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MASTERCLASSES!ONCORPORATELAWS · Limited, Chennai, a listed software company with global% presence, Murugappa Group of Companies comprising of listedandunlistedcompanies %& TajGroupofCompanies

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Page 1: MASTERCLASSES!ONCORPORATELAWS · Limited, Chennai, a listed software company with global% presence, Murugappa Group of Companies comprising of listedandunlistedcompanies %& TajGroupofCompanies
Page 2: MASTERCLASSES!ONCORPORATELAWS · Limited, Chennai, a listed software company with global% presence, Murugappa Group of Companies comprising of listedandunlistedcompanies %& TajGroupofCompanies

 MASTER  CLASSES  ON  CORPORATE  LAWS    

(50  hours  Online  Educational  Certificate  Program  from  Industry  Experts)  15  days  -­‐  June  19,  2020  to  July  03,  2020  

(7.00  AM  to  10.00  AM)    

About  the  Program  This   unique   program   is   an   attempt   to   bridge   the   distancing   between   the   academia   and  Industry   in   times   of   social   distancing   and   make   generation   next   prepared   as   per   the  expectations  of  the  Industry.  The  resource  persons  identified  for  the  classes  are  experts  in  their  respective  areas  and  have  rich  experience  of  15-­‐25  years.  The  topics  had  been  selected  based  on   their   importance,  utility,  complexity  and   Industry   requirements.  Please   refer  annexure   for  indicative  topics  and  resource  persons.      Who  can  attend  This   program   is   open   for   all   students,   research   scholars,   alumni’s   of   all   National   Law  Universities  and  members/students  of  professional  Institutes  (ICSI,  ICAI  &  ICMAI).    Participation  fees,  Mode  of  participation  &  attendance  There  is  no  fee  for  participation.  The  classes  shall  be  conducted  through  online  mode.  Link  for  the  same  shall  be  sent  to  email  address  shared  by  you   in  registration  form.  The  certificate  of  participation  shall  be  issued  only  to  those  who  had  attended  minimum  45  hours  of  the  classes.      Questions  During  the  class  you  can  post  your  questions  in  window  provided  for  submission  of  the  same.  However   we   would   encourage   you   to   please   share   all   your   questions   through   e-­‐mail   at  [email protected].          Link  for  Registration  Registration   can   be   made   during   June   16,   2020   to   June   18,   2020   at    https://rmnlu.webex.com/rmnlu/onstage/g.php?MTID=e5d50b94114e83b6744f4ea9e872874d6        Link  for  joining  the  classes  shall  be  shared  on  your  email  id  after  you  register  on  the  above  link.    Program  Director  Dr.   Visalakshi   Vegesna,   HOD,   Department   of   Legal   Studies,   Dr.   Ram   Manohar   Lohiya  National  Law  University,  Lucknow  (email  –  [email protected])    Program  Coordinator:  CS  &  IP  Amit  Gupta,  Lucknow    For  any  queries  please  contact:  Mr.  Aditya  Rathe  @  9532847184,    email  –  [email protected]  

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Annexure  -­‐  A  Details  of  topics  proposed  to  be  covered  

Sr.  No.  

Title   Coverage  

1.   Corporate  Governance  framework  for  listed  entities,  unlisted  entities  &  family  companies  

• Basics  of  Corporate  form  of  business  • Broad  framework  with  the  help  of  case  studies  and  

illustrations   for   listed   entities,   unlisted   entities   &  family  companies  

2.   Issuance  of  Securities   • Issue  of  Securities  on  Right  basis  • Private  Placement,  Preferential  allotment  • Issuance  of  preference  shares,  redemption  • Issuance  of  Debentures  • Buyback  of  shares  • Valuations  requirements  in  various  cases  

3.   Powers  &  duties  of  Board  

• Powers  of  Board  • Borrowings  • Deposits  • Loan  to  Directors  and  related  entities  • Inter-­‐corporate  Loans  &  investments  • Wholly  owned  Subsidiaries  &  Exemptions  • Inter  play  between  Layering  rules  under  section  

2(87)  &  186(1)  • Duties  of  directors  

4.   Critical  Points  regarding  Accounts  &  disclosures  in  Annual  Report    

• Maintenance  of  Books  of  Accounts  –  Location  (electronically/physically)  

• Right  to  inspect  • Approval  of  financial  statements  • Consolidation  of  financial  statements  • Re-­‐opening  of  books  of  accounts  • Voluntary  revision  of  financial  statements  • Content  of  Board  Report  • Content  of  Annual  report  

5.   Critical  issues  regarding  Audit  &  Auditors  

• Appointment  of  Auditors  –  Statutory,  Internal,  Secretarial  

• Casual  Vacancy  • Removal  of  Auditor  • Disqualifications  • Restriction  on  Services  • Fraud  Reporting  • NFRA  • Recent  changes  in  CARO  Reporting  

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6.   Corporate  Social  Responsibility  

• Legal  framework  • Applicability  • CSR  Committee  • Determination  of  amount  required  to  be  spend  • CSR  Activities,  Implementing  Agencies  • Monitoring  • Disclosures  • Proposed  Changes  

7.   All  about  Dividend,  IEPF  &  Key  Managerial  Personnel  

• Conditions  for  declaration  of  Dividend  • Provision  regarding  Depreciation  • Interim  Dividend  • Declaration  of  dividend  out  of  Profits/reserves  • Secretarial  Standard  -­‐3  • Transfer  of  dividend  to  IEPF  • Transfer  of  shares  to  IEPF  • Appointment  of  MD/WTD  • Remuneration,  commission,  inadequacy,  Schedule  

V    • Appointment  of  KMP  • Secretarial  Audit  • Duties  of  CS  

8.   Related  Party  Transactions  

• Disclosure  of  Interest  • Interested  Director  • Identification  of  Related  Parties  • Restriction  on  Voting  • Audit  Committee  Approval  • Transaction  covered  under  188  • Related  Parties  as  per  SEBI  (LODR)  • Restrictions  under  SEBI  LODR  on  Related  Party  

Transactions  • Disclosure  in  financial  statements  • Maintenance  of  records  

9.   Corporate  Restructuring  

• Fast  track  merger  • Restructuring  through  NCLT  route  • Compromise  &  arrangement  • Position  under  Insolvency  law  • Case  studies  

10.   Oppression  &  Mismanagement  &  Class  action  suits  

• What  is  oppression  &  management  • Eligibility  conditions  for  filing  case  under  section  

241  &  242  of  the  Companies  Act,  2013  • Settled  positions  through  various  case  laws  • Landmark  judgments  • Class  action  suits  

Page 5: MASTERCLASSES!ONCORPORATELAWS · Limited, Chennai, a listed software company with global% presence, Murugappa Group of Companies comprising of listedandunlistedcompanies %& TajGroupofCompanies

11.   Role  of  a  Corporate  General  Counsel  &  emerging  Alternative  dispute  resolution  mechanism  

• Role,  Responsibility  &  Challenges  of  Corporate  General  Counsel  

• Drafting  of  agreements/contracts  • Negotiations  • Arbitration,  Mediation,  Conciliation  • Online  process  • Opportunities  &  challenges  

12.   Overall  framework  for  debt  recovery  and  challenges  &  Evolution  of  Insolvency  &  Bankruptcy  law    

• SARFAESI  • DRT  mechanism  • Challenges  • Important  definitions  • Who  can  trigger  Insolvency  • Corporate  Insolvency  Resolution  Process  • Resolution  Plan,  Liquidation  

13.   Individual  Insolvency  &  Bankruptcy  

• Important  definitions  • Who  can  trigger  • Difference  between  insolvency  &  bankruptcy  • Adjudicating  authority,  Fresh  start,  Bankruptcy  • Undischarged  insolvent  • Consequences    

