9
Concurrent Photoacoustic Markers for Direct three-dimensional Ultrasound to Video Registration Alexis Cheng a , Xiaoyu Guo b , Hyun-Jae Kang a , Behnoosh Tavakoli a , Jin U. Kang b , Russell H. Taylor a , and Emad M. Boctor abc a Department of Computer Science, Johns Hopkins University, 3400 N. Charles St., Baltimore MD 21218, USA; b Department of Electrical and Computer Engineering, Johns Hopkins University, 3400 N. Charles St., Baltimore MD 21218, USA; c Department of Radiation Oncology, Johns Hopkins Medical Institute, 1800 Orleans St., Baltimore MD 21287, USA ABSTRACT Fusion of video and other imaging modalities is common in modern surgical procedures to provide surgeons with additional information that can provide precise surgical guidance. An example of such uses interventional guidance equipment and surgical navigation systems to register the tools and devices used in surgery with each other. In this work, we focus explicitly on registering three-dimensional ultrasound with a stereocamera system. These surgical navigation systems often use optical or electromagnetic trackers. However, both of these tracking systems have various drawbacks leading to target registration errors of approximately 3mm. Previous work has shown that photoacoustic markers can be used to register three-dimensional ultrasound with video resulting in target registration errors which are much lower than the current state of the art. This work extends this idea by generating multiple photoacoustic markers concurrently as opposed to the sequential method used in the previous work. This development greatly enhances the acquisition time by a factor equal to the number of concurrently generated photoacoustic markers. This work is demonstrated on a synthetic phantom and an ex vivo porcine kidney phantom. The resulting target registration errors for these experiments ranged from 840 to 1360 μm and standard deviations from 370 to 640 μm. Keywords: Clinical Ultrasound, Video Registration, Photoacoustic Imaging, Planning and Image Guidance of Interventions 1. INTRODUCTION Modern surgical procedures including open, laparoscopic, and robotic surgeries are often aided by interventional guidance systems. 1 These systems are necessary because the surgical environment is constantly evolving and tumors or other regions of interest may be invisible to the naked eye, or move in and out of the camera’s field of view. Interventional guidance systems can alleviate these concerns by providing a fusion of video and other imaging modalities, such as interoperative ultrasound (US). This additional information can support surgeons in finding and tracking tumors or other regions of interest. These guidance systems are enabled by the registration between surgical tools and devices, such as steroscopic endoscopes and US transducers. This work focuses on the registration of US imaging and video. Many surgeries require real-time US imag- ing including liver resections, partial nephrectomies, and prostatectomies. Real-time fusion of US and video, is crucial to the success of these operations. Registration is required to generate this real-time fusion. The regis- tration between US images and video is an active area of research and significant challenges remain. Typically, electromagnetic (EM) or optical navigational trackers 2, 3 are used to provide the real-time pose, position and orientation, of tools such as US transducers. These navigational trackers require a separate base station to track Further author information: (Send correspondence to Alexis Cheng) Alexis Cheng: E-mail: [email protected] Emad M. Boctor: E-mail: [email protected] Photons Plus Ultrasound: Imaging and Sensing 2014, edited by Alexander A. Oraevsky, Lihong V. Wang, Proc. of SPIE Vol. 8943, 89435J · © 2014 SPIE · CCC code: 1605-7422/14/$18 · doi: 10.1117/12.2040321 Proc. of SPIE Vol. 8943 89435J-1 DownloadedFrom:http://proceedings.spiedigitallibrary.org/on04/16/2014TermsofUse:http://spiedl.org/terms

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Concurrent Photoacoustic Markers for Directthree-dimensional Ultrasound to Video Registration

Alexis Chenga, Xiaoyu Guob, Hyun-Jae Kanga, Behnoosh Tavakolia, Jin U. Kangb, Russell H.Taylora, and Emad M. Boctorabc

aDepartment of Computer Science, Johns Hopkins University, 3400 N. Charles St., BaltimoreMD 21218, USA;

bDepartment of Electrical and Computer Engineering, Johns Hopkins University, 3400 N.Charles St., Baltimore MD 21218, USA;

cDepartment of Radiation Oncology, Johns Hopkins Medical Institute, 1800 Orleans St.,Baltimore MD 21287, USA

