CONG TY CO PHAN C0NG HOA XA HQl CHU NGHIA VIET NAMCHUTVG KHOAN AGRIBANK Dfc lap - Tg do - Hanh phuc

CHI NHANH MIEN TRUNG>d Ndng, ngdy 05 thdng 07 ndm 2019

Sd: 233/2019/QD/AGR - CNMTQUYET DJNH

Ve viec ban hanh Quy chtt chao ban canh tranh co phan cua Quy Dau tu Phattriin thanh phf Dfi NSng tai Cong ty cf phln Thlm djnh gia

vfi djch vu tai chinh Da NSng

giAm doccong ty co phan chung khoan agribank - chi nhanh mlen trung

Can cit:

*Luat Doanh nghifp stt 68/2014/QH13 ngay 26/11/2014;?Luat Chftng khofin stt 70/2006/QH11 ngay 29/06/2006 va Luat chftng khofin sfta dtti stt

62/2010/QH12 ngay 24/11/2010;?Nghi dinh 58/2012/NB -CP ngay 20/7/2012 cua Chinh phu vf quy dinh chi tift va

huftng din thi hanh mot stt difu cua Luat Chftng Khofin vfi luat sfta dtti, btt sung mft stt

difu luat chftng khofin;<• Nghj ^jnh 60/2015/ND-CP ngay 26/6/2015 cua Chinh phu sfta dfi Nghj dinh

58/2012/NB -CP ngay 20/7/2012 cua Chinh phu vf quy djnh chi tift va huftng din thihanh mft stt dieu cua Luat Chftng Khoan va luyt sfta dtti, btt sung mft stt dieu luat chftng

khofin;*Nghj djnh sf 91/2015/ND-CP ngay 13/10/2015 cua Chinh phu vf vf dlu tu vttn nha

nuftc vao doanh nghifp va quan ly, sft dung vttn, tai sfin tyi doanh nghiep;Nghj djnh32/2018/ND-CP ngay 08/3/2018 cua Chinh phu sfta dtti, btt sung mft stt dilu cua Nghjdjnh sf 91/2015/ND-CP ngay 13/10/2015 cua Chinh phu vf vf diu tu vfn nha nuftc vao

doanh nghifp va quan ly, sft dung von, tfii san tai doanh nghiep;

•:• Quyft djnh sf 586/QD - UBCK ngay 06/07/2018 cua CM tich Uy ban Chftng khofinNhfi nuftc ban hanh Quy chf mfiu v! bfin dfiu gifi thong thuftng chuyfn nhugng vfn nhanuftc, vttn cua doanh nghifp nha nuftc dlu ta tai cong ty ctt phln;

?Hgp dttng Tu vln thu tuc thofii vttn stt 37/2019/AGRISECO-TVDN ngay 01/07/2019giua Cttng ty co phan Chftng khofin Agribank - Chi nhanh Mien Trung va Quy Dau taPhfit triin thanh phtt Da NSng;

<• Cttng van stt 4286/VP-KT ngay 27/06/2019 cua UBND thanh phtt Da NSng v! vifc

phuang fin, gii khai diem ctt phfin de chuyen nhugng vttn cua Quy Dau ta phfit teien tyicfic Cttng ty;

?Quyet dinh 53/QD-QDTPT ngay 02/07/2019 cua Qu^ Diu ta Phfit triln thanh phtt DaNang ve viec chuyen nhugng phan vttn gop cua Quy Bau ta Phat trien thanh phtt Ba

NSng tai Cttng ty ctt phan Tham djnh gifi va djch vu tai chinh Ba NSng.

QUYET DINH:Dieu 1: Ban hanh kem theo Quyft djnh nay "Quy ch! chao bfin cynh tranh ctt phln cua

Quy Dau tu Phfit trien thanh pho Da NSng tyi Cttng ty co phan Tham djnh gifi va djch vutai chinh Da Nang".

Dieu 2: Quyet djnh nay cft hifu lye kf tft ngay ky.

Dieu 3: Hfi dfng chao bfin cynh tranh, Ban tf chftc chfio bfin cynh teanh, cfic nha dlu tu

tham gia chao bfin cynh teanh va cfic tf chftc, cfi nhan lien quan chju trach nhifm thihanh Quyft djnh nay.

Nai nhan:-Nhu Dilu 3 (thgc hifn);-Quy Diu ta Phfit teiln thanh phft

Da NSng;-Cttng ty ctt phan Tham djnh gifi vfi

djch vu tai chinh Da NSng;

-Luu KTTH, TVTC.NGUEN TRUNG KIEN

QUY DAU TU PHAT TRIEN THANH PHO DA NANGDja chi: Stt 18 Yen Bfii, P. Hai Chfiu 1, Q. Hai Chau, Thanh phtt Da Ning

Bifn thoai : 0236.3.888.769 Fax: 0236.3.898.498

Website : http://ddif.com.vn

CONG TY CO PHAN THAM DINH GIA VA DICH V\]TAI CHINH DA NANGTry sft chinh : 426 Hoang Difu, Phuang Binh Thuyn, Quyn Hfii Chfiu, Thanhphft Bfi Ning, Vift Nam

Bifn thoyi : (84-236) 3 887 531-532-536 Fax: (84-236) 3 887628

CONG TY CO PHAN CHUNG KHOAN AGRIBANK -CHI NHANH MIEN TRUNGTry sft chinh : Tfta nha Agribank, Stt 228 duftng 2/9, Phuftng Hoa CuftngBSc, Quyn Hai Chau, Ba Ning

Bifn thoai : 0236 3 671666 Fax: 0236 3 621893Website : https://Agriseco.com.vn

To chftc tu van

T6 chftc co cophieu dirgechuyen nhugng

Chu sft huti von

QUY CHE CHAO BAN CANH TRANH CO PHANCUA QUY DAU TU PHAT TRIEN THANH PHO DA

NANG TAI CONG TY CO PHAN THAM DINH GIA VADICH Vy TAI CHINH DA NANG

(Ban hanh kem theo Quyit djnh stt 233/2019/QD/AGR - CNMT ngay 05/07/2019 cua Gifimdttc Cttng ty co phln Chftng khofin Agribank - Chi nhfinh Miln Trung)

CHUONG I: QUY DJNH CHUNGDieu 1. Pham vi dieu chinh

Quy che nay fip dgng dtti vfti vifc ttt chftc chao bfin cynh teanh ctt phan cua Quy Bfiu ta Phfitteien thanh phtt Bfi NSng tai Cttng ty ctt phan Tham djnh gifi vfi djch vu tfii chinh Bfi Ning

dugc thgc hifn thttng qua Cttng ty ctt phfin Chftng khofin Agribank - Chi nhfinh Mien Trung("Agriseco Mien Trung").

Dilu 2. Giai thich tir ngu

Trong Quy che nay, cfic tft ngu: dufti day dugc hilu nhu sau:

1.Chao bdn canh tranh la la viec chao bfin ctt phfin cttng khai cho cfic dtti tapng cft sgcynh teanh ve gifi;

2.Nhd ddu tu lfi ttt chftc va cfi nhfin teong va ngoai nude hoyt dfng hgp phfip tyi Viet Nam,khttng thuf c cfic dtti tapng bj cam hofc hyn che quyen dfiu ta mua ctt phan cua cfic doanhnghiep tai Vift Nam;

3.Chd sd hieu von la Quy Blu ta Phfit teiln thfinh phtt Ba NSng;

4.Ca quan cd tham quyen quyet djnh chuyin nhupng vdn lfi Quy Bau ta Phfit teiln thanh

phtt Da Nlng;

5.Cong ty cd phdn la Cttng ty ctt phln Tham djnh gifi va djch vy tai chinh Da Nlng;

6.Td chuc thuc hiftn chao bdn canh tranh cd phdn la Cttng ty ctt phfin Chftng khoanAgribank - Chi nhfinh Mien Trung (Agriseco Miln Trung);

7.Ban to chuc chao bdn canh tranh la ttt chftc do Cttng ty co phfin Chftng khofin Agribank- Chi nhfinh Mien Trung thanh lyp de thgc hien vifc chao bfin cynh teanh ctt phln va cfic

cttng vifc lien quan theo quy djnh;

5. Hfti dong chao bdn cpnh tranh cd phdn la to chftc thgc hien chi dao viec chao bfin cynhteanh ctt phln bao gom: dai difn Quy Blu ta Phfit teiln thfinh phtt Ba Ning, dyi difnCttng ty ctt phfin Chftng khofin Agribank - Chi nhfinh Miln Trung, dai difn Cttng ty co

phfin Thfim djnh gifi va djch vy tai chinh Ba NSng (nttu co), dai dien Ban ttt chftc chaobfin canh teanh va dyi dien nha diu tu (nttu cft). CM tjch Hfi dttng chao bfin cynh teanh ctt

phfin lfi dyi difn CM sd hftu vttn. CM tjch Htti dttng chao bfin cynh teanh ctt phfin thaymat cho Hfi dttng chao bfin cynh teanh co phln ky cfic vSn ban thuf c thlm quyln.