14.   Securities  Laws   • Compliance  framework  for  listed  entities  under  SEBI  (LODR)  Regulations,  2015,  SEBI  (SAST)  Regulations  &  SEBI  (PIT)  Regulations  &  other  relevant  regulations  

15.   Financial  Market  Regulations  

• Compliance  framework  in  financial  market  • RBI,  NBFC’s,  Micro  finance  • Banking  Regulation  Act  • Money  Market  Instruments  • Government  Securities  • Foreign  exchange,  derivatives  • Asset  reconstruction  Companies  

16.   Competition  law   • Overview  of  Competition  Act  and  Abuse  of  Dominance  and  its  provisions  in  practice  

• Anticompetitive  Agreements  • Application  of  Provisions  related  to  

Anticompetitive  Agreements  to  Business  Practices  • Combinations  and  its  provisions  in  practice  • Application  of  the  Provisions  related  top  

Combination  Provisions  to  Business  Practices  • Developing  Competition  Law  Compliance  

Programme  

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17.   Panel  Discussion     • Panel  discussion  on  way  forward  and  challenges  in  Corporate  Laws  in  view  of  COVID  19  pandemic    (Panelist  –  Vice  Chancellors  of  various  National  Law  Universities,  Resource  Persons  &  experts)    

Page 7: MASTERCLASSES!ONCORPORATELAWS · Limited, Chennai, a listed software company with global% presence, Murugappa Group of Companies comprising of listedandunlistedcompanies %& TajGroupofCompanies

     

Annexure  -­‐  B  Eminent  Speakers  

(In  alphabetical  order)      

1.  

 

CS   Amit   Gupta,   PCS   &   IP:   CS   Amit   Gupta   is   a   Fellow  Member  of   the   Institute  of  Company  Secretaries  of   India  &  Insolvency  Professional,  passionately  engaged  in  practice  of  the   profession   for   the   last   19   years   in  Corporate   and   allied  Laws   and   providing   out-­‐of-­‐the-­‐box   solution   on   complex  legal   &   strategic   management   issues.   He   is   a   Science   and  Law   Graduate   and   Diploma   Holder   in   Banking   &   Finance  from  ICFAI.    He   is   a  Member  of  Northern   India  Regional  Council   of   ICSI  (NIRC)   for   2015-­‐18   &   2019-­‐2022.   He   is   also   chairman   of  Corporate   law  committee  of  NIRC  and  member  of  Auditing  Standards   Board.   He   is   keen   academician,   actively   serving  the   profession   and   has   made   significant   contribution   in  various   publications   released   by   ICSI   and   as   Member   of  Secretarial   Standards   Board   for   the   year   2017   &   2018,  Auditing   Standards   Board   for   the   year   2016,   2017,   2018   &  2019,   Research   committee,   Task   force   &   core   groups   on  corporate   law,  Core  Group  on  Governance  and  Compliance  Board   Report   Statement   (GCBRS)   for   the   year   2018   and  Chairman  of  Core  Group  on  Corporate   Law  Publications   of  ICSI  for  the  year  2018.  He  has  made  notable  contribution  as  member  of  committee  constituted  for  Vision  New  ICSI  2022  &  structuring  of  new  syllabus  in  the  year  2017.  

2.  

 

CS  Anshul  Kumar  Jain,  General  Manager,  Reliance  Retail  Limited:   CS  Anshul   Kumar   Jain   is   a   fellow  member   of   the  Institute  of  Company  Secretaries  of   India   (ICSI).  He  has  the  experience  of  over   18  years   in   the   field  of  Corporate  Laws,  SEBI   related   matters,   Information   Technology,   Prevention  of  Money  Laundering,  Stock  Exchange  Arbitration,  etc.        He   has   worked   with   the   business   group   and   firm   like   ITC,  Edelweiss,  Mehta  &  Mehta,  etc.    Presently  he  is  working  with  Reliance  Industries  Group  where  he  takes  care  of  Retail  and  Land  related  entities  of  the  group.          Anshul  is  hard  core  professional  and  known  for  his  research  on   various   topics.   He   helped   many   Indian   companies   and  MNCs   to   implement   successfully   the  Companies  Act,   2013.  He  has  given  more  than  150  presentations  on  various  topics.  His  presentation  on  Board’s  Report   is  viewed  by  more  than  10,000   people   including   regulator   Ministry   of   Corporate  Affairs  and  presentation  on  effective  use  of   IT   in  profession  is  viewed  by  around  15,000  people  across  the  country.  

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3.  

   

CS  G  P  Madaan,  Managing  Partner  Madaan  Law  House:  G  P  Madaan,   an   alumnus   of   Shri   Ram   College   of   Commerce  (DU),   Law  graduate   from  Campus   Law  Centre   (DU),   fellow  member   of   ICSI,   besides   holding   diplomas   in   Labour   Laws  and   Corporate   Laws   and   Management   has   vast   practical  experience   of   over   34   years   in   the   Corporate   Legal,  Secretarial,   Capital   Markets,   Financial   and   Managerial  Disciplines.   His   law   firm   specialises   into   Corporate   Legal  Advisory,  Arbitration  and  Litigation  (High  Courts  and  NCLT).  He  has  been  Chairman  of   Institute  of  Company  Secretaries  of  India  –  Northern  Region  in  2005.  For  the  years  2012-­‐18,  he  was   Co-­‐Chairman   of   National   Council   for   Mergers   &  Acquisitions  of  ASSOCHAM.  He  has  written  various  articles  on   different   subjects   for   professional   magazines   and   web  portals.  He  has  addressed  many  Conferences  and  Seminars  organized   by   various   Professional   Bodies,   Industry  Associations,   Chambers,   Ministries,   Universities,  Management   Institutions   and   Regulators.   He   has   also  conducted   and   addressed   more   than   300   workshops   on  orientation  of  Boards  and  Senior  Management  on  diversified  subjects   prominent   being   Companies   Act,   Corporate  Governance,   Board   Practices   &Procedures,   CSR,  Independent   Directors,   LODR,   NCLT   and   Insolvency   &  Bankruptcy   Code,   2016   and   Prevention   of   Sexual  Harassment   at   Workplace.   He   has   been   pioneer   in  organising  Awareness  programs  on  POSH  on  Indian  on  pan  India  basis.  His  domains  of   expertise   include  practice  areas  and   sectors   (litigation   and   advisory)   like   Insolvency   and  Bankruptcy   Laws,   Company   Law,   Other   Corporate   Laws,  Securities   and   Capital   Market   Laws,   Dispute   Resolution   –  Litigation,   Commercial   Arbitration,   Mediation   and  Conciliation   ,   Consumer   Affairs   and   Real   Estate   –  Investments,  Exits,  Due-­‐Diligence  and  Advisory.  

4.  