ABSTRACT

Fusion of video and other imaging modalities is common in modern surgical procedures to provide surgeonswith additional information that can provide precise surgical guidance. An example of such uses interventionalguidance equipment and surgical navigation systems to register the tools and devices used in surgery with eachother. In this work, we focus explicitly on registering three-dimensional ultrasound with a stereocamera system.These surgical navigation systems often use optical or electromagnetic trackers. However, both of these trackingsystems have various drawbacks leading to target registration errors of approximately 3mm. Previous work hasshown that photoacoustic markers can be used to register three-dimensional ultrasound with video resulting intarget registration errors which are much lower than the current state of the art. This work extends this idea bygenerating multiple photoacoustic markers concurrently as opposed to the sequential method used in the previouswork. This development greatly enhances the acquisition time by a factor equal to the number of concurrentlygenerated photoacoustic markers. This work is demonstrated on a synthetic phantom and an ex vivo porcinekidney phantom. The resulting target registration errors for these experiments ranged from 840 to 1360 µm andstandard deviations from 370 to 640 µm.

Keywords: Clinical Ultrasound, Video Registration, Photoacoustic Imaging, Planning and Image Guidance ofInterventions

1. INTRODUCTION

Modern surgical procedures including open, laparoscopic, and robotic surgeries are often aided by interventionalguidance systems.1 These systems are necessary because the surgical environment is constantly evolving andtumors or other regions of interest may be invisible to the naked eye, or move in and out of the camera’s fieldof view. Interventional guidance systems can alleviate these concerns by providing a fusion of video and otherimaging modalities, such as interoperative ultrasound (US). This additional information can support surgeons infinding and tracking tumors or other regions of interest. These guidance systems are enabled by the registrationbetween surgical tools and devices, such as steroscopic endoscopes and US transducers.

This work focuses on the registration of US imaging and video. Many surgeries require real-time US imag-ing including liver resections, partial nephrectomies, and prostatectomies. Real-time fusion of US and video, iscrucial to the success of these operations. Registration is required to generate this real-time fusion. The regis-tration between US images and video is an active area of research and significant challenges remain. Typically,electromagnetic (EM) or optical navigational trackers2,3 are used to provide the real-time pose, position andorientation, of tools such as US transducers. These navigational trackers require a separate base station to track

Further author information: (Send correspondence to Alexis Cheng)Alexis Cheng: E-mail: [email protected] M. Boctor: E-mail: [email protected]

Photons Plus Ultrasound: Imaging and Sensing 2014, edited by Alexander A. Oraevsky, Lihong V. Wang, Proc. of SPIE Vol. 8943, 89435J · © 2014 SPIE · CCC code: 1605-7422/14/$18 · doi: 10.1117/12.2040321

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Coordinate SystemOptical Tracker (Opt)

Could also beElectromagnetic(EM) tracker

FOpt_M Coordinate SystemMarker (M)

FM US

Coordinate SystemUltrasound (US)

Figure 1. An example of the indirect chain of transformations necessary to enable interventional US guidance.

these tools, thereby increasing complexity and clutter within the surgical setting. This approach is subject toserious limitations and prone to error buildup from multiple tracking and calibration errors.

The two main types of surgical navigation and tracking systems are based on EM3,4 or optical trackers. Eachof these trackers have their respective advantages and disadvantages. The main advantage for EM-based surgicalnavigation systems is that a clear line of sight to the EM sensor is not necessary. This reduces the constraintson how the surgical field is setup. However, several drawbacks must be considered and accounted for. First,EM tracking systems require wired EM sensors to be placed on the tool to be tracked. This is disadvantageousas it clutters the surgical environment and modifies the tools, possible decreasing the surgeon’s comfort whilepotentially increasing handling and sterilizing costs. Second, EM tracking systems require a large and intrusiveEM base station to be placed in close proximity to the tracked EM sensors. Generally, there is very limited spacearound the operating table, thus the surgeon must consider if such a system would be the most effective use ofthis limited resource. Finally, EM-based systems suffer from magnetic field distortions when metallic objects areplaced within its field. This serves as one of the main limitations as it degrades the system’s accuracy, therebydecreasing the value that surgeons can derive from the system.

