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LEADING ARTICLE Drugs 44 (6): 921-927. 1992 00 12-6667/92/00 12-0921/$03 .50/0 © Adis International Limited . All rights reserved . DRU1217 Role of Helicobacter pylori in Duodenal Ulcer E.A.J. Rauws Department of Gastroenterology and Hepatology, Academic Medical Centre, Meibergdreef, Amsterdam, The Netherlands Numerous studies have demonstrated the as- sociation between antral gastritis and Helicobacter pylori infection (Buck et al. 1986; Marshall & War- ren 1984; Warren & Marshall 1983). Human volunteer studies (Marshall et al. 1985; Morris & Nicholson 1987) and accidental inoculations (Gra- ham et al. 1988; Langenberg et al. 1990; Wiersinga & Tytgat 1977) with H. pylori have confirmed the pathogenetic role of this microorganism in active chronic gastritis. However, the pathogenetic role of H. pylori infection in duodenal ulcer disease is less clear. Duodenal ulcer disease has a multifactorial aetiology and is believed to be the end-point of an imbalance between various aggressive and defen- sive mechanisms. Many aggressive factors have been identified , including acid and pepsin, duo- denogastric reflux, and recently also H. pylori co- lonisation. The relative importance of each indi- vidual factor is still not clear. H. pylori is not found in association with in- testinal-type epithelium. In the presence of gastric mucin cell metaplasia in the duodenum, consid- ered to be a response to hyperacidity, H. pylori is able to colonise the duodenal mucosa (Wyatt et al. 1987, 1990). Subsequently, impairment of the mu- cosal defence mechanism leads to active duoden- itis and renders the mucosa susceptible to ulcera- tion. This sequence of events ultimately leading to duodenal ulceration is not proven, but eradication of H. pylori with bismuth compounds, with or without additional antibiotics, enhances ulcer heal- ing (Graham et al. 1991 b) and greatly reduces the ulcer relapse rate (Borody et al. 1989; Borsch et al. 1988; Coghlan et al. 1987;George et al. 1990; Lam- bert et al. 1987; Marshall et al. 1988;Rauws & Tyt- gat 1990; Smith et al. 1988), strongly suggestingan important aetiological role for H. pylori infection in duodenal ulcer disease. 1. Epidemiology In 1983 was suggested that H. pylori is strongly involved in the aetiology of duodenal ulcers (War- ren & Marshall 1983). H. pylori is found in almost all patients with endoscopically proven duodenal ulcers, but about 50% of patients with nonulcer dyspepsia and about 20% of asymptomatic volun- teers are also colonised by H. pylori, but without ulceration (Rauws et al. 1988). The peak incidence of duodenal ulcer disease is around 45 to 55 years of age, but the prevalence of H. pylori infection increases with age reaching 60 to 70%at the age of 70 years (Dooley et al. 1989; Graham et al. 1988). Remarkably, a relatively isolated group of Aus- tralian Aboriginals showed a seroprevalence of H. pylori infection of only 0.7% (Dwyer et al. 1988) and have virtually no peptic ulcer disease (Bateson 1976). 20 to 50% of patients with duodenal ulcer have a positive family history, with first-degree relatives having a 2- to 3-fold increased risk to develop an ulcer (McConnell 1966). Duodenal ulcers are also more common in

Role ofHelicobacter pyloriin Duodenal Ulcer

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LEADING ARTICLE

Drugs 44 (6): 921-927. 199200 12-6667/92/00 12-0921/$03 .50/0© Adis International Limited . All rights reserved .

DRU1217

Role of Helicobacter pylori in Duodenal Ulcer

E.A.J. RauwsDepartment of Gastroenterology and Hepatology, Academic Medical Centre, Meibergdreef,Amsterdam, The Netherlands

Numerous studies have demonstrated the as­sociation between antral gastritis and Helicobacterpylori infection (Buck et al. 1986; Marshall & War­ren 1984; Warren & Marshall 1983). Humanvolunteer studies (Marshall et al. 1985; Morris &Nicholson 1987) and accidental inoculations (Gra­ham et al. 1988; Langenberg et al. 1990; Wiersinga& Tytgat 1977) with H. pylori have confirmed thepathogenetic role of this microorganism in activechronic gastritis. However, the pathogenetic role ofH. pylori infection in duodenal ulcer disease is lessclear. Duodenal ulcer disease has a multifactorialaetiology and is believed to be the end-point of animbalance between various aggressive and defen­sive mechanisms. Many aggressive factors havebeen identified, including acid and pepsin, duo­denogastric reflux, and recently also H. pylori co­lonisation. The relative importance of each indi­vidual factor is still not clear.

