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CONG HOA xA HOI cHU NGHlA VI~T NAM DQc I~p - T1,l' do - Hanh phuc THE SOCIALIST REPUBLIC OF VIETNAM Independence - Freedom - Happiness Ngay .~!,... thdng 11 ndm 2018 BAo cAo KET QuA GIAO DICH co PHIEU/CmJNG CHi QuY CUA NGUOI NOI BO CUA CONG TY D~I CHUNG, NGUOI NOI PO CUA QuY D~ CHUNG vA NGUOI co LIEN QUAN CUA NGUOI NOI BO REPORT ON RESULTS OF TRANSACTION IN SHARES/FUND CERTIFICATES OF INTERNAL PERSON OF PUBLIC COMPANY, INTERNAL PERSON OF PUBLIC FUND AND RELATED PERSONS OF INTERNAL PERSON Kinh giri: - Uy ban Chung khoan Nha nuoc - So Giao djch clnrng khoan - Cong ty C6 phan Yang bac da quy PM Nhuan To: - The State Securities Commission - The Stock Exchange - Phu Nhuan Jewelry Joint Stock Company 1. Thong tin v€ ca nhan/t6 chirc thirc hien giao dich/ Information on individual/ organization: - H9 va ten ca nhan/Ten t6 chirc/ Name of individual/organization: TRAN THJ xuAN LAN - QU6c tich/ Nationality: Vi~t Nam - S6 CMND, H~ chieu, The din cuoc (d6i voi ca nhan) hoac S6 Gi~y chirng nhan dang ky doanh nghiep, Giay phep heat d<)ng hoac gi~y to phap ly nrong dirong (d6i voi t6 chtrc), ngay cftp, noi c~pl ID card/Passport No. (in case of individual) or Certificate of business registration No. (in case of organization), date of issue, place of issue. S6 119chieu/ Passport number: ' Ngay cftp/ Date of issue: Noi cftp/ Place of issue: - Dia chi lien h~/Dja chi tru so chinh/ Address: - Di~n thoai/ Telephone: - Chirc vu hien nay tai cong ty, dai chung, cong ty quan ly quy (n~u c6) hoac moi quan h~ voi cong ty dai chung, cong ty quan ly quy ICurrent position in the public company, the fund management company (if any) or relationship with the public company, the fund management company: Thanh vien HDTV cdng ty con - Chirc vu tai cong ty dai chung, cong ty quan ly quy tai ngay dang ky giao dich (neu c6)1 Posittion in the public company, the fund management company at registration date (if any): ........................ va ngay khong con la nguoi n<)ib<)hoac nguoi c6 lien quan cua ngiroi n<)ib<) cua cong ty dai chung, cong ty quan Iy quy: (neu r5 Iy do) *1 and date on which is no longer internal person or related person of internal person of the public company, the fund management company: . *: Muc nay chi danh. cho. truong h9'P chua hit thai han aang kf; giao dich, a6i tuong dang kf; khong con la nguoi ndi b(J hoac ngiari co lien quan cua ngutri noi bo cua cong ty dai chung, cong ty quan ly quy/ This item is only for cases not yet registration deadline of transaction, the registrant is no longer the internal person or related person of internal person of the public company, the fund management company. 2. Thong tin v~ nguoi n<)i b<)cua cong ty dai chung/quy dai chung la nguoi c6 lien quan cua ca

BO CUA CONG TY D~I CHUNG, NGUOI NOI PO CUA QuY D~ … · CONG HOA xA HOI cHU NGHlA VI~T NAM DQc I~p - T1,l' do - Hanh phuc THE SOCIALIST REPUBLIC OF VIETNAM Independence - Freedom

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CONG HOA xA HOI cHU NGHlA VI~T NAMDQc I~p - T1,l' do - Hanh phuc

THE SOCIALIST REPUBLIC OF VIETNAMIndependence - Freedom - Happiness

Ngay .~!,...thdng 11 ndm 2018

BAo cAo KET QuA GIAO DICH co PHIEU/CmJNG CHi QuY CUA NGUOI NOIBO CUA CONG TY D~I CHUNG, NGUOI NOI PO CUA QuY D~ CHUNG vA

NGUOI co LIEN QUAN CUA NGUOI NOI BOREPORT ON RESULTS OF TRANSACTION IN SHARES/FUND CERTIFICATES OF

INTERNAL PERSON OF PUBLIC COMPANY, INTERNAL PERSON OF PUBLIC FUNDAND RELATED PERSONS OF INTERNAL PERSON

Kinh giri: - Uy ban Chung khoan Nha nuoc- So Giao djch clnrng khoan- Cong ty C6 phan Yang bac da quy PM Nhuan

To: - The State Securities Commission- The Stock Exchange- Phu Nhuan Jewelry Joint Stock Company

1. Thong tin v€ ca nhan/t6 chirc thirc hien giao dich/ Information on individual/ organization:

- H9 va ten ca nhan/Ten t6 chirc/ Name of individual/organization: TRAN THJ xuAN LAN