Optical tacking systems do not suffer from magnetic field distortion issues associated with EM trackersand often do not require wired sensors. While, optical tracking systems can detect optical markers with sub-millimeter accuracy,5,6 line of sight is required to track the optical markers. This places a restrictive constrainton the number and placement of other tools in the surgical field, making such systems often impractical forlaparoscopic procedures. These concerns can be somewhat addressed by placing the optical markers outside thebody, but the tracking accuracy of long and flexible tools will degrade as their tips are now much farther awayfrom the optical markers.

One drawback that affects both EM and optical-based navigation systems is that the process to acquire thetransformation registering surgical tools with the navigation system is an indirect process. This means that achain of transformations linking the coordinate system of the surgical tool and the coordinate system of thenavigation system must be computed or acquired. An example of the chain of transformations necessary toenable interventional US guidance can be seen in Figure 1. The desired transformation is composed by FOptM ,the pose acquired from the tracking system, and FMUS , the transformation between the sensor or marker andthe US image plane obtained by US calibration. By composing a chain of transformations, their respective errorsare also composed and magnified. Thus, it is much more beneficial to have a method which can acquire thedesired transformation directly. An example of a direct process using our method is shown in Figure 2. Thereis a single transformation registering the tracking system with the US image volume.

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Surgical tools withembedded EM sensors

US

Probe

LI

StereoScope withEM Sensor

Lots of

4.' wires

ImplantedEM Sensors

SurgicalTools

Camera

ProjectionSystem

US Probe

Figure 2. A clinical scenario A) using a conventional EM-based system B) using PA markers to acquire this video tothree-dimensional US registration.

Another drawback of these navigation systems is specific to our use of interventional US guidance. UScalibration is an active topic of research and many authors have presented methods to achieve better accuracy andlower errors.7,8 Their results have shown that the overall registration error is dominated by the calibration processas its error is much larger than the error of the tracking systems. Overall registration errors of approximately1.7 to 3mm for artificial phantoms and 3 to 5mm for tissue have been shown.3,4, 9, 10

Vyas et al.11 and Cheng et al.12,13 demonstrated a direct three-dimensional US to video registration methodusing photoacoustic (PA) markers. This novel method used PA markers generated on an air-tissue interface,visible to both a stereocamera (SC) system and US, as fiducials to directly acquire the registration betweenvideo and three-dimensional US. Previous work14,15 showed that a pulsed laser source is capable of generatinga PA signal in tissue. The resulting acoustic wave from the PA signal can be detected by a conventional UStransducer.16,17 The laser source is also visible to the SC system, so the PA markers are also visible. This enablesPA markers to be used as fiducials as the same point can be represented in both the SC system’s coordinatesystem and the US image’s coordinate system.

This method addresses the drawbacks present in EM and optical-based navigation systems, an example ofwhich can be seen in figure 2A. First, this method does not require wired sensors so no modifications are madeto the surgeon’s tools. This allows the tools to maintain their present handling and sterilizing procedures. Sincethere are no attached wired sensors, US calibration is also unnecessary with this method. This is a majoradvantage as the registration error can be much lower by avoiding the US calibration process.12,13 While thismethod requires line of sight between the PA markers and the SC system, this requirement is less stringent thanthe requirement for optical trackers. The PA markers are projected onto the surface of a region of interest, so itwill naturally be within the SC system’s field of view.

