William R Furgeson Financial Disclosure Report for 2010

8/3/2019 William R Furgeson Financial Disclosure Report for 2010

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,40 laRev. 1/2011FINANCIAL DISCLOSURE REPORT

FOR CALENDAR YEAR 201 0Report Re quired by the Ethics

in Govermnent Act of 1978(5 U.S.C. app..~~ 101-111)

I. Person Repor ting ( las t name, f ir s t , middle init ial)F u r g e s o n , W i l li a m R .

4. Title (Article III judges indicate active or senior status;magis t ra te judges indicate fu l l - or par t - t ime)

Sen io r S ta tus -Art ic le IH Jud g e

7 . C ha m be r s o r O f f ic e A d d r e s sU.S. CourthouseI 1 0 0 Comm erce S t ree tDal las , Texas 75242

2. Court or OrganizationUSDCiTexas Wes tern /Texas No r thern

3. Date of R e p o r t04/25/2011

5a . Report Type (check appropria te type )] Nomination, D a t e[] Initial [] Annual [] Final5b. [] Amended Report8. On the basis o f the in fo rma tion con ta ined in th is Repo rt and anymodif ica t ions pe rta in ing the re lo , i t is , in my o p in ion , in ompliance,~ i th appl icable l aws and regula t ions .

6. Report ing Pe riod01/01/2010

to12/31/2010

Reviewing Off icer Date

I M P O R T A N T N O T E S : The instructions accompanying this form must be followe,t Complete al l pa rts,checking the NONE box for each part where you have no reportable information. Sign on last page.

I . P O S I T I O N S . (Report ing individual only; seepp. 9-13 o f f i l i n g instructions.)D (No repor tab lepos i tions . )O N E

POSITION1 . P res iden t -Elec t2. M e m b e r , C o u n c il Li t ig a t io n Sec t io n o f the S ta te Bar o f Texas3. M e m b e r , C o m m i t te e Law Fo cused Ed ucat io n , S ta te Bar o f Texas4.5.

N A M E O F O RGA N IZA TIO N /E N TITYF e d e r a l J u d g e s A s s o c i a t io n

I I . A G R E E M E N T S . I R e p o n i . # individual only; see pp. 14-16 of filing instructions.)~ (No reportable agreeme nts.)O N E

D A T E PARTIES AND TERM S


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FINANCIAL DISCLOSURE REPORTPage 2 o f 9

N a m e o f P e r s o n R e p o r t in gFurgeson, William R.

D a t e o f R e p o r t04/25/201 I

I I I . N O N - I N V E S T M E N T I N C O M E . (Reporting indi,,idual andspouse; seepp. 17-24 of filing instructions.)A. Filers Non-Investm ent Incom e

~] N O N E ( N o reportable non-investment income.)D A T E SO U R C E A N D T Y P E

2.3.4.

INCOME(your s , no t spouse s )

B . S p o u s e s N o n - I n v e s tm e n t I n c o m e - If you were m arried during anyportion of the reporting year, complete this section.(Dolla r a m o u n t not required except for honoraria . )

~ (No reportable non-investment income.)ONE

1.20102.20103.4.

D A T E SOURCE AND TYPEDl l Abes tos Trus t S a l a r yL aw Off i ces o f S t ephen M alouf - P a r tne rs h ip Di s t r ibut ion

I V . R E I M B U R S E M E N T S - transportation, lodging, food, entertainmenL(Includes those to spouse and dependent children; see pp. 25 -27 of filing instructions.)

D N O N E (No reportable reimbursements.)SO U R C E D A T E S L O C A T IO N IT E M S P A ID O R P R O V ID E D

I. Sta te Ba r o f T e xa s 0 1 /21 /201 0 - Aus t in , Texas S e m i n a r L odging , t r ans por t a t i on , mea l s01/23/2010

2. Sta te Ba r o f T e xa s 0 2/19 /201 0 - Lubbo ck, Texas S p eech T ran sp o rta tio n , m e a l02/19/20103. S ta te B a r o f T exa s 0 4 /16 /201 0 - A ustin , T exa s S p eech Transporta t ion04/17/20104. S t a t e B a r 0 f T e x a s 04/22/2010- S a n t e F e , N e w M e x i c o Re t r e a t L odging , t r ans por t a t i on , mea l s04/24/20105. C o rp us C hris ti B ar 0 5/I 1/201 0 - Corpus Christ i S p eech L o d g in g , tr a n sp o rta tio n , m e a lsA ssoci a t i on 05/12/210

P U R P O S E


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N a m e o f P e r s o n R e p o r t i n gFurgeson, William R.

