay 25 thong 05 nom 2016, nham quan 157 va to chirc thvc hien viec chuyen nhugng co phAn cua Cong ty co phan cap ntrac Vinh Long (sau day ggi tat la Cong ty) dung trinh tv, thu tvc va dam boo tinh hgp phap.

Dieu 2: Phum vi va fining fip dung

Quy the nay ap dung d6i voi cac hog Ong mua, ban, cho, bieu, tang (sau day g9i chung la chuyen nhugng) co phan giira cac co Ong cua Cong ty va girra cac co gong cua Cong ty vai ca nhan, to chirc chua phai la co gong cua Cong ty.

Dieu 3: Nguyen tic

1. Viec chuyen nhugng c8 ph'an dirge thvc hien tai try soy chinh cua COng ty va phai thvc hien day du cac thu tvc quy dinh tai Quy the nay.

2. Viec chuyen nhugng chi có gia tri sau khi S8 chung nh4n c8 phAn dugc cap mai hoc ghi tang hoc ghi giam so lugng co phan va ca Ong dau va chir 14T xac nh4n cua chu tich Hoi Ong quan tri ding ty.

3. Viec chuyen nhugng c6 phAn sau khi co phan cua Cong ty niem yet tren Soy Giao dich chimg khoan doge thvc hien theo cac quy dinh &la Lu4t chung khoan va thi twang chimg khoan.

CHVONG II NHUNG QUY DINH CU THE

Dieu 4: Hinh thtirc quan 157 co phan

1. Co phAn Cong ty dugc quan theo S8 gang ft c8 dong va luu gift So nay nhu mot tai lieu phap ly ve quyen so. hftu co phan cua moi co &Ong. SO gang 14 co gong dugc luu gift bang ca. 2 hinh thirc: tap tai lieu bang van ban (ten giay) va tap du lieu dien tir luu gal teen may vi tinh.

2. M8i c8 &Ong dugc cap 01 S8 chimg nhan so Ifitu c8 phAn va tir minh quan l$T sir dung.

Dieu 5: Chuyen nhircing cif) phan

1. Co gong hal c8 phAn dugc to do chuyen nhugng c6 the chuyen nhugng timg phan hoc toan b6 so co phan so huu trir mot so trueng hgp sau:

a. Co phAn uu dai ban cho nguiyi lao d6ng mua them theo cam ke't lam vie'c lau dai tai cong ty khong dugc chuyen nhugng so co phan mua them trong thi han cam ket toi thieu 03 nam ke tir ngay Cong ty co phan dugc cap Giay chimg nhan clang 14 doanh nghielp chinh thirc chuyen sang Cong ty co phan.

, b. Co phdn ban cho nha ddu to chitin lugc,khong dugc chuyen nhugng s8 co phan mua trong tiled han toi thieu 05 nam ke tix ngay c'Ong ty co phan dugc cap Giay chimg nhan gang kST doanh nghie'p chinh thirc chuyen sang Cong ty c6 phan.

c. Truong hgp crac bit can chuye'n nhugng so c8 phdn nay truck thai han thi phai dugc DHDCD chdp thuan.

2. Quy&n va nghia vu tircmg img so c8 phAn chuyen nhugng dugc chuyen giao cho ben nhan chuyen nhugng ke tir ngay chap nhan chuyen nhugng ghi teen So chimg nhan so• hitu c8 phan.

Dieu 6: Trinh ttr, thu tic chuyen nhtryng co phAn

1. H6 so chuy6n nhugng c8 phdri n6p cho b6 phan quan he c8 dOng tai Tru so chinh cua Cong ty tai so 02 Hung Dao Vuong, PhuOng 1, Thanh Pho Vinh Long, Tinh Vinh Long, ho so bao

a. Ban chinh S8 chimg nhan so him c8,phAn dm ben chuyen nhugng va ben nhan chuyen nhugng (neu ben nhan chuyen nhugng da la co dong cua Cong ty).

b. Ban chinh hgp d8ng chuyen nhugng

c. Gidy chuy6n nhugng c8 phdn (theo mau — nhan tai b6 phan quan he c8 &Ong cua COng ty hoc teen trang web

coiia,cong ty) c6 chit dm ben chuyen

nhugng va nhan chuyen nhugng. Neu 8 phan cua to chirc thi phai c6 chit 14 dm nguai dai dien theo phap luat hoac nguai dai dien theo us, quyen va gong dau cua to chirc do.

2

d. Cac giay ter khac cua cac ben chuygn nhugng va ben nhlan chuygn nhugng, gem:

- Doi vai ca nhan: Ban photocopy giay chirng minh nhan dan (vigt tat la CMND) hoac he chigu can gia tri thai han cua ngtr6i chuyen nhugng va ngu6i nhan chuyen nhugng (c6 dei chigu ban g6c).