This work extends the earlier work of Vyas et al.11 and Cheng et al.,12,13 and serves as another step towardsrealizing a practical clinical system shown in Figure 2B. The main contribution of this work is the development ofa fiber delivery device, capable of projecting and generating concurrent PA markers. There are many advantagesto using such a device in place of the prior methods of sequentially generating PA markers. Prior work used afree-space laser to generate the PA markers. There are safety concerns with this approach as the laser light isallowed to freely move outside of the body cavity. It would also be difficult to create a complex system of mirrorsthat would guide the laser light into the body cavity. Thus, a fiber delivery device is a logical progression as itallows the user to easily manipulate the laser source. The output of the fiber can now be inside the body cavity,eliminating some of the safety concerns. The ability to concurrently project PA markers significantly decreasesthe acquisition time for this method. When the PA markers were being generated sequentially, an US volume

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Figure 3. The fiber setup using independent collimating lenses (Far).

must be acquired for each PA marker. With this concurrent PA marker fiber delivery device, only a single USvolume is necessary.

This work details the design and development of the fiber delivery device, enabling concurrent PA markers,the extension to the software to support concurrent spots, and experimental results on a synthetic phantom withexcellent light absorption characteristics and on an ex vivo porcine kidney embedded in a gelatin phantom.

2. DEVICE DESIGN

The design of the fiber delivery device must meet several requirements. First of all, the input side must befiber-coupled with the laser source. Standard optical fiber connectors can effectively couple the laser energy fromthe laser source into the optical fiber. These optical fiber connectors can be seen in Figure 3. The fiber must beable to carry and deliver enough energy to generate a PA marker on tissue. We will later show in our experimentsthat a bundle consisting of 200µm fibers is sufficient. The fiber must also be a fiber bundle since we want tohave concurrent PA markers. This is only true because we use a single laser source. It is possible to use separatefibers if there are multiple laser sources. To achieve concurrent PA markers, the fiber output must be able toproject spots of light onto some surface 10-20cm away. This distance is chosen because we wish to eventuallydevelop these tools for laparoscopic use. We separate the individual fibers in the fiber bundle and lightly focusthe output using optical lenses, allowing each of these outputs to resemble spots on the target surface. Twodifferent approaches were considered: independent lenses and single lens.

2.1 Independent Lenses

The approach of using independent lenses means that each of the individual fibers had an attached lens. Thissetup can be seen in Figure 3. The fiber is fixed at a certain distance away from a bi-convex lens. The fiberhas a numerical aperture of 0.22. The bi-convec lens has an aperture of 6mm and a focal length of 10mm. Thebi-convex lens lightly focuses the output and a single PA spot can be projected onto a surface 10-20cm away. Acustom holder was created using a three-dimensional printer to hold the bi-convex lens stationary relative to thefiber output.

This design has several advantages and disadvantages. First of all, there is no set pattern to the concurrentPA markers. Each of the fiber outputs can move independent of each other. This can be seen as both anadvantage and a disadvantage. As an advantage, no set pattern means that the pattern can be adjusted to bestfit the region of interest. There may be regions of the surface that should be avoided. For example, if a PAmarker is generated onto an edge between two types of tissue, this may possibly affect the quality of the PA

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Figure 4. The fiber setup using a single collimating lens (Far).

marker seen in the US volume. However, the disadvantage is that there must be some method to reassemble theindividual fibers into some pattern within the body cavity. This can be seen as added complexity, as these fibersmust be somehow actuated and manipulated within the body cavity. Another advantage is that each individualfiber can be very small. If each fiber is introduced into a laparoscopic environment independently, it is likelythat no additional port will be necessary. It may also be possible to attach each of these fibers onto anotherdevice or tool, such as the SC.

2.2 Single Lens

The other approach of using a single lens means that all of the fibers share a single lightly focusing lens. Thissetup can be seen in Figure 4. The fiber bundle is mechanically split by a fiber splitter into a set pattern. Aconvex lens is then attached to the end of the tool. This convex lens has an aperture of 25mm and a focal lengthof 50mm. This device has also been designed to be adjustable. The fiber splitter can be adjusted to generate apattern from a small pattern to a large pattern. The distance between the convex lens and the fiber output canalso be adjusted to change the ideal distance for PA marker projection. A closeup of this adjustable device canbe seen in Figure 5.