9. To chuc tu vdn bdn cft phan la Cttng ty ctt phln Chftng khofin Agribank - Chi nhfinhMiln Trung;

10.Mftnh gid cd phdn la 10.000 dttng;

11.Gid khdi diem la mftc gifi ban dfiu cua mft ctt phln dugc chao bfin ra bttn ngoai do Qty

Bfiu ta Phfit teien thanh phtt Ba NSng quyttt djnh;

12.Bu&c gid la khoang cfich gifta cfic gifi dat mua littn tittp;

13.Bu&c khdi lupng la khoang cfich gifta cfic khtti lugng dat mua littn tittp;

14.Gid ddng ky mua la cfic mftc gifi dSt mua ctt phfin cua nha dlu ta dugc ghi vao Phittu

tham dg chao ban cynh tranh;

15.Tiin dat cpc la mft khofin tiln cua nha dlu ta tham gia mua ctt phan ftng truftc d! dam

bao quyttn mua ctt phfin;

16.C6 phfin khttng bfin httt cua cufc chao bfin bao gttm:

a.Stt lugng ctt phfin nhfi dau ta trung gifi teong dpt chao bfin nhung tft chtti mua;

b.Stt lugng ctt phfin khttng dugc nhfi dfiu ta dang ky mua theo phuang fin chfio bfin da dugcduyttt.

17.Cfic truftng hgp cufc chfio ban co phfin khttng thanh cttng bao gttm:

a.Khi het thfti hyn d&ng ky ma khttng cft nha dau ta nao d&ng ky tham gia mua co phanhofc chi cft 01 nha dfiu ta dSng ky tham gia mua ctt phfin;

b.Sau khi nfp tittn dSt cpc dttn hit thfti han nfp phittu tham dg chfio bfin cynh teanh khttng

co nha dfiu tu nfio nfp phittu tham dg;

c.Khttng co nha dau ta nao tea gifi tyi cufc chao bfin hofc gifi nhfi dlu ta tea cao nhfit ma

vfin thap hon gifi khdi diim;

d.Chi cft mft hofc tfit cfi cfic nha dfiu tu trung gifi teong dpt chao bfin nhung tft chtti mua;

e.Tat cfi cfic nha dau tu vi phym quy chtt chao bfin theo quy djnh cua quy chtt chfio bfin cynhteanh.

18.Ngdy ket thdc cuftc chao bdn la ngfiy nhap xong cfic thttng tin trttn Phieu tham dg chaobfin cua nha dlu ta vfio hf thttng vfi xfic djnh dugc kttt qua chao bfin.

19.Ngdy kit thdc viftc bdn cd phdn la ngay cudi cung nhfi dlu ta thanh tofin tiln mua cttphln theo thttng bfio cfta Cttng ty ctt phln Chftng khoan Agribank - Chi nhfinh Miln

Trung.

20.Cdc khdi niem khdc (niu co) dupe hiiu theo cdc quy djnh phdp luat hien hdnh.

CHUONGII: QUY DJNH CJJ THEDieu 3. Trfich nhifm vfi quyln hyn cua Quy Dfiu tir Phat trien thfinh pho Dfi Nfing

1.Gfti cfic tfii lifu littn quan dttn cufc chao bfin cynh teanh cho Cttng ty ctt phan Chftngkhofin Agribank - Chi nhfinh Mittn Trung theo mau va danh mgc tfii lieu littn quan; Thttngbfio chu truang chfio bfin cynh teanh ctt phln cua Quy DSu ta Phat teiln thanh phtt Da

NSng tyi Cttng ty ctt phln Thlm djnh gifi vfi djch vy tai chinh Ba NSng cho Hfi dttngquan tej cua Cttng ty co phln Thlm dinh gifi va djch vu tai chinh Ba Nang;

2.Ky hgp dttng cung cap djch vy chao bfin cynh tranh vdi Cttng ty co phan Chftng khofinAgribank - Chi nhfinh Mittn Trung;

3.Cft dai difn tham gia Hfi dttng chao bfin canh teanh ctt phan va tham gia kittm tea, gifim

sfit vifc chao bfin cynh tranh ctt phan theo quy djnh cua Quy chtt nay va cfic quy djnh cuaphfip luat hign hanh;

4.Kilm tra, hoan tat cfic thttng tin littn quan dttn cufc chao bfin cynh tranh ctt phln. Phtti

hgp vfti Cttng ty ctt phln Thlm dinh gifi vfi djch vy tai chinh Da NSng d! thgc hien cttng

btt, cung cap cho Cttng ty ctt phan Chftng khofin Agribank - Chi nhfinh Miln Trung thttngtin diy du, chinh xfic v! doanh nghifp truftc khi bfin ctt phln theo Quy chtt nay;

5.Phtti hgp vfti Cong ty ctt phan Chftng khofin Agribank - Chi nhfinh Mittn Trung cttng bttcttng khai cho cfic nha dau ta cfic thttng tin littn quan dttn Cttng ty ctt phan Tham djnh gifiva djch vy tfii chinh Ba NSng va cufc chao bfin canh teanh theo cfic nfi dung tai Bittu 7Quy chtt nay;

6.Thttng bfio cho Cttng ty ctt phln Chftng khoan Agribank - Chi nhfinh Miln Trung v! tai

khoan nhyn tittn thu tft chuyttn nhugng vttn;

7.Phtti hgp vfti Cttng ty ctt phln Chftng khoan Agribank - Chi nhfinh Miln Trung thuyttt

teinh vft Cttng ty ctt phan Tham djnh gifi vfi djch vy tai chinh Ba Nang cho cfic nha dlu ta

(nttu can);

8.Gift bi mat vft gifi dfc mua cua cfic nha dlu ta cho den khi cttng btt kit qufi chinh thftc;

9.Dttng ky Bittn bfin xfic djnh kttt qua chao bfin canh teanh theo khofin 5 Dilu 14 Quy che

nay;

10.Phtti hgp vdi Cttng ty ctt phln Chftng khofin Agribank - Chi nhfinh Miln Trung cttng bttkttt qua chao bfin canh teanh va hoan tefi tiln dfc cpc cho nha dlu ta tham dg chfio ban

hgp If nhung khttng trung gifi teong cufc chao bfin cynh teanh theo Quy chtt nay;

11.Tttng hop, bfio cfio kttt qua chao bfin cynh teanh ctt phan gfti cfic ca quan co tham quyln

theo quy djnh;

12.Htt teg lfim thu tuc chuyln quyln sft huu cho cfic nhfi dlu ta trung chao bfin cynh tranh.

Dieu 4. Trfich nhifm va quyen han cua Hoi dong chao ban canh tranh co phan

1.Ttt chftc chi dao va tham gia kittm tea, gifim sfit Mat dfng chao bfin canh teanh theo quy

dinh;

2.Kittm tea tinh hgp ltt cua cfic Mm phittu va Phittu tham dg chao bfin cynh teanh;

3.Xem xet xft ly cfic truftng hgp vi phym Quy chtt chao bfin cynh teanh va cfic truftng hop viphym khfic tuy theo mftc df vi phym;

4.Dong ky Bittn ban xfic djnh kit qua chao bfin canh teanh theo khofin 5 Bittu 14 Quy chtt

nay.

Dilu 5. Trach nhifm va quyln han cua To chftc thgc hifn chao bfin canh tranh cttphln

1. Yttu ciu Quy Dlu ta Phfit teiln thanh phtt Ba NSng cung dp diy du cac tai lieu, thttng tinv! chao bfin cynh teanh ctt phan theo quy djnh;

2.Thanh lap Ban ttt chftc chao bfin canh teanh theo quy djnh;

3.Cft dyi difn tham gia Hfi dttng chfio bfin cynh teanh ctt phln;

4.Xay dgng va ban hanh Quyttt djnh thanh lap Hfi dttng chao bfin cynh teanh co phln vaQuy chtt chao bfin cynh teanh ctt phln;

5.Thttng bfio vfti Quy Dau ta Phfit teiln thanh phtt Ba NSng v! thfti gian, dja diim ttt chftc

chao bfin cynh teanh;

6.Thgc hifn thttng bfio vfi cttng btt thttng tin theo Bilu 7 Quy chtt nay;

7.Truftng hgp thong tin cttng btt khttng chinh xfic, phan finh sai lech so vfti thttng tin, sttlieu do Quy Blu tu Phfit teiln thanh phtt Ba NSng vfi Cttng ty ctt phln Thlm djnh gifi vfidjch vy tfii chinh Ba NSng cung dp thi Cong ty ctt phln Chftng khoan Agribank - Chi

nhfinh Mittn Trung chju trfich nhifm btti thuftng theo quy djnh cua phfip lufc;

8.Kittm tea, gifim sfit viec cttng bo thttng tin theo Bilu 7 Quy chtt nay va cfic van d! littn

quan khfic;

9.Tttng hop, dtti chittu giua kttt qua dang ky vfti so lugng dSng ky tettn he thttng vfi stt tittndfc cpc thgc ngp sau khi kttt thuc thai hyn dSng ky cua nhfi dau ta. Thttng bfio cttng khaityi nai chfio bfin cynh teanh vfi tettn cfic phuang tittn thttng tin cua To chuc thgc hien chaoban cynh teanh ctt phan ve tttng stt nha dau tu tham gia vfi tttng stt ctt phan dSng ky mua(phan theo ttt chftc va cfi nhan) cham nhat hai (02) ngay lam viec truftc ngay dg kien tttchftc chao bfin cynh teanh;

10.Gift bi myt vft gifi dfc mua cua cfic nha dau ta cho dttn khi cttng bo kttt qua chinh thftc;