- Doi vai to chuc:

+ GiAy chi:mg nhan clang ky kinh doanh hoac quygt dinh thanh lap (ban sao c6 ding chung) dm ben chuyen nhugng va ben nhan chuyen nhugng.

+ Quygt dinh be nhitn cua ngu6i dai dien theo phap luat cua to chirc do (ban sao c6 cong chimg).

+ Ban photocopy CMND hoac ho chigu con gia tri th6i han (co del chigu ban goc) cua ngued dai din theo phap luk dm to chirc, khi den thtrc hien thu tic chuyen nhugng.

+ Ban photocopy CMND hoac ho chigu con gia tri then han (co dOi chigu ban g6c) cUa nguai dai dien theo us/ quyen va ban goc giay uS, quyen do nguai dai din theo phap luat cua to chirc 14 ten va dong dau neu ngu&i dai dien theo uST quyen dm to chirc do thvc hien thu tic chuyen nhugng.

2. Sau khi nhan du he so, cac ben chuygn nhugng va nhan chuygn nhugng

dugc cap phigu nhan he so..

3. Trong thai gian 10 ngay lam vi'& ke to ngay nhan du he so chuygn nhugng hop le, ce dong mang ban goc CMND hoac ho chieu va phigu nhan ho so cign be phan quan he co &Ong cua Cong ty nhan SO chimg nhan co dong.

4. Tru6n* hgp Cong ty khong chap thuan viec chuygn nhugng ce phan, Chia tich Hei dong quan tri Cong ty se c6 thong bao tra 16i bang van ban va neu ro 1 Si do khong chap thuan cho co dong chuyen nhugng dugc Net.

Dieu 7: Phi chuyen nhtryng

1. Phi chuygn nhugng bang 0.2% tong gia tri ce phan chuygn nhugng nhung khong thAp hon 50.000d (nam mtrai ngan dong) va khong cao qua 1.000.000d (mOt triu dong) cho 01 fan chuygn nhugng.

2. Phi chuygn nhugng do ben chuygn nhugng va nhan chuygn nhugng thoa thuan chi tra va nep tai phong Kinh to - Ke hoach cua Cong ty khi viec chuyen nhugng dugc chap nhan.

Dieu 8: Thue thu nh4p ca nhan

1. Doi v6i ben chuygn nhugng la ca nhan: Cong ty thgc hien thu thug thu nhap ca nhan tir viec chuyen nhugng co phan theo quy dinh cilaphap luat hien hanh hoac ca nhan to khai va nep thue thu nhap ca nhan trtrc tiep Val co quan thug.

Truong hgp ca nhan to khai va nep thug thu nhap ca nhan thi khi lap he so chuyen nhugng co phan phai nep kern theo bien lai da nep thue thu nhap ca

3

nhan dm Ca quan thus.

2. DOI yen ben chuyen nhugng la‘t6 Cong ty khOng thu thus thu nhap ca nhan tir viec chuyen nhugng co phan.

Dieu 9: Nguyen tic bao mat

BO phan quan he c6 dong Cong ty co phan cap nuac Vinh Long va cac bO phan co lien quan phai tuyet doi bao mat cac thong tin chuyen nhugng co phan cua cac co dong. Ngoai trir truong h9T) phai cung cap theo yeu cau cua phap luat.

CHUTING III DIEU KHOAN THI HANH

Dieu 10: Quy trinh thtrc hien

1. BO phan quan he c6 &Ong nhan 116 so. chuyen nhugng co trach nhiem:

a. Kiem tra 116 so. va xem xet dieu kien chuyen nhugng trinh Chu tich I-19i (long quan tri Ic)", xac nhan vao SO chi:mg nhan soy hitu co phan doi voi tnrerng hop ho so chuyen nhugng hgp le va soan thao van ban trinh Chu tich,HOi ,dong quan 14 de thong bao 1ST do khong chap than chuyen nhugng phan doi ved ho so chuyen nhugng khong hop le.

b. Lap phieu than ht) so giao cho cac ben tham gia chuyen nhugng va nhan chuyen nhugng.

c. Giao so Chung nhan soy hau c6 phan cho cac c6 dong sau khi c6 (long thirc hien day du thu tuc chuyen nhugng co phan theo dung tiled gian quy dinh.

2. Cong ty se cap nhat thong tin vao S6 dang ky co dong.

Dieu 11: Hien Ityc

1. Quy the nay c6 hieu luc ke tix ngay 14, quyet dinh ban hanh

2. Cac ben lien quan co trach nhiem tuan thu quy dinh cua Quy the chuyen nhugng co phan cua Cong ty co phan cap nuac Vinh Long.

3. Quy the nay dugc ding b6 ten Website cua Cong ty: www.capnuocvl.com.vn

4. M9i sira doi, b6 sung se do MN d6ng quail tri cua Cong ty c6 phan cap nuac Vinh Long xem xet quyet

ONG QUAN TRI TICH

4