D a t e o f R e p o r t04/25/201 I

6. U nive rs i ty o f Texas a t Aus t in / 0 6 / 0 4 / 2 0 1 0 - Aus t in , Texas S peech Transporta t ionC L E 06/04/20107. S ta te B a r o f T e xa s 06 /09 /20 1 0 - For t Wor th , Texas M ee tin g T ran spo rta tion

06/I 1/20108. Off ice of At torney Genera l 07109/2010 - Aus t in , Texas S peech Transporta t ion07/09/20109. S ta t e Bar o f Texas 08105/2010 - S a n A n t o n i o , T e x a s S e m i n a r Transporta t ion08/05/20101 0 . S ta t e Bar o f Texas 09/02/2010- H o usto n , T exas Sp ee ch T ran sp o rta tio n , m ea l09/02/2010I I . Texas Cen te r fo r the Judic i a ry 09/22/2010 - C o rp us C hr is ti, T exas Sp eech Transporta t ion09/23/20101 2 . A m e r i c an B a r A s s o c i a t io n 10/07/2010 - Hous ton , Texas S peech L odging , t r ans por t a t i on , mea l s

I 0 / 0 8 1 2 0 1 01 3 . U nive rs i ty o f Texas a t A us t in / 1 0 /28 /20 1 0 - A ustin , T exas Sp eech L o d g in g , tr an s p o r ta tio n , m e a lsC L E 10/29/20101 4 . A m e r i c an B r o a d o f T r i a l 1 1 /0 4 /20 1 0 - M id la n d , T exa s S peech L odging , t r anpor t a t i on , mea l sLa wye r s 11/05/20101 5 . H o u s t o n F e d e r a l B a r 11/15/2010- Hous ton , Texas S peech Transporta t ionAs s oc ia t i on 1 1 / 1 5 / 2 0 1 01 6 . A m e r i c a n C o n f e r e n c e 12/08/2010 - N ew Y o rk , N ew Y o rk Sp ee ch L o d g in g , tr an s p o r ta tio n , m e a lsInstitute 12/09/20101 7 . N e w O r l e a n s F e d e r al B a r 1 2/1 4/20 1 0 - N e w O rlea n s , L o uisa n a Sp ee ch L o d g in g , tr an s p o r ta tio n , m e a lsAs s oc ia t i on 12/15/2010


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N a m e o f P e r s o n R e p o r ti n gFurgeson, William R.

D a t e o f R e p o r t04/25/201 I

V . G I F T S . a n c t , d e ~ , h o s , t o s p o . ~ e o , d a e ~ , e n d , n t children; see p p . 2 8 - 3 1 ol"fiting instructions.)N O N E (No reporta ble gifts .)

SOURCE DESCRIPTIONI.2.3.4.

5.

VALUE

V l . L I A B I L I T I E S . a . a ,d e s , h o s e o l s p o u s , o . d d , p e n d e , , children; see p p . 3 2 -3 3 of filing instructions.)D (No reportable liabilities.)ONE

CREDITOR DESCRIPTION VALUE CODE1. U S A A Cred i t Card K2. Wil l iam D. Fo rd Fed era l Di rec t Lo an S tudent L oan MP r o g r a m - U S D e p t o f E d u c a t io n3. S a lly M ae S tud e n t L o an L4. Ci t i Bank Cred i t Card K5. Ci t i Bank Cred i t Card K


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FINANCIAL DISCLOSURE REPORTPage 5 of 9

N a m e o f P e r s o n R e p o r t in gFurgeson, William R.

D a t e o f R e p o r t04/25/201 I

V I I . I N V E S T M E N T S a n d T R U S T S - income, ,a lue , t ransact ions (Includes those of spouse and dependent chi ldren; see pp. 34-60 of fi l ing instruct ions. )N O N E (No reportable income, assets, or transactions.)