11.Ttt chftc thgc hien chao ban cynh teanh ctt phan va chju tefich nhifm ve vifc xfic djnh ktttqua chfio ban theo quy djnh;

12.Dttng ky Bittn ban xfic djnh kit qua chao bfin cynh teanh theo khoan 5 Bilu 14 Quy chtt

nay;

13.Phoi hop vdi Quy Bfiu ta Phfit triln thanh pho Ba NSng cttng btt kit qufi chao ban cynh

teanh ctt phfin, hoan trfi tittn dat cpc cho nha dau ta tham dg chao bfin cynh teanh hgp lfnhung khttng trung gifi theo Quy chtt nay va thu tittn mua ctt phfin;

14.Chuyln tittn dfc cpc cua nha dfiu tu tham gia chao ban cynh teanh khttng hop If (vi phym

Quy chtt chfio ban cynh tranh) vao tai khoan nhfin tittn thu tft chuyttn nhugng vttn theo

quy dinh;

15.Chuyttn tittn thu tft ban co phfin v! tfii khoan nhyn tittn thu tft chuyttn nhugng vln theo

quy djnh;16.Chuyln giao toan bf htt so dSng ky tham gia chfio bfin cynh teanh cua nhfi dfiu ta cho Quy

Dfiu ta Phat trittn thanh phtt Da N&ng trong vttng mufti (10) ngay k! ta ngay hit hyn ngp

tittn thanh toan mua ctt phfin cua nha dfiu ta;

17.Thgc hien cac hoyt dgng khac co littn quan dttn bfin chao ban cynh teanh ctt phfin.

Dieu 6. Trach nhifm cua nhfi dau tir tham gia chfio ban cynh tranh

1.Tittp can thttng tin cttng btt vft Cttng ty co phfin Thfim djnh gia va djch vu tai chinh DaNSng va cufc chao bfin cynh teanh theo quy djnh;

2.Gfti Bon dSng ky tham gia chao bfin cynh tranh mua ctt phfin theo mau tyi Phu lye stt 01kem theo Quy chtt nay. Mtti nha dfiu tu tham gia chao bfin cynh teanh chi dugc phep nfpduy nhat 01 Bon dSng ky tham gia mua cf phln teong mft dpt ttt chftc chao bfin cynh

teanh;

3.Quy djnh vft uy quyttn dSng ky va tham dg chao bfin cynh tranh;

Nha dfiu ta dugc phep uy quyln cho mft cfi nhfin/ttt chftc khfic khi dang ky chao bfin cynh

teanh va/hofc tham dg phiftn chao ban cynh teanh. Cfi nhfin/ttt chftc dugc uy quyttn dftkhttng dugc uy quyln cho bSn thft ba khfic;

Truftng hop nha dfiu ta tham gia chao bfin cynh teanh vdi ta cfich cfi nhfin, dftng thfti lyi langufti dyi dien theo phfip lufit va/hofc nhfin uy quyln cua ngufti khfc tham gia chao bancanh tranh vdi ta each cua ngufti khfic do thi khi tham gia chao bfin canh teanh bit buf c

phfii cam kttt ve vibe khong phan doi ngufti dyi dien theo phfip luyt va/hofc ngufti dugcuy quyttn tham gia chao bfin canh tranh vfti tfit cfi cac ta each khac nhau teong cuftc chaoban cynh tranh va tg nguyttn chfip nhan nhftng xung dft lgi ich xay ra (nttu cft) sau khi cokttt qua chao ban cynh tranh.

Nha dfiu tu chi dugc thay dtti ngufti dugc fty quyln vfi nf i dung uy quyln trong thfti han

dang ky tham gia chao ban cynh tranh. Mpi nf i dung cttng vittc uy quyttn da dugc thgchien truftc khi cft sg thay dfti, se vfin co gia tej hieu lye nttu khttng bj sfta dtti, thay dttihofc My btt theo quy djnh tai Quy chtt nay.

4.Thgc hifn quy djnh cua phap lufit v! dfiu ta tai cttng ty ctt phln va cac quy djnh phap lufit

littn quan teong truftng hgp nha dau tu nuftc ngofii tham gia chao bfin canh teanh ctt phln;

5.Npp tittn dfc cpc bSng 50% gifi tri tttng stt ctt phfin d&ng ky mua tinh theo gifi khfti diim

theo quy djnh;

6.Nfp Phittu tham du chao ban canh tranh theo quy djnh;

7.Nhyn hoan tea tittn dfc cpc theo quy djnh;

8.Thanh toan dfiy du, dung hyn tittn mua ctt phln trung chao bfin canh teanh;

9.Khi tham gia dSng ky mua ctt phln theo Quy ch! nay, Nha dlu ta cft nghla vu: Cam kttt

dfi ta tim hittu dfiy du cac thttng tin ve Cttng ty ctt phfin Thfim djnh gia va djch vy taichinh Ba NSng bao gttm nhung khttng gifti hyn bfti: dittu ltt doanh nghifp, bfio cfio tfiichinh, tinh hinh hoyt dfng...va cfic nfi dung cttng btt thttng tin khfic cua Cttng ty ctt phanTham djnh gifi va djch vy tai chinh Ba NSng dtt thgc hifn quyttt djnh dfiu tu, mua cttphln; Cam kttt khttng thupc dtti tapng hyn chtt tham gia mua ctt phfin theo Quy chtt vfidam bao ring viec dSng ky mua hay thgc hien giao djch chuyttn nhugng (nttu trung gifi)dupc/se dugc thanh tofin bSng nguttn tiln hop phap, dung thfim quyln, phu hop vfti quy

djnh cua phap lufit hien hanh; Cam kttt tufin thu cac quy djnh phap luyt ve chftng khoan

va thj truftng chftng khoan khi tham gia dang ky mua bao gttm nhung khttng gifti han bftiquy dinh v! cttng btt thttng tin, giao djch cua ctt dttng lftn, ctt dttng nf i bf, ty lf sft hftu,

chao mua cong khai;

10. Tufin thu cfic nf i dung tyi Quy chtt chao ban canh teanh nay.

Dieu 7. Cong b6 thttng tin

1.Cttng ty ctt phfin Chung khoan Agribank - Chi nhanh Miln Trung phoi hgp vfti Quy Bfiuta Phat teittn thanh phft Ba Nfing cttng btt thttng tin v! viec chao ban cynh teanh ttti thittu

hai meoi (20) ngay truftc ngay thgc hien chao bfin cynh tranh. Vifc thttng bfio dugc tttchuc thgc hifn tettn cic phuang tittn sau day:

a.Ba (03) stt bfio littn tittp cfta mft tft bfio phfit hanh toan quttc (Bfio Bfiu Thfiu) va 01 to baodja phuang nai Quy Blu ta Phfit trittn thfinh phtt Bfi Nfing vfi Cttng ty ctt phln Thfim djnhgifi vfi djch vy tfii chinh Bfi NSng cft try sd chinh (Bfio Bfi NSng).

b.Website cua Quy Blu ta Phat triln thanh phtt Da Nlng (http://ddif.com.vn). Cttng ty cttphln Thfim djnh gifi va djch vu Tai chinh Bfi NSng (http://tdgdanang.coml. Cttng ty cophln Chftng khofin Agribank - Chi nhanh Miln Trung (https://Agriseco.com.vn).

2.Cttng ty ctt phan Chftng khoan Agribank - Chi nhfinh Mittn Trung phtti hgp vfti Quy Bfiuta Phfit teiln thanh phft Ba NSng, Cong ty ctt phln Thfim djnh gifi vfi djch vy tai chinh DaNfing cttng btt thttng tin v! htt sa chfio ban cynh teanh da lap theo quy djnh ttti thilu hai

muai (20) ngfiy truftc ngfiy thgc hien chfio bfin cynh tranh, eg thtt:

a.Nf i dung cttng btt thttng tin

VSn ban stt 5139/UBND-STC ngay 05/07/2018 cua Uy ban nhfin dfin thanh phtt Ba NSngve viec littn quan dttn phuong an chuyttn nhugng vttn gop tai Cttng ty CP Thfim djnh giava djch vy tfii chinh Da NSng;

Cttng van stt 4286/VP-KT ngay 27/06/2019 cua UBND thanh phtt Da NSng v! vifc

phuang fin, gifi khdi dittm ctt phfin dtt chuyttn nhugng vttn cua Quy BSu tu phat teittn tai

cac Cttng ty;

Quyttt dinh 53/QB-QBTPT ngay 02/07/2019 cua Quy Blu tu Phat teiln thanh phtt BaNSng ve viec chuyttn nhugng phfin vttn gop cua Quy Dfiu tu Phat teittn thanh phtt DaNSng tyi Cttng ty ctt phfin Thlm djnh gia va djch vu tai chinh Ba NSng;

Ban cttng btt thttng tin;

Tai lieu chftng minh Quy Dlu tu Phat teittn thanh phtt Da NSng lfi chu sft hftu hgp phfip

cua stt ctt phfin dSng ky ban;

Quy chtt chao ban cynh teanh ctt phfin;

Cac tai lieu khfic co littn quan tfti cufc chao ban cynh tranh.

b.Bja dittm cong bo thttng tin

Cong ty eo phan Chung khofin Agribank - Chi nhfinh Mittn Trung

•Dja chi: Toa nha Agribank, Stt 228 duftng 2/9, Phuang Hoa Cuftng BSc, Quyn Hai Chau,

