12
EVS26 International Battery, Hybrid and Fuel Cell Electric Vehicle Symposium 1 EVS26 Los Angeles, California, May 6-9, 2012 Electric Propulsion in Short Sea Shipping Paul Windover 1 , Bryan Roy, Joseph Tario 2 1 New West Technologies, 414 Trenton Ave, Suite 2D; Utica, NY 13502 2 New York State Energy Research and Development Authority, 17 Columbia Circle; Albany, NY 12203 Abstract Short sea shipping, the movement of freight along coasts and inland waterways, is more efficient and environmentally friendly for transporting large quantities of product. While marine transport may displace numerous diesel trucks, conventional propulsion systems still rely on petroleum fuels and the old engines found in most freight vessels produce harmful exhausts. An investigation was undertaken to determine the technical, economic, and environmental potential for an electric propulsion system in short sea shipping operations within New York State where numerous waterways provide a marine highway option that can be used for freight transport. Duty cycle information obtained from tugs during real-world operations in the New York City Harbor was used in the analysis. Three drivetrain configurations, a series hybrid-electric tug with energy storage, a series hybrid-electric tug with plug-in capability, and a series hybrid-electric tug with exchangeable energy storage capability were analyzed using the acquired load profiles. Modeling results indicate that the fuel savings is highly dependent on the application. The plug-in configuration is likely to be the most cost effective concept based on the large increase in additional fuel savings for the minimal cost to add this capability. This study shows the value of modeling with real-world duty cycles to estimate system benefits. An ongoing study evaluating the potential benefits of electric propulsion for New York State Canal Corporation maintenance vessels may identify a favorable application for this technology due to the low power requirements and regular recharging opportunities within their operations. Keywords: marine, electric drive, data acquisition, modeling, energy consumption 1 Introduction According to the U.S. Energy Information Administration, New York State (NYS) is the fifth largest energy user of all the states. The State’s transportation sector in 2009 was responsible for 77 percent of petroleum consumption (all of which must be imported because there are no petroleum refineries in the State) and 40 percent of greenhouse gas (GHG) production, the single largest sector in either category [1]. While automobiles are the primary contributor, energy use and GHG emissions from freight transportation have grown at roughly twice the rate of passenger transportation emissions over the last 15 years. In January of 2011, Governor Andrew M. Cuomo reaffirmed Executive Order No. 24 (2009), which set a goal to reduce NYS greenhouse gas emissions in 2050 by 80 percent below the levels emitted in 1990. The Executive Order also created the New York Climate Action Council with a directive to prepare a Climate Action Plan that will assess how all economic sectors can reduce GHG emissions and adapt to climate change. World Electric Vehicle Journal Vol. 5 - ISSN 2032-6653 - © 2012 WEVA Page 0288

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Page 1: Electric Propulsion in Short Sea Shipping

EVS26 International Battery, Hybrid and Fuel Cell Electric Vehicle Symposium 1

EVS26 Los Angeles, California, May 6-9, 2012

Electric Propulsion in Short Sea Shipping

Paul Windover1, Bryan Roy, Joseph Tario2

1New West Technologies, 414 Trenton Ave, Suite 2D; Utica, NY 13502 2New York State Energy Research and Development Authority, 17 Columbia Circle; Albany, NY 12203

Abstract

Short sea shipping, the movement of freight along coasts and inland waterways, is more efficient and

environmentally friendly for transporting large quantities of product. While marine transport may displace

numerous diesel trucks, conventional propulsion systems still rely on petroleum fuels and the old engines

found in most freight vessels produce harmful exhausts. An investigation was undertaken to determine the

technical, economic, and environmental potential for an electric propulsion system in short sea shipping

operations within New York State where numerous waterways provide a marine highway option that can

be used for freight transport. Duty cycle information obtained from tugs during real-world operations in the

New York City Harbor was used in the analysis. Three drivetrain configurations, a series hybrid-electric

tug with energy storage, a series hybrid-electric tug with plug-in capability, and a series hybrid-electric tug

with exchangeable energy storage capability were analyzed using the acquired load profiles. Modeling

results indicate that the fuel savings is highly dependent on the application. The plug-in configuration is

likely to be the most cost effective concept based on the large increase in additional fuel savings for the

minimal cost to add this capability. This study shows the value of modeling with real-world duty cycles to

estimate system benefits. An ongoing study evaluating the potential benefits of electric propulsion for New

York State Canal Corporation maintenance vessels may identify a favorable application for this technology

due to the low power requirements and regular recharging opportunities within their operations.