A. B. C. D.Description of Assets Income dur ing Gross value a t end Transac t ions dur ing repor t ing per iod( inc luding t rus t asse ts ) reporting period of reporting period

O) (2) (l) (2) O) (2) (3) (4) (5 )Gain Identity ofPlace "(X)" after each asset Amount Type (e.g. , Value Va l ue Type (e.g., D a t e Valueexempt from prior disclosure Code I div., rent, Code 2 Method buy, sell, mrrddd/yy C o d e 2 [ C o d e I buyer/seller(A-H) orint.) ( . I - P ) Co de 3 redem ption) 0 - P ) I ( A - H ) ( i fp r iva le[ transaction)(Q-W) I

I. Wells Fargo Bank AccJ2. U S A A B r o k e r a g e S v c . A c c t #2 - ~ l

A Interest

3. T a x E x e m p t M o n e y M k t F u n d A Interest J T4. U S A A B a n k A c c t - .~ A Interest5. Bank of Texas .~ A Interest6. Trust Account #1 g7. USA A G N M A T rus t N o n e

J

JTT

So ld 02/03/10 J A

8. U S A A G r o w l h & I n c o m e F u n d N o n e S o l d 02/03/I 0 K A

9. U S A A In co m e Fun d N o n e S o l d 02/03/10 J A

1 0 . U S A A I n t e r m e d - T e r m B o n d F u n d N o n e S o l d 02/03/10 K A

I I . U S S A M o n e y M a r k e t F u n d A Interest J T1 2 . U S A A S & P 5 0 0 I n d e x F u n d M e m b e r S h a r e N o n e So ld 02/03/10 K A1 3 . U S A A S h o r t - T e rm B o n d F u n d A D i v i d e n d L T1 4 . U S A A H ig h Y ie ld O p p o r tun it ie s Fun d N o n e So ld 02/03/I 0 J A

1 5 . U S A A T a x E x e m p t M o n e y M a r k e t F u n d A Interest K T B uy 02/03/10 K

1 6 . Trust Account #21 7 . U S A A G N M A T r u s t A Dividend So ld I 1/01/10 K A

I . Income Gain Codcs : A $ 1 ,0 0 0 o r l e s s B -$1,001 - $2,500 C =$2,501 - $5,000 D = $5 ,001 - $15 , 00 0/ S ee Colu mns B I and D 4) F -$50.001 - $100.000 G = $100.001 - $I.0~ 0.000 H I = $1.000.001 - $5.000.00~ H 2 Mor e th an $5 ,000.000

2. Va lue Co d es J = $15,000 or Icss K $15.001 - $50.000 L =$50,001 - $100,000 M $100,001 - $2 5 0,000( S Colu mns C I and D 3 ) N =$250.001 - $500.000 O =$500.001 - $1,000.000 PI =$1.000.001 - $5.000.000 P2 = $5.000,001 - $25.000.000

P3 -$25.000.001 - $50.000.000 P4 =Mo re than $50.000.0003 . Valu e Meth od Codes Q =Ap p r a i sa l R -C ost (R eal E sta te On ly ) S = A ssessm en t T C a s h M a r k e t{S ee Colu nm C2 ) U = Book Value V - O t h e r W = Esl imated

E =$ 1 5, 0 0 1 - $ 50 , 0 0 0


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N a m e o f P e r s o n R e p o r ti n gFurgeson, William R.

D a t e o f R e p o r t04/25/2011

V I I . I N V E S T M E N T S a n d T R U S T S - i n c o . , e , , ,a lue. transactions (Includes those of spouse and dependent chi ldren; seepp. 34-60 of fi ling instruction~.)N O N E (N o reportable income, assets, or transactions.)

D e s c r i p t i o n o f A s s e t s Income dur ing( i n c l u d i n g t r u s t a s s e t s ) r e p o r t i n g p e r i o d

O) ( 2 )P l a c e " ( X ) " a f t e r e a c h a s s e t A m o un t T y p e ( e . g . ,exempt from prior disc losure Code I d i v . , r e n t ,( A - H ) o r i n t . )

G r o s s v a l u e a t e n do f r e p o r t i n g p e r i o d

(I) (2)Value Value

C o d e 2 M e t h o d( J - P ) C o d e 3

( Q - W )

O)Tyl~ (e.g.,

buy , s e l l ,r e d e m p t i o n )

T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d(2) (3) (4)