BfiNSng

•Website: https://Agriseco.com.vn

Quy Dfiu tir Phat trien thanh pho Da NSng

•Dja chi: Stt 18 Yttn Bai, P. Hfii Chfiu 1, Q. Hai Chfiu, Thanh phtt Ba Nfing

•Website: http://ddif.com.vn

Cong ty ctt phan Tham dinh gia va dich vy tfii chinh Dfi Nfing

•Dja chi: 426 Hoang Difu, Phuftng Binh Thuan, Qufin Hfii Chfiu, Thfinh phtt Ba NSng,Vift Nam

•Website: (http://tdgdanang.com)

Dieu 8. Doi tuong tham gia chfio bfin canh tranh vfi cac quy dinh co lien quan

Btti tupng tham gia chao ban cynh teanh ctt phfin bao gom ttt chftc, cfi nhfin teong va ngoainude dap ftng cfic dittu kifn sau:

1.Doi vfti nhfi dau tir trong nuftc

a.Dtti vfti nha dfiu ta cfi nhfin: Lfi cttng dfin Vift Nam, cft dja chi littn hf, Giay chftng minhnhfin dfin/CSn cuftc cflng dfin/Hfl chittu, gifiy tft tuy thfin hop lf vfi co du nSng lye hfinh vidansy;

b.Dtti vfti nhfi dau tu to chftc: Lfi ttt chftc kinh ttt, to chftc xa hfi dugc thfinh lap vfi hoatdfng theo luyt phap Viet Nam; cft ta each phap nhan (dtti vfti cac to chftc kinh tg); cft

Gifiy d&ng ky kinh doanh/Gifiy d&ng ky doanh nghigp hofc Gifiy phep hoyt dfng; cft djachi littn hf;

c.Tufin thu quy djnh hifn hfinh v! gop vttn, mua ctt phln cua doanh nghifp Viet Nam theo

quy djnh cua phap luyt chuyttn ngfinh.

2.Doi vfti nhfi dau tir nuftc ngofii: ngoii cac quy djnh nhu dtti vfti to chftc vfi cfi nhfinteong nuftc, nhfi dau tu nuftc ngofii phfii tufin thu cac quy djnh sau:

a.Mft mft (01) tfii khofin vttn dau ta gian tittp bSng dttng Viet Nam tyi ngfin hfing dugcphep cung ftng djch vu ngoyi htti hoat dttng trttn lanh thtt Viet Nam vfi tufin thu phfip lufitViet Nam. Mgi hoyt dfng littn quan dttn mua ctt phln phfii thttng qua tai khoan nfiy;

b.Cft Gifiy chftng nhyn mfi stt giao djch chftng khoan do Trung tfim luu ky chftng khoan

Vittt Nam cfip (ban sao cft xfic nhfin cua ngfin hang luu ky hofc cttng ty chftng khofin noinhfi dau tu nuftc ngofii mft tfii khofin luu ky);

c.Tufin thu quy djnh hien hanh v! gop vttn, mua ctt phfin cua nhfi dau ta nuftc ngofii tyi

doanh nghiflp.

3.Cfic tl chftc tfii chinh trung gian nhyn uy thfic dau tu: Truftng hgp cac ttt chftc taichinh trung gian nhyn uy thfic dlu ta cua ci nhfi dlu tu teong nuftc vfi nuftc ngofii, ttt chftc

nhyn uy thfic dau tu co trach nhiem tach biet ro stt lugng nha dau ta, stt ctt phan ciia tftng

nha dau ta trong va ngoai nuftc dang ky mua.

Bieu 9. Cfic thong tin co' ban ve phirong fin chao bfin canh tranh

Qu^ Bau ta Phat trittn thfinh pho Bfi Nang phtti hgp vfti Cttng ty ctt phan Chung khoanAgribank - Chi nhanh Mittn Trung thuc hien chfio ban canh tranh co phan xac dinh:

1.S3 lugng ctt phln chfio ban: 49.000 ctt phan;

2.Loyi ctt phan chao ban: Ctt phan phtt thttng, tg do chuyen nhugng;

3.Menh gia: 10.000 dttng/ctt phan;

4.Gia khfti dittm: 12.259 dttng/ctt phln;

5.Buftc gia: 1 dong;

6.Buftc khtti lugng: 100 ctt phan

7.Stt lugng ctt phan dang ky mua ttti thieu: 1.000 ctt phan;

8.Stt lugng ctt phan dang ky mua ttti da: 49.000 ctt phan;

9.Stt lugng ctt phan nhfi dau tu nuftc ngofii dugc phep mua: Nha dau tu nuftc ngofii dugc

mua cfl phan dyt ty ltt sft huu theo dung quy djnh tai Luat Doanh nghiep stt

68/2018/QH13, Luyt Blu ta stt 67/2018/QH13, Nghj Djnh stt 60/2015/ND-CP sua dtti, bttsung mot stt dieu cua Nghj Bjnh 58/2012/NB-CP va cac vSn ban phap luyt lien quan.

10.SS mftc gia: Mtti nha dau ta dugc phep ghi ttti da 02 mftc gia, tftc mtti nhfi dau ta ctt the

chia stt lugng ctt phan dyt mua thanh hai phan vfti hai mftc gia dat mua khac nhau theo

nguyttn tSc tong stt lugng ctt phan dfc mua khttng dugc vugt qua stt lugng ctt phan da

dang ky hgp ltt vfi hai mftc gia dyt mua khttng dugc thap han gifi khfti diem chfio bfin.

11.Mtti nhfi dau ta dugc phfit mgt Phittu tham dg chfio ban cynh teanh vfi chi dugc ghi ttti dahai (02) mftc gia dat mua; khtti lugng dat mua ttti da cua nha dau ta bang stt ctt phan chaoban canh tranh.

Bilu 10. Thu tuc dang ky tham gia chao ban canh tranh va nop tien dat coc

1.Nhfi dau tu nhyn dan hoyc in mfiu Ban dang ky tham gia mua ctt phfin tai Cttng ty ctt

phln Chftng khoan Agribank - Chi nhanh Miln Trung theo cfic dia dittm va dja chi

website nttu tai khofin 2 Bieu 7 Quy chtt nay.

2.Nop tittn dyt coc:

-Nha dlu ta phfii nop tiln dat coc toi thittu bang 50% gia trj ctt phfin dang ky mua tinhtheo gifi khfti dittm. Tiln dyt coc nop bSng dttng Viet Nam, nop tien vfio tai khoan hoac

chuyln khofin vao toi khofin cua Agriseco Mittn Trung truftc 15h3O ngfiy 22 thfing 07nfim2019.

-Mpi chi phi littn quan dttn viec npp tiln, chuyttn tittn dyt coc thuoc trfich nhiem cua nha

dau tu.

-Tiln dat coc se khttng dugc huftng lai.

-Thttng tin ve tfii khofin nhan tittn dfc coc:

•S Tttn tfii khofin : Cttng ty ctt phan Chftng khoan Agribank - Chi nhanh Mittn Trung•S Stt tfii khofin : 2001 201 111 798 Tyi Ngan hang Nttng nghifp vfi Phfit teittn nttng thttn

Viyt Nam Chi nhanh Hfii Chau - Bfi NSng•J Nfi dung nfp tiln/chuyttn tiln ghi rtt: "Hp vfi tttn/tttn ttt chftc, Stt CMT/S6 DKKD

(ngfiy cap, nai cap); Nfp tittn dfc cpc muactt phan Cttng ty ctt phan Tham djnhgifi vfi djch vy tfii chinh Bfi NSng".

3.Nfp don d&ng ky tham gia chfio ban cynh teanh:

Nhfi dlu tu diln dfiy du thttng tin vfio dan dang ky tham gia mua ctt phfin va nfp bfin chinh

tyi dja dittm lfim thu tuc dSng ky kem theo xuat trinh cac gifiy tft sau:

a)Doi vfti nhfi dlu tu lfi ca nhan trong nuftc:

-Chftng minh nhan dfin/cSn cuftc cttng dfin/hf chittu. Truang hgp nhyn fty quyln, phfii cft

gifiy uy quyttn theo quy djnh cfta phap lufit Mac theo mfiu tai Phy lye stt 03 kem theo Quychtt nay, dugc cttng chftng hofc chftng thgc bai ca quan cttng chftng, chftng thgc co thlm

quyttn, kem theo xuat teinh chftng minh nhfin dan/can cuftc cttng dfin/hf chittu cua nguftidugc uy quyttn;

-Gifiy nfp tittn hofc gifiy chuyttn tittn dfc cpc.

b)Doi vfti nha dau tu lfi to chuc trong nuftc:

-Ban sao hgp lf Gifiy chftng nhfin dang ky kinh doanh/dang ky doanh nghiep hofc gifiy tftkhac taang duang;

-Gifiy uy quyttn cho ngufti dyi difn thay mfc tf chftc thgc hien thft tuc kem theo bfin saohgp lf Chftng minh nhfin dfin/Can cuftc cttng dfin/Hf chittu cua ngufti nhyn uy quyln, trft

truang hgp ngufti lfim thu tyc lfi ngufti dyi dien theo phfip lufit cua ttt chftc;

-Gifiy nfp tittn hofc gifiy chuyttn tittn dfc cpc.

c)Doi vfti cfi nhfin vfi to chuc nuftc ngofii:

Ngofii cfc quy djnh nhu dtti vfti ca nhan vfi to chftc teong nuftc, cfi nhan vfi ttt chftc nuftcngofii phfii xufit teinh:

-Gifiy xac nhfin mft tfii khofin vttn dfiu ta gian tittp tyi mft to chftc cung ung djch vy thanhtoan theo quy djnh cua phap lufit Vift Nam v! qufin ly ngoyi htti;

-Gifiy chung nhyn mfi stt giao djch chftng khoan theo quy djnh cua phap lufit Vift Nam.