Keywords: marine, electric drive, data acquisition, modeling, energy consumption

1 Introduction According to the U.S. Energy Information Administration, New York State (NYS) is the fifth largest energy user of all the states. The State’s transportation sector in 2009 was responsible for 77 percent of petroleum consumption (all of which must be imported because there are no petroleum refineries in the State) and 40 percent of greenhouse gas (GHG) production, the single largest sector in either category [1]. While automobiles are the primary contributor, energy use and GHG emissions from

freight transportation have grown at roughly twice the rate of passenger transportation emissions over the last 15 years. In January of 2011, Governor Andrew M. Cuomo reaffirmed Executive Order No. 24 (2009), which set a goal to reduce NYS greenhouse gas emissions in 2050 by 80 percent below the levels emitted in 1990. The Executive Order also created the New York Climate Action Council with a directive to prepare a Climate Action Plan that will assess how all economic sectors can reduce GHG emissions and adapt to climate change.

World Electric Vehicle Journal Vol. 5 - ISSN 2032-6653 - © 2012 WEVA Page 0288

Page 2: Electric Propulsion in Short Sea Shipping

EVS26 International Battery, Hybrid and Fuel Cell Electric Vehicle Symposium 2

The New York State Energy Research and Development Authority (NYSERDA) is a public benefit corporation to help New York meet its energy goals: reducing energy consumption, promoting the use of renewable energy sources, and protecting the environment. NYSERDA strives to facilitate change through the widespread development and use of innovative technologies to improve the State’s energy, economic, and environmental wellbeing. NYSERDA’s transportation programs are designed to provide funding opportunities for innovative research projects, and product development initiatives that reduce emissions, improve air-quality, and reduce our dependency on imported oil. The programs are designed to promote NYS business development, protect the environment, increase energy reliability, and enhance a competitive transportation-energy market. New West Technologies has been awarded multiple NYSERDA contracts to investigate the feasibility of advanced transportation concepts, demonstrate new technologies that have not been validated in real-world conditions, and assist in the commercial acceptance of underutilized systems that have not been previously deployed in NYS to any significant extent. To advance waterborne freight transport, New West Technologies completed an All-Electric and Hybrid-Electric Short Sea Shipping Assessment for NYS in 2010 and an Evaluation of Electric Propulsion for Tug Operations in New York City (NYC) Harbor in 2012. NYSERDA also recently awarded a follow-on project to New West Technologies to study the feasibility of electrifying NYS Canal Corporation maintenance vessels.

1.1 Short Sea Shipping Economies rely on the transportation of freight to maintain the flow of goods from manufacturers to consumers. The trucking industry accounts for about 70 percent of all transportation domestic freight tonnage [2]. An alternative to trucking, which could ease the burden on the highway system, is commercial vessel or tug and barge operations that transport freight on inland waterways. These operations, termed short sea shipping, have traditionally moved freight that could not effectively be transported on the highway because of height, width, or weight restrictions. Because of slower operating speeds, waterborne cargo is typically not time sensitive. In addition to their ability to transport difficult

loads, marine vessels also have an inherent efficiency advantage. A barge can transport 514 ton-miles per gallon of fuel while trucks can only transport 59 ton-miles per gallon of fuel [3]. Short sea shipping provides significant economic savings for transporting dry or liquid products in bulk quantities because a typical ship or barge will have at least 60 times more capacity than a single truck and can load or unload that amount of cargo much more effectively. The expansion of marine transport often requires little infrastructure investment and could have a direct effect on alleviating highway congestion with routes along existing highways [4]. Additional freight will have to be moved with economic growth and increases in population growth, for which trucking will only further burden a highway system that has reached maximum capacity around many cities. For coastal cities or those served by a major inland waterway, short sea shipping is a logical alternative transportation mode for freight that is either distributed to rural regions from an international port or brought into the densely populated urban area for consumption. Interest in short sea shipping increased considerably in 2010 when U.S. Transportation Secretary Ray LaHood identified a national network of marine corridors, connectors, projects, and initiatives for further development as part of “America’s Marine Highway Program.” The Eastern Seaboard and the Eastern United States in general, figured prominently in the program due to high population densities and an abundance of coastal and inland waterways.