 

Dr.   J   N   Gupta,   Executive   Director   (Retired)   SEBI:   Mr.  Gupta   is   the   Founder   and   Managing   Director   of  Stakeholders   Empowerment   Services.   He   is   ultimately  responsible   for   all   aspects   of   the   firm’s   strategy,   team  and  operations.  He  has  over   37   years  of  diversified  professional  experience   in  public  and  private  sector   including  two  terms  with   securities  market   regulator   (SEBI)   in   India.   In   his   first  stint  with  SEBI   (1994-­‐96),  Mr.  Gupta  was  the  Division  Chief  of  Primary  and  Secondary  Market  Division.  He  was  the  SEBI  nominee  director  on  the  boards  of  Pune  and  Vadodra  Stock  Exchange.   He   re-­‐joined   SEBI   in   July   2009   as   Executive  Director   for   a   two   year   term   and  was   in   charge   of  Market  Regulations,   Surveillance,   Derivatives   and   New   Products  departments.  He  was  a  member  secretary  of  the  Committee  headed  by  Dr.  Bimal  Jalan,  former  Governor,  RBI,  to  review  market   Infrastructure   Institutions.   He   was   also   SEBI  nominee   on   IOSCO   Standing   Committee,   member   of  Steering  Committee  of  CPSS-­‐IOSCO.  Mr  Gupta   is  a  B  Tech  (Electrical   Engineering.)   from   IIT   Kanpur   (1977),   CAIIB  (1984),   and   Certified   Financial   Analyst,   ICFAI   (1991).   He  

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started   his   career   with   BHEL   and   later   worked   with   State  Bank  of   India,   Indo  Gulf   Fertilizers   Ltd  &  Grasim   Industries  Ltd.   He   also   worked   with   Kazstroyservice   Group,  Kazakhstan   from  2001   to  2009,  as  Group  CFO.  He   is  also  a  member   of   International   Corporate   Governance   Network  (ICGN).    Mr.  Gupta  is  also  a  member  in  the  following  Committees:  1.  Capital   Markets   Committee   of   CII   and   ASSOCHAM.   2.  Kerala   Infrastructure   Investment   Board   (Statutory   Body  under   Govt.   of   Kerala)   independent   Board   Member   &  Executive  committee  member  3.  Secretarial  Standard  Board  -­‐   ICSI   4.   Chairman   of   Task   Force   for   Audit/Due  Diligence/Compliance   of   SEBI   Laws   constituted   by   ICSI   5.  Member   of   Corporate   Governance   committee   constituted  by  SEBI  

5.  

 

DR.  K  S  Ravichandran,  PCS,  Coimbatore:  Dr.  Ravichandran  has  more  than  22  years  of  experience  in  Corporate  Law  and  IPR   related   matters.   Prior   to   taking   up   the   profession   of  Company  Secretaries,  he  had  served  the  Indian  Air  Force  for  9   years   in   technical   stream   as   a   Trained   Russian   Radar  Specialist.   He   holds   a   Diploma   in   Electronics   and   Radio  Communication   Engineering   awarded   by   the   Indian   Air  Force   and   a   Diploma   in   Technology   awarded   by   the  Hindustan   Aeronautics   Limited.   He   was   also   a   Lecturer   in  Commerce   in   Pasighat   working   for   the   Government   of  Arunachal  Pradesh  for  short  period.    Dr.   Ravichandran,   a   Graduate   in   Law   with   a   Masters   in  Commerce,  earned  his  Doctorate  from  Alagappa  University  for   his   thesis   titled   ‘A   study   on   the   Effectiveness   of   the  Present   System   of   Trial   of   Offences   under   the   Companies  Act,   1956   in   protecting   public   interest’.   He   is   a   Fellow  Member  of  the  Institute  of  Company  Secretaries  of  India  and  is  also  a  Member  of  Secretarial  Standards  Board  (SSB)  of  the  Institute  of  Company  Secretaries  of  India.    His   areas   of   expertise   include   Corporate   Restructuring,  Protection   of   Intellectual   Property   and   Alternative   Dispute  Resolution,   Appearance   before   all   quasi-­‐judicial   bodies   for  matters   on   company   law   and   intellectual   property   rights,  Drafting   legal  petitions,   applications   covering  all  Corporate  Laws.    Dr.   Ravichandran   is   also   a   prolific   writer   and   speaker.   His  work   has   been   published   in   many   leading   business  newspapers,   journals   and   magazines   in   India.   He   has   also  authored  several  books.  He  is  a  member  of  the  INSOL,  AIPPI  and  also  Chartered  Institute  of  Arbitrators.  

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6.  

 

CS  Krishna  Sharan  Mishra,  PCS,  Chennai:  He  is  a  member  of  the  Institute  of  Company  Secretaries  of   India,  New  Delhi  and   a   Law  Graduate.   He   is   also   registered   as   Trade  Marks  Attorney   with   the   Trade   Marks   Registry,   India   and   has  Bachelor’s   degree   in   Economics   with   Honours   from   Delhi  University.  He  has  experience  of  around  15  years  in  handling  issues  in  respect  of  Trade  Marks  Management,  Joint  Venture  Deals,   Advising   Corporate   Structures,   Formation   of  companies   and   Trusts,   formulation   and   implementation   of  Employees  Stock  Option  Plans,  Due  Diligence,  Buy  Back  of  shares,  regular  Secretarial  Compliances.    He  has  worked  with  Organisations  like  Polaris  Software  Lab  Limited,   Chennai,   a   listed   software   company   with   global  presence,   Murugappa   Group   of   Companies   comprising   of  listed   and   unlisted   companies   &   Taj   Group   of   Companies  comprising   of   listed   and   unlisted   companies   with   global  presence.    He   is   a   visiting   faculty   for   Company   Law   in   an   in-­‐house  Training   Academy   in   Chennai   run   by   one   of   the   big   four  consultancy  firms.  He  is  also  regularly  invited  by  the  Institute  of  Chartered  Accountants,  Institute  of  Company  Secretaries  and  several  MBA  institutes  to  address.    He  has   interests   in   freelance  writing  with  articles  published  in   Business   Line   and   a   reputed   law   journal,   “Consolidated  Commercial   Digest”,   Chennai.   He   has   also   extensively  assisted  the  co-­‐authors,  Mr.  N  R  Sridharan  and  Mr.  Arvindh  Pandian,  of   “Guide   to  Takeover  and  Mergers”  published  by  LexisNexisWadhwa   (Formerly   Wadhwa   Publications)   in  bringing  out  the  3rd  edition  of  the  book.  

7.  

 

CS  Pankaj  Virmani,  General  Manager  –  Corporate  Affairs:  CS   Pankaj   Virmani   currently   General   Manager   -­‐   Corporate  Affairs   in   DLF   Limited.   He   is   a   commerce   and   a   law  graduate.     He   is   an   Associate   member   of   the   Institute   of  Company   Secretaries   of   India.     He   has   over   16   years  experience   in   handling   matters   relating   to   M&A,  Restructuring,   Joint   Ventures,   Corporate   and   Securities  Laws,   Commercial   Contracts,   Capital  Markets,   Compliance  Management   etc.   He   is   a   member   of   Auditing   Standard  Board  of  ICSI  and  a  member  of  task  force  on  companies  act.    He   is   a   seeker   and   a   Yoga-­‐veera.   He   has   delivered   many  lectures  on  varieties  of  topics.  

8.  

 

CS   Pavan   Kumar   Vijay,   Past   President,   ICSI   &   Managing  Director   Corporate   Professionals:   CS   Pavan   Kumar   Vijay,  Founder  Corporate  Professionals,  is  a  Fellow  Member  of  the  ICSI,  holds  a  Master’s  degree   in  Commerce  and  a  degree   in  law.  He  possesses  over   27   years  of   experience   in  Company  Law,  Capital  Markets  &  Financial  Services.  Before   founding  Corporate   Professionals   in   2003,   he   was   the   Managing  Director   of   BLB   Limited,   a   biggest   Corporate   Stockbroker  