H. pylori is not found in association with in­testinal-type epithelium. In the presence of gastricmucin cell metaplasia in the duodenum, consid­ered to be a response to hyperacidity, H. pylori isable to colonise the duodenal mucosa (Wyatt et al.1987, 1990). Subsequently, impairment of the mu­cosal defence mechanism leads to active duoden­itis and renders the mucosa susceptible to ulcera­tion. This sequence of events ultimately leading toduodenal ulceration is not proven , but eradicationof H. pylori with bismuth compounds, with orwithout additional antibiotics, enhances ulcer heal­ing (Graham et al. 1991b) and greatly reduces the

ulcer relapse rate (Borody et al. 1989; Borsch et al.1988; Coghlan et al. 1987; George et al. 1990; Lam­bert et al. 1987; Marshall et al. 1988;Rauws & Tyt­gat 1990;Smith et al. 1988), strongly suggestinganimportant aetiological role for H. pylori infectionin duodenal ulcer disease.

1. Epidemiology

In 1983 was suggested that H. pylori is stronglyinvolved in the aetiology of duodenal ulcers (War­ren & Marshall 1983). H. pylori is found in almostall patients with endoscopically proven duodenalulcers, but about 50% of patients with nonulcerdyspepsia and about 20% of asymptomatic volun­teers are also colonised by H. pylori, but withoutulceration (Rauws et al. 1988).

The peak incidence of duodenal ulcer disease isaround 45 to 55 years of age, but the prevalenceof H. pylori infection increases with age reaching60 to 70%at the age of 70 years (Dooley et al. 1989;Graham et al. 1988).

Remarkably, a relatively isolated group of Aus­tralian Aboriginals showed a seroprevalence of H.pylori infection of only 0.7% (Dwyer et al. 1988)and have virtually no peptic ulcer disease (Bateson1976).

20 to 50% of patients with duodenal ulcer havea positive family history, with first-degree relativeshaving a 2- to 3-fold increased risk to develop anulcer (McConnell 1966).

Duodenal ulcers are also more common in

922

patients with bloodgroup 0, nonsecretors and thosewith hyperpepsinogenaemia, all suggesting that in­herited factors are also involved in ulcer patho­genesis (Rotter 1980; Samloff et al. 1986).

From these epidemiological data it can be con­cluded that duodenal ulcer disease is strongly as­sociated with H. pylori infection. H. pylori infec­tion is also a marker for antral gastritis which isknown to be associated with duodenal ulceration,or H. pylori plays a direct role in causing ulcera­tion.

2. Pathogenesis of Duodenal Ulcers

As well as many aggressive factors, defensivemechanisms such as an intact mucus barrier, bi­carbonate secretion and mucosal blood flow, alsoplay an important role in the pathogenesis of duo­denal ulcers (Peterson 1991; Soli 1990). For ex­ample, because only 30 to 40% of patients withduodenal ulcer disease have acid secretion ratesabove the normal range, it had already been pre­viously suggested that other factors apart from acidand pepsin must be important as well. The isola­tion of H. pylori from the human stomach gener­ated much excitement, especially when it wasshown that this microorganism was the cause ofgastritis and probably played a dominant role inthe pathogenesis of peptic ulcer disease.

H. pylori displays potent urease activity (Eatonet al. 1990; Marshall et al. 1990; Smoot et al. 1990),a property that may have important pathogeneticimplications. Bacterial hydrolysis of urea to am­monium ions may produce an alkaline environ­ment around the microorganisms. In parietal cells,excess ammonia combines with hydrogen ions toform ammonium ions which are secreted in pref­erence to hydrogen ions, probably leading to par­ietal cell failure and hypo- or even achlorhydria.Hypochlorhydria, usually temporarily, has indeedbeen reported during the initial phase of H. pyloricolonisation (Graham et al. 1988; Morris & Ni­cholson 1987; Ramsey et al. 1979).