1.2 Waterways in New York State NYS has a network of waterways which are currently used, to a limited extent, for commercial shipping operations. These waterways include the NYC Harbor, Hudson River, New York State Canal System, St. Lawrence Seaway, Lake Champlain, and Great Lakes. The Port of New York and New Jersey is the third largest U.S. port by cargo volume, handling almost 150 million tons in 2009 [5]. The NYS Canal System is 524 miles long with 57 locks and 20 lift bridges. It is a critical component of a successful waterborne freight system in NYS, because it links the Port of New York and the Hudson River to the Great Lakes. Partially due to reduced commercial demand, the canal is only open seasonally and other methods of transport must be used during the coldest months. The Great Lakes provide cost-effective trade routes to the Midwest and Canada.

World Electric Vehicle Journal Vol. 5 - ISSN 2032-6653 - © 2012 WEVA Page 0289

Page 3: Electric Propulsion in Short Sea Shipping

EVS26 In

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World Electric Vehicle Journal Vol. 5 - ISSN 2032-6653 - © 2012 WEVA Page 0290

Page 4: Electric Propulsion in Short Sea Shipping

EVS26 In

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World Electric Vehicle Journal Vol. 5 - ISSN 2032-6653 - © 2012 WEVA Page 0291

Page 5: Electric Propulsion in Short Sea Shipping

EVS26 In

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World Electric Vehicle Journal Vol. 5 - ISSN 2032-6653 - © 2012 WEVA Page 0292

Page 6: Electric Propulsion in Short Sea Shipping

EVS26 In

3.1.2 R

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World Electric Vehicle Journal Vol. 5 - ISSN 2032-6653 - © 2012 WEVA Page 0293

Page 7: Electric Propulsion in Short Sea Shipping

EVS26 In

Duty cyselected was usparametepower pr

Figure 3

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EVS26 International Battery, Hybrid and Fuel Cell Electric Vehicle Symposium 8

connectivity. These were combined into a comprehensive system operating model. The modeling technique is utilized to determine the energy usage profiles of each of the system components, as well as the overall system interaction. These profiles were then utilized to create total power, fuel consumption, emissions, and cost savings estimates associated with each technology. Similar sub-models were used for the HET, HET-PI, and HET-EES configurations; however, some aspects were eliminated to simulate the variations between these concepts. Data retrieved from the tugs was the primary driver for the modeling analysis which provided real-life applicable results. The first sub-model is for the auxiliary genset. As shown in Figure 3-10, this module simply references the state of charge (SOC) and maintains a minimum of 50% charge by turning the auxiliary genset on and off to ensure that power for all on-board equipment is available when needed. This module is programmed to keep the auxiliary genset off when the vessel is plugged into and receiving power from grid (for HET-PI and HET-EES configurations).

Figure 3-10: Auxiliary Genset Sub-model Diagram

Modules used for each of the primary gensets were similar which allowed for the scalability of the model to accept designs with different number of gensets. The modules are numbered sequentially (genset 1, genset 2, etc.…) and analyzed in numerical order, after the auxiliary genset, in the comprehensive model. The module’s logic path, as shown in Figure 3-11, begins by referencing the net power demanded by the tug and comparing it to the maximum power capabilities of the on-board energy storage. The net power refers to the total power, demanded by the tug, minus power provided by the auxiliary genset or lower numbered primary gensets. If the power required is higher than what can be provided by the energy storage, the genset

is automatically turned on. If it is not, the system looks at the SOC to determine if it is below a predetermined threshold. This threshold is based on battery specific characteristics and varied for each of the gensets, allowing them to be brought online incrementally if required. This SOC threshold is also utilized to specify charge-sustaining and charge-depleting modes. Charge-sustaining is accomplished by starting the generators earlier and not allowing the SOC to drop as low. It is used on the HET tug to protect battery life and provide sufficient power when needed. Charge-depleting is used on the HET-PI and HET-EES to optimize the use of grid power. It allows the SOC to drop much further before the gensets are brought online. If the SOC is below this threshold, the system checks to ensure that the power the genset provides will not overcharge the battery (which can cause damage) due to other gensets that may be operating. Once on, the gensets operate for a minimum of 5 minutes before shutting down.