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(specializing   in   arbitrage)   of   the   time.   He   has   the   distinct  honor  of  becoming  one  of  the  youngest  President  of  the  ICSI  in  the  year  2003.    Mr.  Vijay  has  richly  contributed  in  number  of  committees  set  up  by  the  Government,  Regulatory  Authorities,  Professional  bodies,  Chambers  of  Commerce  and  Industry,  etc.  He  is  also  actively  contributing  towards  social  causes.  He  is  a  Member  of   the   Board   and  Governing   Council   of   VOICE,  Member   of  Advisory   Board   of   Prays   Social   Welfare   society,   Faridabad  and   had   been   a   Trustee/Member   of   Consumer   Education  and  Research  Centre  (CERC),  Ahmedabad  for  over  a  decade.    Mr.   Vijay   was   nominated   as   the   Chairman   of   Secretarial  Standards   Board   of   the   ICSI   for   five   consecutive   terms  (2014-­‐2018),   Chairman,   Core   Group   for   Vision   New   ICSl-­‐2022  for  the  years  2017  and  2018,  which  besides  formulating  the   Vision   New   ICSl-­‐2022   also   restructured   the   new   CS  curriculum,  Earlier  he  had  been  nominated  as  a  Member  of  Appellate   Authority   constituted   by   MCA;   Member,   Rule  making   Committee   of   MCA,   for   the   new   Companies   Bill;  Member,   Indian   Institute   of   Corporate   Affairs   (IICA),  Convener,   Corporate   Governance   Committee   of   MCA,  Member,   Primary   Market   Committee   of   SEBI;   Member,  Mutual  Fund  Committee  of  SEBI;  Member,  Narayan  Murthy  Committee   on   Corporate   Governance   of   SEBI,   and  Chairman/Member   of   various   other   committees   set   up   by  PHD,  ASSOCHAM,  BSE,  ANMI,  etc.    Mr.  Vijay   is   a   prolific   speaker   and  author.  He  has  delivered  over   475   lectures   on   Corporate   Restructuring,   Mergers   &  Acquisitions,   and   Takeovers,   Corporate   Governance,  Company   Law   and   Securities   Law,   etc.   at   various   forums  such  as  MCA,   ICSI,   ICAI,   ICMAI,  SEBI,   IICA,  CBI,   IIM,  ANMI,  BSE,   CII,   PHD   and   ASSOCHAM   other   Chambers,   DU   and  Law   Colleges,   etc.   He   has   appeared   on   various   TV   News  Channels   in   Panel   discussion,   Talk   shows,   Interviews,   etc.  and  is  quite  active  on  social  media  platform.    Mr.  Vijay  has  authored/  co-­‐authored  several  books,  articles,  research   papers,   and   reports.   His   bestselling   book  “Companies   Act,   2013   and   Rules   &   Forms   with   Concise  Commentary  and  Referencer’  has  crossed  50,000  mark.  The  other   recent   books   include   “Business   Valuation   in   India-­‐Beyond  the  numbers”,  “Compendium  on  the  Insolvency  and  Bankruptcy   Code-­‐2016”   and   Handbook   of   Company   Law  Procedures.  He  also  has  to  his  credit  his  well-­‐researched  and  widely  acclaimed  publications  such  as  “SEBI  Takeover  Code-­‐Open   Offers’   “Takeover   Queries”,   Depositories,   Law,  Practice   &   Procedures”   and   “Guide   to   Depositories”.   His  articles   have   been   published   in   financial   dailies,   business  magazines  and  journals  of  repute.    

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Mr.  Vijay  is   incredibly  passionate  about  learning  new  things  and   experimenting   on   new   found   skills.   He   has   widely  travelled   abroad   in   his   quest   of   learning   and   imparting   his  gained  knowledge.  

9.  

 

CS   Rajiv   Choubey,   Chief   Legal   Officer   and   Company  Secretary,   ACC   Limited,   part   of   the   Swiss   major,  LafargeHolcim.      He   is   an   alumnus   of   Faculty   of   Law,   University   of   Delhi,  Indian  Law  Institute  and  Indian  Society  of  International  Law,  New  Delhi.  As  the  Head  of  Legal  &  Secretarial  function  and  an  Executive  Committee  (EXCOM)  member  of  ACC,  Rajiv   is  responsible   for   advising   the   management   of   all   key   legal  issues   related   to   the   entire   gamut   of   business   activities   of  ACC   (mining,   environment,   competition   law,   corporate  commercial,   IPR,   industrial   &   labour   laws   etc.)   including,  Governance,  Risk  and  Compliance  (GRC).    Rajiv   is   on   the   Board   of   Bulk   Cement   Corporation   Ltd.,  National   Limestone   Co.   Pvt.   Ltd.,   Lucky   Minmat   Ltd.,  Singhania  Minerals  Pvt.  Ltd.  and  few  other  JV  companies  of  MP   State   Mining   Corporation   Ltd.   He   is   also   one   of   the  trustees   of   ACC   Trust,  which   is   engaged   in   social   and   CSR  work  for  ACC  Ltd.  Rajiv   has   more   than   two   decades   of   experience   in  manufacturing  as  well  as   IT  Company.  Prior  to  joining  ACC,  he  was   the  General   Counsel   of  HCL   Infosystems   Ltd.,   Vice  President   -­‐   Legal  &  CS  of  Vedanta  Limited  and  had  a  brief  stints  at  Maruti  Suzuki,  Hindustan  Tin  etc.  Rajiv  has  handled  not  only  governance  and  compliance  in  India  but  also  in  the  US  /NYSE  during  his  stint  at  Sterlite/Vedanta.    Rajiv  and  his   team  has  been   recognized  by  various   forums/  bodies,   including   Indian   Corporate   Counsel   Association  (ICCA),   Corporate   Counsel   Association   of   India   (CCAI),  Indian   National   Bar   Association   (INBA),   Legal   500,   IDEX,  IOD  as  one  of  the  leading  in-­‐house  counsels/  teams  which  he  has   lead.   He   has   been   invited   by   various   forum   like  Economic   Times   (ET),   ICCA,   CCAI,   INBA,   Law   &   Business  Schools/colleges   schools   to   share   his   experience   with  students   of   law   and   management   and   also   occasionally  writes  in  the  journals  such  as  Business  Law  Journal  Tax  Guru  etc.   He   has   keen   interest   in   sports,   photography   and   likes  cooking  for  his  kids  and  family.  

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10.  

CS   Rakesh   Puri,   Corporate   Lawyer:   CS   Rakesh   Puri   is   a  Senior  Company  Secretary  from  ICSI,  Graduate  in  Law  and  is  also   CPA   from   USA.   He   is   also   member   of   All   India  Management  Association.    With   over   25   years   of   experience,   Rakesh   Puri   has  successfully   led   in   house   legal   teams   in   complex   joint  ventures,  overseas  set-­‐ups,  FDI  /  ODI  Investments,  financing  arrangements   and   providing   litigation   strategy   as   well   as  legal  advice  and  counsel.  He   has   worked   as   Company   Secretary   and   Head   of   Legal  and   Compliance   in   various   listed   and   MNCs   in  manufacturing,   IT   and   Financial   Services   sector   like  Crompton  Greaves,  Computer  Associates,  EMCO,  Elara  and  CLSA.   He   was   responsible   for   the   conduct   of   Board   and  Shareholders   matters,   legal,   corporate   and   regulatory  compliances  and  governance.    Rakesh   specializes   in   Banking   &   Finance,   Capital   Markets  and   Securities   Laws,   Company   Law,   RBI,   FEMA,   NBFC,  Arbitration   and   Contracts.   He   has   vast   experience   with  transactions   related   to   fund   raising   in   Capital   Markets   by  way  of  IPOs,  QIPs,  Rights  and  Preferential  Issues.  He  is  well  versed   with   Overseas   subsidiaries,   Foreign   Direct  Investments   &   Exchange   Controls   Regulations.   He   is   quite  familiar   with   regulatory   environment   in   Singapore,   Hong  Kong,  Dubai  and  London.    Rakesh   has   experience   of   working   as   Corporate   Lawyer   at  Mumbai.  He  has   represented  before  DRT,  DRAT,  RoC,  RD,  SFIO,   Stock   Exchanges,   SEBI,   SAT,   RBI,   RBI   Compounding  Authority,   RBI   Ombudsman,   CIT,   NCLT,   NCLAT   and  Bombay  High  Court.  Rakesh  has  also  represented  SEBI  as  its  Counsel  in  many  cases  before  SAT.    Rakesh   is   on   the   Board   of   few   SEBI   registered  intermediaries.  He  is  a  regular  speaker  at  various  programs  of  ICSI  and  other  professional   institutions.   He   was   co-­‐author   of   Book  “Guidance   Note   on   Internal   Audit   of   Stock   Brokers”  published  by  ICSI.    