Also as a consequence of generating ammonia,H. pylori may disturb the normal negative feed­back of acid to the antral G-cells (granular enter-

Drugs 44 (6) 1992

ochromaffin cells which secrete gastrin) [Levi et al.1989]. This group reported that patients with ac­tive duodenal ulcers and H. pylori infection se­creted more acid and released more gastrin in re­sponse to a test meal than uncolonised patients.The mechanism by which H. pylori infection of thegastric antrum increases basal and meal-stimulatedplasma gastrin levels is unclear. It has been sug­gested that it might be the result of the ammoniaproduced by the microorganisms raising antral sur­face pH and thus prevents acid inhibition of thegastrin release by the gastrin-producing G-cells.Other investigators have confirmed this , and alsoshown that the exaggerated gastrin response to ameal is reversed after H. pylori has been eradicated(Graham et al. 1990, 1991a; McColl et al. 1991).

These data strongly support the view thatchronic infection with H. pylori is the cause of thisincreased circulating levels of gastrin . However,eradication of H. pylori and a decrease in gastrinlevels does not change the overall acid output, andcasts some doubt on the importance of the elevatedgastrin levels in the pathogenesis of duodenal ul­ceration.

In addition, H. pylori produces catalases , li­pases, phospholipases, proteolytic enzymes, adhes­ins and toxins. After attaching to the epithelial cell,these enzymes, metabolic products and toxins mayreach the epithelial cell membrane. Proteases, li­pases and phospholipases may reduce the import­ant mucosal defence by degrading the mucous layerand damaging the lipid-containing epithelial cellmembrane.

Figura et al. (1989) demonstrated that cyto­toxin-producing strains of H. pylori were isolatedmore frequently from patients with peptic ulcerdisease (66.6%) than from patients with chronicgastritis only (30.1%; p < 0.01).

Finally, H. pylori antigens elicit an immune re­sponse. Crabtree et al. (1991) studied mucosal IgAresponse to H. pylori using immunoblotting tech­niques. Of 19 patients with chronic gastritis whodid not recognise a 120kD protein none had pepticulcers, whereas 25 of 57 with positive recognitionhad peptic ulcers (p < 0.001), suggesting virulencedifferences between the various H. pylori isolates.

Helicobacter pylori in Duodenal Ulcer

3. H. pylori and Gastritis

H. pylori is the most common cause of acuteand chronic gastritis. Most information about acuteH. pylori infection comes from volunteer studies(Marshall et al. 1985; Morris & Nicholson 1987)and accidental inoculation during acid secretionstudies (Gledhill et al. 1985; Graham et al. 1988;Ramsey et al. 1979). In both volunteer studies, thesubjects had normal gastric mucosa before theyswallowed the H. pylori isolate . Repeat endoscopyand biopsy revealed active chronic gastritis, andspiral bacilli were seen adhering to the surface ep­ithelium.

Successful eradication of the organism, espe­cially by an antibiotic with no known intrinsic ef­fect towards the gastric mucosa, leads to normal­isation of the gastric mucosa, thus supporting theevidence for the pathogenetic role of H. pylori incausing inflammation.

H. pylori is highly adapted to the mucus thatcovers gastric-type epithelial cells. Patients withduodenal ulceration are known to have chronic an­tral gastritis characterised by a chronic inflamma­tory infiltrate associated with lymphoid follicles.The body mucosa is usually normal or shows onlyminimal inflammation. This type of gastritis doesnot progress proximally into the body mucosa(Jonsson et al. 1988; Kekki et al. 1984), so there isno loss of acid secretory capacity.

Grading of gastritis and the extent of its pres­ence (antrum or corpus or both) correlates with thefunction of the gastric mucosa (Sipponen et al.1989). Gastritic and atrophic alterations markedlyaffect the function of gastric mucosa, for instancewith regard to the release of gastrin from the antralglands or the secretion ofacid and pepsin from theoxyntic body mucosa (Siurala et al. 1985; Varis etal. 1979). The classification of atrophy as slight,moderate, or severe (total) , correlates nearly line­arly with a decrease in the output of acid, pepsinsand gastrin.