4.Thfti gian, dja diim lfim thu tyc dSng ky vfi dat coc

-Thfti gian lfim thu tyc d&ng ky vfi nfp epe: Tft 08h30 ngfiy 08/07/2019 dttn 15h30 ngfiy22/07/2019

-Dja dittm lfim thu tyc d&ng ky, dfc coc vfi thanh toan tiln mua ctt phln:

Cong ty co phan Chirng khodn Agribank - Chi nhanh Mien Trung

Toa nhfi Agribank, Sfl 228 duftng 2/9, Phuftng Hoa Cuftng BSc, Quan Hfii Chfiu, Dfi

Nfing

Difn thoyi: 0236 3 671666Fax: 0236 3 621893

-Sau khi hofin tfit cac thu tyc dfing ky, nhfi dfiu ta dugc cfip Phittu tham dg chfio bfin cynhteanh theo mau Phg lgc stt 02 kem theo Quy chtt nfiy.

5. Nhfi dau ta chi dugc sfta dtti hofc huy dSng ky tham gia chfio bfin cynh teanh teong thftihan lfim thu tuc dSng ky nttu trttn. Truftng hgp huy dSng ky tham gia chfio ban cynh teanh,nhfi dau tu phai lfim dan dtt nghj My dSng ky tham gia chfio bfin canh teanh gfti tfti Cttngty ctt phln Chftng khoan Agribank - Chi nhfinh Miln Trung theo mfiu tyi Phg lgc stt 04

kem theo Quy chtt nfiy.

Dieu 11. Lap vfi nfp phieu tham dg chfio ban canh tranh

1.Nhfi dlu ta diln khtti lugng, mftc gia vfi ky Phittu tham dg chfio bfin cynh teanh. Phittu

tham dg chfio ban cynh teanh hgp lf lfi:

-Phittu do Cttng ty ctt phln Chftng khoan Agribank - Chi nhanh Miln Trung dp, cft dong

dfiu treo cua noi cfip phittu va dam bfio: diln diy du, rtt rfing cfic thttng tin theo quy djnh;

-Phittu khttng dugc tfiy xfta hofc rach nat;

-Gia dfc mua khttng thfip han gifi khfti dittm vfi ghi dung buftc gifi quy djnh;

-Tttng sfl ctt phfin dfc mua ttti da bang mftc d&ng ky;

-Phittu tham dg chao ban canh teanh phai dugc btt trong phong bi theo quy djnh nhu sau:

•6 Bfli vdi nhfi dfiu ta ca nhfin: Phittu tham dg chao ban cynh teanh phai bft trong phong bicft chu ky cua nhfi dlu tu nittm phong tettn mttp phong bi theo quy djnh.

V Btti vfti nhfi dfiu ta ttt chftc: Phittu tham dg chao ban cynh teanh phai btt teong phong bi

cft dong dfiu giap lai va/hofc chu ky cua ngufti dyi difn theo phap lufit/ngufti dugc uyquyln nittm phong trttn mep dan phong bi theo quy djnh.

-Nttu cft sg khac nhau giua stt tittn dfc mua bang so va so tittn dfc mua bang chu thi stt tittndat mua bSng chil stt dugc cttng nhfin.

2.Nfp phittu tham dg chao bfin cynh teanh

Nha dfiu ta nfp phittu kin theo dung thfti han quy djnh nhu sau:

-Dtti vfti nhfi dfiu tu nop Phittu tham dg chao ban canh teanh tyi To chftc thgc hifn chaoban canh teanh co phfin:

Nhfi dfiu ta bft philu kin tryc tittp vao thftng phieu dugc nittm phong chfim nhfit lfi 16h00

ngfiy 29/07/2019

Cong ty ctt phan Chirng khoan Agribank - Chi nhanh Mien Trung

Tda nhfi Agribank, Stt 228 duftng 2/9, Phuftng Hoa Cuftng BSc, Quyn Hfii Chfiu, Bfi NSng

-Btti vfti nhfi dlu ta nfp Phittu tham dg chfio ban canh teanh bSng thu dfim bfio qua duftng

buu difn:

10

Ngofii bao thu nhfi dfiu ta ghi ro "Phittu tham dg chfio ban cynh teanh mua cf phfin cuaQuy Blu ta Phat teittn thanh phtt Bfi Nfing tai Cflng ty ctt phln Thlm djnh gifi vfi djch vutfii chinh Dfi Nang" cung vfti tttn vfi ma stt nhfi dlu ta vfi dugc gfti dja chi sau:

Cong ty co phfin Chirng khoan Agribank - Chi nhanh Mien Trung

Toa nha Agribank, Stt 228 duftng 2/9, Phuftng Hoa Cuftng BSc, Quyn Hfii Chfiu, Bfi NSng

Phittu tham dg chfio ban canh teanh chi dugc chip nhfin khi thu bao dam cua nhfi dau tadugc buu dien chuyttn dttn Cttng ty co phan Chung khoan Agribank - Chi nhfinh MilnTrung truftc 16h00 ngfiy 29/07/2019 (theo thfti diim Agriseco Miln Trung ky nhyn vdi

buu dien).

3.Truftng hop phittu tham dg chfio bfin canh teanh bj rich nat, tay xoa: Nhfi dau tu ph&i lfimdon yttu cfiu Cong ty ctt phan Chftng khoan Agribank - Chi nhanh Mittn Trung cap lyiphittu sau khi dfi nfp phittu cu cham nhit 30 (ba muai) phut truftc thfti dittm httt hyn bft

phittu vfio hom phittu. Phittu tham dg chfio ban cynh teanh cu coi nhu lfi khflng con gia tej.

4.Truftng hgp mat Phittu tham dg chfio ban canh teanh, nhfi dlu tu phfii lfim don theo mau

tyi Phu luc stt 05 kem theo Quy chtt nfiy dtt nghj Cttng ty ctt phan Chftng khoan Agribank- Chi nhanh Mittn Trung cap lyi Phittu tham dg chfio ban canh teanh mfti chfim nhat 30(ba muai) phut truftc thai diim hit hyn bft phittu vfio Mm phittu. Phittu tham dg chfio ban

cynh teanh cu coi nhu lfi khong con gia tej.

Dieu 12. Dia diim vfi thfti gian ttt chftc cufc chfio ban cynh tranh

1.Dja dittm ttt chftc chfio ban cynh teanh

CONG TY C6 PHAN CHUNG KHOAN AGRIBANK - CHI NHANH MlENTRUNG

Dja chi: Toa nhfi Agribank, Stt 228 duftng 2/9, Phuang Hoa Cuftng BSc, Qufin Hai Chau,

Dfi NSng

2.Thai gian ttt chuc chfio ban canh teanh: 09h00 ngay 30/07/2019

Dieu 13. Xem xet cac dieu kifn de to chftc cufc chao ban cynh tranh

1.Truftc gift ttt chftc chfio ban canh teanh, Cttng ty ctt phan Chftng khofin Agribank - Chinhanh Mittn Trung se kittm tea vfi xac djnh ro:

-Danh sfich cfic nhfi dlu ta du dilu kifn tham dg chfio ban canh teanh;

-So lugng phittu tham dg chfio ban cynh teanh.

2.Cufc chfio ban cynh tranh dugc tittn hfinh khi co it nhfit hai (02) nhfi dlu ta du dilu kittntham dg chfio ban canh teanh. Nttu khttng du dilu kittn nfiy thi khttng ttt chuc chio ban

canh tranh.

Dilu 14. Thuc hifn chfio ban cynh tranh

1. Chi nhung nhfi dlu tu du dilu kittn tham dg chfio ban cynh teanh mfti dugc lfim thu tuc

vfio phong chfio ban cynh teanh. Khi lfim thu tgc vfio phong chfio ban canh teanh, cac nhfi

dau ta hoac ngufti dugc fty quyttn hgp If cua nhfi dau tu phfii xufit trinh: Gifiy chftng minhnhfin dfin hoyc Hf chittu, hofc Gifiy tft tuy thfin hop 13, truftng hgp nhyn uy quyln phai cft

gifiy uy quyttn theo quy djnh cua phap luyt hofc theo mfiu dinh kem Quy chtt nay.

2.Tyi thfti dittm bit dfiu mft horn phittu tham dg chfio ban cynh teanh, Truftng Ban Ttt chftc

chfio ban cynh teanh hoyc ngufti dugc uy quyttn cttng btt nhftng thttng tin chu yttu nhu:

-TSn Chu sft hftu vttn, tttn cttng ty co phln, stt lugng ctt phfin chfio ban, stt lugng nhfi dau

ta vfi stt lugng ctt phfin dang ky mua.

-Gia khfti dittm cua ctt phfin chfio bfin vfi nhftng hfinh vi bj coi lfi vi phym Quy chtt chfioban canh teanh, bj loyi khtti cufc chfio ban canh tranh vfi khttng dugc nhyn lyi tiln cgc.