This design also has several advantages and disadvantages. The projected pattern is relatively fixed, only dif-fering in scale and skew parameters. This can act as additional information and aid the segmentation algorithmsin finding all of the PA markers. A disadvantage of this approach is that the entire device is now a single largetool. This means that an additional port is necessary to introduce this tool into a laparoscopic environment. Wedecided to use this design in our experiments as its easily adjustable nature allowed us more testing opportunitiesthroughout the design process.

3. METHODS

In these experiments, we used a Q-switched neodymium-doped yttrium aluminum garnet (Nd:YAG) Brilliant(Quantel Laser, France) laser to generate the PA marker. We used a wavelength of 532nm and an energy densityof approximately 1.6mJ/cm2 on the synthetic phantom and approximately 3.8mJ/cm2 on the ex vivo kidneyphantom.These values are below the maximum permissible exposure (MPE), 19.5mJ/cm2, as calculated fromthe IEC 60825-1 laser safety standard19 based on a 0.25s exposure time, a 4ns pulse width, and a frequencyof 10 Hz. We used a SonixCEP US system and a 4DL14-5/38 US transducer developed by Ultrasonix MedicalCorporation (Richmond, Canada) to scan the volume of interest. This three-dimensional US transducer consistsof a linear US array, motor actuated to move angularly around an internal pivot point. It has a bandwidth of 5

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Fiber Output. J,, i

Figure 5. The fiber setup using a single collimating lens (Close).

Figure 6. The experimental setup showing the PA markers generated on the kidney phantom surface.

to 14MHz and the linear array is approximately 38.4mm. The Sonix DAQ device, developed by the Universityof Hong Kong and Ultrasonix, and the MUSiiC toolkit20 are used to acquire prebeamformed radio-frequency(RF) data from the US machine. The k-wave toolbox18 in MATLAB (Mathworks Inc. Natick, Massachusetts) isused to beamform and reconstruct PA images based on the prebeamformed RF data. The SC setup consists oftwo CMLN-13S2C cameras (Point Grey Research, Richmond, Canada) to capture images at 18Hz. The cameracalibration process using the Camera Calibration Toolbox for MATLAB21 generates a calibration file for the SCsetup, allowing us to perform three-dimensional triangulation.

These experiments were performed on two phantoms. The synthetic phantom is made with plastisol and blackdye. The ex vivo kidney phantom is made with gelatin and a freshly resected porcine kidney. The surface of thekidney is exposed from the gelatin such that there is an air-kidney interface. Figure 6 shows the ex vivo kidneyphantom during the experiment. The PA markers within figure 6 has been artificially marked for presentation.

The experiments can be separated into three phases: data collection, data processing, and registration. Thedata collection phase consists of collecting multiple pairs of SC images and a three-dimensional RF US volume.

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DATA COLLECTION

1. Project Laser Points

W

2. Take SC Images

y3. Collect RF Data

y4. Actuate Motor

y5. Obtain RF Volume

VIDEO SEGMENTATION

1. Subtract backgroundfrom images

y2. Apply intensity andpixel size thresholds

y3. Compute intensityweighted centroids

y4. Triangulate points from

left and right images

ULTRASOUND SEGMENTATION

11. Filter noise in US Volume I

2. Mean IntensityProjection along axial axis

y13. Segment Regions I

y4. Compute intensityweighted centroids

W

A B

5. Bilinearly interpolateaxial points

C

REGISTRATION

1. Leave one pointout of each data set

2. Acquire rigidregistration

3. Transform videopoints into US space

4. Compute TargetRegistration Errors

D

Figure 7. The workflows for the A) Data Collection, B) Video Segmentation, C) Ultrasound Segmentation, and D)Registration phases.

The data processing phase will then process the data to generate a three-dimensional SC point set and a three-dimensional US point set. These two point sets are registered together in the registration phase to finally outputthe transformation registering the SC frame to the US frame. The new workflows can be seen in figure 7.

The details of these phases are similar those in previous work12,13 except for several key differences. Firstof all, concurrent PA markers allows us to collect all of the necessary data in a single three-dimensional RF USvolume and multiple pairs of SC images from the same instance. Previously the data collection pipeline wasrepeated for each PA marker, but that is no longer necessary. This significantly decreases the data acquisitiontime and makes the assumption that the three-dimensional RF US volume is at a single time instant much moreplausible.