11.     CS   S   Sudhakar,   Vice   President   (Corporate   Secretarial),  Reliance   Industries   Limited:   CS   S   Sudhakar   is   a   Fellow  Member   of   the   Institute   of   Company   Secretaries   of   India,  the   Institute   of   Chartered   Accountants   of   India,   ICSA   (UK)  and   a   Law   graduate.   He   is   having   over   three   and   half  decades   of   wide-­‐spectrum   of   experience   in   Legal,  Secretarial,   Finance   and   Accounts   fields.   He   is   working   as  director   in   several   companies.   Prior   to   joining   RIL   he   has  worked  for  about  15  years  with  Berger  paints  (India)  Limited,  as  Sr.  G.M.(Finance  &  Accounts).    

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He   is   presently   Vice-­‐Chairman   of   Secretarial   Standards  Board  of   ICSI   for   the  year  2019-­‐20  and  member  of  SSB   for  years  2016,  2017  and  2018,  Member  Core  Group  on  “Vision  New   ICSI   plan   2022”   during   2017,   member   Vision  Implementation   Committee   of   ICSI   during   2018,   member  Corporate   Affairs   Committee   of   PHD   Chamber   of  Commerce  &  Industry  for  years  2017-­‐18,  2018-­‐19  and  2019-­‐20.    He   is   regular   faculty   at   Institute   of   Directors   (IOD),   guest  faculty   at   NISM,   Speaker   and   visiting   faculty   member   at  several   workshops,   seminars   and   training   programs  organized   by   ICSI,   ICAI   and   ICWAI,   ASSOCHAM,   PHD  Chamber  of  Commerce,  Hindustan  Chamber  of  Commerce,  Chennai,   and   Indian   Chamber   of   Commerce,   Kolkata   &  guest   speaker   at   the  programs  organized  by  Marcus  Evans  and  Wolters  Kluwer’s.  He  has  also  been  faculty  Member  for  SMTP  /  MSOP  for  over  15  years  and  chairman  –  Study  Circle  Committee  of  NIRC  of  ICSI  for  over  12  years.    He   has   contributed   several   articles   on   Corporate   Laws,  Management   and   Corporate   Governance   to   professional  journals   and   financial   news   papers   besides   contribution   in  the  seminars,  conferences  and  study  groups.  

12.  

 

Surendra   U   Kanstiya,   B.Com.,   LL.B.,   FCS,   Practicing  Company  Secretary.        He   is   the   first   Company   Secretary   to   hold   the   “Post  Membership   Qualification   in   Competition   Law”   of   the  Institute  of  Company  Secretaries  of  India,  he  is  also  a    Fellow  of   CUTS   Centre   for   Competition,   Investment   &   Economic  Regulation  (CUTS-­‐C-­‐CIER).      He   has   authored   6   books   and   reviewed   9   books.   He   has  contributed   over   200   articles   in   leading   journals   like  Chartered   Secretary;   Chartered   Accountant;   Management  Accountant;  Corporate  Law  Adviser;  SEBI  &  Corporate  Law;  Taxmann;  Financial  Express  etc.        He  has  served  Consumer  Guidance  Society  of  India  (CGSI)  as  General   Secretary,   Vice   Chairman   and   Chairman.   He   has  also   served   on   the   Governing   Council   of   Consumer  International   (CI)   and   presently   he   is   a   member   of   the  Steering   Committee   of   International   Network   of   Civil  Society  Organisations  on  Competition  (INCSOC)    

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13.  

 

CS   Thirupal   Gorige,   PCS   &   Insolvency   Professional,  Bengaluru:   CS  Thirupal  Gorige,  one  of   the  partners  of  M/s  Thirupal   Gorige   &   Associates   LLP,   a   Company   Secretaries  Firm,   Bengaluru,   dealing   with   various   corporate   law  practices.  He   is   a   B.Com,  Graduate   from  Sri   Venkateswara  University,   Thirupati   (1996)   and   a   Fellow   Member   of  Institute   of   Company   Secretaries   of   India   (ICSI).   Having  qualified   in   year   2001,   he   was   associated   as   full-­‐time  Company  Secretary  with  listed  &  unlisted  Companies  till  July  2004   and   then   he   started   his   practice   in   August   2004   for  rendering  Secretarial,  Management,  Financial,  Taxation  and  Corporate   Legal   Services   to   various   corporate   clients   and  other  entities.      He  is  also  one  of  the  Insolvency  Professionals  (IP)  registered  under  IBC  code  with  the  Insolvency  and  Bankruptcy  Board  of  India  (IBBI)  through  ICSI-­‐IIP.    He  appears  regularly  before  various  authorities  like  Ministry  of   Corporate   Affairs,   National   Company   Law   Tribunal  (NCLT),  Regional  Directors,  Registrar  of  Companies,  Official  Liquidator,  Reserve  Bank  of  India  so  on.    He   is  one  of   the  core   resource  persons   for  blue  book-­‐  “ICSI  Premier  on  Company  Law-­‐Vol.   I  &  Vol.   II”   (Commentary  on  the   Companies   Act   2013)   recently   released   by   ICSI,   New  Delhi.   He   was   also   one   of   research   members   of   the  Company  Law  Research  Team  constituted  by  the  Center  for  Corporate  Governance  and  Research  and  Training  (CCGRT),  ICSI,  Mumbai  for  the  year  2018.      He   has   been   a   speaker   at   various   forums,   workshops,  seminars   etc.   organized   by   various   institutions   and  organizations  like  various  chapters  of  ICSI,  ICAI,  ICWAI,  IIM-­‐B,  IOD.      

 

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MASTER CLASSES ON CORPORATE LAWS

(50 hours Online Educational Certificate Program from Industry Experts) 15 days - June 19, 2020 to July 03, 2020

(7.00 AM to 10.00 AM)

About the Program This unique program is an attempt to bridge the distancing between the academia and Industry in times of social distancing and make generation next prepared as per the expectations of the Industry. The resource persons identified for the classes are experts in their respective areas and have rich experience of 15-25 years. The topics had been selected based on their importance, utility, complexity and Industry requirements. Please refer annexure for indicative topics and resource persons. Who can attend This program is open for all students, research scholars, alumni’s of all National Law Universities and members/students of professional Institutes (ICSI, ICAI & ICMAI). Participation fees, Mode of participation & attendance There is no fee for participation. The classes shall be conducted through online mode. Link for the same shall be sent to email address shared by you in registration form. The certificate of participation shall be issued only to those who had attended minimum 45 hours of the classes. Questions During the class you can post your questions in window provided for submission of the same. However we would encourage you to please share all your questions through e-mail at [email protected]. Link for Registration Registration can be made during June 16, 2020 to June 18, 2020 at https://rmnlu.webex.com/rmnlu/onstage/g.php?MTID=e5d50b94114e83b6744f4ea9e872874d6 Link for joining the classes shall be shared on your email id after you register on the above link. Program Director Dr. Visalakshi Vegesna, HOD, Department of Legal Studies, Dr. Ram Manohar Lohiya National Law University, Lucknow (email – [email protected]) Program Coordinator: CS & IP Amit Gupta, Lucknow For any queries please contact: Mr. Aditya Rathe @ 9532847184, email – [email protected]

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Annexure - A Details of topics proposed to be covered

Sr. No.