-Trinh tg vfi thu tuc chfio ban cynh teanh vfi nguyttn tic xfic djnh quyttn mua ctt phln theo

gia chfio ban cynh teanh.

-Gifii thich nhftng vln d! mfi ngufti dlu ta hofc cfic bttn littn quan con thic mSc.

3.Nhyp phittu tham dg chfio ban cynh tranh

Bttn thfti dittm chfio ban canh tranh, Hfi dttng chfio bfin cynh teanh ctt phan kittm tea tinh hgp13 cua Mm phittu vfi cac Phittu tham dg chfio ban cynh teanh, chuyttn cho Ttt chftc thgc hienchfio ban canh teanh ctt phan nhap thttng tin trttn Phittu tham dg chfio ban canh teanh ctt phancua nhfi dlu ta vfio hf thttng chfio ban canh teanh ctt phln d! xfic djnh kit qufi chfio bfin cynhteanh theo nguyttn tic da xac djnh trudc.

4.Xfic djnh kttt qua chfio ban cynh teanh

Kttt qufi chfio ban canh teanh dugc xac djnh theo nguySn t&c nhu sau:

-Kttt qufi trung chfio ban canh teanh dugc xac djnh theo nguyttn tic lpa chgn gifi dfc mua tft

cao xuftng thlp cho din hit stt lugng ctt phln chfio ban nhung khttng thlp han gifi khftidiim. Gifi ban lfi gia trung chfio ban cynh teanh cua tftng nhfi dlu ta, theo do cfic nhfi dlu

ta trung ft mftc gifi nfio thi mua ctt phln ft mftc gia dft.

-Nhfi dau tu tea gia cao nhat dugc quyttn mua du so co phan da dang ky theo mftc gia datefi. Stt co phln con lyi lln lupt dugc ban cho cac nhfi dlu tu tefi gia cao liin k! cho dttnhit stt co phln chfio ban.

-Truftng hgp tyi mftc gia trung thap nhat, cft nhilu nhfi dau ta (k! cfi nhfi dlu ta nuftcngofii) cung dfc mftc gift bing nhau, nhung stt ctt phln cttn lyi it han tttng stt ctt phln cficnhfi dfiu ta nfiy dSng ky mua tyi mftc gia trung thap nhat thi stt ctt phan cua tftng nhfi dlu

ta dugc mua xac djnh theo cttng thftc sau:

So ctt phln tftng nhfi dlu ta dSng kyStt ctt phln nhfiStt ctt phlnmua gia bSng nhau

=con lyi x dau ta dugc muach^ob^nTttng stt ctt phln cac nhfi dlu ta dSng

ky mua gifi bing nhau

-Truftng hgp cftn du co phiSu le, so co phan ltt nfiy dugc phfin bft cho nhfi dlu ta co khtti

lugng dSng ky mua ldn nhat tyi mftc gia dft.

-Truang hop co quy djnh ty ltt ttti da so ctt phfin nhfi dlu ta nuftc ngofii dugc mua thi viecxac djnh kSt qufi chfio ban thgc hifn theo nguyttn tic tettn nhung so co phan nhfi dau tu

nuftc ngofii dugc mua khttng vupt qua ty ltt toi da theo quy djnh cua phap luat hifn hfinh.

5. Bittn bfin xfic djnh kttt qufi chfio ban canh teanh

Ngay sau khi kttt thuc cufc chfio ban cynh teanh, cSn cft kttt qufi chfio ban canh tranh,Cttng ty ctt phln Chftng khoan Agribank - Chi nhanh Miln Trung co teach nhiem lap

Bittn bfin xac djnh kttt qufi chfio ban cynh tranh; Cttng ty ctt phan Chung khoan Agribank- Chi nhanh Mittn Trung, Quy Dau ta Phat teittn thfinh phtt Bfi Nang vfi dyi dien Hfi dttngchfio ban cynh teanh ctt phan dttng ky Bittn bfin xac djnh kttt qufi chfio ban canh tranh.

Dieu IS. Thong bao kttt qua chfio ban cynh tranh cho nhfi dlu tir

1.Trong thfti gian ttti da nSm (05) ngfiy lfim viec ktt tft ngfiy lap bittn ban xac djnh kttt qufichfio ban canh teanh, Quy Bfiu ta Phat teiln thfinh phtt Dfi NSng phtti hgp Cttng ty ctt

phan Chftng khoan Agribank - Chi nhanh Mittn Trung cttng btt kttt qufi chfio ban canhteanh ctt phan tyi dja dittm chfio ban canh teanh, tettn teang thttng tin dien tft cua Cttng tyctt phln Chftng khoan Agribank - Chi nhanh Miln Trung, Quy Dfiu ta Phat teiln thfinh

phtt Dfi NSng vfi thttng bao cho nhfi dlu ta trung chfio ban cynh tranh kit qua trung chfioban cynh tranh vfi thgc hien viec thanh toan tofin bf tittn mua ctt phfin vfti cac nhfi dlu ta

trong thfti han khong qua bfiy (07) ngfiy ktt tft ngfiy cong btt kttt qufi chfio ban cynh tranhctt phan. Nhfi dau tu trung chfio ban canh tranh dugc trft stt tittn da dfc cgc d! xac djnh stt

tittn thanh toan tittn mua ctt phfin do trung chfio ban cynh tranh con lyi.

2.Nhfi dau tu nhfin kit qua tepc tittp tyi Cttng ty cfl phln Chftng khoan Agribank - Chi

nhanh Mittn Trung teong vttng ba (03) ngfiy lfim vittc ktt tft ngfiy cttng btt kttt qua chfio bancynh teanh. Truftng hgp nhfi dlu tu khong nhyn kit qufi tyi Cong ty co phln Chftng khoan

Agribank - Chi nhanh Mittn Trung, Cttng ty ctt phfin Chftng khoan Agribank - Chi nhfinhMittn Trung cft teach nhiem gfti kttt qufi chfio ban canh tranh cho nhfi dfiu ta theo phuongthftc dam bao ngay teong ngfiy lfim viec tittp theo (ngfiy lfim viec thft 04 k! tft ngfiy cong

btt kttt qui chfio ban cynh teanh).

Dieu 16. Phuong thuc va dia diem thanh toan tittn mua co phan

1.CSn cft vfio thttng bao kttt qufi chfio ban canh teanh do Cttng ty ctt phln Chung khoan

Agribank - Chi nhanh Mittn Trung cung cap, nhfi dau ta trung gia mua ctt phan co teachnhiem thanh toan tittn mua ctt phan teong gift lfim viec cac ngfiy tft ngfiy 31/07/2019 dttnngfiy 06/08/2019.

2.Hinh thftc thanh toan tittn mua ctt phln: thanh toan bSng dttng Viet Nam theo hinh thftcnfp tiln mfc hofc chuyln khofin vfio tfii khoan sau:

-Tttn tfii khofin: Cttng ty ctt phln Chftng khoan Agribank - Chi nhfinh Miln Trung

-So tfii khofin: 2001 201 111 798 Tyi Ngan hfing Nflng nghiep vfi Phat teiln nttng thttn Viflt

Nam Chi nhanh Hfii Chau - Bfi NSng

-Nfi dung: Nfi dung nfp tiln/chuyln tiln ghi rtt: "Hp vfi tttn/tSn ttt chftc, Stt CMT/S6

DKKD (ngfiy vfi nai cap); Thanh toan tittn mua... ctt phan (ghi rtt stt lugng) trung gia cuaCttng ty ctt phln Thfim djnh gia vfi djch vy tfii chinh Dfi NSng".

3. Cttng ty ctt phln Chftng khoan Agribank - Chi nhanh Miln Trung cft teach nhifm chuylntofin bf tiln mua ctt phan vb tfii khoan nhyn tiln thu tft chuyttn nhugng vttn sau ba (03)

ngfiy lfim vifc ktt tft khi httt thai hyn thanh tofin mua ctt phan.

Dieu 17. Xft ty cfic trvftng hop vi pham

1.Nhftng truftng hgp sau day bj coi lfi vi phym Quy chtt chfio ban canh teanh vfi nhfi dau takhttng dugc nhyn lyi tittn dat cpc:

-Khttng nfp Phittu tham dg chfio ban canh teanh hofc nfp khttng dung thfti hyn quy djnhtyi Khofin 2 Bilu 11 cua Quy chtt nfiy;

-Phittu tham dg chfio ban cynh teanh khttng dap ftng quy djnh tai Khofin 1 Bilu 11 cuaQuy chtt nfiy hofc bj rach, nat, tly xofi, khttng xac djnh dugc gifi hofc khfli lugng dfc

mua;

-Khttng ghi gifi vfi/hofc khoi lugng tettn Phittu tham dg chfio ban cynh teanh;

-DSng ky nhung khttng dfc mua (tofin bf hoyc mft phln) se khttng dugc nhyn lai tiln dfc

cgc taong ftng vdi stt ctt phfin khttng dfc mua;

-Khttng thanh toan tofin bf hofc mft phfin stt ctt phfin dugc quyln mua theo kit qufi chaoban cynh teanh. Nha dfiu ta stt khttng dugc nhan lyi stt tiln dfc cgc tuang ftng vfti sft ctt

phfin tft chtti mua. Trong truftng hgp nha dfiu ta chi thanh toan mft phfin, stt ctt phfintrung gia mua cua nha dfiu ta stt dugc Ban to chftc chfio ban cynh tranh xttt theo thft tgmftc gia dfc mua tft cao xuttng thap teong cac mftc gifi dfc mua cua nhfi dfiu tu do.