D at e V a l u e G a i nm m / d d / y y Code2 C o d e 1

(J-P) ( A - H )

( 5 )I d e n t i ty o fbuyer/seller( i f p r i v a t et r a n s a c t i o n )

1 8 . U S A A G r o w t h & I n c o m e F u n d N o n e So ld I 1/01/I0 K A1 9 . U S A A I n c o m e F u n d N o n e S o ld I 1 /0 1 /1 0 K A

20 . U S A A - In te rm ed - T e rm B o n d Fun d N o n e So ld 11/01/10 L A21 . USA A Mone y Ma rke t Fund A Interest J T2 2 . U S A A S & P I n d e x F u n d M e m b e r S h a r e A Dividend K T

Bu y I 1/01/10 K

23 . U S A A S h o r t - T e r m B o n d F u n d A Dividend24 . T a x E x e m p t M o n e y M a r k e t Fu n d A Interest25 . Trust Account #3-~26 . A m e r i c a n M u t u a l F u n d l n c A Div id en d

K

So ld I 1/01/10 :T Bu y I 1/01/10

T

LK

27 . I n c o m e F u n d o f A m e r i ca A Dividend K T28 . Was hington M utua l Inv Fund Inc29 . E nt e rp r i se P rod P t r s30 . E x x o n M o b i l31 . Trust #4-~32 . A m e r i c a n M u t u a l F u n d ln c

A DividendA DividendA Dividend

A Dividend

J

JJ

TTT

T

33 . I n c o m e F u n d o f A m e r ic a l n c A Dividend K T34 . Was hington M utua l l nv Fund Inc A Dividend J T

I. Income Gain Codes :I Sc e Co lumn s BI a n d D4)

2. Valu e Codes( S ee Colu mns C I and D 3 )

3. Valu e Meth od Codes~ S ee Colu mn C2 )

A=$1,000 or lessF =$50.001 -J =$15,000 or lessN =$250.001 - $500,0~0P 3 -$25,000,001 - $50.000.000Q=AppraisalU = B ook Valu e

B=$1,001 - $2,500G= $100, 001 - $1 , 0~ , 0~K =$15,001 - $50,000O =$500.001 - $ 1,0~0,000R - Cos t ( R eal E s t a t e Only )V - O t h e r

C =$2,501 - $5,000H 1 = $ 1,009,001 - $ 5,00~.0~0L =$50.001 - $100,000PI =$1,000,001 - $5,1)00,090P4 -More Ihan $50,000,00~S = A s s es s mentW = E s t imated

D =$5,001 - $15,000H2 =More than $5,000,000M =$100,001 - $250,000P2 =$5,000,001 - $25,000,000T = Cas h Mar k et

E =$15,001 - $50,000


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N a m e o f P e r s o n R e p o r t in gFurgeson, William IL

Date of Repor t04/25/201 I

V I I . I N V E S T M E N T S a n d T R U S T S - i nco me , v a lu e , t ra nsa c t i o ns ( Inc lu d e s t h o se o f sp o u se a nd d e p e nd e nt ch i ld re n; se e p p . 34 -60 o f f i l ing i ns t ru c t io ns . )N O N E (No reportable income, assets, or transactions.)

D e s cr ip t io n o f A s s e ts In c o m e d u r in g( i n c l u d i n g t r u s t a s s e t s ) r e p o r t i n g p e r i o d

O) (2)P l a c e " ( X ) " a f t e r e a c h a s s e t A m o u n t T y p e ( e . g .,e x e m p t f ro m p r i o r d is c l o s u r e Code I d i v . , r e n t ,( A - H ) o r i n t . )

G r o s s v a l u e a t e n do f r e p o r t i n g p e r i o d(I) (2)Value Valfie

C o d e 2 M e t h o d(J-P) C o d e 3( Q - W )

O)T y p e ( e . g .,b u y , s e l l ,r e d e m p t i o n )

Transactions d uring report ing period(2) (3) (4)

D a t e Va l ue Gainm m /dd /yy Code 2 Code 1

(J-P) (A-H)

(5 )I d e n t i t y o fbuyer/seller( i f p r i v a t et r a n s a c t i o n )