Gastritis may also impair mucosal resistance.Atrophic gastritis affects synthesis, composition,and thickness of the mucous layer at the gastricsurface (Domschke et al. 1981). These effects may

923

influence the physiological homeostasis of thestomach and may also modulate the risk and like­lihood of an individual developing a peptic ulcer.

The relative risk of duodenal ulcer is approxi­mately 20-fold in subjects with antral gastritis andnearly normal corpus mucosa, compared with thosewho have an endoscopically and histologically nor­mal antrum (Sipponen et al. 1989).

4. H. pylori and Duodenitis

H. pylori is only found in inflamed duodenalmucosa, and only in association with gastric epi­thelium (gastric metaplasia) in the duodenum.Gastric metaplasia is common and, as small foci,has been found in 64% of normal subjects (Kreun­ing et al. 1978). The condition is considered to beeither a defence mechanism or change in responseto damage, i.e. acid entering the duodenum (Rhodes1964).

Wyatt et al. (1987) investigated the strength ofthe association between the presence of H. pylori,gastric metaplasia and duodenitis. In general themore extensive the metaplasia, the more likely therewas to be duodenitis, and active duodenitis wasrarely present if only small foci of gastric metapla­sia exist. This study showed that duodenitis is pre­sent in those patients with H. pylori-induced gas­tritis and gastric metaplasia in the duodenum.These results are consistent with the hypothesis thatduodenitis is the result of duodenal colonisation byH. pylori.

Gastric metaplasia is found in the margins ofduodenal ulcers and scars of healed ulcers. Fur­thermore, if the acid secretion is diminished, forinstance after highly selective vagotomy, then gas­tric metaplasia is reversed.

5. H. pylori and Duodenal Ulcer

Acid suppressive therapy with H2-receptor ant­agonists or proton pump inhibitors, which have noeffect on the presence of H. pylori, leads to ulcerhealing. On the other hand, sucralfate and bismuthcompounds, which lack any effect on gastric acidsecretion, also heal ulcers at .the same rate as acid

924

suppressive agents. However, sucralfate and bis­muth compounds have many modes of action. Oneof the intriguing effects of tripotassium dicitratobismuthate (colloidal bismuth subcitrate) is its bac­tericidal effect against H. pylori, an effect absent inall other conventional ulcer healing agents (Mar­shall et al. 1984, 1987). It has been suggested thatthe lower duodenal ulcer relapse rate after healingwith bismuth compounds might be caused by itsanti-Helicobacter bactericidal effect (Hamilton etal. 1986; Lane & Lee 1988; Lee et al. 1985; Martinet al. 1981). This is, however, difficult to prove,since colloidal bismuth has several effects otherthan its antimicrobial activity (Konturek et al. 1987;Lavy et al. 1976; Lee 1982), including stimulationof prostaglandin E2production with subsequent se­cretion of alkali into the mucus layer, reduction ofpepsin production, and formation of a glycopro­tein-bismuth complex in the gastric mucus layer.

The strongest evidence that H. pylori infectionis important in duodenal ulcer comes from studiesof regimens containing a bismuth compound withor without additional antibiotics, in which the ulcerrecurrence correlates with eradication of H. pylori(table I).

A bismuth compound as monotherapy eradi­cates H. pylori in about 10 to 20% of patients after4 to 6 weeks of therapy; combination with I or 2

Drugs 44 (6) 1992

antibiotics produces eradication in up to 90%. Ef­fective elimination of H. pylori appears to requirethis combination antibiotic therapy, although theoptimal therapeutic regimen, dosage, duration oftreatment, formulat ion, etc., are still not known.Various antibiotics are effective in vitro, but invitro efficacydoes not correlate well with the clinicaleradication rates (Goodwin et al. 1986; McNultyet al. 1985).

Eradication of H. pylori is not necessary forduodenal ulcer healing, but these ulcers rapidly re­cur after stopping therapy (Dobrilla et al. 1988;Graham 1989; Lane & Lee 1988). Several studieshave shown that eradicating of H. pylori alters thenatural history of duodenal ulcer disease. Patientsin whom H. pylori was not successfully eradicatedwere more likely to experience the well-known ulcerrecurrence, comparable with ulcer relapse after in­itial successful ulcer healing with H2-receptor ant­agonists.