2.Hfi dttng chao ban cynh teanh cft trach nhiflm xem xttt xft ly cfic truang hgp vi phym tyikhofin 1 Bittu nfiy vfi cfic truftng hgp vi phym khfic tuy theo mftc df vi phym.

Dieu 18. Xft ty co phan khong ban hit

Trong thfti han ba (03) ngay ktt tft ngay xac djnh s6 lugng co phln khttng ban hit, Cttng ty cttphfin Chftng khofin Agribank - Chi nhfinh Miln Trung thttng bao cho Quy Dfiu tu Phat teiln

thanh phtt Da NSng dtt xft ty theo quy djnh.

Dieu 19. Xft ty trvftng hop cufc chfio ban cynh tranh khdng thfinh cdng

Trong thfti han ba (03) ngfiy lfim viec ktt tft ngfiy xac djnh cufc chfio ban cynh teanh cd phfinkhttng thanh cttng, Cttng ty ctt phfin Chftng khoan Agribank - Chi nhanh Mittn Trung thttngbao cho Quy Dfiu tu Phat trittn thanh phtt Ba NSng v! cufc chao ban canh teanh khttng thanh

cttng de xft ly theo quy djnh.

Dieu 20. Xft ty tiln dat eye

1. CSn cft trttn kttt qufi chao ban cynh teanh Cttng ty cfl phan Chftng khofin Agribank - Chinhfinh Miln Trung chuyttn tefi tittn dfc cgc cho nha dfiu ta tham dg chfio ban canh teanh

14

hgp lf nhung khttng dugc mua co phln teong vong nSm (05) ngay lam vifc ktt tft ngay

cttng btt kttt qua chao ban canh tranh. Theo do, Cttng ty ctt phfin Chftng khoan Agribank -Chi nhanh Mittn Trung cft teach nhiem thanh toan lai tittn dfc cgc cho cac nha dfiu ta thamgia chao ban canh tranh cft tham dg cufc chao ban cynh teanh nhung khttng dugc mua ctt

phfin tft ngfiy 31/07/2019 dttn ngfiy 06/08/2019.

2.Dtti vfti cac nhfi dau ta trung chfio ban cynh teanh, khofin tittn dSt cgc dugc bft trft vfio

tflng stt tiln thanh toan mua ctt phfin. Truang hgp tiln dfc cgc tham dg chfio bfin cynh

teanh cua nha dfiu tu lftn han tiln thanh toan mua ctt phfin trung chfio bfin cynh teanh, nhfi

dfiu ta phfii cft vSn ban gfti tfti Cttng ty ctt phfin Chftng khoan Agribank - Chi nhfinh Miln

Trung teuftc thai hyn httt hyn thanh toan tiln mua ctt phfin teong truftng hgp muttn tft chtti

mua cfl phfin.

3.Cac khofin tittn dfc cgc khttng phai hoan lyi do nhfi dfiu tu vi phym quy chtt chao ban cynh

teanh quy djnh tyi Khofin 1 Bilu 17 Quy chtt nay dugc Cong ty ctt phfin Chftng khoan

Agribank - Chi nhanh Mittn Trung chuyttn ve tai khofin nhfin tittn thu tft chuyen nhugng

vttn cua Quy Bfiu tu Phat teiln thanh phtt Ba NSng xft ly theo quy djnh.

4.Nha dfiu tu nfp tiln dfc cgc trgc tittp vao Tai khoan si 2001 201 111 798 Tyi Ngfin hang

Nttng nghiep va Phat teiln nttng thttn Vift Nam Chi nhanh Hfii Chfiu - Ba Nfing dugc

nhyn lyi tiln dfc cgc bfing tiln mat tyi Cttng ty ctt phfin Chftng khoan Agribank - Chi

nhanh Mittn Trung.

5.Nha dau tu nfp tittn dfc cgc bSng hinh thftc chuyln khofin va cung cip dfiy du thong tin

vb tai khoan se dugc nhfin lai tittn dfc cgc bSng hinh thuc chuyttn khoan.

Dieu 21. Cac quy dinh khac

1.Moi thic mfc cua nha dlu ta (nttu cft) ve teinh tp, thu tgc chao ban cynh tranh phfii dugc

nttu lttn va gifii quyttt teong cufc chao ban cynh teanh. Cong ty ctt phfin Chung khoan

Agribank - Chi nhanh Mittn Trung khttng chju tefich nhiem dtti vfti cac thac mSc cua nhadlu ta sau khi cufc chao ban canh teanh kit thuc.

2.Cong ty co phan Chftng khoan Agribank - Chi nhanh Miln Trung khttng chju teach

nhifm vb gia tej cua ctt phfin chao ban cynh teanh, trft truftng hgp khong thttng bao dfiy

du, chinh xfic nhung thttng tin do Quy Bfiu ta Phfit trittn thfinh phtt Ba Nang cung cfip.

Dieu 22. Hifu lgc thi hanh

1.Quy chtt nay co hiflu lgc thi hfinh ke tft ngfiy ky.

2.Trong qua teinh thgc hifln, nttu cft vuftng mic, thfinh vittn Hfi dttng chfio ban cynh teanh

ctt phln, Ban tfl chftc chfio ban canh teanh, ttt chftc, ca nhfin tham gia chao ban canh tranh

kiln nghj cfic nf i dung cfin btt sung, sfta dtti d! trinh Truftng Ban to chftc chao ban canh

15

16

NGUYEN TRUNG KIENkiX

teanh va Chu tich Hfi dong chao bfin cynh teanh xem xet, quyet djnh. Mpi quyet djnh

chinh sfta, btt sung Quy chtt nfiy (neu cft) se dugc cttng btt trttn website cua Quy Bfiu ta

Phat triln thfinh phtt Da NSng va Cttng ty ctt phfin Chftng khofin Agribank - Chi nhfinh

Mittn Trung.

3. Thanh vittn Hfi dttng chao bfin cynh teanh, Ban to chftc chao bfin cynh teanh, ttt chftc, ci

nhan tham gia chfio ban cynh teanh vfi cfic ttt chftc, ca nhfin cft littn quan khac chju teach

nhifm thi hanh Quy chtt nay.

CONG TY Cd PHAN CHUNG KHOAN AGRIBANK

CHI NHANH MlEN TRUNG

Xac nhau cua Cong ty cp Chung khoan Agribank -• CN Mien Trung (Verification of the rcgisfcriug ^artv)

1.Ban sao CMND / Giay chung nhan dang ky kinh doanh:EH

2.Giay uy quyen cho dai dien thyc hien viec tham gia chao ban:Q

3.Ti^n coc mua c6 phdn (s6 c6 phn dang ky mua x 12.259 ddng x 50%):

!dong | j Bang chtt:

Thii quyKe toanKiem soatNhan vien nhan phieu

Ca nhan (to chuc) dang kyXac nhan ciia to ch ifc cung ting djch vy thanh toan

Sau khi nghien cifu ho so chao ban canh tranh co phkn cii^ Quy Bku tur Phat tridn Viet Nam tai Cdng ty cd phn Thamdinh gia va Dich vu tai chinh Ba Nlng, toi/chung tdi ty nguyen tham gia cupc chao ban canh tranh va cam k^t thyc hien

nghiem tuc Quy chao ban canh tranh ban hanh.

B^ngchu(ln words):So co phan dang ky mua (Bidding volume):

Ico phan (shares) j ;

_J L„_

Tai Ngan hang/ To chuc cung urng dich vu thanh toan hoat dong a Viet Nam (apdung cho nha dau tu nude ngoai) (Name of Bank or The authorized depositoryinstitution in Vietnam-applied for foreign investors):

~ll

S6 tai khoan (ngu co):

(Account No., if any)

Email:Fax:Dien thoai (Telephone No.)

Cap tai:(Place of issue):

Cap ngay:(Date of issue):

So CMND/Giay CN. dang ky kinh doanh:(ID/Business License No.):

Dja chi (Address):

PHIEU DAN^ KY THAM CUA CHAO BAN CANH TRANH CO PHANNgay(day)thdngfmonth)ndm(year) 2019

Kinh gui: Hdi Song chao ban canh tranh co phan cua Quy Dau tu- Phat trien Da Nang

tyi Cong ty co phan Thfim djnh gii va Djch vy tai chinh Da Nfing

Ten ca nhan/to chirc (Name of individual or institution):

(Ban hdnh kirn theo Ouyt'i dinh sit 233 2019 Of) AdlU 'NMTngay 05 thang 07 n&m 2019 Vft viftc han hanh Guy che chim ban

canh Irctnh cd phdn cua Quy Dtht tir Phdi men thanh phi Dd Ndngtai ( dng ly cd phdn Thdtn dinh gid vd Dich vu tdt chinh Dd Ndng)

Phu lucsdOl

Ma sd nha ^au tu:

Tttn to chuc, cfi nhan tham gia chao ban canh tranh

(Ky, dong ddu (doi vdi to chuc), ghi ho ten)

Khoi Itrong co phfin dat muaBang chuBSng so

Muc gia dat mua

long so:

STT lf nh

,ngdy ...thdngndm 20...