- QU6c tich/ Nationality: Vi~t Nam

- S6 CMND, H~ chieu, The din cuoc (d6i voi ca nhan) hoac S6 Gi~y chirng nhan dang ky doanhnghiep, Giay phep heat d<)ng hoac gi~y to phap ly nrong dirong (d6i voi t6 chtrc), ngay cftp, noic~pl ID card/Passport No. (in case of individual) or Certificate of business registration No. (incase of organization), date of issue, place of issue. S6 119chieu/ Passport number: 'Ngay cftp/ Date of issue: Noi cftp/ Place of issue:

- Dia chi lien h~/Dja chi tru so chinh/ Address:

- Di~n thoai/ Telephone:

- Chirc vu hien nay tai cong ty, dai chung, cong ty quan ly quy (n~u c6) hoac moi quan h~ voicong ty dai chung, cong ty quan ly quy ICurrent position in the public company, the fundmanagement company (if any) or relationship with the public company, the fund managementcompany: Thanh vien HDTV cdng ty con

- Chirc vu tai cong ty dai chung, cong ty quan ly quy tai ngay dang ky giao dich (neu c6)1Posittion in the public company, the fund management company at registration date (if any):........................ va ngay khong con la nguoi n<)ib<)hoac nguoi c6 lien quan cua ngiroi n<)ib<)cua cong ty dai chung, cong ty quan Iy quy: (neu r5 Iy do) *1 and date onwhich is no longer internal person or related person of internal person of the public company,the fund management company: .

*: Muc nay chi danh. cho. truong h9'P chua hit thai han aang kf; giao dich, a6i tuong dang kf;khong con la nguoi ndi b(J hoac ngiari co lien quan cua ngutri noi bo cua cong ty dai chung,cong ty quan ly quy/ This item is only for cases not yet registration deadline of transaction, theregistrant is no longer the internal person or related person of internal person of the publiccompany, the fund management company.

2. Thong tin v~ nguoi n<)i b<)cua cong ty dai chung/quy dai chung la nguoi c6 lien quan cua ca

nhcln/t6 chirc thuc hien giao dich (d6i voi truong h9P nguoi thuc hien giao dich la nguoi co lienquan cua nguoi noi br) cua cong ty dai chung/quJJ dai chung) I Information about internal personof the public company/public fund is related person of trading individual/organization (in casetrader is related person of internal person of the public company/public fund):

- HQ va ten nguoi noi b(>1Name of internal person:

- Quoc tich/ Nationality:

- S6 CMND, H9 chieu, The din wO'c/ ID card/Passport No.:

- Dia chi thuong tru/ Permanent address:

- f)i~n thoai lien h~1Address: Fax: Email:

- Chirc vu tai cong ty dai cluing, cong ty quan ly quy tai ngay ca nMn/t6 chirc neu tai muc 1 dangky giao dich/ Posittion in the public company, the fund management company at date on whichindividual/organization referred to in paragraph 1to register the transaction:

- Chirc vu hien nay tai cong ty dai chung, cong ty quan ly quyl Currently posittion in the publiccompany, the fund management company:

- M6i quan h~ gitra ca nhcln/t6 clnrc thuc hi~n giao dich voi ngiroi n(>i b(>1Relationship ofindividual/organization executing transaction with internal person:

- S6 hrong, tY l~ c6 phieu/chirng chi quy ma nguoi n(>i b(> dang nam giG' (neu c6)1 Number,ownership proportion of shares held by the internal (if any):

3. Ma chirng khoan giao dich/ Securities code: PNJ

4. Cac tai khoan giao dich c6 c6 phieu/clurng chi quy neu tai rnuc 31 Trading account numberwith sharesljund certificates mentioned above: tai cong ty chirng khoan/ Insecurities company:

5. S6 hrong, tY'I~ c6 phieu/chirng chi quy n~m gifr truce khi thuc hien giao dich/ Number,ownership proportion of sharesljund certificates held before transaction: 67,536 c6 phan

6. S6 IUQng c6 phieu/chung chi quy dang ky mua/ban/cho/duoc cho/tang/diroc tang/thirake/chuyen nhuong/nhan chuyen nhuong/ Number of sharesljund certificates registered topurchase/ sale/ give/ be given! donate/ be do:zated /inherit/ transfer/ transferred: 94,800 c6 phan

7. S6 luong c6 phieu/chirng chi quy da giao dich (rnua/ban/cho/duoc cho/tang/duoc tang/thirak€/chuy€n nhuong/nhan chuyen nhirong/hoan d6i) **/ Number of sharesljund certificates traded(purchase/ sale/ give! be given! donate/ be donated /inherit/ transfer/ transferred/swap): 94,800c6 ph~n

8. S6 luong, ty l~ c6 phieu/chirng chi quy nam giG' sau khi thuc hien giao dich/ Number,ownership proportion of sharesljund certificates held after executing transaction: 162,336 c6ph~n

9. Phuong thirc giao dich/ Mode of transaction: Thuc hien quyen mua ESOP.

10 Thoi I hie . di h/'T' . 'od: ,)...~i 11/C4--u..(. 0 I glan t wc I\!n glaO !C .J. ransaction perto . .. .

** (Trang tnrong hop khong thirc hien h~ts6 hrong dang ky, ngiroi ni)i bi)/ ngirci colien quan phai giai trinh nguyen nhan.j/"(In case offailing to execute fullregistered number, the internal person/related person of internal person shallneed to explain the reasons.)

NGUOI BAo cAoNAME OF REPORTING PERSON

nUN THl XUAN LAN