35 . E n t e rp r i se P rod P t r s36 . E x x o n M o b i l

37 . Cap i ta l In co me Bui ld er38 . USAACD~

39 . U S A A P e r f o r m a n c e F i r s t I n d e x S a v i n g s -40 . U S A A P e r f o r m a n c e F i r s t I n d e x S a v in g s -41 . U S A A P e r f o r m a n c e F i r s t I n d e x S a v in g s -

42 . PN B - CD43 . PNB Bank Account~

A D i v i d e n dA D i v i d e n d

A Dividend

A Interest

A InterestB InterestA InterestA InterestA Interest

J

J

KJ

LJ

TTT Bu y

So ldT So ldT So ldTT Bu yT Bu y

11/10/10 K

11/01/10 M A11/01/10 L A11/01/10 K A

12/05/10 L A1 2 1 0 5 1 1 0 J A

I. In co m e G ain Co d es: A = $1.000 or less B = $1,001 - $2,500 C = $2,501 - $5,000( S ee Colu mns B I and D 4) F = $50.091 - $100.000 G = $100,001 - $1,000.000 HI = $1,000.001 - $5,00~.0~0

2. Va lue Co d es J = $15.000 or less K =$15,001 - $ 50,000 L = $ 5 0 . 0 0 1 - $ 1 0 0 , 0 O O(Se e Co lumn s CI a n d D3) N =$250.001 - $500.000 O =$500.0OI - $1,090,000 PI =$1,000,001 - $5.000.000

P3 =$25,000.001 - $50.0~0,000 P4 =More than $50,000,0003 . Valu e Meth od Codes Q - A ppr a i s a l R = Cos t ( R eal E s t a t e Only ) S = A s s es s ment( S ee Colu mn C2 ) U = B ook Valu e V = Oth er W = E s t imated

D =$5,001 - $15,000H2 =More than $5 .000, 0~ 0M =$100,001 - $250.009P2 =$5,000,001 - $25.000,000T -Ca sh Ma rke t

E =$15,001 - $50,000


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N a m e of Pe r son Re po r t i ngF u r g e s o n , W i ll i am R .


V I I I . A D D I T I O N A L I N F O R M A T I O N O R E X P L A N A T I O N S . (lndicate part of report.)U nder S ec t ion V I I , it ems l i s t ed on l i nes 6 -43 a re s ep a ra t e p rope r ty tha t r epor t i ng pe rs on i s handl ing but has no f i nanc ia l i n t e re s t .


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FINANCIAL DISCLOSURE REPO RTPage 9 of 9

N a m e o f P e r s o n R e p o r t in gFurgeson, \Villiam R.


IX. CERTIFICATION.

I c e r t if y t h a t a ll i n f o r m a t i o n g i v e n a b o v e ( i n c l u d i n g i n f o r m a t i o n p e r t a i n i n g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h i l d r e n , if a n y ) i sa c c u r a t e , tr u e , a n d c o m p l e t e t o t h e b e s t o f m y k n o w l e d g e a n d b e l i e f , a n d t h a t a n y i n f o r m a t i o n n o t r e p o r t e d w a s w i t h h e l d b e c a u s e i t m e t a p p l i c a b l e s t a tu t o r yp r o v i s i o n s p e r m i t ti n g n o n - d i s c l o s u r e .

! f ur t h e r c e r ti f y t h a t e a r n e d i n c o m e f r o m o u t s i d e e m p l o y m e n t a n d h o n o r a r i a a n d t h e a c c e p t a n c e o f g i f t s w h i c h h a v e b e e n r e p o r t e d a r e i nc ompl i a nc e w i th th e p rov i s ions o f 5 U .S .C . a pp . 5 01 e t . s e q . , 5 U .S .C . 7 3 5 3 , a nd J ud ic i a l C onfe re nc e re gu la t ions .

Signature

N O T E : A N Y I N D I V I D U A L W H O K N O W I N G L Y A N D W I L F U L L Y F A L S IF I E S O R F A L L S T O F IL E T H I S R E P O R T M A Y B E S U B J E C T T O C I V I LA N D C R I M I N A L S A N C T I O N S ( 5 U . S .C . a p p . 1 0 4)

Committee on Financial DisclosureAdministrative Office of th e United States CourtsSuite 2-301One Columb us Circle, N.E.Wa shington, D.C. 20544

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William R Furgeson Financial Disclosure Report for 2010