Title Coverage

1. Corporate Governance framework for listed entities, unlisted entities & family companies

· Basics of Corporate form of business · Broad framework with the help of case studies and

illustrations for listed entities, unlisted entities & family companies

2. Issuance of Securities · Issue of Securities on Right basis · Private Placement, Preferential allotment · Issuance of preference shares, redemption · Issuance of Debentures · Buyback of shares · Valuations requirements in various cases

3. Powers & duties of Board

· Powers of Board · Borrowings · Deposits · Loan to Directors and related entities · Inter-corporate Loans & investments · Wholly owned Subsidiaries & Exemptions · Inter play between Layering rules under section

2(87) & 186(1) · Duties of directors

4. Critical Points regarding Accounts & disclosures in Annual Report

· Maintenance of Books of Accounts – Location (electronically/physically)

· Right to inspect · Approval of financial statements · Consolidation of financial statements · Re-opening of books of accounts · Voluntary revision of financial statements · Content of Board Report · Content of Annual report

5. Critical issues regarding Audit & Auditors

· Appointment of Auditors – Statutory, Internal, Secretarial

· Casual Vacancy · Removal of Auditor · Disqualifications · Restriction on Services · Fraud Reporting · NFRA · Recent changes in CARO Reporting

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6. Corporate Social Responsibility

· Legal framework · Applicability · CSR Committee · Determination of amount required to be spend · CSR Activities, Implementing Agencies · Monitoring · Disclosures · Proposed Changes

7. All about Dividend, IEPF & Key Managerial Personnel

· Conditions for declaration of Dividend · Provision regarding Depreciation · Interim Dividend · Declaration of dividend out of Profits/reserves · Secretarial Standard -3 · Transfer of dividend to IEPF · Transfer of shares to IEPF · Appointment of MD/WTD · Remuneration, commission, inadequacy, Schedule

V · Appointment of KMP · Secretarial Audit · Duties of CS

8. Related Party Transactions

· Disclosure of Interest · Interested Director · Identification of Related Parties · Restriction on Voting · Audit Committee Approval · Transaction covered under 188 · Related Parties as per SEBI (LODR) · Restrictions under SEBI LODR on Related Party

Transactions · Disclosure in financial statements · Maintenance of records

9. Corporate Restructuring

· Fast track merger · Restructuring through NCLT route · Compromise & arrangement · Position under Insolvency law · Case studies

10. Oppression & Mismanagement & Class action suits

· What is oppression & management · Eligibility conditions for filing case under section

241 & 242 of the Companies Act, 2013 · Settled positions through various case laws · Landmark judgments · Class action suits

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11. Role of a Corporate General Counsel & emerging Alternative dispute resolution mechanism

· Role, Responsibility & Challenges of Corporate General Counsel

· Drafting of agreements/contracts · Negotiations · Arbitration, Mediation, Conciliation · Online process · Opportunities & challenges

12. Overall framework for debt recovery and challenges & Evolution of Insolvency & Bankruptcy law

· SARFAESI · DRT mechanism · Challenges · Important definitions · Who can trigger Insolvency · Corporate Insolvency Resolution Process · Resolution Plan, Liquidation

13. Individual Insolvency & Bankruptcy

· Important definitions · Who can trigger · Difference between insolvency & bankruptcy · Adjudicating authority, Fresh start, Bankruptcy · Undischarged insolvent · Consequences

14. Securities Laws · Compliance framework for listed entities under SEBI (LODR) Regulations, 2015, SEBI (SAST) Regulations & SEBI (PIT) Regulations & other relevant regulations

15. Financial Market Regulations

· Compliance framework in financial market · RBI, NBFC’s, Micro finance · Banking Regulation Act · Money Market Instruments · Government Securities · Foreign exchange, derivatives · Asset reconstruction Companies

16. Competition law · Overview of Competition Act and Abuse of Dominance and its provisions in practice

· Anticompetitive Agreements · Application of Provisions related to

Anticompetitive Agreements to Business Practices · Combinations and its provisions in practice · Application of the Provisions related top

Combination Provisions to Business Practices · Developing Competition Law Compliance

Programme

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17. Panel Discussion · Panel discussion on way forward and challenges in Corporate Laws in view of COVID 19 pandemic (Panelist – Vice Chancellors of various National Law Universities, Resource Persons & experts)

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Annexure - B Eminent Speakers

(In alphabetical order)

1.

CS Amit Gupta, PCS & IP: CS Amit Gupta is a Fellow Member of the Institute of Company Secretaries of India & Insolvency Professional, passionately engaged in practice of the profession for the last 19 years in Corporate and allied Laws and providing out-of-the-box solution on complex legal & strategic management issues. He is a Science and Law Graduate and Diploma Holder in Banking & Finance from ICFAI. He is a Member of Northern India Regional Council of ICSI (NIRC) for 2015-18 & 2019-2022. He is also chairman of Corporate law committee of NIRC and member of Auditing Standards Board. He is keen academician, actively serving the profession and has made significant contribution in various publications released by ICSI and as Member of Secretarial Standards Board for the year 2017 & 2018, Auditing Standards Board for the year 2016, 2017, 2018 & 2019, Research committee, Task force & core groups on corporate law, Core Group on Governance and Compliance Board Report Statement (GCBRS) for the year 2018 and Chairman of Core Group on Corporate Law Publications of ICSI for the year 2018. He has made notable contribution as member of committee constituted for Vision New ICSI 2022 & structuring of new syllabus in the year 2017.

2.

CS Anshul Kumar Jain, General Manager, Reliance Retail Limited: CS Anshul Kumar Jain is a fellow member of the Institute of Company Secretaries of India (ICSI). He has the experience of over 18 years in the field of Corporate Laws, SEBI related matters, Information Technology, Prevention of Money Laundering, Stock Exchange Arbitration, etc. He has worked with the business group and firm like ITC, Edelweiss, Mehta & Mehta, etc. Presently he is working with Reliance Industries Group where he takes care of Retail and Land related entities of the group. Anshul is hard core professional and known for his research on various topics. He helped many Indian companies and MNCs to implement successfully the Companies Act, 2013. He has given more than 150 presentations on various topics. His presentation on Board’s Report is viewed by more than 10,000 people including regulator Ministry of Corporate Affairs and presentation on effective use of IT in profession is viewed by around 15,000 people across the country.

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3.

CS G P Madaan, Managing Partner Madaan Law House: G P Madaan, an alumnus of Shri Ram College of Commerce (DU), Law graduate from Campus Law Centre (DU), fellow member of ICSI, besides holding diplomas in Labour Laws and Corporate Laws and Management has vast practical experience of over 34 years in the Corporate Legal, Secretarial, Capital Markets, Financial and Managerial Disciplines. His law firm specialises into Corporate Legal Advisory, Arbitration and Litigation (High Courts and NCLT). He has been Chairman of Institute of Company Secretaries of India – Northern Region in 2005. For the years 2012-18, he was Co-Chairman of National Council for Mergers & Acquisitions of ASSOCHAM. He has written various articles on different subjects for professional magazines and web portals. He has addressed many Conferences and Seminars organized by various Professional Bodies, Industry Associations, Chambers, Ministries, Universities, Management Institutions and Regulators. He has also conducted and addressed more than 300 workshops on orientation of Boards and Senior Management on diversified subjects prominent being Companies Act, Corporate Governance, Board Practices &Procedures, CSR, Independent Directors, LODR, NCLT and Insolvency & Bankruptcy Code, 2016 and Prevention of Sexual Harassment at Workplace. He has been pioneer in organising Awareness programs on POSH on Indian on pan India basis. His domains of expertise include practice areas and sectors (litigation and advisory) like Insolvency and Bankruptcy Laws, Company Law, Other Corporate Laws, Securities and Capital Market Laws, Dispute Resolution – Litigation, Commercial Arbitration, Mediation and Conciliation , Consumer Affairs and Real Estate – Investments, Exits, Due-Diligence and Advisory.

4.