Figure 3-11: Primary Genset Sub-model Diagram

The grid connectivity sub-model accounts for the displacement of petroleum by grid power and its impact on the overall value of these concepts. This module is not included for the HET concept model but provides grid connectivity simulation for both the HET-PI and HET-EES. To determine if the vessel is able to plug in to grid power or swap battery packs, it is necessary to verify that the vessel is stationary and docked at a location where this capability is possible. This is ideally determined using geo-fencing techniques. However, when GPS data was not available, it was assumed that if the vessel was not active for more

G[a] Auxillary generator state (on/off)

P[PI] Power received when plugged into the grid

SOC Battery State of Charge

P[net] Net power demand

BP[‐] Maximum battery power (discharging)

BP[+] Maximum battery power (charging)

G[n] Primary Generator State (n=1,2, ect…)

SOC Battery State of Charge

SOC[min] Predetermined Low state of charge threshold

RT Run time

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EVS26 International Battery, Hybrid and Fuel Cell Electric Vehicle Symposium 9

than 2 hours, then it was at a dock and could be plugged in. When the vessel is docked and the SOC is under 100%, the vessel will charge the on-board energy storage until mobile. Battery-swapping capability with the HET-EES was only modeled if GPS data could verify that the vessel was at its home port. When that occurred, the vessel swapped battery packs and the SOC was reset at 100%. Shore charging is enabled on the HET-EES to allow auxiliary loads to be provided by grid power even after a battery swap as shown in the diagram in Figure 3-12.

Figure 3-12: Grid Connectivity Sub-model Diagram

Two types of energy storage technology were analyzed for this study to evaluate the difference between lower-priced, low power dense absorbed glass mat (AGM) technology, and higher-priced, high power dense lithium Polymer (LiPo) technology. Each of these battery technologies exhibit widely different charge/discharge characteristics and require varied control logic for optimal operation of the hybrid electric propulsion system. The energy storage sub-model diagram is shown in Figure 3-13. The overall power requested from the battery pack is first converted to amp-hours per pack and then split up into separate algorithms for charging or discharging. The charging state is identified by the flow of current into the battery, which automatically accounts for the grid power when plugged in. Charging can only occur if the SOC is below 100%. The discharging state is identified by the flow of current out of the battery, which ensures that the SOC does not drop below 20% to prevent damage to the energy storage system. If the SOC is above 20%, the requested current is provided and the energy storage discharges. With AGM batteries, the rate of discharge determines the energy capacity of the energy storage system (higher power = lower capacity), so the equivalent SOC lost per increment is calculated

based on specific battery data. However, with LiPo battery technology, the rate of discharge does not detrimentally affect the energy storage capacity of the system. The current SOC of the battery is continually updated by subtracting or adding the incremental change in SOC from the previous time period.

Figure 3-13: Energy Storage Sub-model Diagram

3.5 Results The completed analysis revealed significant potential fuel savings for both tugs with different propulsion system configurations. These savings varied significantly with the vessel duty cycle and energy storage technology.

3.5.1 Moran Savings

Due to the size and overall duty cycle profile associated with the Moran vessel, the benefits of hybrid-electric propulsion are somewhat limited. As shown in its operational profile (Figure 3-6), this vessel utilizes higher power levels and spends significant time (approximately 14% of the total time) at maximum power. While the energy storage is limited in its overall energy capacity, this application is most demanding on the power capabilities of the specified batteries. This meant that LiPo battery technology was a better fit because of its high power density. Because GPS data was unavailable for this vessel, an accurate

SOC Battery State of Charge

GP Grid power (specified at 250 kVA)

EESExchangable energy storage swapped with 

fully charged unit

I[req] Requested current (amps)

I[rec] Received current (amps)

I[prov] Provided current (amps)

P[net] Net power demand

V[bat] Battery Voltage (DC)

TI Time increments per hour

Ah[bat@I] Maximum batter amp‐hours at discharge rate

SOC Battery State of Charge

ΔSOC delta SOC (change in SOC)

SOC[prev] SOC from the previous incremental time period

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EVS26 International Battery, Hybrid and Fuel Cell Electric Vehicle Symposium 10

evaluation of the HET-EES concept was not possible. The overall percentages of fuel savings expected by the Moran tug for both AGM and LiPo battery technology are shown in Figure 3-14. While percentage-wise these savings appear minimal, the sheer volume of fuel consumed by the baseline tug results in significant fuel savings over the course of a year.