The other main change is modifying both the video and US segmentation methods to segment multiplemarkers as opposed to a single one. The same pipeline modified to accept more than a single PA marker workedfairly well. However, there were some cases where some of the PA markers could not be automatically segmentedfrom the three-dimensional RF US volume. The energy density of each PA marker was non-uniform, makingit difficult to automatically select a threshold that would be ideal for all of the PA markers. A more robustsegmentation method not based solely on intensity is in development, but this method is robust to missing PAmarkers because there is built-in redundancy in the PA markers.

The registration phase is unchanged from previous work.12,13 We note here that the coherent point drift?

algorithm is used, so point correspondence is not necessary. This is a tremendous advantage for this method,as the PA markers seen in the SC frame and seen in the US frame will not have inherent correspondence sincethey are being projected concurrently. They will be corresponding point sets, but their correspondence willbe unknown unless established with another method. It is still possible to use point set registration methodsrequiring correspondence if this point correspondence is first established.

4. RESULTS

The registration results of our experiments on the synthetic phantom and the ex vivo kidney phantom arevalidated using the target registration error (TRE) metric defined in Equation 1. FSCUS is the transformationbetween the SC frame and the US frame computed with all of the SC and US points except for one. The TREis the difference between the actual US test point and the transformed SC test point in the US frame. N is thenumber of points in the experiment and N -1 points are used to compute FSCUS . This computation is repeated

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with each of the N points as test points. The TRE results for the synthetic and ex vivo kidney phantom areshown in Table 1.

~TRE = FSCUS~SCtest − ~UStest (1)

Table 1. TRE results for the synthetic and ex vivo kidney phantom.

N=6 Synthetic Phantom Ex vivo Kidney Phantom

Lateral (mm) 0.38±0.28 0.48±0.45

Axial (mm) 0.8±0.10 0.46±0.34

Elevational (mm) 0.59±0.50 1.02±0.73

Euclidean Norm (mm) 0.84±0.37 1.36±0.64

5. DISCUSSION

The experimental results in Table 1 show that this three-dimensional US to video registration method using PAmarkers has higher accuracy than state of the art surgical navigation systems. While these are good results, thereis some concern that they are worse than the results shown previously.12,13 There may be several explanationsfor this occurrence. First of all, the sample size of the point sets is very small. This is a result of using a singlelaser source to generate multiple PA markers. There is a limit to how many PA markers can be generated.There are several possible solutions. It is possible to project concurrent PA markers multiple times. This wouldmaintain a short data acquisition time, while increasing the amount of data. Another solution is to use anotherlaser source that can support more fibers. Second, the points are projected much closer together. This will causeany errors or uncertainties in the point segmentation to be magnified because their magnitude will be fairly largerelative to the distance between the points.

There are also some considerations in moving this system to in vivo experiments. Thus far, we have assumedthat everything remains static during data acquisition. Evidently, this is not a valid assumption during an invivo experiment. While we have decreased the acquisition time significantly, it is still on the order of 3-10s. Thismuch time is required because the US transducer that we are currently using is an actuated transducer. Thus,we need to collect data for each actuated motor position. A two-dimensional array transducer would be able toprovide an entire volume, thus reducing the acquisition time to a level where the assumption that the surgicalenvironment is static is valid.

6. CONCLUSION

We demonstrated an extension to an innovative three-dimensional US-to-video direct registration medical track-ing technology based on PA markers. We demonstrated the feasibility of this method using concurrent PAmarkers on a synthetic phantom and an ex vivo kidney phantom. We showed that this method has higheraccuracy than state of the art surgical navigation systems. Future work will explore improving the robustnessof the segmentation algorithms, in vivo animal experiments, and integration of this registration method intolaparoscopic or robotic surgery environments.

ACKNOWLEDGMENTS

Financial support was provided by Johns Hopkins University internal funds, NIBIB-NIH grant EB015638, andNSF grant IIS-1162095.

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