Dr. J N Gupta, Executive Director (Retired) SEBI: Mr. Gupta is the Founder and Managing Director of Stakeholders Empowerment Services. He is ultimately responsible for all aspects of the firm’s strategy, team and operations. He has over 37 years of diversified professional experience in public and private sector including two terms with securities market regulator (SEBI) in India. In his first stint with SEBI (1994-96), Mr. Gupta was the Division Chief of Primary and Secondary Market Division. He was the SEBI nominee director on the boards of Pune and Vadodra Stock Exchange. He re-joined SEBI in July 2009 as Executive Director for a two year term and was in charge of Market Regulations, Surveillance, Derivatives and New Products departments. He was a member secretary of the Committee headed by Dr. Bimal Jalan, former Governor, RBI, to review market Infrastructure Institutions. He was also SEBI nominee on IOSCO Standing Committee, member of Steering Committee of CPSS-IOSCO. Mr Gupta is a B Tech (Electrical Engineering.) from IIT Kanpur (1977), CAIIB (1984), and Certified Financial Analyst, ICFAI (1991). He

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started his career with BHEL and later worked with State Bank of India, Indo Gulf Fertilizers Ltd & Grasim Industries Ltd. He also worked with Kazstroyservice Group, Kazakhstan from 2001 to 2009, as Group CFO. He is also a member of International Corporate Governance Network (ICGN). Mr. Gupta is also a member in the following Committees: 1. Capital Markets Committee of CII and ASSOCHAM. 2. Kerala Infrastructure Investment Board (Statutory Body under Govt. of Kerala) independent Board Member & Executive committee member 3. Secretarial Standard Board - ICSI 4. Chairman of Task Force for Audit/Due Diligence/Compliance of SEBI Laws constituted by ICSI 5. Member of Corporate Governance committee constituted by SEBI

5.

DR. K S Ravichandran, PCS, Coimbatore: Dr. Ravichandran has more than 22 years of experience in Corporate Law and IPR related matters. Prior to taking up the profession of Company Secretaries, he had served the Indian Air Force for 9 years in technical stream as a Trained Russian Radar Specialist. He holds a Diploma in Electronics and Radio Communication Engineering awarded by the Indian Air Force and a Diploma in Technology awarded by the Hindustan Aeronautics Limited. He was also a Lecturer in Commerce in Pasighat working for the Government of Arunachal Pradesh for short period. Dr. Ravichandran, a Graduate in Law with a Masters in Commerce, earned his Doctorate from Alagappa University for his thesis titled ‘A study on the Effectiveness of the Present System of Trial of Offences under the Companies Act, 1956 in protecting public interest’. He is a Fellow Member of the Institute of Company Secretaries of India and is also a Member of Secretarial Standards Board (SSB) of the Institute of Company Secretaries of India. His areas of expertise include Corporate Restructuring, Protection of Intellectual Property and Alternative Dispute Resolution, Appearance before all quasi-judicial bodies for matters on company law and intellectual property rights, Drafting legal petitions, applications covering all Corporate Laws. Dr. Ravichandran is also a prolific writer and speaker. His work has been published in many leading business newspapers, journals and magazines in India. He has also authored several books. He is a member of the INSOL, AIPPI and also Chartered Institute of Arbitrators.

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6.

CS Krishna Sharan Mishra, PCS, Chennai: He is a member of the Institute of Company Secretaries of India, New Delhi and a Law Graduate. He is also registered as Trade Marks Attorney with the Trade Marks Registry, India and has Bachelor’s degree in Economics with Honours from Delhi University. He has experience of around 15 years in handling issues in respect of Trade Marks Management, Joint Venture Deals, Advising Corporate Structures, Formation of companies and Trusts, formulation and implementation of Employees Stock Option Plans, Due Diligence, Buy Back of shares, regular Secretarial Compliances. He has worked with Organisations like Polaris Software Lab Limited, Chennai, a listed software company with global presence, Murugappa Group of Companies comprising of listed and unlisted companies & Taj Group of Companies comprising of listed and unlisted companies with global presence. He is a visiting faculty for Company Law in an in-house Training Academy in Chennai run by one of the big four consultancy firms. He is also regularly invited by the Institute of Chartered Accountants, Institute of Company Secretaries and several MBA institutes to address. He has interests in freelance writing with articles published in Business Line and a reputed law journal, “Consolidated Commercial Digest”, Chennai. He has also extensively assisted the co-authors, Mr. N R Sridharan and Mr. Arvindh Pandian, of “Guide to Takeover and Mergers” published by LexisNexisWadhwa (Formerly Wadhwa Publications) in bringing out the 3rd edition of the book.

7.

CS Pankaj Virmani, General Manager – Corporate Affairs: CS Pankaj Virmani currently General Manager - Corporate Affairs in DLF Limited. He is a commerce and a law graduate. He is an Associate member of the Institute of Company Secretaries of India. He has over 16 years experience in handling matters relating to M&A, Restructuring, Joint Ventures, Corporate and Securities Laws, Commercial Contracts, Capital Markets, Compliance Management etc. He is a member of Auditing Standard Board of ICSI and a member of task force on companies act. He is a seeker and a Yoga-veera. He has delivered many lectures on varieties of topics.

8.

CS Pavan Kumar Vijay, Past President, ICSI & Managing Director Corporate Professionals: CS Pavan Kumar Vijay, Founder Corporate Professionals, is a Fellow Member of the ICSI, holds a Master’s degree in Commerce and a degree in law. He possesses over 27 years of experience in Company Law, Capital Markets & Financial Services. Before founding Corporate Professionals in 2003, he was the Managing Director of BLB Limited, a biggest Corporate Stockbroker

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(specializing in arbitrage) of the time. He has the distinct honor of becoming one of the youngest President of the ICSI in the year 2003. Mr. Vijay has richly contributed in number of committees set up by the Government, Regulatory Authorities, Professional bodies, Chambers of Commerce and Industry, etc. He is also actively contributing towards social causes. He is a Member of the Board and Governing Council of VOICE, Member of Advisory Board of Prays Social Welfare society, Faridabad and had been a Trustee/Member of Consumer Education and Research Centre (CERC), Ahmedabad for over a decade. Mr. Vijay was nominated as the Chairman of Secretarial Standards Board of the ICSI for five consecutive terms (2014-2018), Chairman, Core Group for Vision New ICSl-2022 for the years 2017 and 2018, which besides formulating the Vision New ICSl-2022 also restructured the new CS curriculum, Earlier he had been nominated as a Member of Appellate Authority constituted by MCA; Member, Rule making Committee of MCA, for the new Companies Bill; Member, Indian Institute of Corporate Affairs (IICA), Convener, Corporate Governance Committee of MCA, Member, Primary Market Committee of SEBI; Member, Mutual Fund Committee of SEBI; Member, Narayan Murthy Committee on Corporate Governance of SEBI, and Chairman/Member of various other committees set up by PHD, ASSOCHAM, BSE, ANMI, etc. Mr. Vijay is a prolific speaker and author. He has delivered over 475 lectures on Corporate Restructuring, Mergers & Acquisitions, and Takeovers, Corporate Governance, Company Law and Securities Law, etc. at various forums such as MCA, ICSI, ICAI, ICMAI, SEBI, IICA, CBI, IIM, ANMI, BSE, CII, PHD and ASSOCHAM other Chambers, DU and Law Colleges, etc. He has appeared on various TV News Channels in Panel discussion, Talk shows, Interviews, etc. and is quite active on social media platform. Mr. Vijay has authored/ co-authored several books, articles, research papers, and reports. His bestselling book “Companies Act, 2013 and Rules & Forms with Concise Commentary and Referencer’ has crossed 50,000 mark. The other recent books include “Business Valuation in India-Beyond the numbers”, “Compendium on the Insolvency and Bankruptcy Code-2016” and Handbook of Company Law Procedures. He also has to his credit his well-researched and widely acclaimed publications such as “SEBI Takeover Code-Open Offers’ “Takeover Queries”, Depositories, Law, Practice & Procedures” and “Guide to Depositories”. His articles have been published in financial dailies, business magazines and journals of repute.