Figure 3-14: Moran Tug Fuel Savings Potential

Emission savings for the Moran vessel are incrementally greater than its fuel savings because the engines used to power the gensets are operated at their most efficient load. The predicted emissions savings of a Moran HET-PI vessel equipped with two battery packs is shown in Figure 3-15.

Figure 3-15: Potential Moran Tug Emissions

Reduction

3.5.2 Reinauer Savings

The duty cycle data collected from the Kristy Anne Reinauer shows significant potential for the successful adoption of hybrid-electric propulsion technology. The majority of this vessel’s

operation is not at peak power and it spends considerable time at idle and low power cruising. When high power operations are conducted, they are generally quite short. This varied operation allows the vessel to utilize mostly electric power (stored in on-board batteries) and use the gensets only when operating at high power. Excess power from the gensets quickly recharges the energy storage. The model predicts that hybrid propulsion system configurations, including HET, HET-PI, and HET-EES, can provide significant fuel savings potential for this vessel. The overall estimated fuel saving potential is shown in Figure 3-16.

Figure 3-16: Reinauer Tug Fuel Savings Potential

The potential emission savings realized from the adoption of an electrified propulsion system follow similar trends as the fuel savings. However, because the gensets are operated at their cleanest power level, emission savings can be even more significant, as shown for two battery packs in Figure 3-17.

Figure 3-17: Reinauer Tug Emissions Reduction Potential

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EVS26 International Battery, Hybrid and Fuel Cell Electric Vehicle Symposium 12

References [1] NYSERDA (2011), Patterns and trends 2009;

New York State Energy Profiles: 1995-2009, www.nyserda.ny.gov/Publications/~/media/Files/Publications/Energy-Analysis/1995_2009_patterns_trends_rpt.ashx, accessed on 2012-01-23

[2] American Trucking Association (2008), Trucking and the Economy, www.truckline.com/Newsroom/Trucks%20Are/Trucking%20and%20the%20Economy.pdf, accessed on 2012-01-24

[3] U.S. Department of Transportation Maritime Administration (1994), Environmental Advantages of Inland Barge Transportation, www.ingrambarge.com/images/ingrambarge/pdf/environmental_advantages.pdf, accessed on 2011-09-05

[4] Stephen Flott (2004), Building a U.S. Waterborne Intermodal System, Presented at the Journal of Commerce Short Sea Shipping Conference, Hilton Head Island, SC

[5] American Association of Port Authorities (2009), U.S. Port Rankings By Cargo Tonnage, http://aapa.files.cms-plus.com/Statistics/2009US_PORTRANKINGS_BY_CARGO_TONNAGE.pdf, accessed on 2012-01-24

[6] Port Authority of New York and New Jersey, www.panynj.gov/port/ocean-shipping-schedules.cfm, accessed on 2012-01-24

[7] TugboatInformation.com, www.tugboatinformation.com/tug.cfm?id=564, accessed on 2012-01-30

[8] Tugboat Information.com, Reinauer Transportation Companies, www.tugboatinformation.com/company.cfm?id=33, accessed on 2011-12-27

[9] Reinauer Transportation Companies, www.reinauer.com, accessed on 2011-12-27

[10] Tugboat Information.com, Kristy Ann Reinauer, www.tugboatinformation.com/tug.cfm?id=17, accessed on 2011-12-27

Authors Paul Windover, a recent graduate from SUNY IT with a degree in Mechanical Engineering Technology, is a project engineer at New West Technologies, LLC. His areas of proficiency include system and technology modeling, concept development and technology evaluation, advanced transportation technology data collection and analysis, and economic analysis.

Bryan Roy, an engineer and project manager, has over 7 years of research and engineering in the renewable energy field with a focus on advanced transportation technologies. His expertise covers alternative fuels, transportation electrification, and petroleum use reduction for fleets. Mr. Roy has a B.S. in mechanical engineering from Union College and an M.S. in mechanical engineering and North Carolina State University.

Joseph D. Tario is a Senior Project Manager with NYSERDA’s Transportation Research Department; managing projects focused on advanced transportation infrastructure and intelligent transportation systems. A graduate of Rensselaer Polytechnic Institute, he holds an M.E. in environmental engineering, a B.S. in civil engineering, and is a licensed professional engineer in NYS. Mr. Tario also serves on the Board of Directors for the Intelligent Transportation Society of NY.

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