Ma so:(Do Hpi dong chao bdn canh tranh cdp)

PHIEU THAM DU CHAO BAN CANH TRANHKinh gui: Cong ty ctt phfin Chung khoan Agribank- Chi nhanh Mien Trung

Tttn ttt chftc hofc ca nhfin:Stt BKKD/CMND/Hf chittuNgayclpNoi dpBjachi:Dien thoai:Fax:Stt tai khoan:MfttoiStt ctt phfin dang ky mua:Gia khdi diim: 12.259 dttng/ctt phfin

Ngay ttt chftc chao ban canh tranh: 30/07/2019Stt tiln dat cpc da nfp:

(BSng chu:).Ngay thanh tofin: 31/07/2019-06/08/2019Ngay tea tiln dfc cgc: 31/07/2019 - 06/08/2019Sau khi nghittn cftu ky htt so va Quy chtt chao ban canh teanh ctt phfin cua Quy Bfiu ta Phfitteittn thanh phtt Da NSng tai Cttng ty ctt phfin Thlm djnh gia va Djch vu tai chinh Ba NSng,

toi/chiing ttti dttng y tham gia chao ban canh teanh mua ctt phfin da dSng ky vfti mftc gia nhu

PHJJ LQC SO 02PHIEU THAM Dl/ CHAO BAN CANH TRANH

(Ban hdnh kem theo Quyit dinh sS 233/2019/QD-AGR - CNMTngdy 05 thdng 07 nam 2019

Ve viftc ban hdnh Quy che chao bdn canh tranh cdphdn cita Quy Ddu tuPhdt trien thanhpho Dd Ndng tai Cong ty co phdn Tham dinh gid vd Dich vu tdi chinh Dd Ndng)

C0NG HOA XA HOI CHU NGHIA VIET NAMDoc lap - Tu do - Hanh phfic

, ngdy ...thdngndm 20...

GIAY UY QUYENKinh gui: Hfi dttng chao ban canh tranh co phln cua Quy Dfiu tu Phfit triin thanh phd

Da NSng tai Cong ty ctt phin Tham dinh gia va Djch vu tfii chinh Da NSng

Tttn ttt chftc hofc ca nhfin:

Stt BKKD/CMND/Hf chittuNgayclpNai dp

Bjachi:

Dien thoai:Fax:

Tttn ngufti dai dien (dfli vfti nha dfiu ta ttt chftc):

CMND/CSn cuftc cttng dfin/Hf chittu:Ngay dpNai dp

Do khttng co dittu kifn tham dg trgc tittp chao ban cgnh teanh ctt phfin tfc Cong ty ctt phfinChftng khoan Agribank - Chi nhanh Miln Trung dugc ttt chftc vao ngay 30/07/2019, nay ttti:

UY QUYEN CHO:

6ng(Ba):

CMND/Hf chittuNgayclpNai dp

Bjachi:

Bittn thoai:Fax:

Thay mat ttti tham gia chao ban c&nh teanh co phfin cua Quy BSu ta Phfit trittn thanh phtt BaNang tfc Cttng ty co phfin Thfim djnh gia va Djch vp tai chinh Bfi Nang, bao gttm cfic cttngvifc sau:

1.Lam thu tac dfing ky tham gia chao ban c^nh teanh (difln thttng tin vfi ky nhfin vfio dan,nfp tittn dfc cgc vfi nfp htt so dSng ky tham gia mua ctt phfin).

2.Ghi gia, khtti lugng, ky nhfin vao phittu tham gia chfio ban cgnh teanh vfi trgc tittp tham giaphittn chao ban canh teanh.

PHQ LQC SO 03

GIAY UY QUYEN(Ban hdnh kem theo Quyit dinh sd 233/2019/QD-AGR - CNMTngdy 05 thdng 07 ndm 2019

Vft viftc ban hdnh Quy che chao bdn cqnh tranh co phan cua Quy Ddu tu Phdt trien thanhpho Dd Ndng tai Cong ty co phdn Tham dinh gid vd Djch vyt tdi chinh Dd Ndng)

CQNG HOA XA HOI CHU NGHlA Vl^T NAMDfc lap - Tu do - H^nh phuc

xac nhan cua ubnd phltcjng, xa hoac co quan nha nu6c co thamquyEn

(tru&ng hpp nguoi uy quyen Id cd nhdn)

Qng(Ba)cft nghla vg thgc hien dung cac quy djnh ve chao ban canh

teanhtfc Quy chtt chao ban cgnh toanh ctt phfin do Cttng ty ctt phln Chftng khofin Agribank -Chi nhanh Mittn Trung ban hanh, khttng dugc uy quyln cho ngufti khac va co teach nhiemthttng bao lfc kttt qui chao ban canh teanhcho ngufti uy quyln.

Ngufti dugc uy quyenNgufti uy quyen(ky, hp ten)(Ky, hp ten vd dpng ddu (niu co))

ngdythdngndm 20...

DON DE NGHI HUY DANG KY THAM DV" CHAO BAN CANH TRANHKinh gfti: Cttng ty ctt phfin Chftng khofin Agribank - Chi nhanh Miln Trung

Tttn ttt chuc/ca nhfin:

Stt DKKD/CMND/Hf chittu:Ngay dpNai dp

Ma stt nha dfiu tu:

Dja chi:

Bittn thoai:Fax:

Ttti da thgc hifn dfing ky tham giachao ban canh teanh cfl phfin cua Quy Bfiu ta Phfit teiln

thanh phfl Ba NSng tyi Cttng ty ctt phfin Thfim djnh gia va Djch vg tfc chinh Ba NSng.

Nay chung ttti/ttti dtt nghj huy dSng ky tham gia chfio bfin canh teanh ctt phfin cua Quy Bfiu tuPhat teittn thanh phtt Ba Nang tfc Cttng ty ctt phfin Thfim djnh gia va Djch vu tyi chinh DfiNSng vfti lydo:

Ttti xin chfin thanh cam on./.

Ten to chuc, ca nhan tham gia chao ban canh tranh

(Ky, dong ddu (doi v&i to chuc), ghi hp ten)

PHQ LQC SO 04DON BE NGHI HUY BANG KY THAM GIA CHAO BAN CANH TRANH

(Ban hdnh kem theo Quyit dinh so 233/2019/QD-AGR - CNMTngdy 05 thdng 07 ndm 2019Ve viftc ban hdnh Quy chi chao bdn cqnh tranh cdphan cua Quy Ddu tu Phdt triin thanh

pho Dd Ndng tai Cong ty cdphdn Tham dinh gid vd Djch vu tdi chinh Dd Ndng)

CQNG HOA XA HQl CHU NGHLA VIET NAMDfc lfp - Tu do - Hanh phtic

Phfin danh cho Ttt chftc thgc hifn chao ban canh teanhco phfin:Xac nhfin dfi nhfin don dtt nghj cua nha dfiu ta:Stt CMND/Cfin cuftc cttng dfin/(DKKD)vao lucgiftngay

Nhfin vien giao dichKittm soat(Ky, ghi hp ten)(Ky, ghi hp ten)

, ngdythdngndm 20...

DON DE NGHI CAP LAI PHIEU THAM D\f CHAO BAN C^NH TRANHKinh gfti: Cong ty ctt phfin Chftng khoan Agribank - Chi nhanh Mittn Trung

Tttn ttt chftc/ca niton:Stt CMND/ Stt BKKD:Ngay dpNai dpMa stt nha dfiu tuDja chi littn lac:Bittn thoai:Stt tai khoan:MfttfcNgaychung ttti/ttti da nfp don dfing ky tham gia chao ban canh teanh cf phfin cuaQuy Bau ta Phfit trittn Ba NSng tfc Cttng ty ctt phfin Thlm djnh gia va Djch vp tai chinh BaNangVfti stt lugng:(Vittt bfing chft:)Va da dfc coc stt tiln:(Vittt bSng chu)

taang duang 50% gifi tej dang ky theo gia khfti dittm.TaiNay chung ttti/ttti dtt nghj dugc cfip lai Phittu tham dg chao ban canh teanh, ty do:d Phittu tham dg chao ban canh teanhbj rach nat, tfiy xoa,.. .(dinh kem theo don nay)D Mfit phittu tham dg dfi cfip.Truftng hgp phat sinh teanh chip littn quan den Phittu tham dg chao ban cgnh tranncua chungttti/ttti thi chung ttti/ttti se cft teach nhiem chftng minh va chju hoan toan teach Mniem truftcphap lufit. Chung ttti/ttti cam doan nhung thttng tin tettn la dung sg thfit.

Ten to chftc, ca nhfin tham gia chao ban canh tranh(Ky, ddng ddu (doi v&i td chuc), ghi hp ten)

PHU L^C S6 05

BON BE NGHI CAP LAI PHIEU THAM GIA CHAO BAN CANH TRANH(Ban hdnh kem theo Quyit dinh sd 233/2019/QD-AGR - CNMTngdy 05 thdng 07 ndm 2019

Ve viftc ban hdnh Quy che chdo bdn canh tranh co phdn cua Quy Ddu tu Phdt trien thanhphd Dd Ndng tai Cdng ty cdphan Tham djnh gid vd Djch vu tdi chinh Dd Ndng)

CQNG HOA XA HQl CHU NGHIA VIET NAMDoc lap - Tg do - Hanh phtic