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Mr. Vijay is incredibly passionate about learning new things and experimenting on new found skills. He has widely travelled abroad in his quest of learning and imparting his gained knowledge.

9.

CS Rajiv Choubey, Chief Legal Officer and Company Secretary, ACC Limited, part of the Swiss major, LafargeHolcim. He is an alumnus of Faculty of Law, University of Delhi, Indian Law Institute and Indian Society of International Law, New Delhi. As the Head of Legal & Secretarial function and an Executive Committee (EXCOM) member of ACC, Rajiv is responsible for advising the management of all key legal issues related to the entire gamut of business activities of ACC (mining, environment, competition law, corporate commercial, IPR, industrial & labour laws etc.) including, Governance, Risk and Compliance (GRC). Rajiv is on the Board of Bulk Cement Corporation Ltd., National Limestone Co. Pvt. Ltd., Lucky Minmat Ltd., Singhania Minerals Pvt. Ltd. and few other JV companies of MP State Mining Corporation Ltd. He is also one of the trustees of ACC Trust, which is engaged in social and CSR work for ACC Ltd. Rajiv has more than two decades of experience in manufacturing as well as IT Company. Prior to joining ACC, he was the General Counsel of HCL Infosystems Ltd., Vice President - Legal & CS of Vedanta Limited and had a brief stints at Maruti Suzuki, Hindustan Tin etc. Rajiv has handled not only governance and compliance in India but also in the US /NYSE during his stint at Sterlite/Vedanta. Rajiv and his team has been recognized by various forums/ bodies, including Indian Corporate Counsel Association (ICCA), Corporate Counsel Association of India (CCAI), Indian National Bar Association (INBA), Legal 500, IDEX, IOD as one of the leading in-house counsels/ teams which he has lead. He has been invited by various forum like Economic Times (ET), ICCA, CCAI, INBA, Law & Business Schools/colleges schools to share his experience with students of law and management and also occasionally writes in the journals such as Business Law Journal Tax Guru etc. He has keen interest in sports, photography and likes cooking for his kids and family.

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10.

CS Rakesh Puri, Corporate Lawyer: CS Rakesh Puri is a Senior Company Secretary from ICSI, Graduate in Law and is also CPA from USA. He is also member of All India Management Association. With over 25 years of experience, Rakesh Puri has successfully led in house legal teams in complex joint ventures, overseas set-ups, FDI / ODI Investments, financing arrangements and providing litigation strategy as well as legal advice and counsel. He has worked as Company Secretary and Head of Legal and Compliance in various listed and MNCs in manufacturing, IT and Financial Services sector like Crompton Greaves, Computer Associates, EMCO, Elara and CLSA. He was responsible for the conduct of Board and Shareholders matters, legal, corporate and regulatory compliances and governance. Rakesh specializes in Banking & Finance, Capital Markets and Securities Laws, Company Law, RBI, FEMA, NBFC, Arbitration and Contracts. He has vast experience with transactions related to fund raising in Capital Markets by way of IPOs, QIPs, Rights and Preferential Issues. He is well versed with Overseas subsidiaries, Foreign Direct Investments & Exchange Controls Regulations. He is quite familiar with regulatory environment in Singapore, Hong Kong, Dubai and London. Rakesh has experience of working as Corporate Lawyer at Mumbai. He has represented before DRT, DRAT, RoC, RD, SFIO, Stock Exchanges, SEBI, SAT, RBI, RBI Compounding Authority, RBI Ombudsman, CIT, NCLT, NCLAT and Bombay High Court. Rakesh has also represented SEBI as its Counsel in many cases before SAT. Rakesh is on the Board of few SEBI registered intermediaries. He is a regular speaker at various programs of ICSI and other professional institutions. He was co-author of Book “Guidance Note on Internal Audit of Stock Brokers” published by ICSI.

11. CS S Sudhakar, Vice President (Corporate Secretarial), Reliance Industries Limited: CS S Sudhakar is a Fellow Member of the Institute of Company Secretaries of India, the Institute of Chartered Accountants of India, ICSA (UK) and a Law graduate. He is having over three and half decades of wide-spectrum of experience in Legal, Secretarial, Finance and Accounts fields. He is working as director in several companies. Prior to joining RIL he has worked for about 15 years with Berger paints (India) Limited, as Sr. G.M.(Finance & Accounts).

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He is presently Vice-Chairman of Secretarial Standards Board of ICSI for the year 2019-20 and member of SSB for years 2016, 2017 and 2018, Member Core Group on “Vision New ICSI plan 2022” during 2017, member Vision Implementation Committee of ICSI during 2018, member Corporate Affairs Committee of PHD Chamber of Commerce & Industry for years 2017-18, 2018-19 and 2019-20. He is regular faculty at Institute of Directors (IOD), guest faculty at NISM, Speaker and visiting faculty member at several workshops, seminars and training programs organized by ICSI, ICAI and ICWAI, ASSOCHAM, PHD Chamber of Commerce, Hindustan Chamber of Commerce, Chennai, and Indian Chamber of Commerce, Kolkata & guest speaker at the programs organized by Marcus Evans and Wolters Kluwer’s. He has also been faculty Member for SMTP / MSOP for over 15 years and chairman – Study Circle Committee of NIRC of ICSI for over 12 years. He has contributed several articles on Corporate Laws, Management and Corporate Governance to professional journals and financial news papers besides contribution in the seminars, conferences and study groups.

12.

Surendra U Kanstiya, B.Com., LL.B., FCS, Practicing Company Secretary. He is the first Company Secretary to hold the “Post Membership Qualification in Competition Law” of the Institute of Company Secretaries of India, he is also a Fellow of CUTS Centre for Competition, Investment & Economic Regulation (CUTS-C-CIER). He has authored 6 books and reviewed 9 books. He has contributed over 200 articles in leading journals like Chartered Secretary; Chartered Accountant; Management Accountant; Corporate Law Adviser; SEBI & Corporate Law; Taxmann; Financial Express etc. He has served Consumer Guidance Society of India (CGSI) as General Secretary, Vice Chairman and Chairman. He has also served on the Governing Council of Consumer International (CI) and presently he is a member of the Steering Committee of International Network of Civil Society Organisations on Competition (INCSOC)

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13.

CS Thirupal Gorige, PCS & Insolvency Professional, Bengaluru: CS Thirupal Gorige, one of the partners of M/s Thirupal Gorige & Associates LLP, a Company Secretaries Firm, Bengaluru, dealing with various corporate law practices. He is a B.Com, Graduate from Sri Venkateswara University, Thirupati (1996) and a Fellow Member of Institute of Company Secretaries of India (ICSI). Having qualified in year 2001, he was associated as full-time Company Secretary with listed & unlisted Companies till July 2004 and then he started his practice in August 2004 for rendering Secretarial, Management, Financial, Taxation and Corporate Legal Services to various corporate clients and other entities. He is also one of the Insolvency Professionals (IP) registered under IBC code with the Insolvency and Bankruptcy Board of India (IBBI) through ICSI-IIP. He appears regularly before various authorities like Ministry of Corporate Affairs, National Company Law Tribunal (NCLT), Regional Directors, Registrar of Companies, Official Liquidator, Reserve Bank of India so on. He is one of the core resource persons for blue book- “ICSI Premier on Company Law-Vol. I & Vol. II” (Commentary on the Companies Act 2013) recently released by ICSI, New Delhi. He was also one of research members of the Company Law Research Team constituted by the Center for Corporate Governance and Research and Training (CCGRT), ICSI, Mumbai for the year 2018. He has been a speaker at various forums, workshops, seminars etc. organized by various institutions and organizations like various chapters of ICSI, ICAI, ICWAI, IIM-B, IOD.