In an extension of this concept, Graham et al.(1991b) studied whether antimicrobial therapy toeradicate H. pylori infection actually acceleratesduodenal ulcer healing. They randomised 105patients with active duodenal ulcer to receive dailyeither ranitidine 300mg alone or plus tetracycline2g, metronidazole 750mg, and 5 or 8 tablets ofbis­muth salicylate per day. The antimicrobials were

Table I. Duodenal ulcer (DU) relapse rate during follow-up in relation to H. pylori status

Reference Treatment No. of Follow-up H. pylori status (n)patients (months) [% with DU relapse]

positive negative

Sorody et al. (1989) Sis + Tet + Met 58 9-37 3 [75] 54 [0]Coghlan et al. (1987) Cim or Sis 39 12 29 [76] 10 [10]George et al. (1990) Sis + Tet + Met 62 12-48 62 [0]Lambert et al. (1987) Sis 45 6 33 [76] 12 [0]Marshall et al. (1988) Cim ± Tin or 70 12 47 [81] 23 [22]

Sis ± TInRauws & Tytgat (1990) Sis or 38 12 21 [81] 17 [0]

Sis + Amx+ Met

Smith et al. (1988) Ran or Sis 44 18 35 [80] 9 [0]

Abbreviations and symbols: Amx = amoxicillin; Sis = tripotassium dicitrato bismuthate; Cim = clmetidine; Met = metronidazole;Ran = ranitidine; Tet = tetracycline; Tin = tinidazole; - indicates that results were not stated.

Helicoba cter pylori in Duodenal Ulcer

only given during the first 2 weeks of treatment.Repeat endoscopy was performed after 2, 4, 8, 12and 16 weeks. In this study, combined therapy withantimicrobials and ranitidine resulted in a signifi­cantly superior ulcer healing rate compared withranitidine monotherapy. The cumulative percent­ages of patients with healed ulcers in the group re­ceiving ranitidine plus antibiotics versus ranitidinemonotherapy recipients were 37 vs 18% after 2weeks; 74 vs 53% at week 4;84 vs 68% at week 8;96 vs 80% at week 12; and 98 vs 84% at week 16.These data again indicate that H. pylori infectionis important in duodenal ulcer disease.

6. Conclusion

Duodenal ulceration is a multifactorial disease.Neither gastric acid and pepsin secretion, nor H.pylori infection alone can explain why only somepeople develop ulcers but the majority do not.Other factors must also be involved in the patho­genesis of duodenal ulceration. Most recent datasuggest, however, that although other poorly delin­eated factors may modify the risk of ulceration, acidand pepsin secretion synergistically with H. pyloriinfection are by far the most important factors inulcer pathogenesis.

Treatment with acid-suppressive therapy or bis­muth-antibiotic combinations heals ulcers at anequivalent rate. However, treatment with bismuthcompounds with or without antibiotics leads to re­mission of the mucosal inflammation and reducesthe duodenal ulcer relapse rate, but only if H. py­lori has been successfully eradicated.

The optimal regimen to eradicate H. pylori isnot yet known, but probably in the near future shortcourses of triple therapy or antibiotic combina­tions with acid-suppressive drugs may prove to beeffective, free from significant side effects, and freefrom inducing microbial resistance. One shouldcarefully assess the possible risks versus potentialbenefits of anti-Helicobacter therapy for the indi­vidual patient.

It has been suggested that therapy aimed ateradicating H. pylori should only be considered if

925

duodenal ulcer is a serious management problemrequiring either continuous medication or beforeconsidering surgery, or if complications like bleed­ing or perforation have occurred (Tytgatet al. 1990).

If anti-H. pylori medication is prescribed, themost effective regimen should be given. Tripletherapy , i.e a combination oftripotassium dicitratobismuthate or bismuth subsalicylate I tablet 4 timesdaily, tetracycline 500mg 4 times daily, and metro­nidazole 400mg 3 times daily for 2 weeks has beenrecommended.

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Helicobacter pylori in Duodenal Ulcer

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Seminar on

Biocompatible SurfacesDesign, Characterisation and Applications

Date: 14-16 April 1993

Venue: San Diego, California, USAFor further information, please contact:

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